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Richard Mark Hanchett
Richard Mark Hanchett
Visitors: 2
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Bar #709212(FL)     License for 26 years; Member in Good Standing
Tampa FL

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Contact

Richard Mark Hanchett: Member at The Nummi & Associates, P.A.
10301 Abbotsford Dr Tampa, FL 33626-1734
Offices:
  1. Tampa, FL Tampa, FL 33601-1102 Phone: 813-223-7474
Nummi & Associates, P.A.
  1. Tampa, FL 10301 Abbotsford Dr Tampa, FL 33626-1734

Practice Areas

Resumes

Associations

Association name Position name Duration
National Society of Compliance Professionals Member N/A
Financial Services Regulators Association Founder N/A

Awards

Award name Grantor Date granted
Commendation Securities & Exchange Commission 2001

Education

School name Degree Graduated
Stetson University College of Law law 2024
Stetson University College of Law law 2024
Stetson University College of Law law 2024
Yale Law School JD - Juris Doctor 2024
Yale Law School JD - Juris Doctor 2024

License

State Number Status Acquired Updated
FL 709212 Member in Good Standing 1998 04/25/2019
TN Active 0 11/24/2016

Publications

Publication name Title Date
Investment News Charges Tossed 2012
Memphis Business Journal Investment Firm Gets All Clear 2012
FA SEC Studies Reform to Death 2010
Investment News Small BDs Try to Maintain Reserves 2010
Investment News FINRA Cracks Down of Credit Disclosure 2010
Securities Arbitration Though Barred RRs Often Find Work 2009
Investment News Boilerplate Contracts 2006
Christian Science Monitor Greatest Generation 2005
Wealth Management Third Time is a Harm 2005

Speaking engagements

Conference name Title Date
Compliance & Risk Management Update on Risk Management & Compliance 2010

Work experience

Title Company name Duration
Attorney United States Securities & Exchange Comm. 1999 - 2003
Corporate Counsel GAH Holdings 2003 - 2005
Managing Partner Nummi & Associates, P.A. N/A

Cost

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