FILED
                                                            United States Court of Appeals
                                                                    Tenth Circuit

                   UNITED STATES COURT OF APPEALS June 26, 2012
                                                                Elisabeth A. Shumaker
                                TENTH CIRCUIT                       Clerk of Court



 UNITED STATES OF AMERICA,

              Plaintiff - Appellee,                       No. 11-6327
       v.                                              (W.D. Oklahoma)
 MICHAEL DWIGHT NORWOOD,                       (D.C. Nos. 5:09-CV-01063-F and
                                                     5:06-CR-00180-F-1)
              Defendant - Appellant.


            ORDER DENYING CERTIFICATE OF APPEALABILITY


Before MURPHY, ANDERSON, and HARTZ, Circuit Judges.


      Defendant Michael Norwood filed a pro se motion for relief under

28 U.S.C. § 2255 in the United States District Court for the Western District of

Oklahoma, claiming ineffective assistance of counsel. The district court denied

the motion and declined to grant a certificate of appealability (COA). See

28 U.S.C. § 2253(c)(1)(B) (requiring a COA to appeal the denial of a § 2255

motion). Continuing to proceed pro se, Defendant now seeks a COA from this

court on the following claims: (1) that his plea was unknowing and involuntary

because his attorney miscalculated his possible sentence; (2) that his attorney

threatened him to induce him not to pursue his motion to withdraw his plea; (3)

that his attorney was ineffective at sentencing in failing to argue that officers had

engaged in unnecessary controlled buys just to increase his sentence, that
uncharged drug transactions were improperly attributed to him in computing the

drug quantity determining his offense level, and that he was not eligible for a

leadership-role enhancement; and (4) that his appellate attorney was ineffective in

failing to raise the drug-quantity and leadership-enhancement arguments, and

arguments that the district court used the wrong standard of proof in finding

sentencing facts and that his sentence was substantively unreasonable. We deny

the application for a COA and dismiss the appeal.

I.    BACKGROUND

      On August 2, 2006, Defendant was indicted on three counts of distributing

methamphetamine, see 21 U.S.C. § 841(a)(1), and one count of being a felon in

possession of a firearm, see 18 U.S.C. § 922(g)(1). The drug charges were for

methamphetamine sales of 7.1 grams on January 26, 2006; 15.2 grams on

March 6, 2006; and 53.7 grams on May 26, 2006. Two months after the

indictment, the government filed notice under 21 U.S.C. § 851(a)(1) that

Defendant had a prior state drug conviction and therefore faced up to 30 years’

imprisonment on counts one and two and life imprisonment on count three.

Without reaching a plea agreement with the prosecution, Defendant then pleaded

guilty to all the counts in the indictment. In executing a standard form petition to

enter a plea of guilty, Defendant marked the Yes answers to the following

questions on the form:




                                        -2-
        [1.] Do you realize if you plead GUILTY the maximum statutory
        sentence the judge may impose remains the same as if you had pled
        NOT GUILTY and had been convicted by a jury? . . . .
        [2.] Do you know the sentence you will receive is solely a matter for
        the judge to decide? . . . .
        ....
        [3.] In calculating the range of sentence under the advisory
        Sentencing Guidelines, the judge will take into account all conduct,
        circumstances, and injuries associated with your criminal conduct,
        whether or not this conduct is formally charged by the government.
        The judge will consider all relevant conduct at the time of sentencing
        even though you are pleading guilty to fewer than all counts in the
        Indictment or Information. Do you understand this? . . . .
        [4.] Also, there is no limitation placed on the information the judge
        can consider at the time of sentencing concerning your background,
        character and conduct so long as the information is reliable. The
        judge will take all of these factors into consideration in determining
        an appropriate sentence. Do you understand this?

Pet. to Enter Plea of Guilty at *4, 6, United States v. Norwood, No. 5:06-cr-00180

(W.D. Okla. Oct. 12, 2006), ECF No. 42. He marked the No answer to the

question whether “any officer, attorney or agent of any branch of government

(federal, state, or local) [has] promised or predicted that you will receive a lighter

sentence, or probation, or any other form of leniency if you plead GUILTY,” and

the Yes answer to the question whether he understood that “no one has any

authority to make any such promise or prediction on your sentence because the

matter of sentencing is exclusively within the control of the judge and no one

else[.]” 

he filled in the maximum sentences for all counts in the

indictment; for count three, he wrote that the maximum sentence was “Life.” 

      At the plea hearing his attorney indicated that Defendant was “very up” on

the relevant statutory offenses and sentencing guidelines and knew that one of the

counts carried a sentence between ten years and life. R., Vol. 1 at 34 (internal

quotation marks omitted). During the plea colloquy Defendant said that when he

signed the petition to enter a plea of guilty, he reviewed it with his attorney. He

also answered Yes to the following questions:

      [1.] Do you understand, sir, that the Court will not be able to
      determine the advisory guideline range for your case until after the
      presentence report [PSR] has been completed and you and the
      government have had an opportunity to challenge the reported facts
      and the application of the advisory guidelines recommended by the
      probation officer and that the sentence imposed may be different
      from any estimate that counsel may have given you? . . . .
      [2.] Do you also understand that . . . the Court does have the
      authority to depart either within or outside of the framework of the
      advisory guidelines and to impose a sentence that is more severe or
      less severe than the sentence called for by the advisory
      guidelines? . . . .
      [3.] [D]o you understand that as a practical matter you have no way
      of knowing what the consequences of your plea . . . will be? . . . .
      [4.] Do you understand . . . that as a result of your guilty plea, the
      facts that may have an effect on the severity of the sentence for your
      crime will be determined by [the judge] and not by a jury?

brackets omitted).

      The final PSR grouped the three drug offenses and calculated a base

offense level of 38 for both the drug offenses and the firearm offense, based on a

drug quantity of 360,700.92 kilograms of marijuana equivalent. See USSG

§§ 2D1.1(c)(1) (base offense level for drug offenses); 2K2.1(c)(1) (setting firearm

offense level at level of drug offense under § 2X1.1 if firearm used in connection

                                            -4-
with drug offense). The quantity included not only the 76 grams of

methamphetamine from the sales in the indictment, which were computed to be a

marijuana equivalent of 321 kilograms, but also the various drugs in numerous

transactions between 1988 and 2006, which were deemed to be relevant conduct.

The PSR called for a two-level enhancement for Defendant’s possession of a

firearm during the commission of the offense, see 

four-level

enhancement for Defendant’s being “an organizer or leader of a criminal activity

that involved five or more participants,” 

a two-level deduction

for acceptance of responsibility, see 

it calculated the total

offense level as 42. Because Defendant had a criminal-history category of IV, the

advisory guideline sentencing range was 360 months to life imprisonment.

      Promptly after the filing of the final PSR, Defendant filed a pro se letter in

district court requesting a hearing to change his plea of guilty to not guilty. He

complained that the government “is trying to give me more time than my offense

of conviction carries,” and that he “never admitted to anything amounting to give

me a 360 [months] to Life sentence,” as opposed to “a 10 [years] to Life

sentence.” Norwood, No. 5:06-cr-00180-F (W.D. Okla. Mar. 7, 2007). Two days

later he withdrew the request to withdraw his guilty plea.

      Defendant then filed a sentencing memorandum objecting to the revised

PSR. He challenged the leader and firearm enhancements and argued that he

should be held accountable only for the drugs that were charged in the indictment

                                          -5-
(321 kilograms of marijuana equivalent), that his sentence should be the

mandatory minimum for count three (10 years), and that at sentencing the district

court should not consider information provided by witnesses who were promised

anything of value. He also filed motions to prohibit a summary witness at the

sentencing hearing and to empanel a jury to determine the relevant conduct for

which he should be accountable.

      At the sentencing hearing the government called as witnesses two law-

enforcement officers and eight of Defendant’s former associates. The district

court found that Defendant was responsible for 74,660.34 kilograms of marijuana-

equivalent drugs rather than the far larger PSR estimate, but the reduction did not

affect Defendant’s total offense level. The court sentenced Defendant to

concurrent sentences of 360 months’ imprisonment on counts one and two, life

imprisonment on count three, and 120 months’ imprisonment on count four.

      After judgment was entered, the district court granted defense counsel’s

motion to withdraw and appointed new counsel, who filed a notice of appeal. The

appeal raised only one issue: whether the sentencing-hearing testimony on

Defendant’s prior drug activity was sufficiently reliable. Defendant, citing a

conflict with his counsel over which issues to raise on appeal, filed a letter in this

court requesting that his appellate counsel be removed, the appeal be suspended,

and new appellate counsel be appointed. On December 12, 2007, his counsel also

sought leave to withdraw.

                                          -6-
      On December 26, 2007, we affirmed Defendant’s sentence but appointed

new counsel and extended the time to file a petition for rehearing. The petition

raised three new issues: (1) that Defendant’s prior drug transactions were not

“relevant conduct” for sentencing purposes, R., Vol. 1 at 37; (2) that his sentence

violated the Fifth Amendment because the district court’s findings had so

dramatically increased his sentence that the court should have had to make the

findings under a beyond-a-reasonable-doubt standard rather than a preponderance

standard; and (3) that his sentence was substantively unreasonable. A divided

panel denied the petition. After unsuccessfully petitioning for a writ of certiorari

in the Supreme Court, Defendant filed his § 2255 motion in district court.

II.   DISCUSSION

      A COA will issue “only if the applicant has made a substantial showing of

the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). This standard

requires “a demonstration that . . . includes showing that reasonable jurists could

debate whether (or, for that matter, agree that) the petition should have been

resolved in a different manner or that the issues presented were adequate to

deserve encouragement to proceed further.” Slack v. McDaniel, 

(2000) (internal quotation marks omitted). In other words, the applicant must

show that the district court’s resolution of the constitutional claim was either

“debatable or wrong.” 

in determining whether to issue a

COA, a “full consideration of the factual or legal bases adduced in support of the

                                         -7-
claims” is not required. Miller–El v. Cockrell, 

, 336 (2003).

Instead, the decision must be based on “an overview of the claims in the habeas

petition and a general assessment of their merits.” 

turn the

four issues on which Defendant seeks a COA.

      A.     Miscalculation of Possible Sentence

      Defendant argues that his guilty plea was unknowing and involuntary

because his attorney provided ineffective assistance by assuring him “that his

sentence could only be based on the offenses of conviction, that his guideline

range was 70-87 months, . . . that his sentence would not exceed the mandatory

minimum of 10 years,” and “that the court could not and would not use uncharged

conduct” in determining his sentence. Aplt. Br. at 19.

      The district court rejected Defendant’s argument, stating that “‘[a]

miscalculation or erroneous sentence estimation by defense counsel is not a

constitutionally deficient performance rising to the level of ineffective assistance

of counsel.’” R., Vol. 1 at 40 (quoting United States v. Gordon, 

,

1570 (10th Cir. 1993)). The court added that even if counsel’s advice had been

deficient, Defendant could not establish prejudice because “a defendant [who]

enters a guilty plea pursuant to a plea petition and plea colloquy in which he

acknowledges the potential maximum sentence and that the sentence would be

determined by the judge . . . is not prejudiced by counsel’s errors in estimating a

potential sentence.” R., Vol. 1 at 40 (citing United States v. Silva, 

,

                                         -8-
1100 (10th Cir. 2005)). In our view, no reasonable jurist could debate that

Defendant was not prejudiced by any deficient performance of his counsel

because the district court clearly informed him properly before accepting his plea.

      B.     Withdrawal of Guilty Plea

      In a related argument, Defendant contends that his guilty plea was not

knowing and voluntary because he withdrew his motion to withdraw his guilty

plea only after his attorney threatened that otherwise he would no longer

represent Defendant and that Defendant would be forced to proceed pro se. He

asserts that it is unacceptable that “‘one constitutional right should have to be

surrendered in order to assert another,’” Aplt. Br. at 22–23 (quoting Simmons v.

United States, 

, 394 (1968)).

      The district court ruled that it did not “need [to] address whether counsel’s

performance was deficient in allegedly demanding that [D]efendant withdraw his

pro se motion” because Defendant could not “show prejudice resulting from

counsel’s alleged action.” R., Vol. 1 at 43. It said that in any event Defendant

could not have shown a fair and just reason for withdrawing his guilty plea,

because he never asserted his innocence, he said at the plea hearing that he was

fully satisfied with his attorney’s performance, and he told the court that “no one

had forced him to plead guilty and that he was pleading guilty of his own free will

because he was guilty.” 

district court’s decision that Defendant

failed to show prejudice could not be debated by a reasonable jurist.

                                         -9-
      C.     Sentencing

      Defendant argues that he received ineffective assistance of counsel at

sentencing in several respects. We hold that the district court’s resolution of

Defendant’s arguments was neither debatable nor wrong. We summarize each

argument and the district court’s response.

      First, Defendant contends that his attorney should have argued that the

government manipulated the quantity of methamphetamine attributed to him by

choosing to escalate the quantity in the third buy rather than arresting him earlier.

The district court concluded that Defendant could not show that he was prejudiced

because the unmade argument lacked merit. See United States v. Orange, 

, 797 (10th Cir. 2006) (“When . . . the basis for the ineffective assistance

claim is the failure to raise an issue, we must look to the merits of the omitted

issue. If the omitted issue is without merit, then counsel’s failure to raise it is not

prejudicial, and thus is not ineffective assistance.” (citation omitted)). It pointed

out that Defendant would have needed to show that the government’s

investigation was “done in a manner that ‘is so shocking, outrageous, and

intolerable that it offends the universal sense of justice,’” R., Vol. 1 at 45

(quoting United States v. Lacey, 

, 964 (10th Cir. 1996) (internal

quotation marks omitted)), yet circuit precedent is that “‘it is not outrageous for

the government to induce a defendant to repeat, continue, or even expand




                                         -10-
previous criminal activity.’” R., Vol. 1 at 45 (ellipsis omitted) (quoting United

States v. Pedraza, 

, 1521 (10th Cir. 1994)).

      Second, Defendant contends that his attorney should have challenged the

inclusion of drug quantities from past transactions as “relevant conduct” because

they were not part of a “common scheme or plan.” USSG § 1B1.3(a)(2). He

argues that his criminal activity did not possess the requisite similarity,

regularity, and temporal proximity. See United States v. Caldwell, 

,

1350 (10th Cir. 2009). In rejecting this argument, the district court noted that

Defendant’s attorney had in fact challenged the inclusion of the past transactions

as “relevant conduct,” focusing on the lack of temporal proximity. Moreover, it

said that Defendant could not show prejudice because the prior offenses were

relevant conduct. It explained that “the number and frequency of [his] acts shows

regularity” and that “[t]he sheer repetitiveness of [his] drug dealing activity,

coupled with the similarity of his drug offenses over a lengthy period of time,

reduces the impact, for analytical purposes, of any temporal gaps.” R., Vol. 1 at

49.

      Third, Defendant argues that his attorney did not adequately challenge the

leadership-role enhancement, making only “a half-hearted objection to the

proposed enhancement” that “failed to articulate a valid reason for his objection.”

Aplt. Br. at 36. The district court rejected this argument because Defendant’s

attorney objected to the enhancement, and “the evidence established with clarity

                                         -11-
that defendant organized, managed and directed more than five participants in

other relevant criminal activity.” R., Vol. 1 at 50.

      Finally, Defendant argues that his attorney was ineffective at sentencing

because he devoted much of his sentencing memorandum to one meritless

issue—namely, whether the court should refuse to consider testimony from former

associates who were given or promised anything of value. The district court

rejected this argument because the memorandum was in fact persuasive. It said

that “in making its findings at the conclusion of the sentencing proceedings, the

court did indeed—as urged by the defendant’s trial counsel—reject significant

portions of the testimony offered by the government to establish the earlier drug

transactions.” 

    Appellate Counsel

      Defendant argues that his appellate counsel was ineffective because he

raised one meritless issue (that the testimony of his drug associates lacked

sufficient indicia of reliability) and ignored several meritorious issues. The

allegedly meritorious omitted issues were (1) that Defendant did not qualify for a

leadership enhancement; (2) that his past drug transactions were not “relevant

conduct” for sentencing purposes; (3) that the government must prove beyond a

reasonable doubt the facts that so greatly increased his sentence; and (4) that his




                                         -12-
sentence was substantively unreasonable. 1 The last three issues were raised in his

petition for rehearing, but he argues that his second appellate counsel’s

“involvement . . . came too late” because his new claims allegedly were not

reviewed when this court denied the petition. Aplt. Br. at 41.

      We have already held that the first two potential appellate arguments lack

merit, so Defendant was not prejudiced by any failure to raise them. As for the

last two potential arguments, the district court was clearly correct in ruling that

they too were meritless and Defendant was therefore not prejudiced by their not

being raised. As the district court said, the standard-of-proof argument is

“foreclosed by [Tenth Circuit] case law.” R., Vol. 1 at 52–53 (citing United

States v. Magallanez, 

, 684–85 (10th Cir. 2005); United States v.

Hall, 

, 1312 (10th Cir. 2007)). And the district court also correctly

stated that this court would not find the sentence substantively unreasonable

because of its deferential standard of review.




      1
        Defendant raised in district court the claim that his appellate counsel was
ineffective for failing to argue that the government had engaged in sentencing-
factor manipulation. But he appears to have abandoned that argument on appeal.


                                         -13-
III.   CONCLUSION

       We DENY Defendant’s application for a COA and DISMISS his appeal.

                                   ENTERED FOR THE COURT


                                   Harris L Hartz
                                   Circuit Judge




                                    -14-