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Woodward v. Cline, 12-3114 (2012)

Court: Court of Appeals for the Tenth Circuit Number: 12-3114 Visitors: 127
Filed: Sep. 07, 2012
Latest Update: Feb. 12, 2020
Summary: FILED United States Court of Appeals Tenth Circuit September 7, 2012 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT DAVID L. WOODWARD, Petitioner - Appellant, v. No. 12-3114 SAM CLINE, Warden, Hutchinson Correctional Facility; ATTORNEY GENERAL OF KANSAS, Respondents - Appellees. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF KANSAS * (D.C. NO. 5:11-CV-03102-SAC) David L. Woodward, pro se. Before MURPHY, BALDOCK, and HARTZ, Circuit Judg
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                                                                      FILED
                                                           United States Court of Appeals
                                                                   Tenth Circuit

                                                               September 7, 2012
                                       PUBLISH
                                                               Elisabeth A. Shumaker
                                                                   Clerk of Court
                   UNITED STATES COURT OF APPEALS

                               TENTH CIRCUIT



 DAVID L. WOODWARD,

             Petitioner - Appellant,
 v.                                                    No. 12-3114
 SAM CLINE, Warden, Hutchinson
 Correctional Facility; ATTORNEY
 GENERAL OF KANSAS,

             Respondents - Appellees.


          APPEAL FROM THE UNITED STATES DISTRICT COURT
                   FOR THE DISTRICT OF KANSAS *
                    (D.C. NO. 5:11-CV-03102-SAC)


David L. Woodward, pro se.


Before MURPHY, BALDOCK, and HARTZ, Circuit Judges.


HARTZ, Circuit Judge.




      *
       After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
      Applicant David Woodward, a Kansas state prisoner proceeding pro se,

seeks a certificate of appealability (COA) to appeal the denial of his application

for relief under 28 U.S.C. § 2254. See 28 U.S.C. § 2253(c)(1)(A) (requiring COA

to appeal denial of application). The district court dismissed the application as

untimely. Applicant’s principal argument is that the limitations period for filing

the application has not yet expired because the state court has yet to rule on a

postconviction discovery motion that he filed in 1994. Because we hold that a

postconviction discovery motion does not toll the limitations period for filing a

§ 2254 application, we deny the application for a COA and dismiss the appeal.

I.    BACKGROUND

      In 1991 Applicant pleaded guilty in Kansas state court to kidnapping, two

counts of sexual exploitation of a child, rape, indecent liberties with a child, and

felony murder in connection with the killing of a five-year-old child and the

sexual molestation of an eight-year-old child. See State v. Woodward, 
202 P.3d 15
, 17 (Kan. 2009). The Kansas Supreme Court affirmed Applicant’s sentence on

direct appeal on January 21, 1994. See 
id. Soon thereafter, on
April 4, 1994, Applicant filed a motion in state court

requesting that DNA testing be conducted on hair samples in his case so that the

results could be compared to the results of DNA tests of a man allegedly involved

in the murder to which Applicant pleaded guilty. It is unclear whether the April 4




                                         -2-
motion has ever been ruled upon. See State v. Woodward, 
248 P.3d 280
, 
2011 WL 1002957
, at *1 (Kan. Mar. 18, 2011) (unpublished).

      On September 18, 1995, Applicant filed a motion in state district court for

postconviction relief under Kan. Stat. Ann. § 60-1507 (1976), seeking withdrawal

of his guilty pleas. The court denied the motion, and the Kansas Court of Appeals

affirmed. On March 17, 1999, the Kansas Supreme Court denied review. See

Woodward v. State, 
975 P.2d 281
, 281 n.24 (Kan. Jan. 8, 1999) (unpublished table

decision).

      Eight years later, on April 9, 2007, Applicant filed a § 2254 application in

federal district court. But he later withdrew that application, returning instead to

state court, where he filed on June 21 a motion to vacate his guilty plea and

dismiss the indictment based on newly discovered evidence. On March 6, 2009,

the Kansas Supreme Court affirmed the denial of the motion. See Woodward, 
202 P.3d 15
.

      Two months later Applicant filed another motion in state district court, this

time seeking a hearing on the results of DNA testing and vacation of his guilty

plea, conviction, and indictment. The Kansas Supreme Court affirmed the denial

of the motion, see Woodward, 
248 P.3d 280
, 
2011 WL 1002957
, and the United

States Supreme Court denied Applicant’s petition for a writ of certiorari on June

6, 2011. See Woodward v. Kansas, 
131 S. Ct. 2972
(2011).




                                         -3-
      Meanwhile, on May 24, 2011, Applicant filed in the United States District

Court for the District of Kansas the present § 2254 application. The application

claimed (1) that the prosecution had charged Applicant in violation of an

immunity agreement, suppressed exculpatory evidence, used false evidence, and

violated the plea agreement; (2) that the state preliminary-hearing judge had

relied on evidence not in the record; (3) that the state district judge had abused

his discretion by failing to construe liberally his state postconviction motion and

by denying him an evidentiary hearing on the motion; (4) that he was actually

innocent of the crimes; (5) that his confession to the murder was coerced; (6) that

his guilty pleas were not knowing and voluntary; (7) that his trial and appellate

counsel rendered ineffective assistance; and (8) that Kan. Stat. Ann. § 21-2512

(2012), which authorizes postconviction motions for DNA testing in certain

circumstances, is unconstitutional.

      The district court dismissed the application as untimely because it was filed

after the applicable one-year limitations period. See 28 U.S.C. § 2244(d)(1). It

rejected Applicant’s arguments that his claims were timely either because of

equitable tolling or under the Supreme Court’s decision in Jimenez v.

Quarterman, 
555 U.S. 113
(2009). Applicant then filed a motion asking the

district court to reinstate the application, asserting that his § 2254 application was

timely because no court had ever ruled on his April 1994 state-court motion




                                          -4-
seeking DNA testing. The court denied the motion and denied Applicant’s

request for a COA.

      In this court Applicant argues that his application is timely because (1) the

limitations period has been tolled by his still-pending 1994 motion for DNA

testing, (2) his showing of actual innocence entitles him to equitable tolling, (3)

the limitations period did not begin until the Kansas Supreme Court affirmed the

denial of his 2009 postconviction motion, and (4) the State waived its right to

challenge the timeliness of his § 2254 application.

II.   DISCUSSION

      A COA will issue “only if the applicant has made a substantial showing of

the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). If the application

was denied by the district court on procedural grounds, the applicant must show

“that jurists of reason would find it debatable whether the district court was

correct in its procedural ruling.” Slack v. McDaniel, 
529 U.S. 473
, 484 (2000).

“Where a plain procedural bar is present and the district court is correct to invoke

it to dispose of the case, a reasonable jurist could not conclude either that the

district court erred in dismissing the petition or that the petitioner should be

allowed to proceed further.” 
Id. A. Timeliness of
Applicant’s § 2254 Application

      The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) sets a

one-year limitations period for filing a § 2254 application. See 28 U.S.C.

                                          -5-
§ 2244(d)(1). Ordinarily, the limitations period begins to run on the latest of four

possible dates. The most common date that starts the clock is “the date on which

the judgment became final by the conclusion of direct review or the expiration of

the time for seeking such review.” 
Id. § 2244(d)(1)(A). As
relevant here, a

judgment becomes final when the defendant has exhausted all direct appeals in

state court and the time to petition for a writ of certiorari from the United States

Supreme Court has expired (which is 90 days after the decision by the State’s

highest court). See Fleming v. Evans, 
481 F.3d 1249
, 1257–58 (10th Cir. 2007).

If, however, the conviction became final before AEDPA’s April 24, 1996,

effective date, the one-year limitations period begins to run on that date. See

Allen v. Siebert, 
552 U.S. 3
, 4 (2007) (per curiam). In addition, the statute tolls

the limitations period while “a properly filed application for State post-conviction

or other collateral review with respect to the pertinent judgment or claim is

pending.” 28 U.S.C. § 2244(d)(2).

      Applicant’s conviction and sentence, which was affirmed by the Kansas

Supreme Court on January 21, 1994, became final on April 21, 1994. Because

that event predated AEDPA, the limitations period for Applicant’s claims started

on April 24, 1996. The limitations period was tolled, however, while his 1995

state postconviction motion was pending. That tolling ended when the state

supreme court denied review of the motion on March 17, 1999. Filed more than

11 years after the one-year limitations period expired on March 17, 2000,

                                          -6-
Applicant’s § 2254 application is clearly untimely absent some exceptional

circumstance. We now turn to Applicant’s three arguments that his § 2254

application was timely.

             1.      The 1994 Motion for DNA Evidence

      Applicant argues that he is entitled to tolling under 28 U.S.C. § 2244(d)(2),

which states: “The time during which a properly filed application for State

post-conviction or other collateral review with respect to the pertinent judgment

or claim is pending shall not be counted toward any period of limitation under

this subsection.” He contends that his 1994 state-court motion for DNA testing

qualifies as a properly filed application for collateral review and that because no

court has ruled on his motion, the one-year limitations period is still being tolled.

Applicant may be correct that the motion is still pending. But we agree with the

district court that his argument fails because the motion is not an application for

collateral review.

      The Supreme Court recently held that “‘collateral review’ of a judgment or

claim means a judicial reexamination of a judgment or claim in a proceeding

outside of the direct review process.” Wall v. Kholi, 
131 S. Ct. 1278
, 1285

(2011). Although the 1994 motion appears to have been filed outside of the

direct-review process, it did not call for a judicial reexamination of the judgment

imposing Applicant’s sentence. The motion asked that DNA testing be done on

hair samples preserved in Applicant’s case and that the results be provided to

                                         -7-
him. 1 According to the motion, Applicant believed that the samples would match

another felon who was allegedly involved in the homicide for which Applicant

was convicted. Presumably, Applicant hoped that the DNA testing results would

undermine the validity of his murder conviction. But even though the motion

made a passing reference to Kansas Statutes Annotated Chapter 60, which

contains the rules governing habeas corpus proceedings, it contained no request

that his conviction or sentence be reexamined. It requested only information—the

results of DNA testing. In essence the motion was a request for discovery.




       1
           The full body of the 1994 motion states:

                    MOTION FOR COMPARISON OF DNA EVIDENCE

       Pursuant to KSA Chapter 60 and KSA 21-2511 comes now petitioner, David L.
Woodward, and for cause setsforth [sic] as follows:
1. Evidence, fingerprints, hair and other materials were found relative to my alleged
crime of felony murder. NONE ever matched my materials submitted.
2. Material information has arisen that would compel prudent men to question & ask for
the fingerprints and other DNA evidence herein to be compared against one felon
known as Doil E. Lane. Statements have come to light that Lane was involved in the
homicide in question.
WHEREFORE, Petitioner prays that genetic markers—DNA—be made of hair samples
preserved in evidence concerning case 91-CR-792, and such and all results of testing
thereto be provided forthwith. Petitioner also prays that the court appoints petitioner
new and different counsel in this matter.

R., Vol. 1 at 91.

                                             -8-
Because it did not call for reexamination of the judgment, 2 the motion did not toll

AEDPA’s limitations period. 3

       Our conclusion is supported by substantial authority. Kholi itself

distinguished the motion to reduce sentence considered in that case (which tolled

the limitations period) from a discovery motion, saying: “A motion to reduce

sentence is unlike a motion for post-conviction discovery or a motion for

appointment of counsel, which generally are not direct requests for judicial

review of a judgment and do not provide a state court with authority to order

relief from a 
judgment.” 131 S. Ct. at 1286
n.4. And several sister circuits have

ruled that a motion seeking discovery but not requesting relief from a judgment

does not toll the AEDPA limitations period. The Eleventh Circuit rejected tolling

based on proceedings quite similar to those here—a request under a Florida

statute for DNA testing; it said that it is “well-settled that a discovery motion



       2
         The motion also did not call for “reexamination of a . . . claim.” Kholi, 131 S.
Ct. at 1285 (emphasis added). When § 2244(d)(2) grants tolling based on an
application for “review with respect to the pertinent judgment or claim,” the type of
claim to which it refers is one that can be raised in a § 2254 proceeding—that is, a
claim that the applicant “is in custody in violation of the Constitution or laws or treaties
of the United States.” 28 U.S.C. § 2254(a); see Tillema v. Long, 
253 F.3d 494
, 500 n.7
(9th Cir. 2001) (noting that a challenge to the execution of a sentence could be a claim
under § 2254 that is not a challenge to a judgment), abrogated in part on other grounds
by Pliler v. Ford, 
542 U.S. 225
(2004). The motion for DNA testing did not raise that
type of claim.
       3
        A few months after the DNA motion, Applicant filed a “Motion to Call Forth
and Be Heard.” We need not address it separately, because it appears to be essentially
a request for action on the DNA motion and seeks no greater relief than that motion,
just DNA testing and disclosure of the results.

                                            -9-
does not” toll AEDPA’s limitations period. Brown v. Sec. for Dep’t of Corr., 
530 F.3d 1335
, 1338 (11th Cir. 2008); see Price v. Pierce, 
617 F.3d 947
, 952–54 (7th

Cir. 2010) (following Brown); see also Hodge v. Greiner, 
269 F.3d 104
, 107 (2d

Cir. 2001) (state-court petition to obtain additional documents concerning the

investigation of prisoner’s offense “did not challenge [his] conviction” but instead

“sought material he claimed might be of help in developing such a challenge”);

Ramirez v. Yates, 
571 F.3d 993
, 999–1000 (9th Cir. 2009) (following Hodge).

But cf. Hutson v. Quarterman, 
508 F.3d 236
, 238–39 (5th Cir. 2007) (per curiam)

(motion under Texas statute tolls limitations period because it requests not only

DNA testing but also review of the judgment based on test results). This

proposition does not create an impediment to federal review based on new DNA

evidence. As Brown observed, “If such motions produce newly discovered

exculpatory evidence, AEDPA grants the movant a year from that discovery,

subject to tolling while related state collateral attacks are advanced, to challenge

their conviction in federal habeas 
proceedings.” 530 F.3d at 1338
.

             2.     Equitable Tolling

      Applicant next argues that his application is timely because he is entitled to

equitable tolling based on his claim of actual innocence. See Laurson v. Leyba,

507 F.3d 1230
, 1232 (10th Cir. 2007) (“A claim of actual innocence may toll the

AEDPA statute of limitations.”). But we have “stress[ed] that this actual

innocence exception is rare and will only be applied in the extraordinary case.”

                                         -10-
Lopez v. Trani, 
628 F.3d 1228
, 1231 (10th Cir. 2010) (internal quotation marks

omitted). “[P]risoners asserting innocence as a gateway to defaulted claims must

establish that, in light of new evidence, it is more likely than not that no

reasonable juror would have found [the prisoner] guilty beyond a reasonable

doubt.” House v. Bell, 
547 U.S. 518
, 536–37 (2006) (internal quotation marks

omitted). Although Applicant refers to alleged weaknesses in the evidence

against him and points to affidavits by his sons that assert an alibi, it requires

only a brief review of the preliminary-hearing evidence, including his confession,

to see that he has failed to meet the demanding standard for establishing actual

innocence. He is not entitled to equitable tolling.

             3.     Jimenez v. Quarterman

      Applicant next argues that under the Supreme Court’s decision in Jimenez

v. Quarterman, 
555 U.S. 113
, his § 2254 application is timely because his

conviction did not become final until March 2011, when his 2009 state-court

motion to vacate his guilty plea was finally disposed of on appeal. The argument

is clearly meritless. Jimenez held “that, where a state court grants a criminal

defendant the right to file an out-of-time direct appeal during state collateral

review, but before the defendant has first sought federal habeas relief, his

judgment is not yet ‘final’ for purposes of [28 U.S.C.] § 2244(d)(1)(A).” 
Id. at 121. Applicant,
however, has not pointed to anything in the record indicating that

he was granted the right to file an out-of-time direct appeal. To the contrary, the

                                          -11-
Kansas Supreme Court sustained the dismissal of Applicant’s 2009 motion as an

abuse of the state’s postconviction remedy under § 60-1507. See Woodward, 248

P.3d at *3, *4.

       B.    Waiver

       Applicant argues that the State waived its right to challenge the timeliness

of his § 2254 application. The argument is frivolous. The State raised its

timeliness defense in a timely motion to dismiss, its first pleading responding to

the application. Contrary to Applicant’s apparent belief, the district court never

ordered the State to limit its response to the merits of his claims.

III.   CONCLUSION

       No reasonable jurist could dispute the merits of the district court’s

decision. We DENY the application for a COA and DISMISS the appeal. We

GRANT Applicant’s motion to proceed in forma pauperis.




                                         -12-

Source:  CourtListener

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