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Henning v. Union Pacific, 11-7021 (2013)

Court: Court of Appeals for the Tenth Circuit Number: 11-7021 Visitors: 60
Filed: Jan. 24, 2013
Latest Update: Feb. 12, 2020
Summary: FILED United States Court of Appeals Tenth Circuit January 24, 2013 Elisabeth A. Shumaker UNITED STATES COURT OF APPEALS Clerk of Court TENTH CIRCUIT KAREN HENNING, as Administrator of the Estate of Derek Shockey, Deceased, Plaintiff–Appellant, No. 11-7021 v. (D.C. No. 6:04-CV-00044-KEW) UNION PACIFIC RAILROAD (E.D. Okla.) COMPANY, Defendant–Appellee. ORDER AND JUDGMENT * Before KELLY, McKAY, and HOLMES, Circuit Judges. This is an appeal from the district court’s denial of Plaintiff’s motion for
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                                                                         FILED
                                                            United States Court of Appeals
                                                                    Tenth Circuit

                                                                 January 24, 2013
                                                                Elisabeth A. Shumaker
                     UNITED STATES COURT OF APPEALS                 Clerk of Court

                                 TENTH CIRCUIT


 KAREN HENNING, as Administrator
 of the Estate of Derek Shockey,
 Deceased,
          Plaintiff–Appellant,                           No. 11-7021
          v.                                   (D.C. No. 6:04-CV-00044-KEW)
 UNION PACIFIC RAILROAD                                   (E.D. Okla.)
 COMPANY,
          Defendant–Appellee.


                             ORDER AND JUDGMENT *


Before KELLY, McKAY, and HOLMES, Circuit Judges.


      This is an appeal from the district court’s denial of Plaintiff’s motion for a

new trial on remand from an earlier appeal. On October 27, 2002, Derek Shockey

was killed when the car he was driving collided with one of Defendant’s trains.

Mr. Shockey was fifteen years old at the time of his death. His estate sought

damages on various claims of negligence. 1 The federal jury returned a verdict for


      *
        This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
      1
          Teresa Henning was Mr. Shockey’s mother. Ms. Henning passed away
                                                                 (continued...)
Defendant, and the district court denied Plaintiff’s motion for a new trial under

Rule 59 of the Federal Rules of Civil Procedure.

      On appeal, we held that the district court erroneously applied the more

stringent standard for judgment as a matter of law—Federal Rule of Civil

Procedure Rule 50(b)—rather than the standard for a motion for new trial under

Rule 59. Henning v. Union Pac. R.R. Co., 
530 F.3d 1206
, 1216 (10th Cir. 2008).

We then concluded this error was not harmless because the district court could

have permissibly granted a new trial based on Plaintiff’s contention that the

district court erred by admitting evidence of Mr. Shockey’s age and lack of

permission to drive the car. Under the majority rule, which Oklahoma follows,

“the lack of a license is not relevant to whether a driver was negligent at the time

of the accident.” 
Id. at 1218. Although
the district court did not permit

Defendant to directly offer such evidence, it did permit Defendant to offer

evidence that Mr. Shockey had just turned fifteen years old and did not have his

mother’s permission to drive the car. We held this was error: “Evidence that

Shockey was fifteen years old, combined with evidence that he was not permitted

to drive the car, is the equivalent of evidence that he did not possess a valid

driver’s license.” 
Id. We continued: 1
        (...continued)
and her mother, Karen Henning, was substituted as the representative for the
Estate.

                                          -2-
      The issue of Shockey’s contributory negligence was a central aspect of
      the trial. Introducing Shockey’s age in conjunction with evidence that
      he lacked permission to drive created the possibility that the jury relied
      on this impermissible basis to conclude he was negligent. Whether this
      error affected [Plaintiff’s] substantial rights, and thus warrants a new
      trial, is a question we leave for the district court to consider on remand
      under the proper standard. There is record evidence that Shockey was
      driving over twenty miles an hour when his car collided with the train,
      a speed inconsistent with stopping at the crossing. Thus, the district
      court may conclude the jury did not improperly infer negligence from
      impermissible evidence. Based on the posture of the case, however,
      this is a determination that must be made by the district court, as it is
      “uniquely able to assess the likelihood that the [evidence] was
      prejudicial.”

Id. at 1218-19 (quoting
Mayhue v. St. Francis Hosp. of Wichita, Inc., 
969 F.2d 919
, 922 (10th Cir. 1992)) (second alteration in original).

      On remand, the district court cited Sanjuan v. IBP, Inc., 
160 F.3d 1291
(10th Cir. 1998), for the proposition that a jury verdict will not be set aside unless

“‘the error prejudicially affects a substantial right of a party.’” Henning v. Union

Pac. R.R. Co., No. CIV-04-044-KEW, 
2011 WL 782045
, *2 (E.D. Okla. Feb. 28,

2011) (unpublished) (quoting 
Sanjuan, 160 F.3d at 1296
). It further explained

that evidence erroneously admitted “‘can only be prejudicial if it can be

reasonably concluded that with or without such evidence, there would have been a

contrary result.’” Id. (quoting 
Sanjuan, 160 F.3d at 1296
) (internal quotation

marks omitted). Under these standards, the district court held “that the resulting

jury verdict would not have been different had the evidence of Shockey’s age and

the lack of permission to use the vehicle at the time of the collision not been


                                          -3-
presented to the jury.” 
Id. In reaching this
conclusion, the district court

identified “other overwhelmingly strong evidence at trial” that supported the

jury’s verdict. 
Id. The district court
therefore denied Plaintiff’s motion for a new

trial. Plaintiff then filed this appeal.

       We review the district court’s denial of a motion for a new trial for abuse

of discretion. 
Sanjuan, 160 F.3d at 1296
. We “will reverse the denial of a motion

for a new trial only if the trial court made a clear error of judgment or exceeded

the bounds of permissible choice in the circumstances.” Minshall v. McGraw Hill

Broad. Co., 
323 F.3d 1273
, 1283 (10th Cir. 2003) (internal quotation marks

omitted).

       Although Plaintiff agrees this is the appropriate standard of review, she

urges us to review the district court’s denial of her motion for a new trial de novo

because of the circumstances surrounding the issuance of the district court’s

order. Specifically, Plaintiff argues there is no indication in the district court’s

order that its decision was based on anything other than an “examination of a

written record.” (Appellant’s Opening Br. at 32.) Accordingly, Plaintiff

maintains “there is no reason the district court’s findings should enjoy particular

deference.” (Id.) In support of this position, Plaintiff relies primarily on our

decision in United States v. Chanthadara, 
230 F.3d 1237
(10th Cir. 2000), in

which we reviewed de novo the district court’s decision to excuse a juror for

cause based solely on the juror’s written responses to a juror questionnaire. We

                                           -4-
noted that while we ordinarily “review the district court’s decisions concerning

the seating or excusing of jurors for abuse of discretion,” our heightened

deference “is based almost exclusively on the trial judge’s unique ability to

observe demeanor and assess credibility.” 
Id. at 1269. Because
the district

court’s decision was based solely on the written response to the questionnaire and

it, therefore, had no opportunity to observe the juror’s demeanor and credibility,

we concluded it was appropriate to review the district court’s decision de novo.

Id. at 1270. Unlike
the district court in Chanthadara, here, the district court was in a

unique position to assess the prejudicial nature, if any, of the erroneously

admitted evidence; the district court presided over the four-day jury trial and

heard the testimony of, and observed, the approximately thirty witnesses who

testified. Indeed, this was precisely the reason we remanded for the district court

to determine whether the erroneously admitted evidence prejudicially affected

Plaintiff’s substantial rights. 
Henning, 530 F.3d at 1218-19
(“Based on the

posture of the case, however, this is a determination that must be made by the

district court, as it is uniquely able to assess the likelihood that the [evidence]

was prejudicial.” (internal quotation marks omitted) (alteration in original)).

There is, therefore, no reason to depart from our well-established precedent that

we review a district court’s denial of a motion for a new trial for abuse of

discretion. We decline to impose a formalistic requirement that, for a district

                                          -5-
court to be entitled to this level of deference, it must explicitly state its decision

is based on, or informed by, its experience and observations during trial.

      We now turn to the merits of Plaintiff’s appeal. Plaintiff first argues that

even though the district court stated the proper standard for evaluating her motion

for a new trial in its most recent order, it nevertheless again applied the incorrect,

and more stringent, Rule 50 standard. Specifically, Plaintiff argues the fact the

district court only cited evidence favoring Defendant demonstrates that the

district court’s order is based on an evaluation of the evidence viewed in the light

most favorable to Defendant, as is required under Rule 50, and was applied in the

initial order denying Plaintiff’s motion for a new trial. However, Plaintiff is

unable to identify any portion of the district court’s order which indicates it

evaluated the evidence in this manner or applied a different standard than what it

stated. To the contrary, the district court’s order mirrored our opinion in its

discussion of both the scope and purpose of remand and the appropriate standard

to be applied to a motion for a new trial, indicating it fully understood our

mandate. Furthermore, the district court’s order makes clear it followed our

mandate—after evaluating the testimony and evidence it had observed during

trial, the district court concluded there was “overwhelmingly strong evidence” on

seven issues that supported the jury’s determination Defendant was not negligent.

Short of the district court explicitly evaluating each piece of evidence and

justifying its decision on the weight to assign each piece, it appears Plaintiff

                                           -6-
would not be satisfied the district court had properly applied the standard for a

Rule 59 motion for a new trial. Again, we decline to impose such a formalistic

requirement on the district courts.

      Plaintiff alternatively argues that even if the district court applied the

appropriate standard, its conclusion—that the other evidence was sufficiently

strong that it could not be reasonably concluded the jury verdict would have been

different had evidence of Mr. Shockey’s age and lack of permission to drive not

been admitted—was clearly erroneous. In support of this argument, Plaintiff

details the testimony and evidence she introduced that contradicted what the

district court described as “overwhelmingly strong evidence” favoring Defendant.

She argues that in light of this conflicting evidence and the district court’s failure

to address and reconcile the conflict, the denial of her motion for a new trial was

clearly erroneous.

       “We give the trial judge wide latitude with respect to [Plaintiff’s] motion

for a new trial because [s]he was uniquely able to assess the likelihood that the

extraneous information was prejudicial.” 
Mayhue, 969 F.2d at 922
. Indeed,

“[t]he trial judge presided over the proceedings from start to finish; thus, [s]he

knows better than we how the [evidence of Mr. Shockey’s age] might have

diverted the jurors’ attention away from the theories presented at trial and the

instructions that were to govern their deliberations.” 
Id. This is precisely
the

reason we remanded for the district court to determine whether a new trial was

                                          -7-
warranted.

        After carefully reviewing the record and the parties’ various filings on

appeal, we see no error in the district court’s decision. Indeed, we previously

noted there was evidence in the record from which “the district court may

conclude the jury did not improperly infer negligence from impermissible

evidence.” 
Henning, 530 F.3d at 1218
. The district court reached this very

conclusion, but only after reviewing all of the evidence in the record, taking into

consideration its experiences and observations during trial, and identifying seven

issues on which there was “overwhelmingly persuasive” evidence favoring

Defendant. Henning, 
2011 WL 782045
at *2. Although Plaintiff offered

conflicting evidence during trial, on which she focuses our attention, that

evidence is not so clearly on point and irrefutable as to render the district court’s

conclusion beyond the “bounds of permissible choice.” 
Minshall, 323 F.3d at 1283
.

        Furthermore, the fact that the jury unanimously found Defendant not liable

and therefore never reached the issue of Mr. Shockey’s contributory negligence

supports the district court’s conclusion that the verdict would not have been

different had the evidence of Mr. Shockey’s age and his lack of permission to

drive not been presented to the jury. Because the jury instructions made clear the

jury could find Defendant negligent even if it also found Mr. Shockey negligent,

the verdict form set out the jury’s task in discrete steps, and the jury found

                                          -8-
Defendant not to be negligent, we “assume the jury [did so] independent of its

consideration of any contributory negligence on the part of [Mr. Shockey].”

Wofford v. Bonilla, 326 F. App’x 475, 478 (10th Cir. 2009). Thus, concern that

the erroneous admission of evidence of Mr. Shockey’s age and lack of permission

to drive—which related to the issue of Mr. Shockey’s contributory negligence and

not Defendant’s negligence—prejudiced Plaintiff’s substantial rights is

significantly diminished, if not eliminated. See, e.g., Allen v. Minnstar, Inc., 
97 F.3d 1365
, 1369 (10th Cir. 1996) (explaining any error in admitting evidence of

misuse was harmless in part because “the jury responded ‘NO’ to the first

question on the verdict form, which asked whether the boat was unreasonably

dangerous. This negative response to the first question ended the deliberations,

and the jury never reached the issue of whether plaintiff had misused the boat”);

Osteguin v. S. Pac. Transp. Co., 
144 F.3d 1293
, 1295 (10th Cir. 1998) (“The jury

specifically found that the railroad was not negligent; thus, even if one were to

assume that the district court erred in instructing the jury as to contributory

negligence, . . . [the plaintiff] has suffered no prejudice . . . .”). Accordingly, the

district court did not abuse its discretion when it held that its earlier error did not

“prejudicially affect[] a substantial right of [Plaintiff].” 
Sanjuan, 160 F.3d at 1296
.




                                           -9-
      For the foregoing reasons, we AFFIRM the district court’s denial of

Plaintiff’s motion for a new trial.

                                             Entered for the Court



                                             Monroe G. McKay
                                             Circuit Judge




                                      -10-

Source:  CourtListener

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