Filed: Jun. 06, 2013
Latest Update: Feb. 12, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT June 6, 2013 Elisabeth A. Shumaker Clerk of Court NORMA E. TIETJEN, Plaintiff–Appellant, v. No. 12-5163 (D.C. No. 4:11-CV-00182-PJC) CAROLYN W. COLVIN, Acting (N.D. Okla.) Commissioner, Social Security Administration,* Defendant–Appellee. ORDER AND JUDGMENT** Before LUCERO, ANDERSON, and BALDOCK, Circuit Judges. Norma E. Tietjen appeals from a magistrate judge’s order upholding the Commissione
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT June 6, 2013 Elisabeth A. Shumaker Clerk of Court NORMA E. TIETJEN, Plaintiff–Appellant, v. No. 12-5163 (D.C. No. 4:11-CV-00182-PJC) CAROLYN W. COLVIN, Acting (N.D. Okla.) Commissioner, Social Security Administration,* Defendant–Appellee. ORDER AND JUDGMENT** Before LUCERO, ANDERSON, and BALDOCK, Circuit Judges. Norma E. Tietjen appeals from a magistrate judge’s order upholding the Commissioner..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT June 6, 2013
Elisabeth A. Shumaker
Clerk of Court
NORMA E. TIETJEN,
Plaintiff–Appellant,
v. No. 12-5163
(D.C. No. 4:11-CV-00182-PJC)
CAROLYN W. COLVIN, Acting (N.D. Okla.)
Commissioner, Social Security
Administration,*
Defendant–Appellee.
ORDER AND JUDGMENT**
Before LUCERO, ANDERSON, and BALDOCK, Circuit Judges.
Norma E. Tietjen appeals from a magistrate judge’s order upholding the
Commissioner’s denial of her application for Supplemental Security Income (“SSI”)
*
In accordance with Rule 43(c)(2) of the Federal Rules of Appellate
Procedure, Carolyn W. Colvin is substituted for Michael J. Astrue as the defendant-
appellee in this action.
**
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
benefits. We have jurisdiction under 42 U.S.C. § 405(g) and 28 U.S.C. § 1291
and affirm.
I
Tietjen filed for SSI benefits in 2007. The administrative law judge (“ALJ”)
denied benefits at step five of the sequential evaluation process. See Wilson v.
Astrue,
602 F.3d 1136, 1139 (10th Cir. 2010) (describing five-step process).
The ALJ found at steps one through three that Tietjen has severe impairments
of right shoulder pain, fibromyalgia, major depressive disorder, generalized anxiety
disorder, and post-traumatic stress disorder. Nonetheless, he concluded that her
impairments, singly or in combination, do not meet the criteria to be considered
presumptively disabled.
The ALJ determined that Tietjen has the residual functional capacity (“RFC”)
to perform sedentary work, finding that she can understand, remember, and carry out
non-complex work instructions and make non-complex work-related decisions; can
interact appropriately with co-workers and supervisors in at least a superficial
manner; and can be expected to adapt to most routine work-related changes.
However, the ALJ concluded that she is moderately limited in her ability to
understand and remember detailed instructions, carry out detailed instructions, and
accept instructions and respond appropriately to criticism from supervisors.
Furthermore, he found that she is markedly limited in her ability to interact with the
public. Given this RFC, the ALJ concluded at step four that Tietjen is unable to
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return to any of her past work. However, he found at step five that she can perform
work that is available in significant numbers in the national economy, identifying the
positions of sedentary, unskilled assembly worker or sedentary machine operator.
Thus, the ALJ ruled that Tietjen is not disabled. The Appeals Council denied review,
and a magistrate judge, presiding pursuant to 28 U.S.C. § 636(c)(1), affirmed the
Commissioner’s decision.
II
On appeal, Tietjen contends the ALJ failed to correctly evaluate the medical
source evidence and failed to perform a proper step-five evaluation. “We review the
Commissioner’s decision to determine whether the [ALJ’s] factual findings are
supported by substantial evidence in the record and whether the correct legal
standards were applied.”
Wilson, 602 F.3d at 1140. “Substantial evidence is such
relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.”
Id. (quotation omitted).
A
“An ALJ must evaluate every medical opinion in the record, although the
weight given each opinion will vary according to the relationship between the
disability claimant and the medical professional.” Hamlin v. Barnhart,
365 F.3d
1208, 1215 (10th Cir. 2004) (citation omitted). Generally the opinion of a treating
physician is given more weight than that of an examining consultant, and the opinion
of a non-examining consultant is given the least weight. Robinson v. Barnhart, 366
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F.3d 1078, 1084 (10th Cir. 2004). A treating physician’s opinion must be given
controlling weight if it “is supported by medically acceptable clinical and laboratory
diagnostic techniques and is not inconsistent with other substantial evidence in the
record.”
Hamlin, 365 F.3d at 1215.
Tietjen alleges that the ALJ failed to properly evaluate the medical report of
Dr. Trinidad, D.O., who examined her in connection with her workers’ compensation
claim and concluded that she was unable to perform any work-related activity
because of her shoulder injury. Tietjen asserts the ALJ “did not definitively
determine Dr. Trinidad’s status” and failed to mention “controlling weight.” Both
arguments fail. The ALJ twice described Dr. Trinidad as one of Tietjen’s treating
physicians who expressed an opinion as to her shoulder injury. The ALJ also gave
specific reasons for not giving Dr. Trinidad’s opinion controlling weight. The ALJ
noted that two of Tietjen’s treating physicians, Drs. Snider and Nonweiler, provided
complete medical records, including x-rays and MRIs, and found that her shoulder
injury was not disabling. In contrast, Dr. Trinidad did not supply objective evidence
to support his finding that Tietjen was unable to do any work. The ALJ explained
that he gave “little weight” to Dr. Trinidad’s report for this reason, and also because
he did not provide any longitudinal medical record and his findings deviated
substantially from those of Drs. Snider and Nonweiler, whose opinions the ALJ gave
“great weight.” The ALJ properly evaluated Dr. Trinidad’s opinion and gave good
reasons for the weight he assigned that opinion.
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Tietjen argues that the ALJ improperly rejected Dr. Trinidad’s opinion based
on a speculative remark in his decision that Dr. Trinidad might have been assisting a
patient with whom he sympathized. We have held that an ALJ may not simply reject
a treating physician’s opinion based on “his or her own credibility judgments,
speculation or lay opinion.” Langley v. Barnhart,
373 F.3d 1116, 1121 (10th Cir.
2004) (quotation and emphasis omitted). In this case, the ALJ did not reject Dr.
Trinidad’s opinion, but discounted it. Moreover, he did so based on record evidence
that Dr. Trinidad’s opinion was not supported by any objective evidence and was
inconsistent with other substantial evidence in the record from treating physicians.
The ALJ did not err in giving Dr. Trinidad’s opinion less than controlling weight.
Tietjen also claims that the ALJ failed to properly evaluate the mental
evaluation of Lori McGraw, a licensed professional counselor. McGraw reported
that Tietjen had severe or marked limitations in eleven of sixteen mental functions.
Tietjen argues that the ALJ erred in giving more weight to the state consultative
physicians, Drs. Craig and Smith, than to McGraw. But McGraw was not an
acceptable medical source. See 20 C.F.R. § 416.913(a). The ALJ appropriately
evaluated McGraw’s report as “other” medical evidence that could be used to show
the severity of her impairments, 20 C.F.R. § 416.913(d)(1), but had no obligation to
give her assessment the same weight as a “medical opinion,” 20 C.F.R.
§ 416.927(a)(2).
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Contrary to Tietjen’s assertion, the ALJ did not fail to weigh McGraw’s
assessment of her mental limitations. Rather, the ALJ assigned “little weight” to her
report because it gave no information about when or how often McGraw saw or
treated Tietjen, or even if McGraw treated her as a patient, and it gave no indication
that there was any factual basis for her opinion. We find no error in the ALJ’s
consideration of McGraw’s report.
Tietjen further contends that the ALJ’s evaluation of her mental functioning
does not accurately reflect the report of Dr. Craig, an agency consulting psychologist,
who described her as “severely impaired” with respect to socially interacting with
co-workers or the public. Dr. Smith, a state agency reviewing psychologist, prepared
a psychiatric review technique (“PRT”) form in which she reviewed the medical
evidence and described Tietjen, in relevant part, as able “to interact appropriately
with coworkers and supervisors in at least a superficial manner.” We concur with the
magistrate judge’s analysis and conclusion that the ALJ’s RFC determination that
Tietjen is “markedly impaired” in her ability to interact with the public and could
interact with co-workers only in a superficial manner is consistent with the reports of
Drs. Craig and Smith.
Tietjen argues the ALJ failed to explain alleged discrepancies between his
mental impairment evaluation and that of Dr. Smith’s. The magistrate judge ruled
that this issue was waived because Tietjen’s argument consisted solely of an
unspecific, undeveloped, and unsupported single sentence that the ALJ’s PRT
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findings were discordant with his experts. We agree this issue was waived. See
United States v. Hardman,
297 F.3d 1116, 1131 (10th Cir. 2002) (“Arguments raised
in a perfunctory manner . . . are waived.”).
Finally, Tietjen argues the ALJ failed “to faithfully capture the essence” of a
report from consulting examining physician Dr. Gourd stating that she had difficulty
picking up paper clips, had a hand tremor, and dropped objects frequently. A state
agency physician, Dr. Woodcock, determined that manipulative limitations had not
been established after reviewing all of the medical evidence and noting Dr. Gourd’s
report, but also considering additional medical evidence, including negative x-rays of
Tietjen’s hands and wrists. We find no error in the ALJ’s consideration of Drs.
Gourd’s and Woodcock’s evidence, or his reliance on Dr. Woodcock’s report in his
RFC determination.
B
Tietjen argues the ALJ’s step five determination was flawed because he failed
to pose a precise hypothetical question to the vocational expert (“VE”) at the
administrative hearing. In order for a VE’s response to a hypothetical question to
constitute substantial evidence supporting an ALJ’s disability determination, the
question must “relate with precision all of [the] claimant’s impairments.” Hargis v.
Sullivan,
945 F.2d 1482, 1492 (10th Cir. 1991) (quotation omitted).
The ALJ asked the VE about available jobs, assuming a hypothetical claimant
having the physical capacity to perform work consistent with Dr. Woodcock’s
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physical RFC assessment in Exhibit 9F and mental limitations consistent with those
described in Dr. Craig’s mental RFC assessment in Exhibit 7F. Tietjen argues that
simply referencing exhibits failed to ensure the accuracy of the hypothetical question
posed to the VE.
Tietjen does not contend that the VE’s testimony failed to take into account
any of the limitations described in these exhibits,1 or otherwise created any
misinterpretation. The VE testified that she had studied the record, which included
Dr. Woodcock’s and Dr. Craig’s RFC assessments, and had listened to Tietjen’s
testimony. Cf. Diaz v. Sec’y of Health & Human Servs.,
898 F.2d 774, 777
(10th Cir. 1990) (“The fact the vocational expert was present and heard testimony
concerning [the claimant’s] alleged impairments suggests that the effect of the error,
if any, in the [ALJ’s] hypothetical, was minimal.”). Both Dr. Woodcock’s physical
RFC assessment and Dr. Craig’s mental RFC assessment are specific and
unambiguous, and the ALJ relied upon these assessments in making his RFC
determination. Nothing in the record suggests the hypothetical failed to reflect
Tietjen’s physical and mental limitations. Although the court does not favor this
1
She does argue that the hypothetical should have included the limitations
described by Drs. Gourd and Trinidad, but we concluded in Part II that the ALJ
properly evaluated these medical reports.
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method of posing a hypothetical,2 in this case, we find no error in the ALJ’s reliance
on these exhibits in formulating his question.
III
The judgment of the magistrate judge is AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
2
A panel of this court has observed that “[a] complete question paired with a
complete answer in the transcript is highly desirable [because the shortcut of using
forms] too often leaves the reviewing court with difficulty in determining if the
people sitting in the hearing room all were asking questions, giving testimony, and
listening to testimony regarding the same hypothetical RFC.” Sitsler v. Astrue,
410 F. App’x 112, 120 n.4 (10th Cir. 2011) (unpublished) (quotation omitted).
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