Filed: Jun. 11, 2013
Latest Update: Feb. 12, 2020
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS June 11, 2013 Elisabeth A. Shumaker TENTH CIRCUIT Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 13-4020 v. (D. Utah) MARTIN R. VANDEMERWE, (D.C. Nos. 2:11-CV-01187-DB and 2:07-CR-00111-DB-1) Defendant - Appellant. ORDER DENYING CERTIFICATE OF APPEALABILITY * Before TYMKOVICH, ANDERSON, and BACHARACH, Circuit Judges. After examining the briefs and appellate record, this panel has determined unan
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS June 11, 2013 Elisabeth A. Shumaker TENTH CIRCUIT Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 13-4020 v. (D. Utah) MARTIN R. VANDEMERWE, (D.C. Nos. 2:11-CV-01187-DB and 2:07-CR-00111-DB-1) Defendant - Appellant. ORDER DENYING CERTIFICATE OF APPEALABILITY * Before TYMKOVICH, ANDERSON, and BACHARACH, Circuit Judges. After examining the briefs and appellate record, this panel has determined unani..
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FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS June 11, 2013
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 13-4020
v. (D. Utah)
MARTIN R. VANDEMERWE, (D.C. Nos. 2:11-CV-01187-DB and
2:07-CR-00111-DB-1)
Defendant - Appellant.
ORDER DENYING
CERTIFICATE OF APPEALABILITY *
Before TYMKOVICH, ANDERSON, and BACHARACH, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this matter. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Martin R. VanDeMerwe, proceeding pro se, seeks a certificate of
appealability (“COA”) to enable him to appeal the dismissal of his 28 U.S.C.
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be
cited under the terms and conditions of 10th Cir. R. 32.1.
§ 2255 motion. For the following reasons, we deny him a COA and dismiss this
matter.
BACKGROUND
Mr. VanDeMerwe was convicted by a jury of one count of possession of
methamphetamine with intent to distribute, in violation of 21 U.S.C. § 841(a)(1).
After the jury verdict, but before sentencing, Mr. VanDeMerwe’s counsel moved
the court to evaluate Mr. VanDeMerwe’s competency. The district court granted
the motion and subsequently amended the motion to include a psychological
examination. Mr. VanDeMerwe was found to be competent.
Mr. VanDeMerwe was then sentenced to twenty years’ imprisonment. He
appealed his conviction, which was affirmed by our court. United States v.
VanDeMerwe, 405 Fed. Appx. 344 (10th Cir. 2010). 1 Mr. VanDeMerwe then
filed the instant 28 U.S.C. § 2255 motion, claiming counsel was ineffective in a
variety of ways. In particular, as recited by the district court, Mr. VanDeMerwe
alleged his:
trial counsel was constitutionally ineffective for the following
reasons: (1) counsel never quizzed Vandemerwe regarding his
ability to comprehend the charges or their possible consequences; (2)
counsel failed to make objections regarding Vandemerwe’s alleged
disabilities; (3) counsel referred to Vandemerwe by the wrong name
1
The facts of this case are set forth in detail in our opinion affirming
Mr. VanDeMerwe’s conviction, and are repeated here only as necessary to
address the issues relevant to his COA application.
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on at least one occasion; (4) an investigative report shows counsel’s
lack of preparedness and communication with Vandemerwe before
trial; (5) a newly discovered document shows that Mickelson [one of
Mr. VanDeMerwe’s drug buyers] committed perjury and his motive
behind it; and (6) a supplemental report shows that key evidence
used to obtain the search warrant [for Mr. VanDeMerwe’s apartment]
was destroyed.
Order at 4-5.
The district court rejected each of these claims of ineffectiveness, finding
that counsel’s performance met the objective standard of reasonable performance
under the familiar ineffective assistance of counsel standard in Strickland v.
Washington,
466 U.S. 668 (1984). The district court also held that none of the
claims satisfied the prejudice prong of Strickland, as none of the claimed attorney
deficiencies “had any conceivable effect on the outcome of the proceeding.”
Order at 7 (citing
Strickland, 446 U.S. at 693). The district court also determined
that Mr. VanDeMerwe had waived various unspecified arguments because he
raised them for the first time in his reply brief.
The district court subsequently denied Mr. VanDeMerwe’s motion for
reconsideration, noting that “even if the court had thoroughly considered the
newly-framed arguments in the Reply memoranda, it would not have altered the
court’s decision.” Order Denying Motions at 2. It also denied his request for a
COA, finding that “reasonable jurists could not debate whether the petition should
have been resolved in a different manner or that the issues presented were
adequate to deserve encouragement to proceed further.”
Id. (citing Miller-El v.
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Cockrell,
537 U.S. 322, 336 (2003)). Mr. VanDeMerwe has renewed his request
for a COA, this time with our court.
DISCUSSION
A COA is a jurisdictional prerequisite to this court’s review of a § 2255
motion. 28 U.S.C. § 2253(c)(1)(B); see Allen v. Zavaras,
568 F.3d 1197, 1199
(10th Cir. 2009) (citing
Miller-El, 537 U.S. at 336). “We will issue a COA only if
the applicant has made a substantial showing of the denial of a constitutional
right.”
Allen, 568 F.3d at 1199 (quoting 28 U.S.C. § 2253(c)(2)). In order to
make such a showing, a prisoner must demonstrate “that reasonable jurists could
debate whether (or, for that matter, agree that) the petition should have been
resolved in a different manner or that the issues presented were adequate to
deserve encouragement to proceed further.” Slack v. McDaniel,
529 U.S. 473,
484 (2000) (citation and internal quotation marks omitted).
Where the district court denies a motion on procedural grounds, as well as
on the merits of the underlying constitutional claims, the movant must show that
reasonable jurists would find debatable both (1) whether the motion states a valid
claim of the denial of a constitutional right, and (2) whether the district court was
correct in its procedural ruling. “Where a plain procedural bar is present and the
district court is correct to invoke it to dispose of [an issue], a reasonable jurist
could not conclude either that the district court erred in dismissing the [issue] or
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that the [movant] should be allowed to proceed further. In such a circumstance,
no appeal would be warranted.”
Id.
Furthermore, “[w]e recognize that in determining whether to issue a COA,
a ‘full consideration of the factual or legal bases adduced in support of the
claims’ is not required.” United States v. Moya,
676 F.3d 1211, 1213 (10th Cir.
2012) (quoting
Miller-El, 537 U.S. at 336). Additionally, bearing in mind “the
standard of review governing a request for a [COA], . . . ‘the district court’s legal
rulings on a § 2255 motion [are reviewed] de novo and its findings of fact for
clear error.’” United States v. Kennedy,
225 F.3d 1187, 1193 (10th Cir. 2000)
(quoting United States v. Pearce,
146 F.3d 771, 774 (10th Cir. 1998)).
In this case, the district court denied Mr. VanDeMerwe’s § 2255 motion on
both procedural grounds and on the merits. It refused to consider certain issues,
as it viewed them as waived because they were raised for the first time in
Mr. VanDeMerwe’s reply brief. That was accordingly a procedural
determination. His other claims, all relating to ineffective assistance of counsel,
were addressed and rejected on their merits.
Mr. VanDeMerwe renews the ineffectiveness claims in his request for a
COA from this court. He also, however, adds two claims not raised below. We
consider whether any of them meet the standard for issuance of a COA.
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I. Ineffective Assistance of Counsel
“To succeed on an ineffectiveness-of-counsel claim, Defendant must make
two showings: ‘that counsel’s representation fell below an objective standard of
reasonableness,’ rendering his or her performance deficient; and that the
deficiency prejudiced the defense.” Davis v. Workman,
695 F.3d 1060, 1071
(10th Cir. 2012) (quoting
Strickland, 466 U.S. at 687-88 (1984)), cert. denied,
133 S. Ct. 1845 (2013). For Mr. VanDeMerwe to prove that he was prejudiced by
his counsels’ claimed ineffectiveness, 2 he must demonstrate that “there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.”
Strickland, 466
U.S. at 694. “These two prongs may be addressed in any order, and failure to
satisfy either is dispositive.” Hooks v. Workman,
689 F.3d 1148, 1186 (10th Cir.
2012) (citation omitted). We note that an analysis of an attorney’s effectiveness
begins with the “strong presumption that counsel’s conduct falls within the wide
range of reasonable professional assistance.”
Strickland, 466 U.S. at 689.
While it is not completely clear, Mr. VanDeMerwe appears to argue in his
application for a COA that nobody (neither the court, the prosecutor nor defense
counsel) properly or fully read the competency evaluation report regarding
2
Mr. VanDeMerwe was represented by at least three attorneys during his
trial and sentencing. He claims each provided ineffective assistance in different
ways, although his arguments lack precision.
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Mr. VanDeMerwe, which was prepared by Dr. Alicia M. Gilbert. He argues that,
as a result, he (Mr. VanDeMerwe) was unable to assist in his own defense. To
the extent this is the same argument he made to the district court below, 3 we find
that the district court’s conclusion that there was no violation of the Strickland
performance standard resolves it, as the district court’s analysis is not debatable
among reasonable jurists. Any other claims cannot be raised for the first time on
appeal. See United States v. Viera,
674 F.3d 1214, 1220 (10th Cir. 2012).
The “second issue” Mr. VanDeMerwe identifies in his COA application is
another claim of ineffective assistance of counsel based upon defense counsel
Fred Metos’s performance at trial. Among the claimed failings by Mr. Metos was
his “neglecting to take action regarding[] deficits in petitioner’s ability to fully
comprehend and understand his situation,” including Mr. VanDeMerwe’s
apparent rejection of a ten-year imprisonment plea agreement. Appellant’s
Opening Br. at 7. While Mr. VanDeMerwe alleges various other failings by
defense counsel, we fully agree with the district court’s analysis of this entire
argument:
[Mr. VanDeMerwe] fails to describe when counsel’s alleged failures
occurred. As referenced above, counsel moved the court to evaluate
3
Mr. VanDeMerwe argued to the district court that his counsel was
ineffective because counsel never quizzed Mr. VanDeMerwe regarding his ability
to comprehend the charges and/or their possible consequences and because
counsel failed to make objections regarding Mr. VanDeMerwe’s claimed
disabilities. This argument clearly involves, to some extent, the competency
evaluation and his counsel’s use of it.
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Vandemerwe’s competency and mental condition after Vandemerwe
was convicted. The court granted the motion and Vandemerwe was
evaluated and found to be competent. Accordingly, Vandemerwe’s
claims fail the performance prong of Strickland because there is
nothing to suggest that counsel’s performance fell below an objective
standard of reasonableness.
Order at 5.
With respect to Mr. VanDeMerwe’s allegations of ineffectiveness in
connection with the testimony of Mr. Mickelson, trial counsel’s degree of
preparation for trial and his treatment of evidence, we conclude that the district
court’s Strickland analysis of these issues is unassailable by reasonable jurists.
To the extent Mr. VanDeMerwe raises issues and allegations not argued before
the district court, we follow our general rule of declining to address such issues
raised for the first time on appeal (or attempted appeal) from a lower court’s
order.
Furthermore, with regard to the district court’s analysis and application of
the Strickland prejudice prong, we find that its analysis is completely proper and
not subject to debate by reasonable jurists under applicable authorities. We
similarly conclude that the district court’s procedural rulings regarding issues
raised for the first time in Mr. VanDeMerwe’s Reply brief are correct. No
reasonable jurist could debate the propriety of those rulings.
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II. Police Misconduct and Judicial Bias
Mr. VanDeMerwe makes two final arguments in support of his request for a
COA: (1) “the police, specifically Officer Marcelo Rapela, have engaged in
activities related to this case that have violated petitioner’s civil and due process
rights;” and (2) judicial bias, in that the trial judge “clearly saw the petitioner as a
nuisance, and stated so at sentencing.” Appellant’s Opening Br. at 13, 16. He did
not make these arguments before the district court. They may not, therefore, form
the basis of a request for a COA.
CONCLUSION
For the foregoing reasons, Mr. VanDeMerwe’s request for a COA is
DENIED and this matter is DISMISSED. We DENY his request for leave to
proceed on appeal in forma pauperis.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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