Filed: Apr. 30, 2015
Latest Update: Mar. 02, 2020
Summary: Case: 14-10013 Date Filed: 04/30/2015 Page: 1 of 23 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 14-10013 Non-Argument Calendar _ D.C. Docket No. 1:12-cr-00200-AT-JFK-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus DWAYNE FIELDS, a.k.a. New York, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Georgia _ (April 30, 2015) Before HULL, ROSENBAUM and FAY, Circuit Judges. PER CURIAM: Case: 14-10013 Date
Summary: Case: 14-10013 Date Filed: 04/30/2015 Page: 1 of 23 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 14-10013 Non-Argument Calendar _ D.C. Docket No. 1:12-cr-00200-AT-JFK-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus DWAYNE FIELDS, a.k.a. New York, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Georgia _ (April 30, 2015) Before HULL, ROSENBAUM and FAY, Circuit Judges. PER CURIAM: Case: 14-10013 Date ..
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Case: 14-10013 Date Filed: 04/30/2015 Page: 1 of 23
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 14-10013
Non-Argument Calendar
________________________
D.C. Docket No. 1:12-cr-00200-AT-JFK-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
DWAYNE FIELDS,
a.k.a. New York,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(April 30, 2015)
Before HULL, ROSENBAUM and FAY, Circuit Judges.
PER CURIAM:
Case: 14-10013 Date Filed: 04/30/2015 Page: 2 of 23
Dwayne Fields appeals his 10-year imprisonment sentence for dealing
firearms without a license. We affirm Fields’s sentence but vacate and remand to
correct a clerical error in the judgment.
I. BACKGROUND
A federal grand jury charged Fields and six others, Kenneth Porter, Khalif
Jackson, Mosezell Kelly, Niqua Brown, Delvin Sloan, and Keilen Adrine, in an
eleven-count superseding indictment. Fields was charged with dealing firearms
without a license, in violation of 18 U.S.C. § 922(a)(1)(A) (Count 1); making false
statements to a federally licensed firearms dealer, in violation of 18 U.S.C.
§ 924(a)(1)(A) (Count 5); knowingly possessing and selling a stolen firearm, in
violation of §§ 922(j) and 924(a)(2) (Count 6); and knowingly possessing a rifle
with a barrel length of less than 16 inches that was not registered to him, in
violation of 26 U.S.C. §§ 5841, 5845(a)(3), 5861(d), and 5871 (Count 7). Fields
pled guilty to all counts without a plea agreement.
A. Presentence Investigation Report
According to the presentence investigation report (“PSI”), beginning on
October 1, 2011, the Bureau of Alcohol, Tobacco, Firearms, and Explosives and
the Atlanta Police Department (“APD”) operated an undercover warehouse in
Atlanta, Georgia. From January 12 through June 26, 2012, Fields and his
codefendants sold approximately 38 firearms and ammunition to an APD
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undercover officer in some 30 separate transactions, some of which took place at
the undercover warehouse.
On January 12, 2012, an undercover officer and a confidential informant met
with Fields at the Old National Discount Mall in Atlanta and asked about
purchasing a firearm. Outside of the mall, Fields sold the undercover officer a
revolver loaded with five rounds of ammunition for $150.
On January 18, 2012, an undercover officer met with Fields and Antoine
Smith, who drove the car in which the pair arrived at the warehouse. Smith carried
a potato-chip bag, from which he removed three plastic bags containing
approximately 259.9 grams of marijuana. Smith handed the bags of marijuana to
the undercover officer; after weighing and inspecting the bags, the officer gave
Smith $950. When the transaction was complete, Smith and Fields left the
warehouse.
Also on January 18, Fields and codefendant Jackson met with two
undercover officers at the warehouse. Fields carried a .410 caliber shotgun, and
Jackson carried a Ruger .357 pistol. Fields sold both guns to the undercover
officer. The Ruger .357 had an obliterated serial number. At the meeting, Fields
told the officers he had no felony convictions, and he offered to straw purchase
firearms for the undercover officers.
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On February 13, 2012, Fields sold two shotguns to an undercover officer,
one of which had been reported stolen. Fields brought the two guns to the
warehouse and handed them to the officer. The officer asked Fields if the guns
were stolen, and Fields stated he did not believe they were stolen. The officer told
Fields that one of the shotguns did not have a serial number, and Fields responded,
“Don’t your people just resell them when they get to Cali?”
On February 16, 2012, Fields sold another firearm to the undercover officer,
and he again offered to straw purchase firearms for the officer. The undercover
officer told Fields to be ready to make a straw purchase the next day. Meanwhile,
on February 15, 2012, undercover officers went to the Forest Park Army-Navy
Store, Inc., in Forest Park, Georgia and met with an employee, M.T., who agreed
to facilitate an undercover straw purchase. The officers selected an assault rifle
and a pistol for the purchase.
On February 22, 2012, an undercover officer called Fields, and Fields stated
he was willing to purchase the two guns that the officer had selected. On February
23, 2012, Fields and undercover officers went to the Forest Park Army-Navy Store.
M.T. handed the pistol to an undercover officer and the rifle to Fields. M.T. told
Fields to fill out ATF Form 4473 and advised Fields not to “fuck up” on the form,
or he would not be approved. Fields read aloud question 11K from Form 4473,
which asked, “Are you an alien illegally in the United States?” The undercover
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officer stated Fields was not an illegal alien, but the undercover officer was. M.T.
walked Fields through the rest of Form 4473 and told him not to worry about
question 12, which asked if a non-immigrant-alien purchaser fell within any
exception set forth in the instructions. The undercover officer then gave $1,153.46
cash to M.T. to complete the transaction for the two weapons. Fields and the
officer exited the store, with Fields carrying the pistol, and the officer carrying the
rifle. Fields was paid $250 for the straw purchase.
On June 1, 2012, Fields sold three firearms and ammunition to the
undercover officer. After that, the undercover officer asked Fields if he or anyone
he knew had taken part in robberies. Fields stated both he and other individuals he
knew were involved in the robberies. Fields said he would contact and bring to the
officer individuals to discuss the robbery of a drug-stash house. The officer
advised that the stash house was guarded with armed security around the clock.
On June 4, 2012, Fields and codefendant Brown went to the warehouse
together; Brown sold two firearms, one of which was stolen, to an undercover
officer. At that time, the officer asked Fields if he had talked to anyone about the
planned drug-stash-house invasion. Fields advised he had spoken to codefendant
Brown and others. Asked if they were still willing to pursue the planned robbery,
both Brown and Fields answered affirmatively. Brown asked the officer if the
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individuals, who were supplied the drugs, were the same individuals to whom the
officer had sold the firearms, and the officer responded affirmatively.
Fields also sold a Ruger .22 caliber rifle with a 12.5-inch barrel to an
undercover officer. The barrel and overall length of the .22 caliber rifle qualified
it as a National Firearms Act (“NFA”) weapon requiring registration, although the
rifle was not registered.
Of relevance to this appeal, Fields’s PSI shows a four-level enhancement
under U.S.S.G. § 2K2.1(b)(4), because one of the guns he sold on January 18,
2012, had an obliterated serial number. He also received a four-level enhancement
under U.S.S.G. § 2K2.1(b)(5) for engaging in the trafficking of firearms because,
according to a law enforcement agent, Fields believed that he was selling the
firearms to a convicted felon, who was shipping them to California. He received
an additional four-level enhancement under U.S.S.G. § 2K2.1(b)(6)(B), because he
used or possessed the firearm with knowledge or reason to believe that it would be
used in connection with another felony offense, since he was present when Brown
asked and was told the guns were being supplied to drug traffickers. Fields
received a three-level reduction for acceptance of responsibility under U.S.S.G.
§ 3E1.1(a) and (b). His total offense level was 35. Fields had one criminal history
point and was assigned a criminal history category of I.
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Prior to the sentencing hearing, Fields objected to the four-level
enhancements under § 2K2.1(b)(4) for an obliterated serial number and
§ 2K2.1(b)(6)(B) for transferring a firearm with the knowledge or belief that it
would be used in connection with another felony. He also contended he was
entitled to a two-level, minor-role reduction under U.S.S.G. § 3B1.2(b). At the
sentencing hearing, Fields raised an additional objection to the four-level
§ 2K2.1(b)(5) enhancement for trafficking of firearms.
B. Sentencing Proceedings
At Fields’s sentencing hearing, Officer Stephen McKesey, the lead
undercover officer in Fields’s case, testified he posed as a member of the Crip
gang, who had moved to Georgia from the Compton, California area. The first
time he met Fields, Officer McKesey told Fields he was member of the Crip gang,
had a felony record, and had moved to Georgia to obtain guns to sell to his fellow
gang members in California. Fields told McKesey he would help him. McKesey
further showed Fields FedEx boxes, indicating the guns were shipped to California
and demonstrated how he disassembled the guns for shipping.
Fields testified during the hearing. After his direct and cross-examinations,
the district judge asked Fields whether Officer McKesey had advised him the guns
were being purchased on behalf of the Crips and sent to California. Fields
responded during his third meeting with Officer McKesey that McKesey had stated
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he was reselling the guns in California. Fields, however, said he did not know the
guns were for gang members. On re-cross examination, Fields acknowledged,
when he sold the guns to Officer McKesey, he believed McKesey was a convicted
felon.
Regarding the § 2K2.1(b)(6) enhancement for possession of a firearm in
connection with another felony, Fields argued his connection to the alleged felony,
supplying guns to drug traffickers, was too tenuous to support the enhancement.
Later in the sentencing hearing, the government declined to move for a one-level
reduction for acceptance of responsibility under § 3E1.1(b), because Fields had
violated the conditions of his pretrial release by failing to (1) report in person and
via telephone, as required; (2) enroll in a General Education Development
program; and (3) submit a monthly report.
The district judge overruled all of Fields’s Sentencing Guidelines objections.
Regarding the § 2K2.1(b)(4)(B) enhancement for an obliterated serial number, the
judge determined, under the circumstances, Fields would not necessarily have
known about the obliteration, but he could have looked to see whether the serial
number had been obliterated. The judge also overruled Fields’s objections to the
§ 2K2.1(b)(5) enhancement for trafficking of firearms and the § 2K2.1(b)(6)(B)
enhancement for possessing a firearm in connection with another felony. The
judge explained that, of those involved in the scheme, Fields had heard the most
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and was in the greatest position to infer McKesey (1) planned to use the guns for
unlawful purposes and (2) was not allowed to possess guns lawfully. The judge
also emphasized Fields repeatedly had heard conversations that alerted him the
guns potentially would be used for unlawful purposes, including drug trade. The
judge also denied Fields’s request for a two-level mitigating role reduction under
§ 3B1.2(b).
The judge applied a two-level reduction under § 3E1.1(a) for acceptance of
responsibility. She explained the government was being “miserly” by refusing to
move for the additional one-level § 3E1.1(b) reduction, but she determined she
lacked authority to require the government to move for the reduction. R. at 2089.
The judge then determined that Fields’s offense level was 36, which, combined
with his criminal history category of I, yielded a Sentencing Guidelines range of
188 to 235 months of imprisonment.
In arguing about the 18 U.S.C. § 3553(a) factors, Fields asserted a short
sentence between 36 and 60 months of imprisonment would be sufficient to fulfill
the sentencing goals, because he already had started the rehabilitation process,
obtained treatment for his drug addiction, and received strong family support. The
district judge determined a 5-year imprisonment sentence did not sufficiently
reflect that Fields had made the conscious choice to engage repeatedly in illicit gun
transactions and had involved his friends and acquaintances in the scheme.
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Considering Fields’s lack of a criminal history, however, the district judge
determined the Guidelines range was too high and a sentence of 120 months of
imprisonment was appropriate.
II. DISCUSSION
A. Section 2K2.1(b)(4)(B) Enhancement for Possessing a Gun with an
Obliterated Serial Number
On appeal, Fields argues the four-level enhancement of § 2K2.1(b)(4)(B) for
possessing a gun with an obliterated serial number should not apply because he
(1) possessed the firearm for minutes, if not seconds, before giving it to the
undercover officer, and (2) he had no knowledge the firearm had an obliterated
serial number. Relying on a district court decision, United States v. Handy, 570 F.
Supp.2d 437 (E.D.N.Y. 2008), Fields argues § 2K2.1(b)(4)(B) should be deemed
unconstitutional, since it allows a defendant’s sentence to be increased for
possessing a firearm with an obliterated serial number without requiring that the
defendant know or have reason to know that fact.
In the context of the Sentencing Guidelines, we review purely legal
questions de novo and a district judge’s factual findings for clear error. United
States v. Rothenberg,
610 F.3d 621, 624 (11th Cir. 2010). The judge’s application
of the Guidelines to the facts in most cases is reviewed with due deference, which
is tantamount to clear-error review.
Id. “For a finding to be clearly erroneous, this
Court must be left with a definite and firm conviction that a mistake has been
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committed.”
Id. (quotation omitted). When interpreting the Sentencing
Guidelines, we are bound by the Guidelines commentary. United States v.
Contreras,
739 F.3d 592, 594 (11th Cir.), cert. denied,
134 S. Ct. 2858 (2014).
“The commentary is authoritative unless it violates the Constitution or a federal
statute, or is inconsistent with, or a plainly erroneous reading of, that guideline.”
Id.
A defendant receives a four-level increase if any firearm had an altered or
obliterated serial number. U.S.S.G. § 2K2.1(b)(4)(B). Enhancements under
§ 2K2.1(b)(4) apply “regardless of whether the defendant knew or had reason to
believe that the firearm was stolen or had an altered or obliterated serial number.”
Id., cmt. n.8(B). With reference to the two-level enhancement under
§ 2K2.1(b)(4)(A) for possession of a stolen firearm, we have held “that the lack of
a mens rea element in the sentencing enhancement for possession of a stolen
firearm does not offend due process because § 2K2.1(b)(4) does not create a crime
separate and apart from the underlying felony.” United States v. Richardson,
8
F.3d 769, 770 (11th Cir. 1993).
The district judge properly applied the four-level, § 2K2.1(b)(4)(B)
enhancement. Fields has not disputed that one of the guns he sold on January 18,
2012, had an obliterated serial number. Under the Guidelines commentary, there is
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no requirement that he have any knowledge, or reason to believe, the firearm had
an obliterated serial number. See U.S.S.G. § 2K2.1, cmt. n.8(B).
Fields’s argument § 2K2.1(b)(4) is unconstitutional because it may be
applied without a mens rea element, is unpersuasive. Richardson is controlling
under these circumstances because the language and reasoning in Richardson
covers § 2K2.1(b)(4)(B), as well as (b)(4)(A), because (1) application note 8(B) of
the Guidelines, explaining that the enhancement applies regardless of a defendant’s
knowledge, concerns both § 2K2.1(b)(4)(B) and (b)(4)(A), and (2) § 2K2.1(b)(4)
does not create a crime separate and apart from the underlying felony. See
Richardson, 8 F.3d at 770.
In Handy, the Eastern District of New York court determined the
§ 2K2.1(b)(4)(A) enhancement could not be applied, when the defendant did not
know or have reason to know the gun he possessed was stolen. Handy, 570 F.
Supp.2d at 440, 480. Fields’s reliance on Handy is unavailing, because that
decision is not binding on this court, and it is contrary to Richardson, which is
binding precedent. In view of the reasoning in Richardson and the limited
applicability of Handy, the district judge did not err.
B. Section § 2K2.1(b)(5) Enhancement for Trafficking in Firearms
Fields argues the § 2K2.1(b)(5), four-level enhancement for trafficking in
firearms should not apply, when a defendant sells or transfers a firearm to only an
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undercover police officer. He contends the district judge improperly applied the
enhancement in his case.
A defendant receives a four-level enhancement under the Sentencing
Guidelines, if he “engaged in the trafficking of firearms . . . .” U.S.S.G.
§ 2K2.1(b)(5). This enhancement applies, in relevant part, if the defendant
(1) transferred “two or more firearms to another individual,” and (2) “knew or had
reason to believe that such conduct would result in the transport, transfer, or
disposal of a firearm to an individual . . . whose possession or receipt of the firearm
would be unlawful; or . . . who intended to use or dispose of the firearm
unlawfully.”
Id., cmt. n.13(A)(i)-(ii).
The Guidelines commentary does not support Fields’s argument; therefore,
the judge properly applied § 2K2.1(b)(5). See
id., cmt. n.13(A); Contreras, 739
F.3d at 594 (recognizing the Guidelines commentary is authoritative). The
Guidelines commentary makes clear the enhancement applies, if the defendant
“had reason to believe” his conduct would result in the transfer of firearms to
someone whose possession would be unlawful. See U.S.S.G. § 2K2.1, cmt. n.
13(A)(i)-(ii). Fields admitted his belief that Officer McKesey, to whom he
transferred the guns, was a convicted felon. Consequently, he had reason to
believe Officer McKesey was not allowed to possess the firearms lawfully. See
U.S.S.G. § 2K2.1, cmt. n.13(A)(i)-(ii). According to Officer McKesey’s testimony
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at the sentencing hearing, McKesey told Fields of his intent to sell the guns to gang
members in California, which also would justify the firearms trafficking
enhancement. See
id., cmt. n.13(A)(ii). Because nothing in the Guidelines
commentary suggests the defendant’s belief must be true, Fields’s focus on the fact
he transferred firearms solely to an undercover officer is unpersuasive.
C. Section § 2K2.1(b)(6)(B) Enhancement for Possession of a Firearm in
Connection with Another Felony
Fields argues the district judge improperly applied the § 2K2.1(b)(6)(B)
enhancement, because the government did not show any of the potential bases for
the enhancement, such as the planned robbery and McKesey’s marijuana purchase,
were actual felonies. In support of his argument, Fields cites the general principle
the government bears the burden of proving any fact that increases a defendant’s
Guidelines sentence.
If a defendant raises a sentencing issue for the first time on appeal, we
review for plain error. United States v. Doe,
661 F.3d 550, 565 (11th Cir. 2011).
To preserve a sentencing objection, the defendant must raise the “point in such
clear and simple language that the trial court may not misunderstand it.” United
States v. Massey,
443 F.3d 814, 819 (11th Cir. 2006) (quotations omitted). “The
defendant . . . fails to preserve a legal issue for appeal if the factual predicates of an
objection are included in the sentencing record, but were presented to the district
court under a different legal theory.”
Id.
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To prevail under the plain-error standard of review, a defendant must prove
there is “(1) error, (2) that is plain, and (3) that affects substantial rights.” United
States v. Cotton,
535 U.S. 625, 631,
122 S. Ct. 1781, 1785,
152 L. Ed. 2d 860
(2002) (quotations omitted). If a defendant proves all of these elements, we “may
then exercise [our] discretion to notice a forfeited error, but only if (4) the error
seriously affects the fairness, integrity, or public reputation of judicial
proceedings.”
Id. (quotation omitted). “It is the law of this circuit that, at least
where the explicit language of a statute or rule does not specifically resolve an
issue, there can be no plain error where there is no precedent from the Supreme
Court or this Court directly resolving it.” United States v. Lejarde-Rada,
319 F.3d
1288, 1291 (11th Cir. 2003).
A defendant receives a four-level increase under the Sentencing Guidelines,
if he “[u]sed or possessed any firearm or ammunition in connection with another
felony offense; or possessed or transferred any firearm or ammunition with
knowledge, intent, or reason to believe that it would be used or possessed in
connection with another felony offense.” U.S.S.G. § 2K2.1(b)(6)(B). The
applicable commentary provides this enhancement applies “if the firearm or
ammunition facilitated, or had the potential of facilitating, another felony offense.”
Id., cmt. n.14(A). “Another felony offense,” for purposes of § 2K2.1(b)(6)(B),
“means any federal, state, or local offense, other than the . . . firearms possession
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or trafficking offense, punishable by imprisonment for a term exceeding one year,
regardless of whether a criminal charge was brought, or a conviction obtained.”
Id., cmt. n.14(C). Where a defendant challenges one of the factual bases of his
sentence, the government must prove the disputed fact by a preponderance of the
evidence with reliable and specific evidence. United States v. Rodriguez,
732 F.3d
1299, 1305 (11th Cir. 2013).
We review Fields’s objection to § 2K2.1(b)(6)(B) for plain error only.
Although Fields objected to the § 2K2.1(b)(6)(B) enhancement, he did so because
he claimed too tenuous a connection to the offenses the government identified as
the bases for the enhancement. He did not specifically argue, as he does on appeal,
that any of the offenses discussed by the government were not actually felonies or
that the government had failed to prove them to be felonies. Because the legal
basis for his objection to his § 2K2.1(b)(6)(B) enhancement is different on appeal
than the one upon which he relied in district court, his argument is reviewed under
the plain-error standard. See
Massey, 443 F.3d at 819.
Fields argues on appeal the government failed to prove any of the potential
bases for the § 2K2.1(b)(6)(B) enhancement were actually felonies. Fields does
not apply persuasively the general principle the government bears the burden of
proving facts that increase a defendant’s Guidelines range to the record or the
specific enhancement at issue. For such an error to be plain, the Guidelines
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provision, or a case from this court or the Supreme Court, must directly resolve the
issue. See
Lejarde-Rada, 319 F.3d at 1291. Section 2K2.1(b)(6)(B) and the
relevant commentary does not specifically provide the government must prove a
purported basis for the enhancement is actually a felony absent a specific objection
by the defendant. See U.S.S.G. § 2K2.1(b)(6)(B). Fields failed to reference any
case from this court or the Supreme Court supporting his argumnent.
Consequently, Fields’s arguments fall short of the showing any error by the district
judge was plain. See
Lejarde-Rada, 319 F.3d at 1291.
D. Section § 3B1.2(b) Minor-Role Reduction
Fields argues the district judge erred in failing to apply a two-level, minor-
role reduction under § 3B1.2(b). He contends he acted as a mere broker or
middleman to facilitate the gun sales. Because of his limited role in the
transactions, he argues he should have received a mitigating-role reduction.
We review for clear error a district judge’s determination of a defendant’s
role in the offense. United States v. Rodriguez De Varon,
175 F.3d 930, 937 (11th
Cir. 1999) (en banc). Section 3B1.2(b) provides a two-level reduction if the
defendant was a “minor participant in any criminal activity.” U.S.S.G. § 3B1.2(b).
The defendant must prove by a preponderance of the evidence he is entitled to the
reduction. United States v. Rodriguez,
751 F.3d 1244, 1258 (11th Cir.), cert.
denied,
135 S. Ct. 310 (2014). In determining whether a defendant is entitled to a
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mitigating-role adjustment, the district judge considers (1) the defendant’s role
measured against the relevant conduct for which he was held accountable at
sentencing, and (2) his role compared to other participants in that relevant conduct.
Id.
The district judge did not clearly err in declining to apply a minor role
adjustment under § 3B1.2(b). See Rodriguez De
Varon, 175 F.3d at 937-38. The
PSI shows Fields was directly involved in approximately 30 transactions, resulting
in the illicit sale of 38 firearms to Officer McKesey. Fields does not deny he
brokered or acted as a middle man for each of these transactions; instead, he
cursorily argues such a role amounts only to minor participation. Fields’s role as a
broker militates against a minor-role reduction, because it suggests the illicit
firearms sales might not have occurred without his participation; therefore, he was
a necessary component to the consummation of those transactions. See
Rodriguez,
751 F.3d at 1258. Fields has failed to show the district judge’s conclusion he was
not entitled to a § 3B1.2(b) minor-role reduction was clear error. See Rodriguez
De
Varon, 175 F.3d at 937-38.
E. Section § 3E1.1(b) Reduction for Acceptance of Responsibility
Fields argues the district judge erred in failing to apply sua sponte the
one-level reduction of § 3E1.1(b), despite the government’s refusal to move for the
reduction. Fields asserts the government’s motive for declining to move for the
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§ 3E1.1(b) reduction was unconstitutional retaliation for his choice to enter a
non-negotiated plea rather than accept a previously offered government plea.
We review a district judge’s determination of whether a defendant has
accepted responsibility for clear error and with great deference. United States v.
McPhee,
108 F.3d 287, 289 (11th Cir. 1997). Once the district judge has
determined a defendant has accepted responsibility, however, we review the
application of the Guidelines de novo.
Id. A defendant may receive a two-level
reduction under the Guidelines if he “clearly demonstrates acceptance of
responsibility for the offense.” U.S.S.G. § 3E1.1(a).
Under § 3E1.1(b), a defendant receives an additional one-level reduction, if
he qualifies for a § 3E1.1(a) two-level reduction and
upon motion of the government stating that the defendant
has assisted authorities in the investigation or prosecution
of his own misconduct by timely notifying authorities of
his intention to enter a plea of guilty, thereby permitting
the government to avoid preparing for trial and
permitting the government and the court to allocate their
resources efficiently . . . .
Id. § 3E1.1(b). The commentary explains, “[b]ecause the Government is in the
best position to determine whether the defendant has assisted authorities in a
manner that avoids preparing for trial, an adjustment under subsection (b) may
only be granted upon a formal motion by the Government at the time of
sentencing.”
Id., cmt. n.6. In the context of U.S.S.G. § 5K1.1, we have explained
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the government may not refuse to move for a downward departure based on a
defendant’s substantial assistance on an unconstitutional motive, such as a
defendant’s race or religion. United States v. Nealy,
232 F.3d 825, 831 (11th Cir.
2000).
The district judge did not err in failing to apply sua sponte a § 3E1.1(b)
reduction. According to the Guidelines commentary, a government motion is
required for the court to apply the reduction, and the government declined to file
the motion in Fields’s case. See U.S.S.G. § 3E1.1, cmt. n.6. Consequently, the
judge could not have imposed the § 3E1.1(b) one-level reduction absent the
government’s motion.
Fields’s argument the government’s motive for declining to file a § 3E1.1(b)
motion was unconstitutional is unconvincing. There is no indication in the record
the government based its decision on an unconstitutional motive, such as Fields’s
race or religion. See
Nealy, 232 F.3d at 831. Fields’s claim the government’s
motive was his failure to accept a plea is unpersuasive, because he provides no
support for that assertion beyond a cursory reference to a plea he did not accept.
Fields provides no meaningful reason to doubt the government’s stated reason for
declining to file a § 3E1.1(b) motion was his failure to follow his pretrial-release
conditions.
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F. Substantive Reasonableness
Fields argues his 10-year imprisonment sentence is substantively
unreasonable because (1) he lacked a significant criminal history, and (2) the
severity of the charges was increased by the undercover officers’ decision to allow
their operation to continue for so long. We review the reasonableness of a
sentence under a deferential abuse-of-discretion standard. Gall v. United States,
552 U.S. 38, 41,
128 S. Ct. 586, 591,
169 L. Ed. 2d 445 (2007). We consider
whether the sentence was substantively reasonable in light of the totality of the
circumstances.
Id. at 51, 128 S. Ct. at 597. The party who challenges the sentence
bears the burden of showing that it is unreasonable in view of the record and the §
3553(a) factors. United States v. Tome,
611 F.3d 1371, 1378 (11th Cir. 2010).
Among the factors a district judge must consider are (1) the nature and
circumstances of the offense, (2) the defendant’s history and characteristics, and
(3) the need for the sentence to reflect the seriousness of the offense. 18 U.S.C.
§ 3553(a)(1)-(2). Provided the sentence imposed is a reasonable one, we will not
set it aside merely because we determine a different sentence would have been
more appropriate. United States v. Irey,
612 F.3d 1160, 1191 (11th Cir. 2010) (en
banc). We set aside a sentence only if we determine, “after giving a full measure
of deference to the sentencing judge, that the sentence imposed truly is
unreasonable.”
Id. “The district court may determine on a case-by-case basis the
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relative weight to give the Guidelines range in light of the other section 3553(a)
factors.” United States v. Lozano,
490 F.3d 1317, 1324 (11th Cir. 2007).
Fields has not shown the district judge abused her discretion in imposing a
10-year, below-Guidelines imprisonment sentence. See
Gall, 552 U.S. at 41,
128 S. Ct. at 591. At the sentencing hearing, the judge explicitly discussed the
mitigating factors Fields pursues on appeal, including his lack of criminal history
and the government’s conduct. See 18 U.S.C. § 3553(a)(1), (a)(2). Nevertheless,
the judge’s primary consideration in her decision to impose a 10-year
imprisonment sentence was because Fields consciously chose to engage repeatedly
in illicit gun transactions and brought friends and acquaintances into the scheme.
See 18 U.S.C. § 3553(a)(1) (providing the judge shall consider “the nature and
circumstances of the offense” in determining an appropriate sentence). Fields’s
argument amounts to a disagreement with the relative weight the judge gave
certain mitigating § 3553(a) factors, such as his lack of criminal history, with the
weight she gave aggravating circumstances, such as his conscious and repeated
engaging in firearms transactions. While that argument might show a lower
sentence also would have been appropriate, it does not show the court’s chosen
sentence was unreasonable. See
Irey, 612 F.3d at 1191. Fields has failed to meet
his burden of showing his 10-year, below-Guidelines imprisonment sentence is
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substantively unreasonable in view of the record and the § 3553(a) factors. See
Tome, 611 F.3d at 1378.
III. CLERICAL ERROR IN THE JUDGMENT
Although we conclude Fields’s sentence is correct, there is a clerical error in
the judgment. The judgment imposing Fields’s sentence incorrectly identifies 26
U.S.C. § 5845(a)(2), rather than § 5845(a)(3), as the statutory provision relative to
Count 7. Therefore, we sua sponte remand for the district judge to correct the
error. See
Massey, 443 F.3d at 822 (“We may sua sponte raise the issue of clerical
errors in the judgment and remand with instructions that the district court correct
the errors.”).
IV. CONCLUSION
Because Fields has not shown the district judge’s Guidelines calculations
were incorrect or his sentence was substantively unreasonable, we affirm his 10-
year imprisonment sentence. Nevertheless, we vacate and remand for the limited
purpose of correcting a clerical error in the judgment.
AFFIRMED IN PART; VACATED AND REMANDED IN PART.
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