Elawyers Elawyers
Washington| Change

Richard Hamilton v. Secretary, Florida department of Corrections, 14-13535 (2015)

Court: Court of Appeals for the Eleventh Circuit Number: 14-13535 Visitors: 96
Filed: Jul. 15, 2015
Latest Update: Mar. 02, 2020
Summary: Case: 14-13535 Date Filed: 07/15/2015 Page: 1 of 10 [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 14-13535 _ D.C. Docket No. 3:05-cv-00813-MMH-PDB RICHARD HAMILTON, Petitioner-Appellant, versus SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS, FLORIDA ATTORNEY GENERAL, Respondents-Appellees. _ Appeal from the United States District Court for the Middle District of Florida _ Before ED CARNES, Chief Judge, MARCUS and WILSON, Circuit Judges. PER CURIAM: Richard Hamilton
More
             Case: 14-13535    Date Filed: 07/15/2015   Page: 1 of 10


                                                                        [PUBLISH]



               IN THE UNITED STATES COURT OF APPEALS

                        FOR THE ELEVENTH CIRCUIT
                          ________________________

                                No. 14-13535
                          ________________________

                   D.C. Docket No. 3:05-cv-00813-MMH-PDB



RICHARD HAMILTON,

                                                              Petitioner-Appellant,

                                      versus

SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
FLORIDA ATTORNEY GENERAL,

                                                           Respondents-Appellees.

                          ________________________

                   Appeal from the United States District Court
                       for the Middle District of Florida
                         ________________________

Before ED CARNES, Chief Judge, MARCUS and WILSON, Circuit Judges.

PER CURIAM:

      Richard Hamilton, a prisoner on Florida’s death row, has filed a motion for a

certificate of appealability (COA). See 28 U.S.C. § 2253(c). He argues that jurists
              Case: 14-13535     Date Filed: 07/15/2015   Page: 2 of 10


of reason could debate whether the district court properly denied the motions he

filed under Rules 60(b) and 59(e) of the Federal Rules of Civil Procedure. Those

motions contended that, based on intervening decisions by the Supreme Court and

this Court, Hamilton should be able to revive the ineffective-assistance-of-counsel

claim that he procedurally defaulted in his state post-conviction proceedings.

                                          I.

      In 2008, the district court dismissed Hamilton’s original § 2254 petition on

the ground that it was time-barred by 28 U.S.C. § 2244(d)’s statute of limitations.

We affirmed. Hamilton v. Sec’y, DOC, 410 F. App’x 216, 220–21 (11th Cir.

2010) (unpublished).

      Several years later, on March 15, 2013, Hamilton filed a Rule 60(b) motion

seeking to reopen the judgment dismissing his habeas petition. He asked that the

district court reopen the portion of its judgment dismissing the eighth claim in his

habeas petition (which alleged ineffective assistance of trial counsel) based on the

Supreme Court’s decision in Martinez v. Ryan, — U.S. —, 
132 S. Ct. 1309
(2012),

and the ineffective assistance he claimed to have received in his state post-

conviction proceedings. Hamilton asserted in his Rule 60(b) motion that he had

received ineffective assistance of counsel when his trial counsel failed to

investigate and present evidence that he had brain damage, and also when his state

post-conviction counsel failed to identify the oversight and present it as a basis for


                                          2
              Case: 14-13535    Date Filed: 07/15/2015    Page: 3 of 10


an ineffective-assistance claim. He argued that under Martinez a § 2254 petitioner

in his position was entitled under Rule 60(b)(6) to reopen the judgment against him

on his ineffective-assistance claim. The district court denied the motion and

declined to grant a COA.

      A short time later, Hamilton filed a Rule 59(e) motion requesting that the

district court alter or amend its order denying his Rule 60(b) motion. He pointed

out that this Court’s decision in Cadet v. Florida Department of Corrections, 
742 F.3d 473
(11th Cir. 2014), and the Supreme Court’s decision in Maples v. Thomas,

— U.S. —, 
132 S. Ct. 912
(2012), had clarified that attorney abandonment can

justify equitable tolling under AEDPA. He then argued that his federal habeas

attorneys had abandoned him in his § 2254 proceedings and that abandonment

justified reopening the district court’s judgment dismissing his § 2254 petition.

The district court denied the motion, reasoning, among other things, that Rule

59(e) does not permit litigants to raise new issues and that Hamilton was raising

the attorney-abandonment claim for the first time. The court also denied a COA

regarding the Rule 59(e) motion.

      Hamilton then filed in this Court an application for a COA. Based on the

arguments raised in his application, we issued an order directing the parties to brief

these three questions:

      (1)    Given the nature and procedural posture of this case, is a certificate of
             appealability required?

                                          3
              Case: 14-13535      Date Filed: 07/15/2015    Page: 4 of 10


      (2)    If a certificate of appealability is required, should this Court grant
             one?
      (3)    If a certificate of appealability is not required or if one is granted, did
             the district court err in denying the Rule 60(b) motion?

Having received the parties’ briefs, we turn to those questions.

                                           II.

      “We review de novo issues of law presented in a certificate of

appealability.” Medberry v. Crosby, 
351 F.3d 1049
, 1053 (11th Cir. 2003).

Where, as here, the district court’s decisions relied in part on the Federal Rules of

Civil Procedure, the § 2254 petitioner must make both a substantive and a

procedural showing. Jackson v. Crosby, 
437 F.3d 1290
, 1295 (11th Cir. 2006). He

must show: (1) “that jurists of reason would find it debatable whether the petition

states a valid claim of the denial of a constitutional right,” and (2) “that jurists of

reason would find it debatable whether the district court was correct in its

procedural ruling.” Slack v. McDaniel, 
529 U.S. 473
, 484, 
120 S. Ct. 1595
, 1604

(2000).

                                           A.

      We begin with the question of whether a COA is required given the nature

and procedural posture of this case. Hamilton argues that no COA is required

because he is appealing the denial of a Rule 60(b) motion. The text of 28 U.S.C.

§ 2253(c)(1)(A) states that a COA is required for appeals from a “final order” in a

§ 2254 proceeding. Hamilton points to two Supreme Court decisions for his

                                            4
               Case: 14-13535        Date Filed: 07/15/2015      Page: 5 of 10


position. The first is Gonzalez v. Crosby, 
545 U.S. 524
, 535 & n.7, 
125 S. Ct. 2641
, 2650 & n.7 (2005), which declined to decide whether § 2253(c) makes

obtaining a COA “a prerequisite to appealing the denial of a Rule 60(b) motion.” 1

A decision not to decide a question is not a decision of the question. The second

decision Hamilton points to is Harbison v. Bell, 
556 U.S. 180
, 183, 
129 S. Ct. 1481
, 1485 (2009), which held that a COA is not required to appeal a district

court’s denial of a motion to substitute federal habeas counsel pursuant to 18

U.S.C. § 3599. This is not an appeal from an order regarding the appointment of

counsel under § 3599. The issue before us was not decided by the Supreme Court

in Gonzalez or Harbison.

       The answer to the issue is, however, compelled by a number of our decisions

both before and after those two Supreme Court decisions. See, e.g., Griffin v.

Sec’y, Fla. Dep’t of Corr., 
787 F.3d 1086
, 1088 (11th Cir. 2015) (“To appeal the

denial of a Rule 60(b)(5) motion, a habeas petitioner must be granted a COA.”);

Williams v. Chatman, 
510 F.3d 1290
, 1294 (11th Cir. 2007) (“[S]ubsequent to the

Supreme Court’s decision in Gonzalez, we have confirmed that it is still the law of

this circuit that a certificate of appealability is required for the appeal of any denial


   1
      Some language in the Gonzalez opinion arguably implies that a COA is required for a
habeas petitioner to appeal the denial of a Rule 60(b) motion. See 
Gonzalez, 545 U.S. at 535
n.7,
125 S. Ct. at 2650 
n.7 (“[T]he COA requirement appears to be a more plausible and effective
screening requirement, with sounder basis in the statute, than the near-absolute bar imposed here
by the Court of Appeals.”).


                                               5
              Case: 14-13535     Date Filed: 07/15/2015   Page: 6 of 10


of a Rule 60(b) motion for relief from a judgment in a 28 U.S.C. § 2254 or 28

U.S.C. § 2255 proceeding.”) (alterations omitted) (quotation marks omitted);

Jackson v. Crosby, 
437 F.3d 1290
, 1294–95 (11th Cir. 2006) (same). Our decision

in Griffin is decisive and binding because it was decided after both Gonzalez and

Harbison. Binding precedent also establishes that a COA is required before a

habeas petitioner may appeal the denial of a Rule 59(e) motion. See Perez v.

Sec’y, Fla. Dep’t of Corr., 
711 F.3d 1263
, 1264 (11th Cir. 2013) (“Because the

denial of a Rule 59(e) motion constitutes a ‘final order’ in a state habeas

proceeding, we conclude that a COA is required before this appeal may proceed.”)

      Even if we were not bound by our post-Gonzalez and post-Harbison prior

precedent, we would still hold that a COA is required before a habeas petitioner

may appeal the denial of a Rule 60(b) motion. As we have already noted, the

Supreme Court in Gonzalez explicitly declined to decide the issue, but dictum in

the opinion implies that § 2253(c) requires a COA for an appeal from the denial of

a Rule 60(b) motion. See supra note 1 (citing 
Gonzalez, 545 U.S. at 535
n.7, 125

S. Ct. at 2650 
n.7).

      Harbison was an appeal from the denial of a motion to substitute counsel in

a federal habeas case that raised 18 U.S.C. § 3599 
issues. 556 U.S. at 183
, 129

S. Ct. at 1485. The Court explained that 28 U.S.C. § 2253(c)(1)(A), which

contains the COA requirement, does not apply to appeals from the denial of a


                                          6
                 Case: 14-13535      Date Filed: 07/15/2015      Page: 7 of 10


motion to substitute counsel because it “governs final orders that dispose of the

merits of a habeas corpus proceeding — a proceeding challenging the lawfulness

of the petitioner’s detention.” 
Id. Harbison does
not even mention Rule 60(b).

Still, Hamilton insists that seven words in the opinion –– “final orders that dispose

of the merits” –– were meant to limit the COA requirement to judgments on the

merits, thereby exempting from that requirement all orders denying Rule 60(b)

motions. Wrenching those seven words out of context and giving them the

meaning that Hamilton proffers would require us to conclude that in Harbison the

Supreme Court sub silentio overruled its holding in Slack v. McDaniel that a COA

is required to appeal the denial of a claim solely on procedural grounds. See 
529 U.S. 473
, 484–85, 
120 S. Ct. 1595
, 1604 (2000). After all, denials on procedural

grounds are not “final orders that dispose of the merits,” yet Slack held that a COA

is required to appeal such denials. See also Hittson v. GDCP Warden, 
759 F.3d 1210
, 1270 n.65 (11th Cir. 2014) (Section 2253(c)’s COA requirement applies

“where a district court dismisses a petitioner’s federal petition on procedural

grounds, without passing on the merits of the claims.”) (emphasis added). Unless

and until the Supreme Court overrules its Slack decision, we are required to follow

it and to reject as inconsistent with that decision Hamilton’s interpretation of the

seven words of the Harbison opinion that he relies on. 2


   2
       Hamilton’s position would have radical effects. It would allow every § 2254 petitioner to

                                                7
               Case: 14-13535       Date Filed: 07/15/2015      Page: 8 of 10


                                              B.

       The next question is whether we should issue a COA here. In his brief,

Hamilton identifies three potential issues: (1) whether Martinez permits him to

raise his procedurally defaulted ineffective-assistance claims; (2) whether the

district court should have held an evidentiary hearing on his attorney-abandonment

claim; and (3) whether the district court should have granted him relief on that

claim. Hamilton has not made the required showing for issuance of a COA on any

of those issues.

       The first issue is squarely foreclosed by our decision in Arthur v. Thomas,

739 F.3d 611
, 631 (11th Cir. 2014). There, we held that “the change in the

decisional law affected by the Martinez rule is not an ‘extraordinary circumstance’

sufficient to invoke Rule 60(b)(6).” 
Id. And no
COA should issue where the claim

is foreclosed by binding circuit precedent “because reasonable jurists will follow

controlling law.” Gordon v. Sec’y, Dep’t of Corr., 
479 F.3d 1299
, 1300 (11th Cir.

2007). The Third Circuit has disagreed with Arthur’s holding that Martinez is not

an “extraordinary circumstance” for purposes of Rule 60(b)(6). See Cox v. Horn,

757 F.3d 113
, 123–24 (3d Cir. 2014). But we are bound by our Circuit precedent,



appeal, without first obtaining a COA, the denial of any Rule 60(b) motion raising any and every
time-barred and procedurally barred claim he wishes, no matter how frivolous the appeal would
be. That is not something the Supreme Court would have done by implication or without
explanation in a case that did not even raise the issue.


                                               8
              Case: 14-13535     Date Filed: 07/15/2015    Page: 9 of 10


not by Third Circuit precedent. See OSI, Inc. v. United States, 
285 F.3d 947
, 952

n.3 (11th Cir. 2002). Arthur is controlling on us and ends any debate among

reasonable jurists about the correctness of the district court’s decision under

binding precedent.

      The second issue, whether the district court should have held an evidentiary

hearing on Hamilton’s attorney-abandonment claim, is also beyond reasonable

debate. A § 2254 petitioner is not entitled to an evidentiary hearing if he fails to

“proffer evidence that, if true, would entitle him to relief.” Pope v. Sec’y for Dep’t

of Corr., 
680 F.3d 1271
, 1291 (11th Cir. 2012) (alteration omitted) (quotation

marks omitted). Because any relief for Hamilton is ultimately predicated on his

ability to raise his admittedly defaulted ineffective-assistance claims, and Arthur

squarely forecloses that possibility, his allegations cannot entitle him to relief. So

the correctness of the denial of an evidentiary hearing is not debatable among

reasonable jurists.

      The third issue is whether the district court erred in denying Hamilton’s Rule

59(e) motion, which sought to alter or amend the court’s order denying his Rule

60(b) motion and raise for the first time an attorney-abandonment claim. The

denial of that Rule 59(e) motion is not debatable among reasonable jurists. A Rule

59(e) motion can be granted based only on “newly-discovered evidence or

manifest errors of law or fact,” and this one was not based on either. See Arthur v.


                                           9
               Case: 14-13535       Date Filed: 07/15/2015      Page: 10 of 10


King, 
500 F.3d 1335
, 1343 (11th Cir. 2007) (quotation marks omitted). It is

established beyond dispute that Rule 59(e) cannot be used to “raise argument[s] or

present evidence that could have been raised prior to the entry of judgment.”

Arthur, 500 F.3d at 1343
(quotation marks omitted). Even assuming (as Hamilton

does) that Rule 59(e) may be used to alter an order denying a Rule 60(b) motion, 3

he could have raised the attorney-abandonment claim in his Rule 60(b) motion

because Maples was decided more than a year before Hamilton filed that motion.4

       Hamilton’s application for a certificate of appealability is DENIED.




   3
     There is reason to think that Rule 59(e) cannot be used to second-guess the denial of a Rule
60(b) motion. Rule 59(e) by its own terms permits a party to “alter or amend a judgment,” not
an order. Fed. R. Civ. P. 59(e) (emphasis added). And the denial of a Rule 60(b) motion is an
order, not a judgment. There is, however, no need for us to resolve that question today.
   4
     We need not decide the third question on which we ordered briefing, whether the district
court erred in denying the Rule 60(b) motion, because our answers to the first two questions
render it moot.


                                               10

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer