PARIENTE, J.
The issue before this Court is whether Florida's absolute privilege, which shields judges, counsel, parties, and witnesses from liability for alleged defamatory statements made in the course of a judicial proceeding, extends to statements made by an attorney during ex-parte, out-of-court questioning of a potential, nonparty witness while investigating matters connected to a pending lawsuit. In DelMonico v. Traynor, 50 So.3d 4 (Fla. 4th DCA 2010), the Fourth District Court of Appeal relied on this Court's decision in Levin, Middlebrooks, Mabie, Thomas, Mayes & Mitchell, P.A. v. United States Fire Insurance Co., 639 So.2d 606 (Fla.1994), to hold that regardless of the circumstances under which an attorney interviews a potential witness in preparation for pending litigation, statements made during that interview are absolutely privileged if the statements bear some relation to or connection with the pending matter. We have jurisdiction because the Fourth District misapplied this Court's long established precedent, of which Levin is a part, regarding the proper scope of Florida's absolute privilege. See art. V, § 3(b)(3), Fla. Const.; see also Wallace v. Dean, 3 So.3d 1035, 1040 (Fla.2009) (recognizing misapplication of decisions as a basis for express and direct conflict under article V, section 3(b)(3), of the Florida Constitution).
We hold that Florida's absolute privilege, as this Court has developed the common law doctrine, was never intended to sweep so broadly as to provide absolute immunity from liability to an attorney for alleged defamatory statements the attorney makes during ex-parte, out-of-court questioning of a potential, nonparty witness in the course of investigating a pending lawsuit. In this narrow scenario, we conclude that a qualified privilege instead should apply to ex-parte, out-of-court statements, so long as the alleged defamatory statements bear some relation to or connection with the subject of inquiry in the underlying lawsuit. A qualified privilege requires the plaintiff to establish express malice. However, where the statements do not bear some relation to or connection with the subject of inquiry in the underlying lawsuit, the defendant is not entitled to the benefit of any privilege — either absolute or qualified.
Providing a qualified privilege under the circumstances of this case, which involves an attorney's ex-parte, out-of-court questioning of several nonparty witnesses, is sufficiently protective of the competing policies underpinning the privilege: "[T]he right of an individual to enjoy a reputation unimpaired by defamatory attacks versus the right of the public interest to a free and full disclosure of facts in the conduct of judicial proceedings." Levin, 639 So.2d at 608. We adopt the reasoning of Judge Warner's scholarly dissent in the decision
The present case arises out of actions that an attorney, Arthur Rodgers Traynor, Jr., allegedly took in the course of investigating an underlying defamation action he was hired to defend. The legal issue is whether absolute immunity applies to Traynor's alleged defamatory statements allegedly made in the course of his investigation.
Specifically, in the underlying defamation action (the Crespo defamation action), Daniel DelMonico, the president of MYD Marine Distributor, Inc. (MYD), sued business competitors Donovan Marine, Inc. (Donovan) and Tony Crespo, the latter of whom was a sales representative at Donovan. In that action, DelMonico asserted that Crespo had defamed DelMonico by telling a number of DelMonico's clients that DelMonico, in a successful attempt to lure customers away from Donovan, had supplied prostitutes to the owner of a company doing business with Donovan.
To defend against DelMonico's Crespo defamation action, Donovan and Crespo together retained the services of attorney Arthur Rodgers Traynor, Jr., and Traynor's law firm. While the underlying Crespo defamation action was pending, DelMonico and MYD (collectively Plaintiffs), filed a separate action against Traynor and his law firm (collectively Defendants), asserting claims of defamation and tortious interference with a business relationship. In this separate action, the Plaintiffs alleged that Traynor had made numerous false statements about DelMonico to various individuals Traynor had contacted as potential witnesses in the Crespo defamation action. The complaint against Traynor set forth the following allegations:
The Plaintiffs' complaint alleged that as a result of Traynor's actions in making false and malicious statements, MYD lost its exclusive distributorship of Sea Hawk brand products, which led to the loss of income, profits, business, and investment opportunities. The Plaintiffs also filed affidavits in support of their allegations and estimated that the loss of their exclusive distributorship of Sea Hawk paint alone cost MYD between seven and nine million dollars.
Pietri, Bradford's purchasing agent, signed an affidavit stating that Traynor told Pietri that Traynor was "involved in the prosecution of Dan DelMonico for prostitution." DelMonico's ex-wife signed an affidavit in which she swore, "Mr. Traynor stated that Mr. DelMonico was being prosecuted for prostitution, and that he was part of the team of people going after him really hard because Mr. DelMonico had done some embarrassing and illegal things." According to the affidavit, "Traynor stated that if they found evidence that showed [the ex-wife] knew about Mr. DelMonico's criminal activities and did not tell them ... [she] could have a legal problem." Traynor later acknowledged during a deposition and in an affidavit to having interviewed prospective witnesses in connection with the Crespo defamation action, but he denied stating to anyone that DelMonico was being prosecuted for prostitution.
The Defendants moved for summary final judgment, asserting in pertinent part that the Plaintiffs' claims were barred because Traynor's alleged statements were absolutely privileged under Florida law. Relying on precedent from this Court, the Defendants asserted that even if the allegations were true, no such action could be brought because the alleged defamatory statements occurred during witness interviews conducted for the purpose of defending their clients, Donovan and Crespo, in pending litigation and were clearly made in the course of a judicial proceeding. According to the Defendants, these facts supported application of an absolute privilege to shield them from suit.
At a hearing on the summary judgment motion, the trial court expressed concern as to the competing policies implicated by the absolute privilege. The trial court questioned "whether or not developing a witness for litigation [was] in the course of a judicial proceeding ... contemplated by Levin" and opined that "a strong argument for a qualified privilege" existed. The trial court nevertheless entered a summary final judgment in favor of the Defendants because it felt bound by this Court's decision in Levin, which held that statements made during the course of a
Over a dissent, a panel of the Fourth District affirmed and categorically held that statements made while "[i]nterviewing a witness in preparation for and connected to pending litigation [are] absolutely privileged." DelMonico, 50 So.3d at 7. The Fourth District reasoned that an attorney "should receive the same absolute immunity in questioning potential witnesses before their appearance at deposition or in the courtroom, as if the questioning were during a formalized judicial proceeding." Id. Applying those principles to the facts of this case, and relying on this Court's decision in Levin, the Fourth District concluded that "[b]ecause the statements complained of were made by [Traynor] while he was acting as defense counsel in the underlying litigation, and the statements bore `some relation' to the proceeding, they were absolutely privileged as a matter of law." Id. (quoting Levin, 639 So.2d at 608).
In a dissenting opinion, Judge Warner wrote that an attorney's ex-parte defamatory statements to others in the context of defending a lawsuit should not fall within the absolute privilege articulated in Levin. See id. at 8, 10 (Warner, J., dissenting). Instead, Judge Warner believed that allegedly defamatory statements should be subject only to a qualified privilege when made during the course of legal representation but outside of a legal proceeding, where both parties are not present and there is no opportunity to be heard. See id. at 12. Recognition of a qualified privilege, Judge Warner reasoned, would "deter frivolous lawsuits" because the plaintiff would still be required "to prove both that the statements were false and that they were made with express malice" while concomitantly discouraging "participants in the investigatory process outside judicial proceedings from intentionally harming their adversary with impunity." Id.
The issue before this Court is whether Florida's absolute privilege extends to alleged defamatory ex-parte, out-of-court statements made by an attorney to potential, nonparty witnesses in the course of that attorney's investigation of a pending lawsuit. This is a pure question of law, subject to de novo review. See Bosem v. Musa Holdings, Inc., 46 So.3d 42, 44 (Fla.2010).
To resolve this issue first requires examining the history of the absolute privilege and its application to statements made during judicial proceedings as has been developed in Florida. The law has long recognized that judges, counsel, parties, and witnesses should be absolutely exempted from liability to an action for defamatory words published in the course of judicial proceedings, regardless of how false or malicious the statements may be, as long as the statements bear some relation to or connection with the subject of inquiry. The origin of this absolute privilege, sometimes referred to as a judicial or litigation privilege, traces back to the English common law:
Simpson Strong-Tie Co. v. Stewart, Estes, & Donnell, 232 S.W.3d 18, 22 (Tenn.2007) (alterations in original).
As cogently explained by one court, the public policy of preserving the integrity of the judicial process underpins this common law privilege:
Panitz v. Behrend, 429 Pa.Super. 273, 632 A.2d 562, 564 (1993) (quoting Binder v. Triangle Publ'ns, Inc., 442 Pa. 319, 275 A.2d 53, 56 (1971)).
More than one hundred years ago, this Court aligned itself with the common law and the "overwhelming" trend in other jurisdictions by recognizing Florida's absolute privilege in the bellwether case of Myers v. Hodges, 53 Fla. 197, 44 So. 357, 361 (1907). In the underlying civil action in Myers, Hodges filed suit in a court of equity against a corporation of which Myers was president. Id. at 358, 363. The complaint stated that Myers "was and is held as a tricky, dishonorable, unscrupulous and conscienceless man; that ... Myers had stated in effect that he intended to do everything in his power to beat [Hodges] out of the money owing to him, short of swearing to a lie." Id. at 358. The complaint was filed with the clerk of the circuit court and was signed and sworn to by Hodges. Id. at 363. The trial court later struck the defamatory language from the complaint as being impertinent, irrelevant, immaterial, and scandalous. Id.
Myers sued Hodges for libel in a separate action based upon the above statements, but the trial court entered a final judgment in Hodges' favor. See id. at 359. On appeal, after surveying numerous English cases and cases from the United States, this Court adopted the "overwhelming" rule across the country that an absolute privilege applies to statements published in the course of judicial proceedings, but only when those statements are "connected with, or relevant or material to, the cause in hand or subject of inquiry." Id. at 361. The Court's stated rationale for this policy was as follows:
Id. at 361-62 (emphasis added).
Through its adoption of the absolute privilege, the Court in Myers thus made two critical observations. First, a court can and will protect the aggrieved party by expunging defamatory statements from the pleadings and punishing the defamer with contempt of court. Second, the absolute privilege would not extend to statements sharing "no relation to, or connection with, the cause in hand or the subject-matter of inquiry." Id. at 362.
As to this latter observation, the Court held that "much latitude must be allowed to the judgment and discretion of those who maintain a cause in court" when "determining what is pertinent." Id. The policy behind allowing wide latitude was to account for "the earnest though mistaken zeal of a litigant who seeks to redress his wrongs and for the ardent and excited feelings of the fearless, conscientious lawyer, who must necessarily make his client's cause his own." Id. Where defamatory statements were not pertinent to the cause at hand, but were still published in the course of a judicial proceeding, the Court in Myers held that rather than recognizing no privilege at all, a qualified privilege instead would apply. Id. at 363. According to the Court, this qualified privilege could be overcome by the plaintiff's showing of express malice. Id. The Court ultimately determined it was the qualified privilege that would apply to the facts of that case because the trial court had stricken the "defamatory matter" contained in the complaint as being irrelevant to the underlying suit. See id.
These broad principles of law from Myers outlining the contours of Florida's absolute privilege have since been reaffirmed by this Court on a number of occasions.
Id. at 200 (emphasis added).
Our recognition of the absolute privilege in this context was premised on two concerns: (1) that the initial trial would needlessly devolve into another trial; and (2) that the potential exposure to a subsequent lawsuit would have a chilling effect on litigants seeking to redress their injuries. Indeed, our most recent discussion of the privilege in Echevarria, McCalla, Raymer, Barrett & Frappier v. Cole, 950 So.2d 380, 383 (Fla.2007), characterized Myers as establishing "the principle of the litigation privilege in Florida, essentially providing legal immunity for actions that occur in judicial proceedings."
Notwithstanding the continued vitality of Florida's absolute privilege as first recognized in Myers, this Court's construct of that privilege has also evolved over time. Most notably, in Fridovich v. Fridovich, 598 So.2d 65 (Fla.1992), the Court narrowed the scope of the absolute privilege, recognizing that not all statements made outside of the formal judicial process should be subject to an absolute privilege. In that case, the Court receded from the broad holdings set forth in Ange v. State, 98 Fla. 538, 123 So. 916 (1929), and Robertson that any defamatory statement made preliminary to a judicial proceeding, but that is still related to the proceeding, should be absolutely protected. Fridovich, 598 So.2d at 69.
In Fridovich, after Edward Fridovich shot and killed his father, the police concluded that the shooting was accidental and filed no charges. Id. at 66. Edward's brother, Anthony, then initiated a conspiracy among family members to have Edward charged for the intentional killing of their father. Id. Anthony purchased a stress analyzer to determine which conspirator would be the most convincing deceiver, after which Anthony's sister and her ex-husband were selected to make
Edward filed an action against Anthony and the other conspirators for defamation and other claims. Id. The trial court dismissed the complaint, and the Fourth District affirmed in part but certified the following question to this Court: "Are statements made by a private individual to an investigating officer or a prosecutor preliminary to the filing of a criminal charge absolutely privileged so as to avoid liability for defamation even when the statements are false and made with actual malice?" Id. This Court answered the certified question in the negative, holding that the scope of the absolute privilege should be narrowed and finding that the "egregious facts" of that case made an "eloquent argument for adopting a qualified privilege" and for receding from Ange and Robertson to the extent those cases were inconsistent with the Court's decision. See id. at 66, 68.
In reaching this conclusion, the Court discussed the policy behind immunity from suit, distinguishing between the circumstances that surround the instigation of the filing of criminal charges and those that involve formalized judicial proceedings:
Fridovich, 598 So.2d at 69 n. 5 (emphasis added). In other words, when weighing whether to apply the absolute privilege to that factual scenario, the Court considered that the "safeguards" arising from the "comprehensive control exercised by the trial judge whose action is reviewable on appeal" and the availability of other remedies through which the trial court could mitigate the harm were not present at the time citizens make statements to the authorities before the filing of criminal charges. Id.
Absent these safeguards, the Court in Fridovich reasoned that a qualified, rather than an absolute, privilege was sufficiently protective of those wishing to report events concerning crime and balanced society's interest in detecting and prosecuting crime with a defendant's interest in not being falsely accused. Id. at 69. To overcome a qualified privilege, the Court further held, a plaintiff must "establish by a preponderance of the evidence that the defamatory statements were false and uttered with common law express malice — i.e., that the defendant's primary motive in making the statements was the intent to injure the reputation of the plaintiff." Id.
The Levin firm subsequently sued United in federal district court for tortious interference with a business relationship. Id. The firm alleged that United intentionally disqualified Mabie to prevent the Levin firm from representing Morrison. Id. The federal district court dismissed the action based on the absolute privilege. Id. On appeal, finding it was unclear whether Florida courts extend the privilege to a claim of tortious interference with a business relationship, the Eleventh Circuit Court of Appeals certified that question to this Court. Id. This Court answered in the affirmative, holding that the privilege did apply. As it had done previously, the Court balanced the right of an individual to enjoy a reputation free from defamatory attacks against the right of the public interest to unhampered disclosure of facts in the course of judicial proceedings:
Id. at 608 (emphasis added) (citations omitted). Importantly, the Court concluded by noting that adequate remedies would still exist for misconduct occurring during judicial
Based on a review of the history of the absolute privilege in Florida and the purpose served by the doctrine, Myers and its progeny firmly establish a unifying concept: this Court's recognition of the privilege derived from a balancing of two competing interests — the public interest in allowing litigants and counsel to freely and zealously advocate for their causes in court versus protecting the rights of individuals, including the right of an individual to maintain his or her reputation and not be subjected to slander or malicious conduct. Where this balance fell was often dependent upon the safeguards in place that served to provide real and immediate checks to abusive and overzealous practices — that is, how far removed those practices were from protections of the formalized judicial process that would serve to counteract the occurrence and consequences of defamatory statements or abuse.
In cases where this Court has applied the absolute privilege to issues involving defamation, the defamatory statements at issue were made either in front of a judicial officer or in pleadings or documents filed with the court or quasi-judicial body. In these more formalized judicial settings, the presence of safeguards facilitates and promotes an unimpeded speaking environment while protecting an individual from false or malicious statements for several reasons. First, the alleged defamatory statements giving rise to the action are memorialized before a judicial officer, minimizing concerns of factual dispute. Second, the potential harm that may result can be "mitigated by ... formal requirements such as notice and hearing, the comprehensive control exercised by the trial judge whose action is reviewable on appeal, and the availability of retarding influences such as false swearing and perjury prosecutions." Fridovich, 598 So.2d at 69 n. 5 (quoting Dijkstra, 401 A.2d at 1121). Third, the trial court "can and will protect the party aggrieved by expunging [or striking] irrelevant defamatory matter from the pleadings, and by punishing for contempt of court the guilty party." Myers, 44 So. at 361. And finally, the "trial judge has the inherent power to do those things necessary to enforce its orders, to conduct its business in a proper manner, and to protect the court from acts obstructing the administration of justice." Levin, 639 So.2d at 608-09.
This same rationale would apply with like force to depositions properly noticed under the Florida Rules of Civil Procedure, at which the opposing side is present. Cf. Anderson v. Shands, 570 So.2d 1121, 1122 (Fla. 1st DCA 1990) (holding that the taking of a deposition is considered part of a judicial procedure for the purpose of applying an absolute privilege against civil liability). During depositions, a protection against abuse exists simply because the proceeding is adversarial in nature and the opposing side has an opportunity to immediately object to any untrue statements. Moreover, if statements are falsely made, the harmed party may seek to impose sanctions against the offending party in an expeditious way, with the transcript of the deposition providing a clear record of proof. Further, the trial court can thereafter strike the defamatory matter from the record.
In contrast to the panoply of judicial oversight protections envisioned by our precedent ranging from Myers to Levin, which promote the free flow of information,
This shift creates an unacceptable imbalance among these competing interests, heightening concerns for abuse. Judge Warner persuasively articulated this concern in her dissent in the decision below:
DelMonico, 50 So.3d at 12 (Warner, J., dissenting).
Based on these considerations, we conclude that in situations like the one present here, where an attorney steps outside of both the courtroom and the formal discovery process to investigate a claim, this Court's precedent does not support an extension of the absolute privilege. Certainly, the ultimate purpose of the judicial process is to determine the truth, and an attorney's informal method of discovery is an inherent and important part of this process. However, in balancing the interests at stake, and taking full account of the role informal investigation plays in ongoing litigation, we conclude that Florida's absolute privilege was never intended to sweep so broadly as to immunize an attorney from liability for alleged defamatory statements the attorney makes during ex-parte, out-of-court questioning of a potential, nonparty witness in the course of investigating a pending lawsuit.
Without the aforementioned protective measures, we conclude that only a qualified privilege should apply to statements made by attorneys as they undertake informal investigation during pending litigation and engage in ex-parte, out-of-court questioning of nonparty witnesses, "so long as the statements are relevant to the subject of inquiry" in the underlying suit. Levin, 639 So.2d at 607. The competing public policies of safeguarding a plaintiff's reputation and ensuring full disclosure in a judicial proceeding are better served in this circumstance by a qualified privilege. As Judge Warner cogently explained:
DelMonico, 50 So.3d at 12 (Warner, J., dissenting).
In reaching this conclusion, we underscore that the protective cloak of a qualified privilege should never be meant to immunize statements when made by an attorney during ex-parte, out-of-court questioning of a potential, nonparty witness in the course of investigating a pending lawsuit if those statements are not connected with or related to the subject of inquiry in the underlying lawsuit. The issue of whether a statement is connected with or related to the subject of inquiry is a threshold determination to be made by a judge, mindful that "much latitude must be allowed to the judgment and discretion of those who maintain a cause in court" when "determining what is pertinent." Myers, 44 So. at 362; see also Hope v. Nat'l Alliance of Postal & Fed. Emps., Jacksonville Local No. 320, 649 So.2d 897, 901 (Fla. 1st DCA 1995) (noting that "courts have not imposed a strict relevancy test in determining whether a statement made in the judicial process is entitled to immunity" in "recognition of the necessity of providing for the free flow of information"); Restatement (Second) of Torts § 586 cmt. c. (1977) (recognizing that attorney statements made during the course of judicial proceedings "need not be strictly relevant to any issue involved in" those proceedings for the absolute privilege to apply). As Levin expressed the standard of relevancy, the defamatory statement or other tortious behavior is privileged "so long as the act has some relation to the proceeding." Levin, 639 So.2d at 608 (emphasis added).
Once the trial court is satisfied as a matter of law that the alleged defamatory statements, assuming they were made, are connected with or related to the subject of inquiry in the underlying lawsuit, the defendant to a defamation action is entitled to assert a qualified privilege, placing the burden upon the plaintiff to then prove the additional element of express malice. See Nodar v. Galbreath, 462 So.2d 803, 810 (Fla.1984) ("The privilege... places upon the plaintiff the burden of proving express malice — that is, malice in fact as defined by the common-law doctrine of qualified privilege."). Conversely, where the trial court determines that the alleged defamatory statements, assuming they were made, are not connected with or related to the subject of inquiry, then the defendant to a defamation action would be afforded no privilege at all, allowing the plaintiff to proceed with the action absent the burden of having to prove express malice. Applying a qualified privilege in a manner consistent with our pronouncement above properly balances the competing interests of the individual's right to be protected from false statements with the judicial system's need in free and open disclosure of facts.
In the underlying defamation suit, the Crespo action, DelMonico alleged that Crespo had told others that DelMonico had supplied the owner of a company doing business with DelMonico's company with prostitutes in a successful attempt to lure customers away from Crespo. To investigate and defend against this accusation, Crespo's attorney, Traynor, interviewed DelMonico's ex-spouses and business associates as potential witnesses outside of both the court and the presence of DelMonico or DelMonico's counsel.
Because Traynor's alleged defamatory statements were allegedly made during ex-parte, out-of-court questioning of potential, nonparty witnesses in the course of investigating DelMonico's underlying lawsuit, the trial court should not have granted summary judgment based on the absolute privilege. Rather, as we have held above, Traynor would be permitted to raise the defense of qualified privilege, so long as Traynor's statements were related to or connected with the subject of inquiry in DelMonico's underlying lawsuit.
Although the parties dispute the content of Traynor's statements, for the purposes of determining whether a qualified privilege even applies, we must assume the truth of the statements alleged in the complaint. In view of the fact that the relevancy standard is not to be strictly construed, we agree that Traynor's statements, as alleged in the complaint, bore a relation to or were connected with the Crespo lawsuit. The subject of the Crespo defamation lawsuit was that Crespo had defamed DelMonico by telling others that DelMonico had hired prostitutes, a criminal activity, to obtain business. Therefore, Traynor's discussion with prospective witnesses about DelMonico's alleged use of prostitution was related to the subject of inquiry because Traynor was gathering information about the veracity of the central accusations against his client in the Crespo lawsuit.
Given that Traynor's statements were relevant, DelMonico and MYD must now overcome the qualified privilege afforded to Traynor and his law firm by establishing express malice. See Fridovich, 598 So.2d at 69. That is, DelMonico and MYD must "establish by a preponderance of the evidence that the defamatory statements were false and uttered with common law express malice — i.e., that the defendant's primary motive in making the statements was the intent to injure the reputation of the plaintiff." Id. These factual inquiries must be developed on remand.
Based on the foregoing, we hold that Florida's absolute privilege does not extend to statements made by an attorney during ex-parte, out-of-court questioning of a potential, nonparty witness in the course of investigating a pending lawsuit. In this narrow scenario, a qualified privilege instead applies so long as the defamatory statements are related to or connected with the subject of inquiry in the underlying lawsuit. A qualified privilege requires the plaintiff to prove express malice. We quash the decision below and remand this case for further proceedings consistent with this opinion.
It is so ordered.
QUINCE, LABARGA, and PERRY, JJ., concur.
LEWIS, J., dissents with an opinion.
CANADY, J., dissents with an opinion, in which POLSTON, C.J., concurs.
LEWIS, J., dissenting.
I would not begin constructing qualified privileges (as the majority does here) and I would not superimpose the law of express
I would first conclude that inquiry made as part of the litigation investigation and discovery is within the concept of litigation and can be absolutely privileged. Second, however, there are genuine issues of material fact that must be resolved by a jury concerning what statements were actually made and only then can it be determined whether the alleged statements were inherently related to or connected with the underlying litigation or beyond the litigation to be subject to relief.
CANADY, J., dissenting.
Because I conclude that the decision on review, DelMonico v. Traynor, 50 So.3d 4 (Fla. 4th DCA 2010), does not expressly and directly conflict with Levin, Middlebrooks, Mabie, Thomas, Mayes & Mitchell, P.A. v. United States Fire Insurance Co., 639 So.2d 606 (Fla.1994), I would dismiss this case for lack of jurisdiction under article V, section 3(b)(3), of the Florida Constitution. The majority compounds the error of deciding this case without a proper basis for the exercise of jurisdiction by reversing the district court based on an issue that the petitioners never presented in the district court. I therefore dissent.
In Levin, the Eleventh Circuit Court of Appeals asked this Court
639 So.2d at 607. This Court answered the certified question in the affirmative, expressly extending the litigation privilege to claims of tortious interference with a business relationship and concluding that the Levin firm could not sue an insurance company on the theory that the insurance company disingenuously listed opposing counsel as a witness at trial in order to obtain counsel's disqualification. Id. In reaching its decision, this Court articulated the rule that "absolute immunity must be afforded to any act occurring during the course of a judicial proceeding, regardless of whether the act involves a defamatory statement or other tortious behavior such as the alleged misconduct at issue, so long as the act has some relation to the proceeding." Id. at 608. The Eleventh Circuit did not ask if the conduct at issue in Levin occurred in the course of a judicial proceeding, and this Court did not comment on how to determine whether an act occurs "during the course of a judicial proceeding."
Because the definition of the parameters of "during the course of a judicial proceeding" was not at issue in or addressed by Levin, the Fourth District's decision could not have expressly and directly misapplied Levin when deciding that "[i]nterviewing a witness in preparation for and connected to pending litigation" was conduct in the course of a judicial proceeding. DelMonico, 50 So.3d at 7. A decision cannot expressly and directly conflict with another decision on a particular issue unless both decisions contain a holding on that issue. The majority fails to acknowledge this elementary rule that limits our jurisdiction under the Florida Constitution.
The lack of conflict with Levin is underscored by the fact that the majority carves out a category of conduct — conduct the
Of course, the petitioners never argued in the district court that Fridovich should be extended and applied to the instant case. In the district court, the petitioners' argument was that "[w]hile [attorney Traynor's] extrajudicial statements were concededly made `during the course of a judicial proceeding,' as courts have construed that phrase, [the] repeated false statement[s] ... bore no relation to the underlying proceeding and therefore [were] outside the scope of the litigation privilege." Appellants' Amended Initial Brief at 13, DelMonico v. Traynor, 50 So.3d 4 (Fla. 4th DCA 2010). The majority here rejects that argument and concludes that "Traynor's statements, as alleged in the complaint, bore a relation to or were connected with" the underlying litigation. Majority op. at 1220. The majority then goes on to reverse the district court on the basis of a different issue that was never presented to the district court by the petitioners.
It is truly extraordinary — and totally inconsistent with the basic structure of the appellate process — that this Court reverses the district court based on an issue that was never raised in the district court. It is axiomatic that "[i]n order to be preserved for further review by a higher court, an issue must be presented to the lower court and the specific legal argument or ground to be argued on appeal or review must be part of that presentation." Sunset Harbour Condo. Ass'n v. Robbins, 914 So.2d 925, 928 (Fla.2005) (quoting Tillman v. State, 471 So.2d 32, 35 (Fla.1985)). The majority simply ignores the fact that the petitioners never argued to the district court that attorney Traynor's comments were subject to only a qualified privilege and thus actionable if uttered with express malice. The issue of a qualified privilege arose for the first time in these proceedings when it sprang forth from Judge Warner's dissenting opinion. But the presentation of an issue in a dissenting opinion does not preserve the issue for our review.
Here, the majority exercises a jurisdiction it does not possess to decide a case on the basis of an issue that the petitioners never presented to the district court. The decision thus does double damage to the structure of the appellate process. I dissent.
POLSTON, C.J., concurs.
