PYLE, Judge.
This appeal involves a preliminary determination in a medical malpractice case filed in the county court while the case was pending before the Indiana Department of Insurance ("IDOI"). Anonymous Physician I ("Hospitalist")
We affirm.
The facts most favorable to Giles, the non-moving party in this summary judgment proceeding, reveal that on August 1, 2010, fifty-seven-year-old Ruth fell and broke her nose. On August 4, 2010, she consulted Anonymous Physician IV ("ENT Surgeon") about her nose. ENT Surgeon diagnosed Ruth with a deviated nasal fracture and recommended that she have a closed nasal reduction surgery.
On August 11, 2010, Ruth went to Anonymous Hospital ("Hospital") to have the outpatient nasal surgery. The surgery lasted ten minutes, starting at 12:29 p.m. and ending at 12:39 p.m. Anonymous Physician II ("Anesthesiologist") stopped Ruth's anesthesia at 12:47 p.m. The surgery was completed without any major complications.
After the surgery, Ruth was taken to the hospital's recovery room or post anesthesia care unit ("PACU"). While in the PACU, Ruth had individual nursing care from a nurse ("PACU Nurse") and was under the general care of Anesthesiologist, who was charged with taking care of issues with Ruth's heart, lungs, blood pressure, and recovery from sedation.
Upon arriving in the PACU, Ruth had a lowered level of oxygen saturation. Later, her blood pressure began to lower, and she complained to PACU Nurse of chest pain. Anesthesiologist ordered an EKG, which showed a "normal rhythmic beat" and did not show any sign of "ischemia." (App. 130).
Ruth's condition did not substantially improve. Around 2:20 p.m., PACU Nurse updated ENT Surgeon, who was the attending physician, about Ruth's condition. ENT Surgeon told PACU Nurse that he would have a hospitalist see Ruth. Thereafter, ENT Surgeon spoke by phone with Hospitalist, who was the on-call hospitalist.
Hospitalist was a hospitalist physician and employed by Medical Corporation, which is a hospitalist group. Hospitalist and his hospitalist group do not have a traditional office; instead, the hospital is their practice site. Hospitalist's hospitalist group provided hospitalist care to only those hospital patients whose primary care physician or family doctor had previously agreed to let the hospitalist group care for the family doctor's patients while these patients were in the hospital. In other words, once a family doctor agreed to pass or defer the hospital care of his/her patients to the hospitalist program, the family doctor would defer hospital care of all his/her patients to the hospitalist group and would no longer go to the hospital to see his or her patients while they were in the hospital. At the time of Ruth's surgery, Ruth's primary care physician, Anonymous Physician III ("Family Doctor"), had not deferred hospital care of his patients, including Ruth, to the hospitalist group.
At 2:35 p.m., Hospitalist went into the PACU. Once he checked Ruth's chart and saw that her Family Doctor had not authorized the hospitalist group to treat the Family Doctor's patients, he told Ruth that he could not treat her because she was not a hospitalist patient. The PACU Nurse's notes indicate:
(App.241).
ENT Surgeon then called Family Doctor, informed him that Ruth was having some issues with oxygen saturation and blood pressure, and requested him to manage these issues. Family Doctor, who was in his office, stated that he would go see Ruth after seeing his office appointments.
In the meantime, PACU Nurse updated Anesthesiologist on Ruth's condition, and he went to the PACU to check on her. At 3:30 p.m., Anesthesiologist told the PACU Nurse that Ruth was ready to be admitted to the hospital when a bed was ready. Anesthesiologist thought Ruth needed to be admitted based on her low blood pressure and low oxygen saturation, but he apparently did not have admitting privileges.
At 4:00 p.m., Family Doctor spoke with PACU Nurse and informed her that he was not comfortable giving telephone orders. At 4:15 p.m., PACU Nurse called ENT Surgeon and informed him of the situation with Family Doctor. Thereafter,
Later that day, when Family Doctor went to the hospital to see Ruth, he transferred her to the ICU. Ruth tested positive for influenza, and her condition deteriorated. Ruth died on August 14, 2010. Ruth's certificate of death indicates that her cause of death was cardiopulmonary arrest due to respiratory failure and pneumonia.
Approximately two years later, on July 27, 2012, Giles filed a proposed complaint with the IDOI and contemporaneously filed a complaint in the Bartholomew Superior Court. In both complaints, Giles generally alleged that the hospital, various doctors (including Hospitalist), and these doctors' corresponding medical corporations had, "rendered care" to Ruth "and as such, ... owed [her] a duty to render competent and timely care[.]" (Appellee's App. 14, 18). Giles's two complaints also generally alleged that the hospital, doctors, and medical corporations had "breached their duty and rendered medical treatment below the standard of care and, as such, were negligent" and that their "negligence was the responsible cause of Ruth Giles['s] injuries, harms, damages, and death[.]" (Appellee's App. 14, 18).
On August 22, 2012, Hospitalist and his Medical Corporation filed a motion for summary judgment, seeking a preliminary determination of law on the issue of whether Hospitalist owed a duty to Ruth. In the summary judgment motion, Hospitalist argued that he did not owe a legal duty to Ruth because he did not treat her and did not have a physician-patient relationship with her. As part of his designated evidence, Hospitalist submitted an affidavit, in which he averred that he "did not participate in any course of [Ruth's] treatment[,]" had informed Ruth that he "could not treat her and would not participate in her care[,]" and had "expressly declined" to enter a physician-patient relationship with Ruth. (Appellee's App. 26-27). Hospitalist also submitted an affidavit from his billing manager to show that he did not submit any billing charges related to Ruth. Hospitalist argued that he was entitled to summary judgment because Ruth's claim against him was "barred under the clear precedent" of Miller v. Martig, 754 N.E.2d 41, 46 (Ind.Ct.App.2001), which held that "[g]enerally, where a doctor does not treat, see, or in any way participate in the care or diagnosis of the plaintiff-patient prior to or during surgery, a doctor-patient relationship will not be found to exist."
On February 1, 2013, Giles responded to Hospitalist's motion for summary judgment. Giles did not dispute that Hospitalist did not treat Ruth. Instead, Giles argued that the trial court should impose a duty on Hospitalist. Giles designated a portion of the Hospital's rules and regulations regarding medical consultations and argued that these rules required Hospitalist to provide a consult. Giles argued that Hospitalist had a duty to treat Ruth because ENT Surgeon had requested a consultation. Giles also argued that the Miller case, upon which Hospitalist relied, was distinguishable. Giles argued that Ruth's case involved the need to determine an issue that the Miller court did not decide, specifically, the issue of when and if a physician-patient relationship could be established for an on-call physician absent a contractual relationship between the physician and patient. Giles argued that Ruth had a physician-patient relationship as a result of Hospitalist's status as the on-call hospitalist. Giles also designated evidence that Family Doctor had signed, in May 2008, a letter of authorization, in which Family Doctor "agree[d] to assign to the hospitalist program the care of: Patients who present for admission when [Family
Thereafter, Hospitalist filed a reply in support of his summary judgment motion and supplemental designated evidence. Hospitalist argued that Giles had not shown a genuine issue of material fact, and he asserted that the trial court should reject Giles's invitation to create a duty where none existed.
On March 22, 2013, the trial court issued the following order granting Hospitalist and Medical Corporation's motion for summary judgment:
(Appellee's App. 187). On May 14, 2013, the trial court entered final judgment pursuant to Trial Rule 54(B). Giles now appeals.
Giles argues that the trial court erred by granting Hospitalist's motion for summary judgment on Giles's medical malpractice claim.
When reviewing a trial court's order granting summary judgment, we apply the same standard as that used in the trial court. Kopczynski v. Barger, 887 N.E.2d 928, 930 (Ind.2008). Summary judgment is appropriate only where the designated evidence shows "that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Ind. Trial Rule 56(C). The moving party "bears the initial burden of making a prima facie showing that there are no genuine issues of material fact and that it is entitled to judgment as a matter
Before addressing the parties' arguments, we note that in a medical malpractice action such as the one before us on appeal — where a medical review panel has yet to issue a written opinion — a trial court has limited jurisdiction. Harper v. Hippensteel, 994 N.E.2d 1233, 1236 (Ind. Ct.App.2013) (citing Dixon v. Siwy, 661 N.E.2d 600, 605 (Ind.Ct.App.1996)). "This limited jurisdiction includes the jurisdiction to rule upon issues not preserved for the medical review panel[] [that] can be preliminarily determined under ... a Trial Rule 56 motion for summary judgment." Id. See also IND.CODE § 34-18-11-1 (providing that a trial court may "preliminarily determine an affirmative defense or issue of law or fact that may be preliminarily determined under the Indiana Rules of Procedure" and that is not an issue reserved for written opinion by a medical review panel).
"Medical malpractice cases are no different from other kinds of negligence actions regarding that which must be proven." Bader v. Johnson, 732 N.E.2d 1212, 1216-17 (Ind.2000). Specifically, a plaintiff in a medical malpractice action must prove: (1) duty owed to the plaintiff by the defendant; (2) breach of duty by allowing conduct to fall below the applicable standard of care; and (3) compensable injury proximately caused by the defendant's breach of duty. Id. at 1217. This case involves only the first element relating to the existence of a duty; more specifically, this case involves the question of whether Hospitalist owed a duty to Ruth. The question of whether a duty exists is a question of law and appropriate for summary judgment. Harper, 994 N.E.2d at 1237. See also Rhodes v. Wright, 805 N.E.2d 382, 386 (Ind.2004) ("Generally, whether a duty exists is a question of law for the court to decide."). But see Kopczynski v. Barger, 887 N.E.2d 928, 931 (Ind.2008) ("[T]he existence of a duty is ordinarily a question of law for the court to decide, but it may turn on factual issues that must be resolved by the trier of fact."). "Absent a duty there can be no negligence or liability based upon the breach." Kroger Co. v. Plonski, 930 N.E.2d 1, 6 (Ind.2010).
In a medical malpractice case, "[t]he duty of a physician to a patient arises from the contractual relationship entered into between the two of them."
Miller v. Martig, 754 N.E.2d 41, 46 (Ind. Ct.App.2001). Thus, our caselaw is clear that a physician who does not treat a patient or perform some affirmative act regarding the patient has no physician-patient relationship and thus owes no duty to that patient. See id. See also Harper, 994 N.E.2d at 1238; Dixon, 661 N.E.2d at 607.
Here, Giles's complaint alleged that Hospitalist "rendered care" to Ruth and that he breached his duty of care when he "rendered medical treatment below the standard of care[.]" (Appellee's App. 18). However, it is undisputed that Hospitalist did not provide any treatment to Ruth and did not perform any affirmative act toward her. When Hospitalist moved for summary judgment, he designated evidence to show that he did not treat Ruth and did not have a physician-patient relationship with her. In Hospitalist's affidavit, he explained that he was not able to see or treat Ruth as a patient because she was a patient of Family Doctor and because her Family Doctor had not assigned treatment of his patients to the hospitalist program. He also stated that once he saw that Ruth was not a hospitalist program patient, he informed Ruth and ENT Surgeon of the situation. In support of Hospitalist's assertion that he did not examine or treat Ruth, he submitted additional designated evidence to show that he did not submit a billing charge for Ruth.
Where — as here — it is clear that "a doctor does not treat, see, or in any way participate in the care or diagnosis of the plaintiff-patient[,]" it is equally clear that "a doctor-patient relationship will not be found to exist." Miller, 754 N.E.2d at 46 (quoting Dixon, 661 N.E.2d at 607). Because Hospitalist did not treat Ruth and did not perform any affirmative act with regard to Ruth, there was no physician-patient relationship. See, e.g., id.; Dixon, 661 N.E.2d at 607; Harper, 994 N.E.2d at 1238. Absent this physician-patient relationship, Hospitalist owed no duty to Ruth. Accordingly, because Hospitalist has negated the element of duty in Giles's medical malpractice claim and because Giles failed to show that there was a genuine issue of material fact, we affirm the trial court's grant of summary judgment to Hospitalist in this preliminary determination. See Mahan v. Am. Standard Ins.
Affirmed.
MATHIAS, J., and BRADFORD, J., concur.
Giles also argues for the first time that Hospitalist assumed a duty to Ruth. He did not raise this issue below and cannot raise it now on appeal. See King v. Ebrens, 804 N.E.2d 821, 826 (Ind.Ct.App.2004) ("It is well settled that arguments not presented to the trial court on summary judgment are waived on appeal.").