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KENNETH W. GERKE vs. BOARD OF OPTOMETRY, 89-001925 (1989)

Court: Division of Administrative Hearings, Florida Number: 89-001925 Visitors: 24
Judges: ARNOLD H. POLLOCK
Agency: Department of Health
Latest Update: Jul. 19, 1989
Summary: The issue for consideration was whether Petitioner was properly denied licensure as an optometrist based on the examination taken by him on September 16 - 18, 1988.Exam candidate who passed written but failed practical failed to satisfy burden that grading was either in error or arbitrary so as to change score
89-1925

STATE OF FLORIDA

DIVISION OF ADMINISTRATIVE HEARINGS


KENNETH W. GERKE, )

)

Petitioner, )

)

vs. ) CASE NO. 89-1925

) BOARD OF OPTOMETRY, )

)

Respondent. )

)


RECOMMENDED ORDER


A hearing was held in this case before the Division of Administrative Hearings, by its duly designated Hearing Officer, Arnold H. Pollock, on May 17, 1989 in Sarasota, Florida.


APPEARANCES


For Petitioner: Kenneth W. Gerke, O.D., pro se

1831 Mid Ocean Circle Sarasota, Florida 34239


For Respondent: Laura P. Gaffney, Esquire

Department of Professional Regulation

1940 North Monroe Street Tallahassee, Florida 32399-0792


STATEMENT OF THE ISSUES


The issue for consideration was whether Petitioner was properly denied licensure as an optometrist based on the examination taken by him on September 16 - 18, 1988.


PRELIMINARY STATEMENT


By notice dated November 17, 1988, the Petitioner, Kenneth W. Gerke, O.D., was notified that he had failed the optometry examination given on September 16

- 18, 1988 at the Miami Examination Center. Petitioner requested a review of his examination scores and on February 28, 1989, was notified that he had again failed the examination. Thereafter, Petitioner requested a hearing before the Division of Administrative Hearings, and on April 6, 1989 the file was forwarded for appointment of a Hearing Officer. On April 20, 1989, the undersigned set the case for hearing on May 17, 1989, and the hearing was held as scheduled.


At the hearing, Petitioner testified in his own behalf and presented the testimony of Dr. L. Douglas Perry, M.D., an expert in the field of ophthalmology. He also introduced Petitioner's Exhibits 1 through 4.

Respondent presented the testimony of Eunice Loewe, an examination development specialist for the Department of Professional Regulation, and Dr. Edward J.

Attaway, an optometrist and consultant for the Department in the area of optometric examination. Respondent also introduced Respondent's Exhibits A through C.


Subsequent to the hearing, a transcript was provided and Respondent submitted Proposed Findings of Fact which, as appropriate, have been accepted and incorporated in this Recommended Order.


FINDINGS OF FACT


  1. At all times pertinent to the issues herein, the Board of Optometry has been the state agency responsible for the licensing of optometrists in Florida.


  2. On September 16 - 18, 1988, Petitioner, Kenneth W. Gerke, O.D., took the optometry examination administered at the Department's Miami Examining Center. He failed both the practical examination and a clinical examination, and passed the pharmacology/ocular examination with a grade of 72 and the Florida law/rules examination with a grade of 96. No evidence was introduced to establish what the pass/fail point was for each section of the examination.


  3. Thereafter, Respondent requested a review of his scores and on February 28, 1989 he was again notified he had failed the examination though his pharmacy/ocular score was raised to 73.7 and his clinical score was raised to

  1. Petitioner then filed a request for a hearing to contest specifically the grade he received on questions 4 & 10 of the clinical examination, Part I, and questions 2, 10, 14, 15, and 16 of the clinical examination, Part II.


    1. In his initial request for review, submitted on December 3, 1988, Petitioner did not cite specific questions, asking only that the test results of the practical examination taken on September 18, 1988 be reviewed with special emphasis on that portion of the practical which dealt with tonometry.

      Petitioner thereafter challenged Examiner 11's grading of question 4, Clinical I, and Examiner 13's grading of question 10, on Clinical I. With regard to the former, Petitioner claims the examiner did not fill in the bubble, thereby depriving him of 1 point. This discrepancy was corrected on review, however, and Petitioner was awarded credit. With regard to the latter, Petitioner was given full credit for the entire question on review. The combined increase did not give him a passing score.


    2. With regard to question 2, Clinical II, Petitioner questions Examiner 60's evaluation of his answer, contending the disc was clearly visible and should have been seen by the examiner since the other examiner, 54, who was working in pair with Examiner 60, did see it.


    3. Review of the evaluation sheet pertinent to this question reveals that Examiner 60 gave Petitioner no credit, indicating he did not see the disc. Examiner 54, his partner, gave Petitioner credit but, in the comments section of the form, indicated, "not a very good view." On review, examination officials decided to make no change in Petitioner's grade because even Examiner 54, who had given Petitioner credit for having performed the disc, indicated it was not a good view, and on that basis, they could find no basis to change examiner 60's evaluation. Petitioner presented no evidence to show that decision was in error.


    4. Petitioner challenged Examiner 54's evaluation of his answer to question 10, Clinical II, indicating, "I did focus on optic disc and estimate

      C/D ratio (the other examiner saw it and awarded full points). It was very clear to me and I cannot understand why the examiner did not see it."


    5. In this case, Examiner 60 gave Petitioner full credit for his answer, but Examiner 54 gave no credit. When examiners disagree, generally examination officials look at the Examiner comments individually. If it is impossible to sustain the negative comments, the negative evaluation is rejected and the applicant is given full credit. Even if the dispute cannot be resolved, partial credit is usually given, and in this case, initially, Petitioner was given half credit. However, upon review it was determined that his challenge to the grade given by examiner 54 on this question had merit, and he thereafter received full credit for the question. This did not give him a passing score, however.


    6. With regard to question 14, Clinical II, Petitioner challenged both Examiner 60 and Examiner 54, since both gave him no credit for his performance of the procedure, a Goldman tonometry. Examiner 54 commented that Petitioner "ran out of time" and Examiner 60 commented that he could see no "mires". Petitioner's challenge reads,


      "My patient was tearing profusely. I applied fluorescein strip and attempted the pressure measurement. There were no mires due to excessive tearing of patient washing out fluorescein. I dried the patient's tears, reapplied another fluoresceins strip, and was retaking the pressure when time ran out. I believe the timer was not set correctly to allow me a full two minutes."


    7. This procedure requires the candidate to anesthetize the patient's eye, apply a fluorescein dye, and thereafter measure pressure by evaluation of "mires" observed through the instrument.


    8. Resolution of this question involves a study of the background of the examination. So much of the examination as is contained in Part I is conducted with the candidate performing certain procedures on a patient provided by the examination officials. Part II of the examination involves observation of procedures accomplished on a patient provided by the candidate. The patient is first evaluated by examination officials to determine that he or she is qualified to serve and one eye is dilated by examination officials at that time. Thereafter, the patient is released to the applicant who performs the procedures required under the observation of the two examiners assigned to him.


    9. In the case of question 14, the procedure requires the candidate to demonstrate accurate measurement of intra-ocular pressure. He is required to anesthetize the eye, apply a fluorescein dye by means of a strip dipped into the substance, and thereafter measure pressure by the use of an instrument which is gently placed against the patient's eyeball and through which "mires" are observed.


    10. Petitioner's patient was unknown to him at the time he performed the procedure. Because he did not know anyone to take as his patient, prior to the examination he contacted an optometrist in Miami whose secretary's boyfriend was recommended as a patient. Petitioner accepted him and used him and the patient was qualified as a bona fide patient. Petitioner contends, however, that for various reasons, the patient's eyes teared excessively washing out the

      fluorescein dye which would have provided the "mires" for observation. Before he could get additional dye into the eye and remove the excess, time ran out. He also claims that he was not given the full two minutes to accomplish the procedure.


    11. Both examiners denied Petitioner credit for his performance of this procedure. On review it was felt that Petitioner did not overcome the negative comments of the examiners. Further, Petitioner failed to follow the procedure which he should have invoked at the time, a description of which was included in the examination description and study guide provided to him prior to the examination and which was verbally briefed to him the day of the examination.

      He should have notified his examiners at the time he noticed the excessive tearing. Under the protocol for this examination, those examiners would not have made a determination at the site but would have brought the problem to the supervisor for review. Petitioner also could have filed a card when he left his station to formally register the complaint - not while the patient is still present, but to be reviewed afterward.


    12. There is no indication here that either examiner brought Petitioner's problem to the supervisor because Petitioner did not bring it to their attention. In addition, Petitioner did not fill out a comment form about the problem as he could have done when leaving the area. If he had notified the examiners of the problem, they would have stopped the evaluation at that moment. The complaint procedure is designed to insure the applicant gets a fair and full chance to demonstrate his ability. Petitioner failed to utilize it. Consequently, even on review he was awarded no credit for this question.


    13. Petitioner also challenges Examiner 60's evaluation of his response to question 15, Clinical II, and contends:


      I did provide a good view of the angle structures. My patient had wide open angles clearly visible.


      The evaluation sheet reflects that both Examiners 54 and 60 gave Petitioner no credit for this question. Examiner 54 commented that Petitioner failed to describe "scleral spur" and Examiner 60 commented, "Poor to no view." On review, it was determined that neither examiner initially gave credit and that there was no evidence presented by Petitioner which would cause a change to that lack of award. Based on the evidence presented at the hearing, it is found that Petitioner has failed to demonstrate a basis for change to the score of "0" given him on question 15.


    14. Petitioner also challenges Examiner 60's response to question 16, Clinical II, claiming:


      I did estimate the pigment deposition. The examiner may have had a poor view (as in other parts) but mine was clear. (The other examiner had a clear view and awarded full points.)


      Review of the evaluation sheets reflects that Examiner 54 gave Petitioner full credit for this procedure and he was originally awarded 2 points. The examination sheet filled out by Examiner 60 reflects, "No credit. Poor to no view." On review, the award of 2 of 4 points was not overturned.

    15. At the hearing, Petitioner engaged in a substantial dialogue with the Board's consultant, Dr. Attaway, as to whether the examiners' view of the applicant's performance could have been affected by either the placement of the "teacher's" mirror, through which the examiners observed the procedure, or the examiners' position with regard to the mirror. Dr. Ottawa conceded that both contingencies could affect the evaluation and in light of the fact that Examiner

      54 gave full credit with no adverse comment, and his opinion has been held to be highly esteemed in other incidents involving this Petitioner, it must be concluded that Petitioner's accomplishment of the required procedure was done properly and he should be awarded the additional 2 points.


    16. In each case during the examination, the candidate is observed by two examiners. It is not uncommon for examiners to disagree. Between 85 and 88 percent of the time, they agree on their evaluation of a particular candidate's procedure. In the instant case, however, the area of disagreement was somewhat higher. When this happens, generally it means the candidate is borderline; neither clearly very good nor clearly very poor.


    17. With regard to the pressure test, (Goldman tonometry), measured in procedure 14, the Board's consultant, agrees that not all patients can be evaluated for pressure utilizing this method, also known as aplination tonometry. In the instant case, the evidence showed that the patient had had his eye dilated upon reporting for qualification more than an hour prior to the accomplishment of the procedure. In the course of the qualification and the procedure evaluations, he had been examined by numerous people. This is not an unusual set of circumstances in an examination situation. It would, however, prolong the procedure and certain individuals tear more than others. As a result, it is possible that in these circumstances, the patient would excessively tear and the fluorescein dye used to present the mires could wash out, giving an improper reading.


    18. Here, one examiner indicated he was unable to identify or observe any mires. If the probe used to measure pressure were touching the eye and no mires were presented, that would mean there was no dye left on the eye. However, if the probe was not touching the eye, there would be no mires presented even if there was dye in the eye.


    19. Petitioner's witness, Dr. Perry, an expert in ophthalmology, has often had dye wash out of an eye because of excess tearing and has often had difficulty in getting a pressure reading. It can quite often take longer than the 2 minutes allowed during the examination for the procedure and is sometime impossible to get under any circumstances. Aplination tonometry is not a difficult procedure to learn and its use is not reserved to ophthalmologists or optometrists. Routinely, technicians are easily taught to perform it and do so on a repeated basis. Petitioner has worked for an ophthalmologist in the Sarasota area for 5 years as a technician and has done many of the procedures on which he was tested during the examination in issue. Petitioner has done thousands of aplination tonometry procedures and in fact, has performed the procedure on Perry. In those cases of which Dr. Perry is aware, including his own, the procedure was done properly.


    20. Dr. Parry agrees that the time limit of 2 minutes allotted at the examination is not unrealistic in the normal situation. However, the procedure often takes more than 2 minutes to perform, and when it does, that fact is usually indicative of a problem with the patient, not the tester. Based on his personal experience with Petitioner's demonstrated ability to properly perform

      the aplination dynamotor procedure, he is "flabbergasted" that Petitioner had problems with it during the examination.


    21. There is more than one way to apply fluorescein dye to an eye for the purpose of pollination dynamotor. One is to apply the fluorescein by strip and the other is to apply a mixture of dye and anesthetic by dropper. The latter method requires a 30 to 60 second wait after application to allow the excess solution to wash out. However, that procedure was not used in this examination, and the strip, which allows immediate application of the probe and observation of mires, was.


    22. In the instant case, the patient's eye had been dilated for over an hour when the examiner placed the anesthetic in the eye to be examined and told Petitioner to begin. Petitioner started immediately but was unable to get a mire even though he saw the glow in the patient's eye which indicates the probe was touching the eye as appropriate. When he checked the equipment and found it to be operating properly, he realized that the dye had washed out of the eye because of the tearing and he was attempting to begin the process again when the examiner indicated he had run out of time. Though Petitioner claims the amount of time he was given was improperly measured, he is unable to establish that by any independent evidence. When he asked the examiners for a second opportunity, allegedly he was advised, "Don't worry about it. It's only one question."

      After the examination, he thought about filing an objection card but, since he claims to have been advised by another optometrist, "not to make waves", he decided against it.


    23. Petitioner claims that the examination was fatally flawed for several reasons. The first is that Examiner 60, he claims, was routinely different and more strict with him than was Examiner 54. Rebuttal evidence presented by Ms. Loewe, the examination specialist, indicates, however, that for this examination, Examiner 60 generally graded higher than others across the board. Petitioner also claims that the routine order of tests was not as recommended by experts. Generally, certain procedures are to be accomplished in a certain sequence in a routine examination. Petitioner overlooks, however, that regardless of the sequence of procedures, the examination was not a routine "patient" examination but an examination of the applicant's ability to perform the procedures in question. The considerations dictating a certain sequence in a clinical examination may not be pertinent to the sequence appropriate for a candidate examination, and this argument is without merit.


    24. Petitioner also questions the anonymity of the candidate which prevents a knowledge of the candidate's other background and unexamined qualifications. Anonymity is designed to allow a candidate to demonstrate for examiners the substance of his knowledge and skill, is routine, and is found to be appropriate. Further, he claims the location of the examination, the time limit, and the other factors surrounding the conduct of the examination promote nervousness in the candidate and hinder the candidate in his performance of the required procedures to the best of his ability. There was no independent evidence to support this contention or to demonstrate that had the examination been conducted under other circumstances, Petitioner or any other examinee would have performed differently.


    25. There are legitimate reasons for the actions taken by the Board, considering the way the examination was conducted. Admittedly the order of tests to be given is not included in the study guide, and the applicant would not know in advance in what order the procedures would be accomplished, but he would have advance information as to which procedures would be examined.

    26. Petitioner also pointed out that the patient upon whom he performed the procedures was a stranger to him and that because of his unfamiliarity with the patient and his background, he sustained a handicap more severe than the other candidates. This contention is without merit. All new patients are strangers to the optometrist when they first come for examination. In any case, the candidate is not being asked to treat a patient, but to demonstrate his ability to properly accomplish certain procedures.


      CONCLUSIONS OF LAW


    27. The Division of Administrative Hearings has jurisdiction over the parties and subject matter in this case. Section 120.57(1), Florida Statutes.


    28. Chapter 463, Florida Statutes, regulates the practice of optometry in Florida, and under the provisions of Section 463, 006, a person desiring to be licensed as a practitioner of optometry shall take an examination which shall:


      (2) ... consist of the appropriate subjects, including applicable state laws and rules The Board may, by rule,

      offer a practical examination in addition to the written examination.


    29. In the instant case, the Petitioner passed the written examination but failed the practical examination. He contests the grade awarded to him on several procedures and though his testimony and that of his expert can, to some degree, arguably be said to dispute the examiners' criticism of his performance, for the most part, there is a clear difference of opinion between Petitioner and the examiners as to the quality of his performance.


    30. Petitioner has the burden of proof to show that the scores given him on the procedures in issue here were improper and should be raised. With the exception of procedure 16, Clinical II, and possibly procedure 14, Clinical II, Petitioner has failed to do this. Absent a showing of error or arbitrariness on the part of the graders, their characterization of his performance should prevail. With the exception of procedure 16, Clinical II, Petitioner has failed to show, by a preponderance of the evidence, that the scores he received were in error or in any way arbitrary or capricious. While there is evidence to indicate that Petitioner can probably properly perform the procedure examined in procedure 14, Clinical II, it is clear he failed to do so at the examination, and failed to utilize the appropriate available immediate protest procedures.


    31. Further, his generalized complaints about the test conditions and arrangements were not supported by any evidence tending to establish that these factors, if existing, played a major role in his performance or that of any other candidate.


    32. Since neither party introduced evidence concerning what a passing grade is for the various sections of the examination, it is impossible to conclude whether, if the recommended adjustment is made, Petitioner would have a passing score.

RECOMMENDATION


Based on the foregoing Findings of Fact and Conclusions of Law, it is, therefore:


RECOMMENDED that Petitioner's scores on the September 16 - 18, 1988 optometry examination, as revised prior to hearing, be sustained except for that awarded in Question 16, Clinical II, and that he be awarded an additional two

(2) points for his performance of that procedure.


RECOMMENDED this 19th day of July, 1989 at Tallahassee, Florida.


ARNOLD H. POLLOCK, Hearing Officer Division of Administrative Hearings The DeSoto Building

1230 Apalachee Parkway

Tallahassee, FL 32399-1550

(904) 488-9675


Filed with the Clerk of the Division of Administrative Hearings this 18th day of July, 1989.


COPIES FURNISHED:


Kenneth W. Gerke, pro se 1831 Mid Ocean Circle Sarasota, Florida 34239


Laura P. Gaffney, Esquire Department of Professional

Regulation

1940 N. Monroe Street Tallahassee, Florida 32399-0792


Lawrence A. Gonzalez Secretary

DPR

1940 N. Monroe Street Tallahassee, Florida 32399-0792


Kenneth A. Easley, Esquire General Counsel

DPR

1940 N. Monroe Street Tallahassee, Florida 32399-0792


Pat Guilford Executive Director Board of Optometry 1940 N. Monroe Street

Tallahassee, Florida 32399-0792


Docket for Case No: 89-001925
Issue Date Proceedings
Jul. 19, 1989 Recommended Order (hearing held , 2013). CASE CLOSED.

Orders for Case No: 89-001925
Issue Date Document Summary
Nov. 21, 1989 Agency Final Order
Jul. 19, 1989 Recommended Order Exam candidate who passed written but failed practical failed to satisfy burden that grading was either in error or arbitrary so as to change score
Source:  Florida - Division of Administrative Hearings

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