Elawyers Elawyers
Ohio| Change

Alpern v. Ferebee, 19-1086 (2020)

Court: Court of Appeals for the Tenth Circuit Number: 19-1086
Filed: Feb. 07, 2020
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS February 7, 2020 Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _ THOMAS ALPERN, Plaintiff - Appellant, v. No. 19-1086 BRIAN FEREBEE, in his official capacity as the U.S. Forest Service Region 2 Acting Regional Forester; UNITED STATES FOREST SERVICE, Defendants - Appellees. _ Appeal from the United States District Court for the District of Colorado (D.C. No. 1:17-CV-00024-RM) _ Kristine M. Akla
More
                                                                                FILED
                                                                    United States Court of Appeals
                                      PUBLISH                               Tenth Circuit

                      UNITED STATES COURT OF APPEALS                      February 7, 2020

                                                                       Christopher M. Wolpert
                             FOR THE TENTH CIRCUIT                         Clerk of Court
                         _________________________________

 THOMAS ALPERN,

       Plaintiff - Appellant,

 v.                                                         No. 19-1086

 BRIAN FEREBEE, in his official capacity
 as the U.S. Forest Service Region 2 Acting
 Regional Forester; UNITED STATES
 FOREST SERVICE,

       Defendants - Appellees.
                      _________________________________

                     Appeal from the United States District Court
                             for the District of Colorado
                           (D.C. No. 1:17-CV-00024-RM)
                       _________________________________

Kristine M. Akland of Akland Law Firm PLLC, Missoula, Montana (Timothy M.
Bechtold of Bechtold Law Firm PLLC, Missoula, Montana with her on the briefs), for
Plaintiff–Appellant.

Corrine V. Snow, Attorney, Environment and Natural Resources Division (Jeffrey
Bossert Clark, Assistant Attorney General; Eric Grant, Deputy Assistant Attorney
General; Robert J. Lundman, and Barclay T. Samford, Attorneys, Environment and
Resources Division, with her on the brief), United States Department of Justice,
Washington, D.C., for Defendant–Appellees.
                        _________________________________

Before LUCERO, PHILLIPS, and MORITZ, Circuit Judges.
                  _________________________________

PHILLIPS, Circuit Judge.
                     _________________________________
      Across this great country, visitors can enjoy a trip to one of our nation’s

beautiful national forests. Whether visitors must pay a fee as part of their trip is

determined by the Federal Lands Recreation Enhancement Act (REA). This

prescriptive statute details when the agencies that run and maintain our public lands

can and cannot impose a fee: the REA generally allows fees for developed areas but

proscribes fees for undeveloped ones. Thomas Alpern claims that the United States

Forest Service (Forest Service) improperly charges him a fee when he enters Maroon

Valley to park and hike. He cites a REA provision that he claims prohibits charging a

fee “[s]olely for parking[.]” 16 U.S.C. § 6802(d)(1)(A). He argues that this

prohibition overrides another REA provision that allows agencies to charge a fee

when certain listed amenities are present—amenities such as picnic tables, security

patrols, trash bins, and interpretive signs. 
Id. § 6802(f)(4).
We disagree. Section

6802(d)(1)(A) prohibits charging fees “[s]olely for parking . . . along roads or

trailsides[,]” something Alpern does not do. He parks in a developed parking lot

featuring all the amenities listed in § 6802(f)(4), not along a road or trailside. So we

affirm the district court’s decision to reject Alpern’s as-applied challenge to the

Maroon Valley fee program.

                                   BACKGROUND

      Just outside of Aspen, Colorado sits Maroon Valley—part of White River

National Forest and home to the stunning Maroon Bells. The valley is popular with

backpackers, hikers, and campers, among others, due to its spectacular natural beauty

and abundant outdoor recreation opportunities. Most visitors to Maroon Valley pay

                                            2
$10 at a welcome station,1 unless they are “merely driving through” or briefly

stopping at the “Stein Meadow View Pullout.”2 Appellant’s App. at 31, 130. Ninety

percent of the collected fees are then reinvested in Maroon Valley. Paying visitors

can park for up to five days in one of three developed parking lots—East Maroon

Wilderness Portal, West Maroon Wilderness Portal, or Maroon Lake Scenic Area.

Each lot provides visitors with various amenities, including bathrooms, interpretive

signs, and picnic tables. These lots are the only day-parking options in Maroon

Valley, meaning convenient access to its wilderness areas often requires a fee.

      Alpern hikes in Maroon Valley and the surrounding wilderness areas where he

“often go[es] on multi-day backpacking trips” or day hikes exceeding twelve hours.

Appellant’s App. at 26–27. To do so, he enters the valley on its only road, pays the

$10 fee, and parks in one of the three lots “to access the trail[s],” while claiming

never to use any of the lot’s various amenities. 
Id. at 26–29.
Based on this, Alpern

brings an as-applied challenge to Maroon Valley’s fee program—administered by the

Forest Service—alleging that it violates the REA by charging him “[s]olely for

parking[.]” Appellant’s App. at 5, 10–11 (citing 16 U.S.C § 6802(d)(1)(A)). The

district court rejected this challenge, ruling the fee program proper as applied to

Alpern. Alpern v. Ferebee, No. 1:17-cv-00024-RM, 
2019 WL 1046789
, at *1–3 (D.


      1
       Visitors can also enter Maroon Valley via bus between 9:00 AM and 5:00
PM without being charged the $10 fee.
      2
       Visitors are asked about their intentions at the welcome station and are
charged the fee only if they are going to park in one of the three developed parking
lots.
                                            3
Colo. Mar. 5, 2019) (citing 16 U.S.C § 6802(d)(1)(A)). Alpern timely appealed, and

we have jurisdiction under 28 U.S.C. § 1291.

                                      DISCUSSION

I.     Standard of Review

       Alpern mounts an as-applied challenge to the fee program in Maroon Valley;

therefore, we apply the law “to the facts of [his] concrete case.” See Colo. Right to

Life. Comm., Inc. v. Coffman, 
498 F.3d 1137
, 1146 (10th Cir. 2007). He argues that

charging him a fee to park in one of the three developed parking lots contravenes 16

U.S.C. § 6802(d)(1)(A)’s mandate that fees not be charged “[s]olely for parking[.]”

Thus, he asks us to invalidate the fee program using the authority granted to us by the

Administrative Procedure Act (APA). See 5 U.S.C. § 706(2)(C) (“[R]eviewing

court[s] shall . . . hold unlawful and set aside agency action . . . found to be . . . in

excess of statutory jurisdiction, authority, or limitations, or short of statutory right.”).

And “[u]nder the [APA], which governs judicial review of agency actions, we review

the lower court’s decision de novo.” See Citizen’s Comm. to Save Our Canyons v.

Krueger, 
513 F.3d 1169
, 1176 (10th Cir. 2008) (citations omitted).

II.    Maroon Valley’s Fee Program as Applied to Alpern

       “As a general rule Congress has decreed that anyone may enter this country’s

great national forests free of charge.” Scherer v. U.S. Forest Serv., 
653 F.3d 1241
,

1242 (10th Cir. 2011) (citing 16 U.S.C. § 6802(e)(2)). But federal agencies can

“charge a standard amenity recreation fee for Federal recreational lands and waters



                                              4
under the jurisdiction of the Bureau of Land Management, the Bureau of

Reclamation, or the Forest Service[] . . . at the following:”

      (1) A National Conservation Area.
      (2) A National Volcanic Monument.
      (3) A destination visitor or interpretive center that provides a broad range
      of interpretive services, programs, and media.
      (4) An area--
             (A) that provides significant opportunities for outdoor recreation;
             (B) that has substantial Federal investments;
             (C) where fees can be efficiently collected; and
             (D) that contains all of the following amenities:
                    (i) Designated developed parking.
                    (ii) A permanent toilet facility.
                    (iii) A permanent trash receptacle.
                    (iv) Interpretive sign, exhibit, or kiosk.
                    (v) Picnic tables.
                    (vi) Security services.

16 U.S.C. § 6802(f) (2018) (emphasis added and bold in original). This authority to

“charge a standard amenity recreation fee” is “limited by subsection (d),” which

provides that:

      The Secretary shall not charge any standard amenity recreation fee or
      expanded amenity recreation fee for Federal recreational lands and waters
      administered by the Bureau of Land Management, the Forest Service, or
      the Bureau of Reclamation under this chapter for any of the following:
            (A) Solely for parking, undesignated parking, or picnicking along
            roads or trailsides. . . .
            (D) For persons who are driving through, walking through, boating
            through, horseback riding through, or hiking through Federal
            recreational lands and waters without using the facilities and
            services. . . .
            (F) For use of overlooks or scenic pullouts.

Id. § 6802(d)(1),
(f) (emphasis added and bold in original).

      This appeal centers on the interplay of these two provisions. Section

6802(f)(4) allows fees at locations with all six statutory amenities present, except

                                            5
where § 6802(d) applies. In this case, Alpern concedes that all three developed

parking lots in Maroon Valley contain the six amenities listed in § 6802(f)(4), making

it a location where the Forest Service can charge a standard amenity fee unless

§ 6802(d)(1) applies. Alpern argues that § 6802(d)(1)(A) applies, prohibiting the

Forest Service from charging a fee at that location “solely for parking[.]” Appellant’s

Reply Br. 1. Thus, the sole question before us is whether § 6802(d)(1)(A)’s exception

applies to Alpern’s use of the developed parking lots in Maroon Valley, making the

Forest Service’s fee program unlawful as it applies to him.3

      Section 6802(d)(1)(A) prohibits “the Forest Service” from charging “any

standard amenity recreation fee . . . [s]olely for parking, undesignated parking, or

picnicking along roads or trailsides.” § 6802(d)(1)(A) (emphasis added). Alpern

contends that “parking” is not modified by “along roads or trailsides” such that this

provision prohibits fees “solely for parking,” meaning the fee is improper as applied

to him because even though he parks in a developed lot (which is one of the six

amenities in (f)(4)), he never uses any of the other five amenities. Appellant’s

Opening Br. 17–18, 26. This interpretation is incorrect.

      Section 6802(d)(1)(A) contains a series—“parking,” “undesignated parking,”

and “picnicking”—followed by a postpositive modifier—“along roads or trailsides.”



      3
        Section 6802(f)(4) does not require the use of any of these amenities; rather,
it allows charging a fee at “an area . . . that contains” the listed amenities.
§ 6802(f)(4). Thus, because Alpern concedes the parking lots contain all the listed
amenities, the only way he can prevail in this appeal is if one of the § 6802(d)(1)
exceptions applies.
                                           6
“[W]hen there is a straightforward, parallel construction that involves all nouns or

verbs in a series, a prepositive or postpositive modifier normally applies to the entire

series.” Potts v. Ctr. for Excellence in Higher Educ., Inc., 
908 F.3d 610
, 615–16 (10th

Cir. 2018) (quoting Antonin Scalia & Bryan A. Garner, Reading Law: The

Interpretation of Legal Texts 147 (2012)).

       Here, the statute’s structure leads us to conclude that each term in the series is

modified by “along roads or trailsides.” Each element is separated only by a comma,

and no words or punctuation interrupt the series’ nouns (outside of a single

adjective). See § 6802(d)(1)(A). No odd punctuation breaks up the series’ flow, and

the series contains no determiners between terms, indicating that the postpositive

modifier applies to each element. “The typical way in which syntax would suggest no

carryover modification is that a determiner (a, the, some, etc.) will be repeated before

the second element[.]” Scalia & Garner, supra at 148–49 (noting that “[w]ith

postpositive modifiers, the insertion of a determiner before the second item tends to

cut off the modifying phrase so that its backward reach is limited—but that effect is

not entirely clear”).4 For these reasons, we conclude that the statute prevents charging

a visitor “solely for parking . . . along roads or trailsides.” § 6802(d)(1)(A); see also

Scherer, 653 F.3d at 1243
(concluding that charging an amenity fee when a visitor

simply “parks to have a picnic on the side of the road, and then calls it a day,” is not


       4
        Compare Scalia & Garner, supra at 148 (“Institutions or societies that are
charitable in nature (the institutions as well as the societies must be charitable).”),
with Scalia & Garner, supra at 149 (“An institution or a society that is charitable in
nature (any institution probably qualifies, not just a charitable one).”).
                                             7
allowed because the visitor will “have paid the amenity fee only for picnicking and

undesignated parking—activities for which no fee is supposed to be charged under

§ 6802(d)(1)” (emphasis added)). And because Alpern does not park along either a

road or trailside, instead parking in a developed parking lot, § 6802(d)(1)(A)’s

exception does not apply to him, even if all he does is park in the lot.

      Other REA provisions support this conclusion. For example, § 6802(d)(1)(D)

prohibits charging a fee to certain classes of visitors who pass through a statutory-fee

area “without using the facilities and services.” This statutory exception applies to

visitors who (1) drive through (without parking), (2) walk through, (3) boat through,

(4) ride horses through, or (5) hike through. 
Id. Conspicuously unlisted
are visitors

who park at a fee area and claim not to use any amenities. See 
id. Enumerating the
types of visitors who are exempt from fees when they do not use amenities

demonstrates that Congress knows how to exempt visitors who do not use amenities.

So by not exempting visitors who park in a (f)(4)-fee area without using amenities,

Congress allows such visitors to be charged a fee despite not using all of the

amenities. See Navajo Nation v. Dalley, 
896 F.3d 1196
, 1213 (10th Cir. 2018) (noting

that “the canon expressio unius est exclusio alterius . . . provides that the expression

of one item of an associated group or series excludes another left unmentioned”

(alterations and citations omitted)).

      The REA’s legislative history supports this view by showing that Congress

intended for fees to support agency investment in the corresponding fee area, while

preserving free access to undeveloped public lands. According to the REA’s House

                                            8
Report, the Act sought “to improve recreational facilities and visitor opportunities on

federal recreational lands by reinvesting receipts from fair and consistent recreational

fees and passes[.]” H.R. Rep. No. 108-790(I), at 12 (2004). This meant that the REA

would help “agencies . . . raise revenues to eliminate the backlog of deferred

maintenance, increase the quality and quantity of visitor services, provide critical

resource protection, and meet other high-priority needs.” 
Id. To accomplish
this, the

REA contains “specific restrictions to ensure that any established fee would be for

managed recreation purposes that contain substantial federal investment for the

visitor.” 
Id. at 13.
Thus, the REA allows agencies to charge visitor fees when doing

so supports agency investment in the fee area to enhance the visitor experience—such

as by providing visitors a developed parking lot with nearby toilets, signs, trash cans,

and picnic tables.

      In addition to providing a revenue source to help “enhance the visitor

experience by investing fees in improving recreation opportunities[,]” the REA’s

drafters were concerned that allowing blanket access fees would impose “an

unreasonable barrier to public use.” 
Id. For this
reason, the REA “was overly

prescriptive to alleviate concerns of those who no longer trust certain federal land

management agencies with the recreation fee authority.” 
Id. at 14.
For example, the

REA “ma[kes] clear that the [the Forest Service] will not be permitted to charge

solely for parking, scenic pullouts, and other non-developed areas . . . .” 
Id. In this
way, the REA attempts to limit fees for areas where federal investment/development

is lacking—i.e., the area is non-developed. Such non-developed areas include

                                            9
roadsides, off-trail land, and other locations in which the visitor’s experience is

enhanced solely by the outdoors, not by agency-provided amenities. This legislative

history backs up the statute’s plain language—fees are typically allowed where

federal investment has occurred but not where nature is the sole attraction.

      Here, Alpern parks in a developed parking lot near toilets, picnic tables,

interpretive signs, and several other amenities, all of which demonstrate federal

investment of the kind that would foreclose applying § 6802(d)(1)’s exceptions.

Alpern does not park in an undeveloped lot with no amenities, nor does he pull to the

side of the road and hike from there.5 Instead, he parks in locations where fees are

allowed—§ 6802(f)(4) areas—and which bear the marks of substantial federal

investment. So a plain reading of the REA forecloses Alpern’s argument that the

Maroon Valley fee program is invalid as applied to him.

      As an alternative, Alpern counters that even if “along roads and trailsides”

modifies “parking” in § 6802(d)(1)(A), he cannot be charged because by parking in

developed parking lots with trail access, he “is actually parking along a trailside,”

meaning that his activity fits within § 6802(d)(1)(A)’s exception. Appellant’s Reply

Br. 6. This interpretation fails. Though the exception likely covers a visitor’s pulling

over to the roadside to hike or parking in an undeveloped lot to access hiking trails, it

does not cover a visitor’s parking in a developed lot with amenities. Most parking



      5
       Alpern’s inability to do so for this location does not matter to our decision.
The REA says nothing about providing free parking to visitors. And Alpern can
always avoid the fee by taking a bus, hitching a ride, or biking into the valley.
                                           10
lots in public-land areas are located near trailheads. Often, that is why the lot is

there—to allow for easy public access to the trails. Adopting Alpern’s proposed

interpretation would render § 6802(f)(4)’s allowance of fees for these areas illusory.

       We note as well that Alpern’s argument that he parks in the developed lots

without using any other amenity listed in § 6802(f)(4) is incomplete. The six listed

amenities in § 6802(f)(4) are: (1) a “[d]esignated developed parking” lot; (2) a

“permanent toilet facility[;]” (3) a “permanent trash receptacle[;]” (4) an

“[i]nterpretive sign, exhibit, or kiosk[;]” (5) “[p]icnic tables[;]” and (6) “[s]ecurity

services.” Though Alpern may choose not to use amenities (2), (3), (4), or (5), he

admittedly uses (1) and necessarily uses (6) because he receives the benefit of

security services by parking his car in a patrolled parking lot.

       Though Alpern does not admit using the security services, he does so every

time he parks in one of the three Maroon Valley lots, each of which provides the six

(f)(4) amenities—one of which is security. We see no realistic scenario in which he

does not use the security services. What if a security officer notices a would-be thief

breaking into Alpern’s car? Should the officer ignore the break-in, somehow divining

that Alpern has silently disavowed the use of security? Or should the officer

intervene? Most users would expect the officer to intervene, even if they did not plan

on using security services when they parked. Now, let’s assume Alpern would not

want the officer to intervene, how would this be accomplished? Would he need to put

a sticker on his car indicating to security officers that they should let would-be

intruders go about their business uninterrupted? Wouldn’t that just invite break-ins?

                                            11
Or perhaps officers could refuse to intervene when a car lacks proof of paying the

fee—an approach that would also invite thieves.6 This demonstrates the difficulty that

would result from adopting Alpern’s reading of the statute. Thus, because security, by

its very nature, is something that provides a benefit, Alpern necessarily uses the

security services whenever he parks his car in one of the three Maroon Valley lots.

And because Alpern’s argument hinges on the idea that the statute prohibits fees

“solely for parking,” his benefitting from security—a (f)(4) service—defeats his

argument.

      The REA allows the Forest Service to charge a fee for “Federal recreational

lands” when the area includes six amenities. 16 U.S.C. § 6802(f)(4). Nothing in the

statute requires using all of them. Any such requirement would be impossible to

police. People could easily evade the fee by claiming never to use the toilets, trash

cans, or picnic tables. Because Alpern parks in § 6802(f)(4) parking lots, the Forest

Service has authority to charge him the user fee.7


      6
          Alpern claims in his declaration that he has “never seen a Ranger Patrolling
West or East Maroon Portal or drive by while I am there,” Appellant’s App. at 27, as
though this indicates that security services are not provided and, thus, he does not use
them. But this lack of encounters with security is easily explained by other parts of
his declaration. For example, he often starts hiking before 6:00 AM. And he claims to
not use any amenities, meaning that he goes straight from his car to the trails, leaving
little time in the parking lot for a chance encounter with security.
      7
         Alpern concludes his Reply Brief by “ask[ing us] to join the Ninth Circuit’s
holdings regarding the REA and find that the Forest Service’s practice of charging
fees for users who park solely to access the undeveloped lands beyond the areas with
amenities does not comport with the REA.” See Appellant’s Reply Br. 21
(referencing Adams v. U.S. Forest Serv., 
671 F.3d 1138
, 1139–40 (9th Cir. 2012)).
But Alpern misunderstands the Ninth Circuit’s holding. Instead of providing support
                                           12
                                  CONCLUSION

      We conclude that the Forest Service properly charges Alpern a fee when he

parks in one of three developed Maroon Valley lots. Thus, we affirm the district court

and dismiss the case.




for his position, Adams holds exactly what we do here: “The only place where
parking could be the sole activity is a designated developed parking facility—for
which the REA authorizes standard amenity recreation fees only in conjunction with
five other amenities.” 
Adams, 671 F.3d at 1145
n.13 (citing 16 U.S.C.
§ 6802(f)(4)(D)(i) (emphasis added)).
                                         13

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer