Filed: Feb. 25, 2020
Latest Update: Feb. 25, 2020
Summary: Case: 19-11404 Date Filed: 02/25/2020 Page: 1 of 5 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 19-11404; 19-11406 Non-Argument Calendar _ D.C. Docket Nos. 1:18-cr-20912-CMA-2; 1:18-cr-20912-CMA-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus EDWIN DANIEL GONGORA BALTAN, MIGUEL SALAS VALLECILLA, Defendants-Appellants. _ Appeals from the United States District Court for the Southern District of Florida _ (February 25, 2020) Before WILLIAM PRYOR, MAR
Summary: Case: 19-11404 Date Filed: 02/25/2020 Page: 1 of 5 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 19-11404; 19-11406 Non-Argument Calendar _ D.C. Docket Nos. 1:18-cr-20912-CMA-2; 1:18-cr-20912-CMA-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus EDWIN DANIEL GONGORA BALTAN, MIGUEL SALAS VALLECILLA, Defendants-Appellants. _ Appeals from the United States District Court for the Southern District of Florida _ (February 25, 2020) Before WILLIAM PRYOR, MART..
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Case: 19-11404 Date Filed: 02/25/2020 Page: 1 of 5
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 19-11404; 19-11406
Non-Argument Calendar
________________________
D.C. Docket Nos. 1:18-cr-20912-CMA-2; 1:18-cr-20912-CMA-4
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
EDWIN DANIEL GONGORA BALTAN,
MIGUEL SALAS VALLECILLA,
Defendants-Appellants.
________________________
Appeals from the United States District Court
for the Southern District of Florida
________________________
(February 25, 2020)
Before WILLIAM PRYOR, MARTIN and BRANCH, Circuit Judges.
PER CURIAM:
Case: 19-11404 Date Filed: 02/25/2020 Page: 2 of 5
Edwin Gongora Baltan and Miguel Salas Vallecilla appeal their respective
below-guideline sentences of 96 months and 92 months of imprisonment for
conspiring to possess with intent to distribute five kilograms or more of cocaine on
a vessel subject to the jurisdiction of the United States. 46 U.S.C. § 70506(b).
Gongora and Salas challenge the enhancement of their sentences for exporting
cocaine, United States Sentencing Guideline Manual § 2D1.1(b)(3)(B) (Nov.
2018), and, for the first time, argue that the district court sua sponte should have
both invoked the doctrine of judicial estoppel and applied the rule of lenity to bar
application of the enhancement. Gongora and Salas also each argue that they are
entitled to a reduction for their minor role.
Id. § 3B1.2. We affirm Gongora’s and
Salas’s sentences.
The district court did not clearly err by enhancing Gongora’s and Salas’s
sentences for exporting cocaine. The Guidelines provide for a two-level increase in
a base offense level “[i]f the defendant unlawfully imported or exported a
controlled substance under circumstances in which . . . a submersible vessel or
semi-submersible vessel was used . . . .” U.S.S.G. § 2D1.1(b)(3)(B). That provision
plainly applies to Gongora and Salas. United States v. Gordillo,
920 F.3d 1292,
1297 (11th Cir.) (“When interpreting the Guidelines, a ‘guideline's meaning is
derived first from its plain language . . . .”), cert. denied,
140 S. Ct. 294 (2019).
Gongora and Salas testified that they received large sums of money to perform
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specific jobs on a semi-submersible low-profile vessel that departed from
Columbia loaded with cocaine to deliver to Guatemala. The Oxford English
Dictionary defines “export” as “[t]o carry (things or persons) out of a place; to take
away, carry off.” Export, The Oxford English Dictionary (online ed.). The two men
exported or transported cocaine out of Columbia when the United States Coast
Guard intercepted their vessel in international waters south of Guatemala. See
United States v. Chastain,
198 F.3d 1338, 1353 (11th Cir. 1999) (“the language [in
former section 2D1.1(b)(2)] of the guideline clearly contemplates a completed
event”). Gongora’s and Salas’s exportation of cocaine in furtherance of the
conspiracy constituted relevant conduct that the district court could consider in
determining their sentences. See U.S.S.G. § 1B1.3(a). The district court did not
clearly err when it applied the two-level enhancement.
The district court did not plainly err by failing sua sponte to invoke the
doctrine of judicial estoppel to bar the government from requesting an exportation
enhancement for Gongora and Salas. A district court may apply judicial estoppel to
prevent a party from assuming contrary positions in different proceedings. New
Hampshire v. Maine,
532 U.S. 742, 749–50 (2001). Gongora and Salas argue that
judicial estoppel applied because, in an unrelated criminal case, the government
had joined initially, but later disavowed, a defendant’s objection to applying the
import/export enhancement to his sentence for conspiring to distribute cocaine on
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the ground that no importation actually occurred. United States v. Renteria
Granados, No. 1:13-cr-20801 (S.D. Fla.). Because the government reversed course
in Renteria Granados and the district court “construe[d] the Government’s position
to be that in any future sentencings, U.S.S.G. § 2D1.1(b)(3), may be applicable,”
no “clear inconsistency” existed to apply the doctrine of judicial estoppel, see New
Hampshire, 532 U.S. at 750. Gongora and Salas fail to prove that the district court
committed an “error that . . . [is] clear and obvious” by applying the enhancement
to them. See United States v. Corbett,
921 F.3d 1032, 1037 (11th Cir. 2019).
The district court also did not err by failing to apply the rule of lenity when
interpreting section 2D1.1(b)(3). Even if we were to assume that the rule of lenity
applies to the advisory Sentencing Guidelines, it does not apply to section
2D1.1(b)(3). See United States v. Watts,
896 F.3d 1245, 1255 (11th Cir. 2018)
(“Whether the rule of lenity can be applied to the non-statutory advisory
Sentencing Guidelines is an open question upon which this Court has cast doubt
. . . .”). “The rule of lenity is a canon of statutory construction that requires courts
to construe ambiguous criminal statutes narrowly in favor of the accused.”
Id.
(quoting United States v. Wright,
607 F.3d 708, 716 (11th Cir. 2010) (William
Pryor, J., joined by Fay, J., concurring)). Because section 2D1.1(b)(3) is
unambiguous, Gongora and Salas cannot establish that the district court erred.
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The district court did not clearly err by denying Gongora a two-level
reduction for a minor role. For the reduction to apply, Gongora had to prove he
was “less culpable than most other participants in the criminal activity, but [his]
role could not be described as minimal,” U.S.S.G. § 3B1.2 cmt. n.5, by being
“among the least culpable of those involved in the conduct of a group,”
id. § 3B1.2
cmt. n.4. During a five-hour sentencing hearing, the district court received
testimony from the four conspirators on the vessel. Gongora testified that he
oversaw the service of and repairs to the vessel and navigated it when the captain
required rest. That Gongora did not organize the conspiracy or plan the details of
the trip does not mean his role was minor. His ability to perform essential functions
on the vessel established that he served an indispensable role in the conspiracy.
The district court also did not clearly err by denying Salas a minor role
reduction. See
id. § 3B1.2 cmt. n.4 & 5. Salas served as lookout for law
enforcement and pirates, assisted with repairing and maintaining the engine on the
vessel, and periodically assumed Gongora’s role as supervising mechanic. Salas
served a key role to ensure that the conspiracy delivered the cocaine.
We AFFIRM Gongora’s and Salas’s sentences.
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