Filed: Jan. 22, 2020
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 18-2947 _ CLEVELAND O. BUTLER, Appellant v. FRAN CHARDO _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 3-18-cv-01233) District Judge: Honorable A. Richard Caputo _ Submitted Pursuant to Third Circuit LAR 34.1(a) August 23, 2019 Before: GREENAWAY, JR., RESTREPO and FUENTES, Circuit Judges (Opinion filed: January 22, 2020) _ OPINION* _ PER CURIAM * This disp
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 18-2947 _ CLEVELAND O. BUTLER, Appellant v. FRAN CHARDO _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 3-18-cv-01233) District Judge: Honorable A. Richard Caputo _ Submitted Pursuant to Third Circuit LAR 34.1(a) August 23, 2019 Before: GREENAWAY, JR., RESTREPO and FUENTES, Circuit Judges (Opinion filed: January 22, 2020) _ OPINION* _ PER CURIAM * This dispo..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 18-2947
__________
CLEVELAND O. BUTLER,
Appellant
v.
FRAN CHARDO
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil Action No. 3-18-cv-01233)
District Judge: Honorable A. Richard Caputo
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
August 23, 2019
Before: GREENAWAY, JR., RESTREPO and FUENTES, Circuit Judges
(Opinion filed: January 22, 2020)
___________
OPINION*
___________
PER CURIAM
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
Cleveland Butler, a Pennsylvania inmate, appeals pro se from an order of the
United States District Court for the Middle District of Pennsylvania sua sponte
dismissing his 42 U.S.C. § 1983 complaint for lack of subject matter jurisdiction. For the
following reasons, we will affirm in part, vacate in part, and remand to the District Court
for further proceedings.
Butler was convicted in state court of offenses related to a sexual relationship with
a juvenile offender who was detained at Butler’s place of employment, the Schaffner
Youth Center. After his sentence was affirmed on direct appeal, Butler filed a petition
under the Post Conviction Relief Act. In the PCRA proceedings, Butler filed a motion
for discovery under Pennsylvania Rule of Criminal Procedure 902(E)(1), which provides,
in general, that “no discovery shall be permitted at any stage of the [PCRA] proceedings,
except upon leave of court after a showing of exceptional circumstances.” Butler sought
allegedly exculpatory “Daily Log/POD Reports” created at the Schaffner Youth Center.
The PCRA court denied that discovery motion, viewing it as “an impermissible ‘fishing
expedition.’”1 On October 17, 2011, the Pennsylvania Superior Court affirmed the order
dismissing the PCRA petition “on the basis of the PCRA court’s opinion.”2 Butler’s
federal habeas petition was unsuccessful.
In June 2018, Butler filed a complaint against Fran Chardo, in his official capacity
as the District Attorney of Dauphin County, Pennsylvania. In the complaint, Butler
1
Butler v. Collins, M.D. Pa. Civ. No. 3:11-cv-02170 (ECF No. 12-15, p. 80-81 of 82).
2
Butler v. Collins, M.D. Pa. Civ. No. 3:11-cv-02170 (ECF No. 12-16, p. 80 of 80).
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“challeng[ed] as denying [him] procedural due process, Pennsylvania’s Post Conviction
Discovery Statute ‘as construed’ by the Pennsylvania Courts.” Compl. at 5. According
to Butler, “Pennsylvania Courts have “construed” the statute to “completely” foreclose
any prisoner who could have sought discovery prior to trial, but did not, from seeking
discovery Post-Conviction.”
Id. Butler further asserted that, because the term
“exceptional circumstances” in Rule 902(E)(1) is “undefined by the State Legislators and
the Courts, … it [is] susceptible to arbitrary interpretation, application, and rulings.”
Id.
at 4. He emphasized that he was not challenging the prosecutor’s conduct, the
effectiveness of his attorneys, or the PCRA’s court denial of his motion for discovery.
Id.
As relief, Butler requested that the District Court declare Rule 902(E)(1) unconstitutional.
Id. at 6. He also requested that the District Court order discovery or hold a hearing to
determine whether he met the “exceptional circumstances” standard for discovery under
Rule 902(E).
Id.
The matter was referred to a Magistrate Judge, who recommended that the
complaint be dismissed with prejudice pursuant to 28 U.S.C. § 1915A because it was
filed beyond the two-year statute of limitations for actions brought in Pennsylvania under
§ 1983. Butler filed objections to the Report and Recommendation. The District Court
acknowledged that the Magistrate Judge had recommended dismissing the complaint on
statute of limitations grounds but issued its own Memorandum based on “a more
fundamental flaw with Butler’s complaint.” In particular, the District Court concluded
that it lacked subject matter jurisdiction because Butler’s claim was barred by the
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Rooker-Feldman doctrine. Accordingly, the District Court sua sponte dismissed the
complaint with prejudice. This appeal followed.3
The Rooker-Feldman doctrine deprives a District Court of jurisdiction to review,
directly or indirectly, a state-court adjudication. The Supreme Court has emphasized the
narrow scope of the doctrine, holding that it is confined to “cases brought by state-court
losers complaining of injuries caused by state-court judgments rendered before the
district court proceedings commenced and inviting district court review and rejection of
those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus. Corp.,
544 U.S. 280, 284
(2005). Here, Butler’s complaint, read broadly, alleged in part that he was injured by the
state courts’ rejection of his discovery motion and asked the District Court to invalidate
those decisions. As to those assertions, the District Court properly held that the Rooker-
Feldman doctrine applies to bar Butler’s claims.
But the Rooker-Feldman doctrine did not deprive the District Court of jurisdiction
over Butler’s independent claim that Rule 902(E)(1), as construed by the Pennsylvania
courts, violated his due process rights by prohibiting discovery in the PCRA proceedings
absent exceptional circumstances. The Supreme Court has instructed that, if “a federal
plaintiff present[s] [an] independent claim, it is not an impediment to the exercise of
federal jurisdiction that the same or a related question was earlier aired between the
parties in state court.” Skinner v. Switzer,
562 U.S. 521, 532 (2011) (internal quotation
3
We have jurisdiction under 28 U.S.C. § 1291. Our standard of review is de novo. See
Allah v. Seiverling,
229 F.3d 220, 223 (3d Cir. 2000); Lightfoot v. United States,
564
F.3d 625, 626 (3d Cir. 2009).
4
marks omitted). Therefore, although a state court decision is not reviewable by lower
federal courts, a statute or rule governing that decision may be challenged in an
independent federal action.
Id. at 532-33.
In Skinner, the Supreme Court held that the Rooker-Feldman doctrine did not bar
a claim that Texas’s DNA access statute, as construed by the Texas courts, was
unconstitutional.
Id. Notably, Butler’s allegations essentially mirror those made by
Skinner. In his complaint, which named the district attorney as the sole defendant, Butler
claimed that “[i]n failing to allow discovery, … [Rule 902(E)(1),] as construed, deprived
[him] of [his] liberty interests in utilizing State procedures to obtain reversal of [his]
conviction and/or reduction of [his] sentence, contrary to the principles of the Fourteenth
Amendment’s Procedural Due Process Clause.” Compl. at 5. Similarly, Skinner sued a
prosecutor, alleging that Texas’s refusal to test DNA evidence “has deprived [him] of his
liberty interests in utilizing state procedures to obtain reversal of his conviction and/or to
obtain a pardon or reduction of his sentence ….”
Skinner, 562 U.S. at 530.
Under these circumstances, we conclude, contrary to the District Court, that
Butler’s claim was not barred in its entirety by the Rooker-Feldman doctrine. We also
note that, because success on Butler’s claim would not necessarily imply the invalidity of
his conviction or sentence, it was properly brought under § 1983. See
id. at 534;
Wilkinson v. Dotson,
544 U.S. 74, 82 (2005). Accordingly, we will affirm the District
Court’s order in part, vacate it in part, and remand this matter for further proceedings
consistent with this opinion. On remand, the District Court is free to revisit the question
whether Butler’s complaint was filed beyond the applicable statute of limitations and to
5
consider the merits of Butler’s claim, if appropriate. We express no opinion on those
issues.
6