Filed: May 01, 2020
Latest Update: May 01, 2020
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS May 1, 2020 Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _ UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 19-1221 CHARLES RAMON, III, Defendant - Appellant. _ Appeal from the United States District Court for the District of Colorado (D.C. No. 1:07-CR-00437-REB-1) _ Rebekah A. Gallegos (Mark T. Baker and J. Walker Boyd on the briefs), of Peifer, Hanson, Mullins & Baker, P.A., Albuquerq
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS May 1, 2020 Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _ UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 19-1221 CHARLES RAMON, III, Defendant - Appellant. _ Appeal from the United States District Court for the District of Colorado (D.C. No. 1:07-CR-00437-REB-1) _ Rebekah A. Gallegos (Mark T. Baker and J. Walker Boyd on the briefs), of Peifer, Hanson, Mullins & Baker, P.A., Albuquerqu..
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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS May 1, 2020
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 19-1221
CHARLES RAMON, III,
Defendant - Appellant.
_________________________________
Appeal from the United States District Court
for the District of Colorado
(D.C. No. 1:07-CR-00437-REB-1)
_________________________________
Rebekah A. Gallegos (Mark T. Baker and J. Walker Boyd on the briefs), of Peifer,
Hanson, Mullins & Baker, P.A., Albuquerque, New Mexico, for Defendant-Appellant.
Michael C. Johnson, Assistant U.S. Attorney (Jason R. Dunn, U.S. Attorney, with him on
the brief), Denver, Colorado for Plaintiff-Appellee.
_________________________________
Before PHILLIPS, McKAY*, and MORITZ, Circuit Judges.
_________________________________
*
The late Honorable Monroe G. McKay heard oral argument in this appeal.
Judge McKay died before the Opinion in this case was finalized, and he cast no vote
on this Opinion. “The practice of this court permits the remaining two panel judges if
in agreement to act as a quorum in resolving the appeal.” United States v. Wiles,
106
F.3d 1516, 1516 n. * (10th Cir.1997); see also 28 U.S.C. § 46(d) (noting that the
circuit court may adopt procedures permitting disposition of an appeal where a
remaining quorum of a panel agrees on the disposition). The remaining panel
members have acted as a quorum on this Opinion.
PHILLIPS, Circuit Judge.
_________________________________
In this appeal, we consider whether the district court erred by ordering its
sentence to run consecutively to future federal sentences. By the terms of 18 U.S.C.
§ 3584(a), we hold that it did err. But the defendant failed to object to this and on
appeal he has failed to show that the error was plain. We affirm.1
BACKGROUND
In 2016, after serving his federal prison sentence for having possessed a
firearm after a felony conviction, see 18 U.S.C. § 922(g)(1), Charles Ramon III
began serving a mandatory term of supervised release. Before Ramon completed the
term, his probation officer filed a petition, soon followed by two superseding
petitions, to revoke Ramon’s supervised release. At the revocation hearing on the
petitions, the district court found three violations—two for possessing a controlled
substance and one for again illegally possessing a firearm. Of these, the most serious
was Ramon’s illegal possession of a firearm—a Grade B violation. See U.S.
Sentencing Guidelines Manual (U.S.S.G.) § 7B1.1 cmt. n.5 (U.S. Sentencing
Comm’n 2002). For this violation, the court imposed the statutory maximum
sentence, twenty-four months’ imprisonment.2
1
We have appellate jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C.
§ 3742(a)(1).
2
The Guidelines range for a Grade B violation with Ramon’s criminal history
is twenty-one to twenty-seven months’ imprisonment. See U.S.S.G. § 7B1.4(a). But
2
During the revocation hearing, the government mentioned that it might seek to
indict Ramon for illegally possessing a firearm (the conduct in part underlying the
revocation). Mindful of this, the district court did something unusual—it ordered that
Ramon’s twenty-four-month sentence run “consecutively to any sentences imposed
previously or prospectively in federal or state court.” R. vol. 3 at 81:24–25
(sentencing hearing) (emphasis added); see also R. vol. 1 at 61 (final judgment). At
the hearing, Ramon did not object to the district court’s running his sentence
consecutively to future federal sentences.
DISCUSSION
On appeal, Ramon argues that the district court exceeded its sentencing
authority under 18 U.S.C. § 3584(a) by ordering that Ramon’s sentence run
consecutively to future federal sentences. Because Ramon did not object in the
district court, we review his argument under the plain-error standard.3 Under this
the high end of the range is capped at twenty-four months due to Ramon’s underlying
class C felony. 18 U.S.C. § 3583(e)(3).
3
On appeal, Ramon claims that he preserved this issue in his response to the
petitions to revoke by raising among other things this Guidelines commentary: “[T]he
determination of the appropriate sentence on any new criminal conviction should be a
separate determination for the court having jurisdiction over such conviction.”
Opening Br. 10 (alteration in original) (internal quotation marks omitted) (quoting
U.S.S.G. ch. 7, pt. B introductory cmt.; R. vol. 1 at 53). But the probation officer’s
petitions did not seek a consecutive sentence, and that issue was not even in play
until the district court imposed it. See United States v. McClaflin,
939 F.3d 1113,
1118 (10th Cir. 2019) (“Fairness and judicial efficiency demand that litigants notify
the district court of a procedural sentencing error with reasonable specificity, thereby
providing that court the opportunity to correct its action in the first instance.”
(quoting United States v. Robertson,
568 F.3d 1203, 1209 (10th Cir. 2009)) (internal
quotation marks omitted)).
3
standard, we must find “(1) an error, (2) that is plain, which means clear or obvious
under current law, and (3) that affects substantial rights.” United States v. Rosales-
Miranda,
755 F.3d 1253, 1258 (10th Cir. 2014) (quoting United States v. McGehee,
672 F.3d 860, 876 (10th Cir. 2012)). If these three criteria are satisfied, “this Court
may exercise discretion to correct the error if (4) it seriously affects the fairness,
integrity, or public reputation of judicial proceedings.”
Id. (citation omitted). Here,
though we agree with Ramon that the district court erred, we conclude that its error
was not plain. Accordingly, we affirm the district court’s sentence.
I. Prong One: The District Court Erred.
As do the parties, we direct our attention to 18 U.S.C. § 3584(a). We review de
novo questions of statutory interpretation. See United States v. Porter,
745 F.3d
1035, 1040 (10th Cir. 2014). The key statutory subsection reads as follows:
If multiple terms of imprisonment are imposed on a defendant at the same
time, or if a term of imprisonment is imposed on a defendant who is
already subject to an undischarged term of imprisonment, the terms may
run concurrently or consecutively, except that the terms may not run
consecutively for an attempt and for another offense that was the sole
objective of the attempt. Multiple terms of imprisonment imposed at the
same time run concurrently unless the court orders or the statute mandates
that the terms are to run consecutively. Multiple terms of imprisonment
imposed at different times run consecutively unless the court orders that
the terms are to run concurrently.
§ 3584(a). The subsection sets out “the most common situations in which the decision
between concurrent and consecutive sentences must be made: where two sentences
are imposed at the same time, and where a sentence is imposed subsequent to a prior
4
sentence that has not yet been fully served.” Setser v. United States,
566 U.S. 231,
239 (2012).4
Ramon’s case fits neither situation. The district court did not sentence Ramon
on multiple convictions. Nor did it sentence him while he was subject to an
undischarged term of imprisonment. In this circumstance, the government argues, the
district court has discretion to impose its sentence consecutively to future federal
sentences. Ramon disagrees, arguing that § 3584(a)’s text bars the district court from
running its sentence consecutively to future federal sentences.
We agree with Ramon. After careful review, we hold that § 3584(a)’s text
disallows a district court from a preemptive strike dictating how its sentence will run
in relation to later federal sentences. Given this, the district court exceeded its
authority by ordering that its sentence run consecutively to later federal sentences. If
allowed, the first federal court sentencing a defendant could usurp the sentencing
discretion that § 3584(a) reserves exclusively to later sentencing federal courts.
4
In Setser, the Court considered “whether a district court, in sentencing a
defendant for a federal offense, has authority to order that the federal sentence be
consecutive to an anticipated state sentence that has not yet been
imposed.” 566 U.S.
at 233. After noting that the Court “construe[s] statutes governing the jurisdiction of
the federal courts in light of ‘the common-law background against which the
statutes . . . were enacted,’”
id. at 235 (second alteration in original) (citation
omitted), the Court noted that a large majority of the federal appellate courts permit a
federal court to run its sentences concurrently or consecutively to an anticipated state
sentence,
id. at 236 (citations omitted). In two ways, Ramon’s case differs from that
in Setser: (1) The government has cited no equivalent weight of authority supporting
the district court’s action here—running its sentence consecutively to a future federal
sentence; and (2) though § 3584(a) does not limit a federal sentencing court from
running its sentence consecutively or concurrently to an anticipated state sentence, it
does limit a federal sentencing court from doing so for a future federal sentence.
5
Section 3584(a) sets the procedure that applies when a district court sentences
a defendant “already subject to an undischarged term of imprisonment.” In such an
instance, this subsection provides that “[m]ultiple terms of imprisonment imposed at
different times run consecutively unless the court orders that the terms are to run
concurrently.”
Id. So § 3584(a) declares that “the court” has full authority and
discretion to run its sentence consecutively or concurrently to an undischarged term
of imprisonment. Importantly, “the court” as used here must refer to the second court
imposing a term of imprisonment. After all, “the court” is singular and § 3584(a)’s
consecutive-versus-concurrent decision arises only after the “multiple terms of
imprisonment imposed at different times” have been imposed.
Id. By this, Congress
requires that these “terms of imprisonment” already exist in real life before a court
can run another sentence to them, whether consecutively or concurrently. Obviously,
the first court, which imposed the sentence to which the defendant is “already subject
to,” could not have imposed its sentence before the second court imposed its
sentence—by definition the second court had not yet then imposed its sentence.5 In
that instance, the first court would be usurping sentencing authority that § 3584(a)
declares belongs exclusively to the second court.
5
Imagine Congress allowing what happened here. Obviously, the later
sentencing court may well resent the preemptive strike or even just disagree with
consecutive time. Suppose that second sentencing court ignores the earlier court’s
attempted usurpation and imposes its sentence to run concurrently to the earlier one.
What then? A mess, one Congress has avoided.
6
The first district court cannot circumvent Congress’s procedure by deciding
the consecutive-versus-concurrent issue before the second court has even sentenced
the defendant. Allowing that would violate Congress’s command that the second
court impose its sentence concurrently or consecutively to any undischarged terms of
imprisonment.
We also note that the other federal circuit courts ruling on this issue have
reached the same conclusion. See United States v. Almonte-Reyes,
814 F.3d 24, 27–
29 (1st Cir. 2016) (concluding that § 3584(a) impliedly prohibits an earlier federal
sentencing court from imposing its sentence consecutively or concurrently to a future
federal sentence); United States v. Obey,
790 F.3d 545, 549–50 (4th Cir. 2015)
(relying on circuit precedent to reach this conclusion); United States v. Montes-Ruiz,
745 F.3d 1286, 1290–93 (9th Cir. 2014) (reaching this conclusion based on both
circuit precedent and § 3584(a) implicitly reserving this decision to the later-
sentencing court). For all these reasons, we conclude that the district court erred by
ordering its sentence run consecutively with future federal sentences.
II. Prong Two: The District Court’s Error Was Not Plain.
An error is plain when it is “clear or obvious under current law[.]” United
States v. Rivera-Oros,
590 F.3d 1123, 1126 (10th Cir. 2009) (internal quotation
marks omitted) (quoting United States v. Goode,
483 F.3d 676, 681 (10th Cir. 2007)).
Ramon must “demonstrate either that this court or the Supreme Court has resolved
these matters in his favor, or that the language of the relevant statutes is ‘clearly and
obviously’ limited to the interpretation [he] advances[.]” United States v. Fagatele,
7
944 F.3d 1230, 1239 (10th Cir. 2019) (citations omitted); see also United States v.
Brown,
316 F.3d 1151, 1158 (10th Cir. 2003) (“[T]he absence of circuit precedent
[does not] prevent[] the clearly erroneous application of statutory law from being
plain error.” (second and third alterations in original) (quoting United States v.
Evans,
155 F.3d 245, 252 (3d Cir. 1998))).
Here, Ramon acknowledges that no Supreme Court or Tenth Circuit case has
ruled on the issue he presents. So to show the error is plain, he rests on § 3584(a)’s
text. In support of this statutory-text argument, his best case is
Brown, 316 F.3d at
1158. In Brown, our court concluded that the district court had erred by allowing a
one-offense-level reduction for acceptance-of-responsibility. We ruled that the text of
U.S.S.G. § 3E1.1 presented a binary choice—two levels or none.
Id. Next addressing
the second prong of plain-error review, we deemed it a close question whether the
district court’s error was sufficiently clear or obvious.
Id. Ultimately, we ruled that
the error was indeed plain based on the Guidelines’ clearly and obviously having
limited a district court’s choice to two levels or none.
Id. But the Guidelines
provision at issue in Brown presented a stronger case for plain error than does the
statute here. In Brown, § 3E1.1 gave a choice—two levels or none—but in this case,
§ 3584(a) offers nothing so direct or obvious.
Before we could conclude that the district court erred, we had to delve into the
language and inner workings of § 3584(a). Had § 3584(a) read, “a federal district
court may not order that its sentence run consecutively or concurrently to a later
imposed federal sentence,” the error would be plain. But as seen, our reading of the
8
language underlying our holding takes more work than that. Cf.
Obey, 790 F.3d at
549–50 (finding the district court erred by imposing the defendant’s sentence to run
consecutively to future federal sentences but concluding that the error was “not so
obvious as to require reversal”). Thus, the statute’s language is not so “clear or
obvious” as to make the error plain. See
Rivera-Oros, 590 F.3d at 1126.
As additional support for his argument that the district court’s error is plain,
Ramon points us to this Setser footnote:
Setser notes that the text of § 3584(a) does not distinguish between state
and federal sentences. If a district court can enter a consecutive
sentencing order in advance of an anticipated state sentence, he asks, what
is to stop it from issuing such an order in advance of an anticipated federal
sentence? It could be argued that § 3584(a) impliedly prohibits such an
order because it gives that decision to the federal court that sentences the
defendant when the other sentence is “already” imposed—and does not
speak (of course) to what a state court must do when a sentence has
already been imposed. It suffices to say, however, that this question is not
before
us.
566 U.S. at 241 n.4. We agree with Ramon that this footnote supports his argument
that the district court erred, but we think it undermines his claim that the error is
plain. We read the Court’s prefatory words “[i]t could be argued” as recognizing that
the issue presents two sides with some possible merit.
Id. We do not read the footnote
as even an outright pronouncement of error, let alone plain error.
Finally, Ramon contends that his existing sentence is illegal and, thus, per se
plain error. See United States v. Titties,
852 F.3d 1257, 1275 (10th Cir. 2017)
(“[I]llegal sentences trigger per se, reversible, plain error.” (internal quotation marks
and citations omitted)). But an erroneous sentence is not per se an illegal one. An
9
“illegal sentence” is one in which the district court imposes a sentence that “exceed[s
the] statutory maximum penalty applicable to the offense of conviction[.]”
Brown,
316 F.3d at 1160 n.4 (internal quotation marks omitted) (quoting United States v.
Jones,
235 F.3d 1231, 1238 (10th Cir. 2000)). But an erroneous sentence is merely “a
wrongly imposed sentence that is under the statutory maximum.” United States v.
Gonzalez-Huerta,
403 F.3d 727, 739 n.10 (10th Cir. 2005) (citation omitted). Here,
Ramon received a sentence within both the prescribed Guidelines range and the
statutory maximum. See 18 U.S.C. § 3583(e)(3); U.S.S.G. § 7B1.4(a). Thus, though
his sentence was erroneous, it was not illegal.
CONCLUSION
We hold that the district court erred by requiring Ramon’s sentence to run
consecutively with a future federal sentence. But because that error was not plain, we
affirm the district court.
10