Filed: Apr. 21, 2020
Latest Update: Apr. 21, 2020
Summary: PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 18-4585 UNITED STATES OF AMERICA, Plaintiff - Appellee, v. LARRY LAMAR NANCE, Defendant - Appellant. Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. Louise W. Flanagan, District Judge. (5:17-cr-00404-FL-1) Argued: December 10, 2019 Decided: April 21, 2020 Before GREGORY, Chief Judge, and NIEMEYER, and HARRIS, Circuit Judges. Affirmed by published opinion. Judge Harris wrote th
Summary: PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 18-4585 UNITED STATES OF AMERICA, Plaintiff - Appellee, v. LARRY LAMAR NANCE, Defendant - Appellant. Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. Louise W. Flanagan, District Judge. (5:17-cr-00404-FL-1) Argued: December 10, 2019 Decided: April 21, 2020 Before GREGORY, Chief Judge, and NIEMEYER, and HARRIS, Circuit Judges. Affirmed by published opinion. Judge Harris wrote the..
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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-4585
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
LARRY LAMAR NANCE,
Defendant - Appellant.
Appeal from the United States District Court for the Eastern District of North Carolina, at
Raleigh. Louise W. Flanagan, District Judge. (5:17-cr-00404-FL-1)
Argued: December 10, 2019 Decided: April 21, 2020
Before GREGORY, Chief Judge, and NIEMEYER, and HARRIS, Circuit Judges.
Affirmed by published opinion. Judge Harris wrote the opinion, in which Judge Niemeyer
joined. Chief Judge Gregory wrote a separate opinion concurring in the judgment.
ARGUED: Jaclyn Lee DiLauro, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Raleigh, North Carolina, for Appellant. Evan Rikhye, OFFICE OF THE UNITED
STATES ATTORNEY, Raleigh, North Carolina, for Appellee. ON BRIEF: G. Alan
DuBois, Federal Public Defender, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Raleigh, North Carolina, for Appellant. Robert J. Higdon, Jr., United States Attorney,
Jennifer P. May-Parker, Assistant United States Attorney, Thomas L. Crosby, Assistant
United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh,
North Carolina, for Appellee.
PAMELA HARRIS, Circuit Judge:
In 2018, Larry Lamar Nance pleaded guilty to two federal drug- and firearm-related
offenses, reserving his right to appeal a sentence in excess of the advisory Guidelines range.
The district court sentenced him to 123 months’ imprisonment, well above the Guidelines
range of 81 to 87 months. Nance appeals, maintaining that his sentence is both
procedurally and substantively unreasonable. Finding no error, we affirm.
I.
A.
The conduct for which Nance was prosecuted in this case began on April 25, 2017. 1
Police officers responding to a noise complaint at a Fayetteville, North Carolina residence
encountered several individuals, including Nance, in the front yard, along with six cars and
the “strong smell of marijuana.” J.A. 34. When the officers told the individuals that they
intended to lock down the residence and apply for a search warrant, Nance and others fled
the scene. After obtaining a warrant, the officers searched one of the cars, which belonged
to Nance, and found heroin, cocaine, and cocaine base. Nance was discovered hiding in a
neighbor’s shed, arrested on state charges, and then released the following day.
1
Except as otherwise noted, the facts in this opinion are taken from the
government’s factual basis in support of the plea agreement, see J.A. 34–36, the parties’
sentencing memoranda before the district court, see J.A. 39–64, and the Presentence
Investigation Report, see J.A. 109–124 (under seal).
2
Two days after that, Fayetteville police responded to a domestic disturbance
complaint from Nance’s former girlfriend, who reported that Nance was sitting in his car
in her driveway. She told the officers that Nance had “previously struck her and put a gun
to her head,” J.A. 49 n.5, and she was afraid that he was currently armed. When officers
approached the vehicle, Nance began driving forward and refused to comply with
instruction to stop and show his hands. One officer opened the passenger door to turn off
the engine and saw a black handgun on the passenger seat. After Nance was removed from
the vehicle and attempted unsuccessfully to flee, he was arrested. In addition to the gun –
a .45 caliber handgun with a bullet in the chamber – the officers recovered heroin and
marijuana from the car. Again, Nance was detained on state charges and then released the
following day.
Based on these incidents, a federal grand jury returned a four-count indictment
charging Nance with drug and firearm offenses. Nance entered into a plea agreement with
the government, pleading guilty to Counts One and Three – possession with intent to
distribute cocaine, cocaine base, and heroin, in violation of 21 U.S.C. § 841(a)(1); and
using and carrying a firearm in furtherance of a drug-trafficking crime, in violation of 18
U.S.C. § 924(c)(1)(A) – in exchange for dismissal of the other two counts. Pursuant to the
plea agreement, Nance reserved the right to appeal a sentence in excess of the applicable
Guidelines range established at sentencing.
B.
Prior to sentencing, the United States Probation Office submitted a Presentence
Investigation Report (“PSR”) to the district court and the parties. The PSR recounted
3
Nance’s “very unstable childhood,” during which he lived at different times with his
mother and father – both of whom were heavy drug users – and other relatives. J.A. 118.
The PSR noted that Nance has used drugs since age nine, beginning with marijuana and
later graduating to opiates and heroin.
The PSR also described Nance’s long criminal history, and because that history
became the central issue at Nance’s sentencing, we recount it in detail here. First came a
block of offenses beginning in 2001, when Nance left school at age 16, and ending in 2005,
when Nance was 20. At age 16, Nance was charged with possession of a stolen motor
vehicle, breaking and entering, and larceny after breaking and entering. At age 18, he was
charged with possession with intent to manufacture, sell, or deliver cocaine. He pleaded
guilty to each of these offenses and was placed on probation. While on probation, at age
19, he was charged with burglary and kidnapping in connection with a single offense,
though the kidnapping charge later was dismissed.
Then, in 2005, when Nance was 20 and on probation, he committed two more
offenses over a two-day period, conspiring to commit armed robbery and discharging a
weapon into an occupied vehicle. He pleaded guilty to those charges in 2006 and was
sentenced to 23 to 37 months’ imprisonment. In 2008, while serving that sentence, Nance
pleaded guilty to the earlier burglary charge and was sentenced to an additional 61 to 83
months’ imprisonment.
As a result of this series of convictions, Nance was incarcerated from 2006 to 2013.
During that time, the PSR reports, he incurred 79 disciplinary infractions. Nance was
4
released from custody to post-release supervision on July 12, 2013, when he was 28 years
old.
According to Nance’s counsel, this 2013 release from prison was a turning point of
sorts in Nance’s history: From that time on, Nance, now an adult, purportedly committed
only non-violent offenses. And indeed, Nance’s next offense, committed six months after
his release, was marijuana possession, for which he was once again incarcerated; and the
one after that – committed in June of 2015 when Nance was 30, eight months after he was
released from custody a second time – was possession with intent to manufacture, sell, or
deliver marijuana.
After that came the conduct at issue in this case – the April 2017 drug and firearm
offenses. Those offenses, as noted above, included the carrying of a firearm in furtherance
of a drug-trafficking crime, to which Nance pleaded guilty. The PSR also recounted two
other arrests that occurred during roughly the same time period, both of which stemmed
from violent incidents and both of which resulted in charges against Nance that ultimately
were dismissed. First, on February 2, 2017, Nance was charged with breaking and entering
to terrorize or injure and domestic criminal trespassing, after he allegedly broke into his
former girlfriend’s home and remained there after being ordered to leave. That charge was
dismissed when Nance was indicted for the instant offenses. And second, on May 17,
2017, Nance was charged with assault when he allegedly hit a female victim in the head
with his fist. That charge also was dismissed, this time because the witness – presumably,
the victim of the assault – did not make herself available to testify.
5
During this period, Nance was on probation stemming from his June 2015 drug
offense. Because Nance violated the terms of his supervision in multiple respects – failing
to meet his monetary obligations, failing to report as directed, testing positive for drug use,
failing to comply with his mental health intervention, and engaging in new criminal
conduct – his probation was revoked on May 23, 2017, and he was sentenced to 90 days’
custody. Some months after he was released in August of 2017, Nance was arrested on the
instant offenses, and he has been in custody since.
Having recounted this extensive criminal history, the PSR calculated the appropriate
advisory Guidelines range. As to Count One – the drug offense – the PSR calculated a
base offense level of 12. See U.S.S.G. § 2D1.1. Deducting two levels for acceptance of
responsibility, see id. § 3E1.1(a), and applying a criminal history category of V in light of
the convictions discussed above, the probation officer determined that Nance’s advisory
Guidelines sentencing range on Count One was 21 to 27 months. On Count Three – the
§ 924(c) firearm offense – a mandatory sentence of 60 months consecutive to the sentence
on Count One would be imposed as required by statute. See 18 U.S.C. § 924(c)(1)(A),
(D)(ii); U.S.S.G. §§ 2K2.4, 3D1.1(b)(1). The effective Guidelines range, then, was 81 to
87 months. The PSR also suggested that the court might wish to consider an upward
departure, because the Guidelines calculation did not adequately reflect the severity of
Nance’s criminal history.
The parties both filed sentencing briefs with the district court. The government
moved for an “upward departure and/or variance,” arguing that Nance’s Guidelines range
“fail[ed] to adequately reflect the seriousness of the Defendant’s criminal history and the
6
strong likelihood that he will continue to commit crimes once released from custody.” J.A.
52. Among other factors, the government pointed to Nance’s “history of committing
crimes while he awaited trial for prior arrests or while under court supervision,” id. at 41;
dismissed charges for violent conduct that were not accounted for by the Guidelines
calculation; and Nance’s most recent arrest for a violent offense, in May of 2017, when he
was “arrested for striking a woman in the head with his fist.”
Id. at 49. A sentence between
262 and 327 months, the government concluded, would be appropriate to “promot[e]
respect for the law and protect[] the public.”
Id. at 52.
Nance, in turn, argued for a sentence within the Guidelines range of 81 to 87 months.
Nance’s counsel recognized that “Nance’s criminal history is not short and [would] likely
give the Court pause.” Id. at 60. But counsel urged the court to view that history not as
one “uninterrupted violent criminal spree,”
id. at 61, but rather as two distinct episodes:
The period before Nance’s 2006 incarceration, in which he engaged in violent criminal
offenses; and then the period beginning in 2013, when Nance was first released from
prison. Since 2013, counsel argued, although Nance had continued to commit criminal
offenses, they were “not of the same magnitude as his prior conduct,” and, in particular,
were not violent: “[T]here is no evidence [that Nance has] been a recidivist in terms of
violent crime.”
Id. at 61.
C.
The district court conducted a lengthy sentencing hearing, beginning by describing
the Guidelines recommendation of 21 to 27 months on Count One, and the mandatory,
consecutive 60-month sentence on Count Three. The court also recognized at the outset
7
the difficulties Nance suffered in his childhood – in particular, his early exposure to drugs
– and Nance’s drug addiction.
The government then argued in support of its motion for an upward departure or
variance. Again, the government focused on Nance’s criminal history, contending that the
Guidelines criminal history score “simply doesn’t reflect the severity of his actions or the
danger that he poses to the community.” J.A. 70. It emphasized Nance’s 79 disciplinary
infractions while in custody, and that many of Nance’s offenses were committed while
other charges were pending or Nance was on probation – all of which, according to the
government, indicated a lack of respect for the law. The instant offenses, the government
concluded – the April 2017 gun and drug charges – were a case in point: Just days after
Nance was arrested on drug charges on April 25, he was arrested again, and again was
discovered with heroin. Id. at 71. As a result, the government requested that the court
sentence Nance to 262 to 327 months, which it recognized was a “big departure” from the
Guidelines range of 81 to 87 months.
Id.
The court then heard from Nance’s counsel, who likewise focused on Nance’s
criminal history. Counsel acknowledged at the outset that “the Court is probably concerned
by [Nance’s] criminal record, and I think that’s probably what is driving most of this
proceeding.”
Id. at 73. But again, counsel urged the court to differentiate between Nance’s
earlier offenses and his later ones: All of Nance’s violent crimes occurred when Nance
was 20 or younger; and after he was incarcerated for those crimes in 2006 and then released
in 2013 at the age of 28, he had not “similarly recidivated” in the form of violent offenses.
Id. at 74. This de-escalation, counsel argued, had two implications: First, as to Nance’s
8
culpability, neurological research “indicates that the frontal lobe, which is responsible for
impulse control, is not fully formed until [age] 25.” Id. Second, the lack of recent violent
offenses showed that Nance was now “capable of controlling himself,”
id. at 77, and could
be rehabilitated. Accordingly, counsel concluded, a sentence in the Guidelines range,
which would keep Nance “under the oversight of the criminal justice system” until his “mid
40s,” would be sufficient.
Id. at 75.
The court then engaged Nance’s counsel in a comprehensive discussion, which
spans eight pages of the sentencing transcript and included a recess to acquire additional
information. See id. at 77–84. To start, the court challenged the core premise of counsel’s
argument: that Nance’s violent days were behind him once he was released from prison in
2013. The court pointed to Nance’s two arrests in 2017 on violent charges: one for
“breaking and entering to terrorize or injure, domestic criminal trespassing,” dismissed
only because he was indicted in the instant case; and one for “assault on a female,” not
pursued only “because the witness would not make herself available.”
Id. at 78–79.
Those
cases reflected Nance’s continued “assaultive tendencies,” the court determined, and were
highly relevant “in the context of an argument that says [Nance has] been able to control
himself” since his 2013 release.
Id. at 78.
The court also focused on Nance’s repeated supervised release violations and
violations of prison rules, as reflected by the 79 disciplinary infractions incurred during his
first incarceration. Again, counsel argued that Nance had shown an ability to change, and
that his most recent incarceration, which separated Nance from his two-year-old son, had
made him more “circumspect about his behavior” as he came to appreciate the importance
9
of staying out of prison. Id. at 81. The district court addressed that argument directly,
taking it seriously enough to call for a brief recess so that information about Nance’s
current behavior while in custody could be obtained. With that information in hand – which
showed that in just the last month, Nance had been disciplined twice for exposing himself
and refusing to put on clothes, “failing multiple times to follow directions” – the court
concluded that instead of a change in attitude, Nance’s behavior reflected “the same old
same old.”
Id. at 84.
After Nance addressed the court, the district court imposed a sentence of 63 months
on Count One – substantially above the Guidelines range of 21 to 27 months – followed
by the mandatory consecutive 60-month sentence on Count Three, for a total term of 123
months’ imprisonment. That sentence, the court noted, though higher than the Guidelines
range, also was substantially lower than the government’s recommended 262 to 327
months: “I tempered the response. I think 123 months is sufficient.” Id. at 89.
Addressing Nance, the court explained:
[Y]ou’re a very dangerous person, and you have no respect for authority. I
do not believe a sentence in the guideline range takes into consideration fully
your background and your history and the extent of your criminal history, the
likelihood of recidivism, the dangerousness of you.
Id. at 85–86. Referring to the Guidelines offense-level calculation, the court continued:
So if I go forward from a level five to a six, 24 to 30 doesn’t capture it. It’s
only when I go down to a level 17 that I begin to think that I’m in a range
that will accomplish the purposes of sentencing. And if in error on my
decision to depart, I reach the same number of 63 months on the first count
under 18, United States Code, Section 3553, the need to promote respect for
the law, to discourage this type of conduct, to protect the public is so
compelling in this case.
10
Id. at 86.
The district court went on to recommend “the most intensive substance abuse
treatment program” available because Nance “really need[s] that help.” Id. at 87. The
court also recommended a comprehensive mental health evaluation: “You had some
serious things happen to you through no fault of your own as a child. But through fault of
your own you are continuing to act against society, against norms. You need somebody to
be helping you with mental health treatment.”
Id. Finally, the court told Nance that it
would recommend him for education and vocational training and urged him to take
advantage of potential good-time credit by following directions while in custody.
II.
A.
On appeal, Nance challenges his sentence, arguing that it is procedurally and
substantively unreasonable. We review the reasonableness of a sentence under 18 U.S.C.
§ 3553(a) using an abuse-of-discretion standard, regardless of “whether [the sentence is]
inside, just outside, or significantly outside the Guidelines range.” Gall v. United States,
552 U.S. 38, 41 (2007). First, we evaluate procedural reasonableness, determining whether
the district court committed any procedural error, such as improperly calculating the
Guidelines range, failing to consider the § 3553(a) factors, or failing to adequately explain
the chosen sentence. See
id. at 51. If we determine that the district court has not committed
procedural error, only then do we proceed to assess the substantive reasonableness of the
sentence.
Id. A review for substantive reasonableness takes into account the “totality of
11
the circumstances” to determine “whether the sentencing court abused its discretion in
concluding that the sentence it chose satisfied the standards set forth in § 3553(a).” United
States v. Mendoza-Mendoza, 597 F.3d 212, 216 (4th Cir. 2010). Even if “the sentence is
outside the Guidelines range, the court may not apply a presumption of unreasonableness.
It may consider the extent of the deviation, but must give due deference to the district
court’s decision that the § 3553(a) factors, on a whole, justify the extent of the variance.”
Gall, 552 U.S. at 51.
With these governing principles in mind, we turn to the case at hand.
B.
We begin with Nance’s claim that his above-Guidelines sentence, characterized as
an upward variance, is procedurally unreasonable because the district court inadequately
articulated its reasons for the sentence. 2 We cannot agree with this assessment of the
district court’s efforts. The district court here conducted a thorough sentencing hearing,
engaging defense counsel’s arguments, explaining where it found them wanting, and
2
The degree to which the district court intended Nance’s 63-month sentence on
Count One as a departure, as well as a variance, is not entirely clear from this record. At
sentencing, as noted above, the court referred both to a departure and a variance; but in its
written statement of reasons, the court described Nance’s sentence only as a variance. We
need not resolve that question to decide this appeal. When, as here, a district court offers
alternate and independent justifications for imposing a sentence outside the Guidelines
range, we will uphold the sentence if one of those justifications is reasonable, regardless of
the validity of the other. See United States v. Rivera-Santana, 668 F.3d 95, 104 (4th Cir.
2012); United States v. Evans,
526 F.3d 155, 165 (4th Cir. 2008). So even assuming, as
Nance argues, that his sentence failed to comply with certain procedural requirements for
upward departures, we will affirm it if it is reasonable as an upward variance. And for the
reasons given below, we conclude that Nance’s sentence, understood as a variance, is both
procedurally and substantively reasonable.
12
recessing so that additional relevant information could be considered. It imposed a
sentence individualized to Nance, taking account of the “characteristics of the defendant
and the facts of the case.” United States v. Blue, 877 F.3d 513, 518 (4th Cir. 2017). We
see no failure of procedural reasonableness on this record.
As is well understood, to meet the procedural reasonableness standard, a district
court must “conduct an ‘individualized assessment’ of the facts and arguments presented
and impose an appropriate sentence,” and it must “explain the sentence chosen.” Blue, 877
F.3d at 518 (quoting
Gall, 552 U.S. at 50). Specifically, a district court’s explanation
should “provide some indication [] that the court considered the § 3553(a) factors” and
applied them to the particular defendant, United States v. Montes-Pineda,
445 F.3d 375,
380 (4th Cir. 2006); see also
Blue, 877 F.3d at 518, and also that it considered a defendant’s
nonfrivolous arguments for a lower sentence, see
Montes-Pineda, 445 F.3d at 380;
Blue,
877 F.3d at 518–19.
Importantly, it is also well established that our review of a district court’s sentencing
explanation is not limited to the court’s statements at the moment it imposes sentence.
“[W]e do not evaluate a court’s sentencing statements in a vacuum.” Montes-Pineda, 445
F.3d at 381. Instead, we look at the full context, including the give-and-take of a sentencing
hearing.
Id. Where a sentencing court hears a defendant’s arguments and engages with
them at a hearing, we may infer from that discussion that specific attention has been given
to those arguments. See
Blue, 877 F.3d at 521. And where a sentence is tailored to address
individual characteristics – here, for instance, the requirement of drug treatment for Nance,
who struggles with drug addiction – we may infer consideration of the relevant personal
13
characteristics under § 3553(a). See id. (citing United States v. Johnson,
445 F.3d 339, 346
(4th Cir. 2006)).
Measured against that standard, the district court’s sentencing explanation was fully
sufficient. First, its statement at sentencing made clear that it was applying the § 3553(a)
factors – including the need to protect the public – to Nance’s specific characteristics and
criminal history: “[Y]ou’re a very dangerous person, and you have no respect for authority.
I do not believe a sentence in the guideline range takes into consideration fully your
background and your history and the extent of your criminal history, the likelihood of
recidivism, the dangerousness of you.” J.A. 85–86. And the court’s written statement of
reasons was to the same effect, referring specifically to the § 3553(a) factors and finding
Nance’s sentence necessary, among other things, to promote respect for the law, to afford
adequate deterrence, and to protect the public from further crimes of the defendant. See 18
U.S.C. § 3553(a).
Second, in imposing sentence, the district court took account of personal
characteristics that the defense had identified as mitigating. In recommending mental
health treatment to address the effects of Nance’s very difficult childhood, for instance, the
district court recognized the “serious things” that Nance underwent as a child “through no
fault of [his] own,” but also concluded that Nance’s current “act[ing] against society,” by
contrast, was “through fault of [his] own.” J.A. 87. Likewise, the district court’s decision
to recommend Nance for “the most intensive substance treatment program” makes clear
that it considered Nance’s struggles with drug addiction. Id.; see Blue, 877 F.3d at 521
14
(inferring consideration of mitigating argument from sentence tailored to address personal
characteristic).
The most important issue at sentencing, of course, was Nance’s long criminal
history, see J.A. 73 (defense counsel opening by recognizing that Nance’s “criminal
record” is “what is driving most of this proceeding”), about which the defense advanced
one overarching mitigating argument: Although Nance’s early and youthful history was
marked by violent offenses, his more recent criminal conduct – after his release from prison
in 2013, at age 28 – was no longer violent, reflecting a new capacity for self-control and
potential for rehabilitation. The district court engaged with that argument directly and
repeatedly at the sentencing hearing. Perhaps most important, the transcript makes clear
that the court rejected the core premise for the argument, emphasizing Nance’s recent 2017
arrests – for breaking and entering with intent to terrorize or injure and domestic criminal
trespass, and for assault on a female – and the continued “assaultive tendencies” they
indicated, well past Nance’s initial term of incarceration. Id. at 78. Relatedly, the district
court expressly confronted the broader suggestion that the nature of Nance’s recent
offenses showed a willingness and ability to change. Indeed, the court even called a brief
recess to explore that argument further, and it was only after the court was armed with new
information about Nance’s persistent misconduct during his (then) current pretrial
detention that it determined the argument did not hold up to scrutiny.
Faced with this thorough airing of his position at sentencing, Nance contends that
the district court nevertheless erred by neglecting to address certain specific claims made
in support of his general argument that his violent offenses are in his past and that he has
15
since changed. We disagree. To start, several of the specific claims Nance identifies in
fact were expressly addressed and rejected by the district court, as we describe above. See
id. at 77–78 (rejecting argument that Nance has not exhibited violent behavior since his
2013 release from incarceration);
id. at 82–84 (rejecting argument that time apart from his
two-year-old son inspired a change in Nance’s behavior). But more important, the district
court, having fully addressed Nance’s central thesis – that his purportedly de-escalating
criminal history made a Guidelines sentence appropriate – was not also required to address
separately each supporting data point marshalled on its behalf.
Nance argues, for instance, that the district court offered no response when, to show
the non-violent nature of his more recent offenses, he pointed to the fact that the instant
§ 924(c) offense – carrying a firearm in furtherance of a drug-trafficking offense – did not
involve actual use of the gun. But there is nothing intrinsically mitigating about carrying
a firearm in connection with a drug-trafficking offense, whether or not the gun is fired; this
point is relevant only insofar as it supports Nance’s broader argument that his more recent
conduct is non-violent. Indeed, that is exactly the way counsel presented it, after the court
raised its concern about the “assaultive tendencies” demonstrated by Nance’s 2017 arrests:
I understand the Court’s concern. I would point out that there is not a lot of
evidence that he’s engaged in any type of violent burglary or using guns. I
understand he’s got a gun charge in this case, but there is no evidence he
used it. And all I’m saying to the Court is that I believe that there is some
evidence of maturity, that there is some evidence of ability to change.
Id. at 78–79 (emphasis added). The precise nature of the offense conduct in this case, in
other words, was offered in support of Nance’s principal argument for a Guidelines
sentence: that the evolution of Nance’s criminal history indicates that he is unlikely to
16
commit future violent offenses. And that argument, as we have explained, was thoroughly
considered by the district court.
This is not to suggest, of course, that in evaluating a district court’s sentencing
explanation, we may guess at which arguments the court might have considered or assume
that the court “has silently adopted arguments presented by a party.” United States v.
Carter, 564 F.3d 325, 329 (4th Cir. 2009). We may not. But where, as here, the record
makes clear that the district court has meaningfully considered a defendant’s nonfrivolous
mitigating arguments, fulfilling its obligation to “provide a rationale tailored to the
particular case at hand and adequate to permit meaningful appellate review,”
id. at 330
(internal quotation marks omitted), we will not require more. Cf.
Mendoza-Mendoza, 597
F.3d at 218 (“It would be wholly contrary to the Supreme Court’s conferral of discretion
on trial courts if we were to play a game of ‘Gotcha!’ with respect to the sentencing
transcripts we review.”).
In sum, the transcript of the sentencing proceeding indicates that in fashioning
Nance’s sentence, the court took into account Nance’s extensive criminal history, including
those offenses committed as an adult and after his 2013 release; his pattern of reoffending
upon release; his disciplinary infractions in custody and inability to comply with the terms
of his release; and the fact that the offenses of conviction occurred over the course of days,
in which he was arrested once, released, and then arrested again just days later. Given the
extent of the district court’s engagement with Nance’s counsel on these issues at
sentencing, we need not “guess at the district court’s rationale,” Carter, 564 F.3d at 329;
the court’s rationale is patently clear. Because the record allows us to determine that the
17
court “considered the parties’ arguments and ha[d] a reasoned basis for exercising [its] own
legal decisionmaking authority,” Rita v. United States, 551 U.S. 338, 356 (2007), we
conclude that Nance’s sentence is procedurally reasonable.
C.
We turn next to Nance’s argument that his sentence is substantively unreasonable.
As described above, Nance’s original Guidelines range called for a sentence of 21 to 27
months’ imprisonment on his Count One conviction of possession with intent to distribute
cocaine, cocaine base, and heroin, followed by a mandatory 60-month consecutive
sentence on his Count Three firearm conviction under § 924(c), for a total of 81 to 87
months. Instead, the district court varied upward as to Count One, from 21 to 27 months
to 63 months, for a total of 123 months’ imprisonment. According to Nance, that sentence
is substantively too high, especially – again – given that his prior violent offenses date back
to his youth, while his conduct since his 2013 release from prison purportedly has not been
similarly violent.
To assess this argument, we “examine[] the totality of the circumstances to see
whether the sentencing court abused its discretion in concluding that the sentence it chose
satisfied the standards set forth in § 3553(a).” Mendoza-Mendoza, 597 F.3d at 216. Where,
as here, the sentence is outside the advisory Guidelines range, we must “consider whether
the sentencing court acted reasonably both with respect to its decision to impose such a
sentence and with respect to the extent of the divergence from the sentencing range.”
United States v. Howard,
773 F.3d 519, 529 (4th Cir. 2014) (internal quotation marks
omitted). That said, “district courts have extremely broad discretion when determining the
18
weight to be given each of the § 3553(a) factors,” United States v. Jeffery, 631 F.3d 669,
679 (4th Cir. 2011), and the fact that a “variance sentence deviates,” even “significantly,”
from the Guidelines range “does not alone render it presumptively unreasonable,” United
States v. Rivera-Santana,
668 F.3d 95, 106 (4th Cir. 2012). Instead, we must “give due
deference to the district court’s decision that the § 3553(a) factors, on a whole, justify the
extent of the variance.”
Gall, 552 U.S. at 51.
Here, the record reflects that the district court conducted a thorough, individualized
assessment of Nance and his offense conduct in light of the § 3553(a) factors, and we
cannot conclude that the court’s exercise of discretion in formulating Nance’s sentence is
unreasonable. For instance, and as discussed above, the district court carefully considered
Nance’s “history and characteristics,” 18 U.S.C. § 3553(a)(1), specifically recognizing
Nance’s difficult childhood and substance abuse issues at sentencing. And in considering
what sentence would promote respect for the law, afford adequate deterrence, and protect
the public, see id. § 3553(a)(2)(A), (B), (C), the district court heard and addressed Nance’s
argument that most of his prior convictions – and all for violent conduct – occurred before
he turned 25 years old, that he had not recidivated with similarly violent offenses, and that
his conduct since his 2013 release from prison illustrated a willingness to change and a
lack of future dangerousness.
Relying heavily on our decision in United States v. Howard, 773 F.3d 519 (4th Cir.
2014), Nance maintains that the district court abused its discretion by placing too much
emphasis on his juvenile offenses. In Howard, we held that a district court abused its
discretion by imposing a life sentence – an extreme departure from the 121-month high
19
end of the Guidelines range – based almost exclusively on a “stale criminal history” of
offenses, mostly non-violent, committed while the defendant was a teenager. Id. at 535.
By focusing excessively on crimes committed when the defendant was between 16 and 18
years of age, we reasoned, the district court had “failed to appreciate” both the diminished
culpability of juvenile offenders and the prospect that the “impetuousness and
recklessness” of youth may subside as individuals mature.
Id. at 532 (internal quotation
marks omitted).
We think this case is different. First and most important, Nance’s juvenile offenses
were not the sole, or even primary, basis for the district court’s decision to vary upward
here. To the contrary: As we have described in detail, most of the sentencing hearing was
given over to a discussion of Nance’s conduct as an adult, and whether it bore out defense
counsel’s central argument that Nance had left his youthful aggression behind and
demonstrated a capacity for maturity and change. The district court resolved that question
against Nance, but only after considering such factors as Nance’s “consistent pattern of
recidivism” after his first release from prison, when he was an adult, see Howard, 773 F.3d
at 530 (distinguishing case in which former juvenile offender “displayed a consistent
pattern of recidivism immediately upon release from prison”); the “assaultive tendencies”
illustrated by Nance’s 2017 arrests, when Nance was in his thirties, J.A. 78; and Nance’s
continued and then-current refusal to abide by prison regulations as an adult. Weighing
these considerations against Nance’s juvenile status when he committed his earlier
offenses, of course, is a matter of district court discretion: “While the consideration of one
§ 3553(a) factor to the exclusion of the others is not appropriate, it is not required that the
20
district court somehow give all the different factors precisely equal weight. Sometimes
one factor will outweigh the others. Sometimes one factor will stand out.” United States
v. Fowler, 948 F.3d 663, 672 (4th Cir. 2020) (citations omitted).
There are other significant distinctions, as well. It was important to our decision in
Howard that the life sentence imposed by the district court was far longer than the sentence
requested by the government. Howard, 773 F.3d at 533–35. Here, we have the reverse
situation: The sentence imposed by the district court is, to be sure, longer than the
Guidelines range, but it also is far shorter than the 262 to 327 months recommended by the
government. And finally, while we fully appreciate both the total length of the 123-month
sentence in this case and the degree of the district court’s deviation from the Guidelines on
Count One, Nance’s sentence remains substantially more modest than the life sentence we
considered in Howard. We routinely uphold as substantively reasonable larger deviations
producing longer sentences than this one. See, e.g., United States v. Myers,
589 F.3d 117,
120–23, 125–27 (4th Cir. 2009) (affirming an upward departure from 121 months to 360
months based on three stale convictions); United States v. Lawrence,
349 F.3d 724, 727
(4th Cir. 2003) (affirming upward departure from 96 to 262 months based in part on a
defendant’s “extensive juvenile record”). Of course, every case is different and every
sentence must be justified on its own facts. But the sentence here is not so obviously
outside the norm that it necessarily raises concerns about whether the district court has
“failed in its effort to comply with the aims of sentencing prescribed by § 3553(a)(2).”
Howard, 773 F.3d at 535.
21
Whether or not we would impose the same sentence as the district court is not the
question before us. See Gall, 552 U.S. at 51 (“The fact that the appellate court might
reasonably have concluded that a different sentence was appropriate is insufficient to
justify reversal of the district court.”). Mindful of our deferential standard of review and
considering the totality of the circumstances, we conclude that the district court did not
abuse its discretion in finding that Nance’s significant criminal history and potential to
recidivate warranted a significant upward variance.
III.
For the foregoing reasons, the judgment of the district court is affirmed.
AFFIRMED
22
GREGORY, Chief Judge, concurring:
As the majority opinion notes, enhancing Nance’s sentence was initially raised in
Nance’s Presentence Investigation Report, in the context of a departure. The district court
referred to the enhancement to Nance’s sentence as both a variance and a departure; but as
the majority explains, under this Court’s precedent, we can affirm the sentence if either
ground is proper. I concur in affirming Nance’s sentence as a variance because the district
court considered his conduct in prison and after release in weighing the § 3553 sentencing
factors. I write, however, to emphasize the significance of Nance’s argument regarding
delayed brain development in the context of a departure based on an extensive youthful
criminal history.
At sentencing, Nance’s counsel argued that Nance’s convictions should not be the
driving factor for his sentence because the frontal lobe is not fully developed until the age
of twenty-five, and that Nance’s most recent violent criminal convictions occurred when
he was twenty. Indeed, the frontal lobe is one of the last areas of the brain to develop, well
into the twenties. Sarah B. Johnson, Robert W. Blum & Jay N. Giedd, Adolescent Maturity
and the Brain: The Promise and Pitfalls of Neuroscience Research in Adolescent Health
Policy, Journal of Adolescent Health, 45 J. Adolescent Health 216 (2009). This part of the
brain is responsible for important functions such as “planning, organizing information, and
thinking about possible consequences of action.” Elizabeth S. Scott & Thomas Grisso,
Developmental Incompetence, Due Process, and Juvenile Justice Policy, 83 N.C. L. Rev.
793, 812 (2005).
23
There are limited grounds that permit a district court to depart from the specified
guidelines range, one being a defendant’s criminal history. U.S.S.G. § 4A1.3(a) (allowing
for a departure if the defendant’s calculated criminal history category underrepresents the
seriousness of the defendant’s criminal history or there is a likelihood the defendant will
commit other crimes). For an upward departure to be procedurally proper—where the
primary reason for the enhancement is the defendant’s youthful criminal history—the
record must demonstrate the district court considered the mitigating argument of
diminished culpability due to an undeveloped frontal lobe in determining whether the
calculated criminal history does “underrepresent” the seriousness of the defendant’s
criminal history.
24
