Filed: Aug. 07, 2020
Latest Update: Aug. 07, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT 1 _ No. 18-3476 1 _ UNITED STATES OF AMERICA v. K.M., Appellant 1 _ Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. No. 1-15-cr-00003-005) District Judge: Honorable Christopher C. Conner 1 _ Submitted Pursuant to Third Circuit L.A.R. 34.1(a) January 28, 2020 1 _ Before: CHAGARES, RESTREPO, and BIBAS, Circuit Judges. (Opinion Filed: August 7, 2020) 1 _ OPINION* 1 _ * This disposition i
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT 1 _ No. 18-3476 1 _ UNITED STATES OF AMERICA v. K.M., Appellant 1 _ Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. No. 1-15-cr-00003-005) District Judge: Honorable Christopher C. Conner 1 _ Submitted Pursuant to Third Circuit L.A.R. 34.1(a) January 28, 2020 1 _ Before: CHAGARES, RESTREPO, and BIBAS, Circuit Judges. (Opinion Filed: August 7, 2020) 1 _ OPINION* 1 _ * This disposition is..
More
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
1 ______________
No. 18-3476
1 ______________
UNITED STATES OF AMERICA
v.
K.M.,
Appellant
1 ______________
Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. No. 1-15-cr-00003-005)
District Judge: Honorable Christopher C. Conner
1 ______________
Submitted Pursuant to Third Circuit L.A.R. 34.1(a)
January 28, 2020
1 ______________
Before: CHAGARES, RESTREPO, and BIBAS, Circuit Judges.
(Opinion Filed: August 7, 2020)
1 ______________
OPINION*
1 ______________
*
This disposition is not an opinion of the full Court and, pursuant to I.O.P. 5.7,
does not constitute binding precedent.
RESTREPO, Circuit Judge.
Appellant K.M. pled guilty to transporting a minor for illegal sexual activity. In
the plea agreement he entered with the Government, K.M. waived the right to appeal his
conviction and sentence. K.M. later agreed to cooperate in exchange for the Government
seeking authority to file a downward departure motion. However, the Government
ultimately declined to file the motion and the District Court sentenced him to the
mandatory minimum term of 120 months’ imprisonment. K.M. now seeks enforcement
of the cooperation agreement. Because he waived his right to appeal, we will dismiss
K.M.’s appeal.
I.
K.M.’s father trafficked women and young girls in the Middle District of
Pennsylvania area and he groomed K.M. to participate in the business. K.M. transported
young girls to meet with “clients” from 2012 to 2015. He was eventually charged with
seven counts due to his participation in the enterprise. On December 5, 2017, K.M.
entered into a plea agreement with the Government in which he would plead guilty to
transportation of a minor to engage in prostitution, and he agreed to waive his right to
appeal in exchange for the Government recommending a three-level sentencing reduction
under the Sentencing Guidelines.
K.M. then decided to cooperate in exchange for the Government seeking authority
to file a downward departure motion under § 5K1.1 of the Sentencing Guidelines and 18
U.S.C. § 3553(e). Although K.M. testified against three codefendants at trial, the
Government declined to file the motion after he violated the terms of his pretrial release.
2
The District Court denied K.M.’s motion to compel the Government to file the motion
and sentenced him to the mandatory minimum term of 120 months’ imprisonment. K.M.
timely filed a notice of appeal.
II.
The District Court had jurisdiction over the criminal proceedings pursuant to 18
U.S.C. § 3231. We have jurisdiction to review the District Court’s final judgment of
conviction and sentence under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). Furthermore,
we have subject matter jurisdiction over an appeal in which the defendant signed an
appellate waiver. United States v. Goodson,
544 F.3d 529, 533 (3d Cir. 2008).
III.
An appellate waiver is valid if the defendant knowingly and voluntarily agreed to
the waiver. United States v. Khattak,
273 F.3d 557, 563 (3d Cir. 2001). We first
determine whether the district court addressed “the defendant personally in open court
and . . . determine[d] that the defendant understands . . . the terms of any provision in
[the] plea agreement waiving the right to appeal or to collaterally attack the sentence.”
See
id. (quoting Fed. R. Crim. P. 11). We then consider if there are any exceptions
written in the plea agreement prohibiting enforcement of the waiver. United States v.
Jackson,
523 F.3d 234, 244 (3d Cir. 2008).
Next, we “determine whether enforcing the waiver would work a miscarriage of
justice.”
Id. There are several factors we have considered when determining whether
there exist unusual circumstances amounting to a miscarriage of justice, including “the
clarity of the error, its gravity, its character . . . , the impact of the error on the defendant,
3
the impact of correcting the error on the government, and the extent to which the
defendant acquiesced in the result.”
Id. at 242–43 (quoting
Khattak, 273 F.3d at 563).
It is undisputed that K.M. signed the plea agreement knowingly and voluntarily.
The plea agreement contains language indicating that he knowingly waived his right to
appeal. When the District Court spoke directly with K.M. regarding the plea agreement,
K.M. acknowledged that he understood and accepted the terms of the plea agreement,
including the appellate waiver provision.
Moreover, this appeal does not fall within any exception set forth in the plea
agreement. The plea agreement’s appellate waiver provision is broad and all-
encompassing. It makes clear that K.M. agreed to waive all potential grounds for appeal.
Neither the plea agreement generally nor the appellate waiver provision specifically
provides an exception to K.M.’s waiver of his right to appeal.
Lastly, there are no unusual circumstances resulting in a miscarriage of justice if
the appellate waiver is enforced. K.M.’s sentence is the mandatory minimum term of 120
months’ imprisonment and it also falls within the Sentencing Guidelines range. The
District Court adhered to the general rule that it could not sentence K.M. below the
mandatory minimum without a downward departure motion from the Government. See
Melendez v. United States,
518 U.S. 120, 126–30 (1996). The District Court was well
within its discretion to deny K.M.’s motion to compel the Government to file the
downward departure motion. See United States v. Abuhouran,
161 F.3d 206, 212 (3d Cir.
1998) (discussing that district courts may depart downward without a motion when the
government acts in “bad faith” or “based on an unconstitutional motive” (first quoting
4
Wade v. United States,
504 U.S. 181, 185–86 (1992); and then quoting United States v.
Isaac,
141 F.3d 477, 484 (3d Cir. 1998)). Thus, enforcement of the waiver does not
amount to a miscarriage of justice.1
IV.
For the foregoing reasons, we will enforce K.M.’s appellate waiver and dismiss
his appeal.
1
Rather than dismissing based on the appellate waiver, Judge Bibas would vacate
and remand for an evidentiary hearing on whether, based on the terms of the cooperation
agreement, the Government was obligated to seek to move for a downward departure. In
his view, the initial plea agreement’s appellate waiver cannot bar K.M.’s challenge to the
Government’s failure to live up to its end of a separate, later cooperation agreement.
“[W]aivers of appeals should be strictly construed.”
Khattak, 273 F.3d at 562. And K.M.
would have had no reason to believe that his plea agreement would bar appellate review
of the Government’s breach of the distinct cooperation agreement.
5