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Summary: NOT RECOMMENDED FOR PUBLICATION File Name: 20a0334n.06 No. 19-6176 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Jun 09, 2020 UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellee, ) ) ON APPEAL FROM THE v. ) UNITED STATES DISTRICT ) COURT FOR THE WESTERN JONATHAN EDWARD WHITE, ) DISTRICT OF TENNESSEE ) Defendant-Appellant. ) ) BEFORE: MOORE, SUTTON, and GRIFFIN, Circuit Judges. GRIFFIN, Circuit Judge. Defendant Jonathan White gave an undercover law enforcement age
Summary: NOT RECOMMENDED FOR PUBLICATION File Name: 20a0334n.06 No. 19-6176 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Jun 09, 2020 UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellee, ) ) ON APPEAL FROM THE v. ) UNITED STATES DISTRICT ) COURT FOR THE WESTERN JONATHAN EDWARD WHITE, ) DISTRICT OF TENNESSEE ) Defendant-Appellant. ) ) BEFORE: MOORE, SUTTON, and GRIFFIN, Circuit Judges. GRIFFIN, Circuit Judge. Defendant Jonathan White gave an undercover law enforcement agen..
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NOT RECOMMENDED FOR PUBLICATION
File Name: 20a0334n.06
No. 19-6176
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Jun 09, 2020
UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk
)
Plaintiff-Appellee, )
)
ON APPEAL FROM THE
v. )
UNITED STATES DISTRICT
)
COURT FOR THE WESTERN
JONATHAN EDWARD WHITE, )
DISTRICT OF TENNESSEE
)
Defendant-Appellant. )
)
BEFORE: MOORE, SUTTON, and GRIFFIN, Circuit Judges.
GRIFFIN, Circuit Judge.
Defendant Jonathan White gave an undercover law enforcement agent a makeshift
explosive device that he created. Afterwards, the government charged him with various offenses
related to unlawfully making, possessing, and transferring a firearm.1 White pursued an
entrapment defense, and to support it, he wanted to present evidence concerning (1) the genesis of
the government’s investigation of him and (2) his grievances against government officials. The
district court, however, excluded the evidence as irrelevant. The jury then convicted White on
each count, and the district court entered judgment against him. On appeal, defendant argues that
the district court’s exclusion of his proposed evidence violated his constitutional right to a
1
26 U.S.C. § 5845(a) defines firearms to include “destructive device[s].” Further, the
statutory definition of destructive devices encompasses “any explosive . . . bomb.” 26 U.S.C.
§ 5845(f). Accordingly, “[a] pipe bomb is a firearm under the statute.” United States v. Bidlack,
No. 79-5310, 1980 U.S. App. LEXIS 15434, at *5 (6th Cir. July 24, 1980).
No. 19-6176, United States v. White
meaningful opportunity to present a complete defense. For the reasons expressed below, we
disagree and affirm.
I.
Vance Dennis—an assistant district attorney for Tennessee’s 24th Judicial District—orally
requested that the Tennessee Bureau of Investigations (the Bureau) investigate White. The Bureau
agreed and sent two agents to a property adjacent to White’s to conduct surveillance. One of the
agents, Joseph Hudgins, “was posing as [an] electrical contractor” and appearing to “work[ ] on
flood light[s].” That afternoon, Hudgins and White struck up a conversation.
Eventually, Hudgins “b[r]ought up . . . having an issue with beaver dams at a family farm,”
and discussed potentially shooting the beavers to see if White would mention explosive devices as
a way to destroy the dams. After more discussion, White gave the agent an explosive device made
from firecrackers, gun powder, a candle, an end cap, and duct tape. Eventually, White was
arrested.
The United States indicted White for several firearm offenses that arose out of his
manufacture, possession, and transfer of the explosive device, commonly known as a pipe bomb.
Before trial, defendant issued a subpoena to Assistant District Attorney Dennis. White sought to
have Dennis testify to the origins of the investigation. According to defendant, that testimony
would have been relevant to his entrapment defense. The State of Tennessee moved to quash the
subpoena. The district court granted the motion, concluding that Dennis’s proposed testimony was
irrelevant.
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No. 19-6176, United States v. White
During trial, defendant’s attorney told the district court that he anticipated defendant
testifying—in support of his entrapment defense—about various grievances he had filed against
government officials. The district court ruled that White was not permitted to present his grievance
evidence because it was not relevant to his entrapment defense.
The jury found defendant guilty on all counts in the indictment. The district court
sentenced White to twenty months of imprisonment on each count, to be served concurrently,
followed by three years of supervised release. Defendant timely appeals.
II.
We review interpretations of the Constitution de novo. See United States v. Blackwell, 459
F.3d 739, 752 (6th Cir. 2006). And “we review all challenges to district court evidentiary rulings,
including constitutional challenges, under the abuse of discretion standard.”
Id. “[T]he abuse of
discretion standard is not at odds with de novo interpretation of the Constitution inasmuch as [the]
district court does not have the discretion to rest its evidentiary decisions on incorrect
interpretations of the Constitution.”
Id. (emphasis omitted). “A district court abuses its discretion
when it relies on clearly erroneous findings of fact, improperly applies the law, or uses an
erroneous legal standard.” Bormuth v. Cty. of Jackson,
870 F.3d 494, 502 (6th Cir. 2017) (en
banc).
III.
A.
Defendant contends that the district court denied him his right to “a meaningful opportunity
to present a complete defense” by excluding proposed evidence. Rockwell v. Yukins, 341 F.3d
507, 512 (6th Cir. 2003) (en banc) (quoting Crane v. Kentucky,
476 U.S. 683, 690 (1986)).
However, “the Supreme Court has made it perfectly clear that the right to present a ‘complete’
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No. 19-6176, United States v. White
defense is not an unlimited right to ride roughshod over reasonable evidentiary restrictions.” Id.
“A defendant ‘does not have an unfettered right to offer testimony that is incompetent, privileged,
or otherwise inadmissible under standard rules of evidence.’”
Id. (quoting Taylor v. Illinois,
484
U.S. 400, 410 (1988)).
Defendant claims that the district court abused its discretion by improperly applying the
law when it excluded evidence that he wanted to use for his entrapment defense as irrelevant. The
initial question, therefore, is whether the district court misapplied the Federal Rules of Evidence
and therefore abused its discretion by excluding the proposed evidence as irrelevant. As we
explain below, we hold that it did not.
B.
“A valid entrapment defense requires proof of two elements: (1) government inducement
of the crime, and (2) lack of predisposition on the part of the defendant to engage in the criminal
activity.” United States v. Khalil, 279 F.3d 358, 364 (6th Cir. 2002); see also Mathews v. United
States,
485 U.S. 58, 63 (1988).
An improper inducement occurs when the government “repeated[ly] and persistent[ly]
solicit[s]” a person to commit a crime. Sorrells v. United States, 287 U.S. 435, 441 (1932); see
also United States v. Dixon, 396 F. App’x 183, 186 (6th Cir. 2010) (“An ‘inducement’ consists of
an ‘opportunity’ plus something else—typically, excessive pressure by the government upon the
defendant or the government’s taking advantage of an alternative, non-criminal type of motive.”
(quoting United States v. Gendron,
18 F.3d 955, 961 (1st Cir. 1994))). The predisposition inquiry
involves assessing whether a defendant was “inclin[ed] to commit the crime with which he is
charged.” United States v. Kussmaul,
987 F.2d 345, 349 (6th Cir. 1993); Predisposition, Black’s
Law Dictionary (11th ed. 2019) (“A person’s inclination to engage in a particular activity; esp., an
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No. 19-6176, United States v. White
inclination that vitiates a criminal defendant’s claim of entrapment.”). To determine whether the
defendant was predisposed to commit the charged crimes, the following factors are pertinent:
(1) the character or reputation of the defendant; (2) whether the suggestion of the
criminal activity was originally made by the government; (3) whether the defendant
was engaged in criminal activity for a profit; (4) whether the defendant evidenced
reluctance to commit the offense but was overcome by government persuasion; and
(5) the nature of the inducement or persuasion offered by the government.
United States v. Nelson, 922 F.2d 311, 317 (6th Cir. 1990).
IV.
A.
Defendant contends that the district court abused its discretion when it excluded his
grievance evidence. We disagree.
“Evidence is relevant if: (a) it has any tendency to make a fact more or less probable than
it would be without the evidence; and (b) the fact is of consequence in determining the action.”
Fed. R. Evid. 401; United States v. Chalhoub, 946 F.3d 897, 905 (6th Cir. 2020). The fact of
consequence here is whether defendant was predisposed to commit the crimes with which he was
charged. See United States v. Clark,
957 F.2d 248, 250 (6th Cir. 1992) (“The question of
entrapment is generally one of fact . . . .”). Therefore, for the grievance evidence to be relevant, it
would have to have a tendency to make it more or less probable that defendant was inclined to
commit the offenses with which he was charged.
Kussmaul, 987 F.2d at 349 (observing that in the
entrapment context, predisposition is the defendant’s “inclination to commit the crime with which
he is charged”). White’s criticisms of government officials, however, say nothing about whether
he was more or less likely to be inclined to build, possess, or transfer pipe bombs. Thus, the
grievance evidence was irrelevant, and the district court did not abuse its discretion by excluding
it.
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No. 19-6176, United States v. White
White argues that the grievance evidence bears on the character and reputation factor. But
even if there were some relationship between defendant’s criticisms of government officials and
his character, he has not explained how that relationship, in turn, suggests that it is more or less
likely that he was inclined to commit the crimes with which he was charged. That lack of a causal
connection renders defendant’s argument unpersuasive.
B.
Defendant also contends that the district court abused its discretion when it excluded the
investigation evidence. We are not persuaded.
For the investigation evidence to be relevant, it would have to have a tendency to make it
more or less probable that White was inclined to commit the offenses with which he was charged.
Id. The reason the government began its investigation of White, however, is unrelated to White’s
inclination to build, possess, or transfer pipe bombs; therefore, it is irrelevant. Cf. United States v.
Robinson,
763 F.2d 778, 783 (6th Cir. 1985) (“In our view, the government’s motive is irrelevant
to [the predisposition] issue . . . because even assuming that the government wanted to entrap
[defendant], this motive would not affect [defendant’s] ‘readiness and willingness’ to commit the
crime.” (citations omitted)). White argues that the investigation evidence is pertinent to the nature-
of-the-inducement factor, but his arguments are unavailing.
The nature-of-the-inducement factor concerns the means the government used to persuade
its target to violate the law. See United States v. Barger, 931 F.2d 359, 361, 367 (6th Cir. 1991)
(observing that the “nature of the government’s inducement was” how the government encouraged
its target to violate the law, i.e., an FBI informant told the target about a fictional plan “to blow up
the Outlaws[ ] [Motorcycle Club’s] clubhouse”); United States v. Wilson, 653 F. App’x 433, 439–
40 (6th Cir. 2016) (analyzing the nature-of-the-inducement factor by considering the methods the
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No. 19-6176, United States v. White
government used to encourage the target to break the law). White, however, does not adequately
connect the investigation evidence to how the government attempted to persuade him to commit
crimes. First, he suggests that “the proffered evidence might have helped explain” why the agent
was “investigating threats about the use of explosive devices.” But the government’s motive for
investigating White would not have revealed anything about the means the government used to
persuade him to break the law; therefore, it is not a pathway to relevance. Second, defendant
claims that the “[t]estimony regarding the request for investigation could have helped explain why
Hudgins chose a story of sympathy due to beaver dam damage to induce Mr. White.” Why the
government’s agent chose one type of story is not a germane question. Whether and how the agent
induced a criminal act are pertinent questions, but the investigation evidence would not have shed
light on them. Accordingly, the district court properly applied the law by excluding the irrelevant
investigation evidence, and we discern no abuse of discretion.
V.
A criminal defendant has a constitutional right to “a meaningful opportunity to present a
complete defense.” Rockwell, 341 F.3d at 512 (quoting
Crane, 476 U.S. at 690). But that does
not confer “an unfettered right to offer testimony that is . . . inadmissible under standard rules of
evidence.”
Id. (quoting Taylor
, 484 U.S. at 410). Here, White’s desired evidence was inadmissible
(because it was irrelevant), so the district court did not violate his constitutional rights by excluding
it.
VI.
For these reasons, we affirm the district court’s judgment.
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No. 19-6176, United States v. White
KAREN NELSON MOORE, Circuit Judge, concurring in the judgment. I agree with
the majority that the district court’s evidentiary rulings did not constitute an abuse of discretion.
I write separately to note that White’s appeal does not fail based on any bright-line rule holding
that evidence of the government’s motive is, by definition, irrelevant to the entrapment defense.
Although the district court did not abuse its discretion in excluding such evidence in this case,
I explain below why evidence of the government’s improper motive could be relevant to a
defendant asserting the entrapment defense.
In most cases, without question, evidence of the government’s motive will be irrelevant to
an entrapment defense. See United States v. Webster, 649 F.2d 346, 351 (5th Cir. 1981) (en banc)
(“[I]n the run-of-the-mill entrapment case where no such special circumstances are present,
evidence of good faith, motive and reasonableness of the government is . . . of little if any
significance and the prejudice will outweigh any probative value.”). As the Supreme Court
explained in Hampton v. United States,
425 U.S. 484 (1976), “We [have] ruled out the possibility
that the defense of entrapment could ever be based upon governmental misconduct in a case, such
as this one, where the predisposition of the defendant to commit the crime was established.”
Id. at
488–89 (emphasis added). That the government’s motive will usually be irrelevant to the
entrapment defense makes sense for two reasons. First, regardless of its motive, the government
may not have, in fact, induced the defendant. Second, a defendant’s predisposition to commit the
offense will usually exist independently from the government’s conduct, let alone its motive.
This leaves open, however, the possibility that evidence of the government’s motive could
theoretically be relevant to an entrapment defense when the defendant’s predisposition has not
been established and there is evidence of improper inducement. Cf. Rossetti v. United States,
773 F.3d 322, 331 (1st Cir. 2014) (“[T]he FBI’s possible motive to entrap a person is of no moment
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No. 19-6176, United States v. White
in a case such as this one where there is predisposition and no evidence of improper inducement.”)
(emphasis added). Put simply, evidence of the government’s improper motive could make it more
likely that the government engaged in improper inducement, which itself could make it more likely
that the defendant lacked predisposition.
The potential relevance of such evidence is apparent even in White’s case, because it
involved a dispute over whether he was induced and whether he was predisposed to committing
the crime. As to the dispute over inducement, Agent Hudgins testified that after he mentioned
problems with a beaver dam, White immediately offered to help him and returned minutes later
with a bomb. See Appellee Br. at 6. In sharp contrast, White testified that Hudgins repeatedly
appealed to White’s sympathies by lying about the devastation Hudgins’s farm would face if White
did not help him, and that White relented only after Hudgins asked him for help four times. See
Appellant Br. at 3–5. The jury was left to decide whose story to believe. If White had been
permitted to introduce compelling evidence of the government’s desire to retaliate against him,
this could have made it more likely that the government agent overstepped his bounds and
unlawfully induced White to commit a crime. There is, of course, a rejoinder to this line of
reasoning: Wouldn’t Agent Hudgins have been just as likely to overstep his authority and
unlawfully induce the crime if he were simply an overzealous agent pursuing legitimate law-
enforcement objectives? Why would a retaliatory motive make it more likely that he would
unlawfully induce White’s commission of the crime? These are fair objections, but a district court
could, within its broad discretion, reasonably conclude that an agent motivated by an illicit
objective (i.e. retaliation) is more likely to engage in illicit inducement than an agent motivated by
a legitimate objective. The opposite conclusion by a district court may be acceptable, too. But no
bright-line rule prohibits a district court from concluding that improper motive may make improper
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No. 19-6176, United States v. White
inducement more likely. This means that evidence of the government’s motive may be relevant
to proving government inducement of the crime.
Moving to lack of predisposition, if White had been able to demonstrate—based in part on
evidence of the government’s retaliatory motive—that inducement had occurred, this could have
made it more likely that he lacked predisposition to commit the crime. This proposition has a clear
basis in entrapment doctrine, including in our own caselaw. We have explicitly regarded “the
nature of the inducement or persuasion supplied by the Government” as one factor to consider in
“determining a defendant’s prior disposition.” United States v. McLernon, 746 F.2d 1098, 1112
(6th Cir. 1984) (quoting United States v. Kaminski,
703 F.2d 1004, 1008 (7th Cir. 1983)). As the
Eighth Circuit has explained, “[t]he two inquiries are often closely linked, because the need for
greater inducement may suggest that the defendant was not predisposed to commit the crime; and
conversely, a ready response to minimal inducement indicates criminal predisposition.” United
States v. Myers,
575 F.3d 801, 805 (8th Cir. 2009). Here, for example, if the government had to
go to such extreme lengths to persuade White, the jury may have been more likely to conclude that
White was not predisposed to committing the crime.
Given that entrapment deals with the government’s objective conduct and the defendant’s
subjective state, evidence of the government’s motive may seem irrelevant to this defense on an
intuitive level. But relevant evidence “has any tendency to make a fact more or less probable than
it would be without the evidence.” Fed. R. Evid. 401. Evidence of an improper motive could have
a tendency to make improper inducement more probable than it would be without such evidence.
And such inducement could make it more probable that the defendant lacked predisposition to
commit the crime. Neither the Supreme Court nor this court has deemed evidence of the
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No. 19-6176, United States v. White
government’s motive to be irrelevant as a matter of law,1 and other courts have at least suggested
the potential relevance of such evidence. See, e.g., United States v. Disla, 358 F. App’x 121, 133
(11th Cir. 2009) (“[T]he district court adequately allowed Disla to present evidence of the
government’s alleged bias and retaliatory motive in connection with his entrapment defense.”).
To be clear, the resolution of this case does not turn on this issue. The district court acted
within its discretion in concluding that the evidence that White wished to present would present a
confusing “side issue.” R. 50 (Trial Tr. I at 54) (Page ID #286). And even if the district court
erred in excluding the evidence, its error was harmless in light of ample evidence demonstrating
White’s predisposition to commit the offense. But it should be emphasized that White’s appeal
fails for these reasons, not due to any bright-line rule that evidence of the government’s improper
motive is per se irrelevant to the entrapment defense.
1
The line in United States v. Robinson, 763 F.2d 778 (6th Cir. 1985), quoted by the
majority, see Maj. Op. at 6, does not establish a bright-line rule that, in all cases, evidence of the
government’s motive must be regarded as irrelevant to entrapment. Since its issuance in 1985,
Robinson has never been cited in a published decision as having established a bright-line rule
excluding evidence of the government’s motive as irrelevant to entrapment. Instead, the quoted
sentence explains why in Robinson’s factual context, the government’s motive did not affect the
defendant’s predisposition. Furthermore, even if one construed Robinson as applying more
broadly, the panel did not consider the possibility that government motive may make a showing
of inducement—not lack of predisposition—more likely. See
Robinson, 763 F.2d at 783 (“[T]he
government’s motive is irrelevant to this issue [predisposition].”).
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