LAWRENCE C. KERVEL vs OFFICE OF COMPTROLLER, DIVISION OF SECURITIES, 93-000548 (1993)
Court: Division of Administrative Hearings, Florida
Number: 93-000548
Visitors: 15
Petitioner: LAWRENCE C. KERVEL
Respondent: OFFICE OF COMPTROLLER, DIVISION OF SECURITIES
Judges: J. LAWRENCE JOHNSTON
Agency: Department of Financial Services
Locations: Tampa, Florida
Filed: Feb. 02, 1993
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Monday, March 28, 1994.
Latest Update: Jan. 24, 2025
Docket for Case No: 93-000548
| Issue Date |
Proceedings |
|
Mar. 28, 1994 |
Order Dismissing Proceeding, and Closing File sent out. CASE CLOSED, |
|
Mar. 24, 1994 |
Final Order w/Stipulation and Consent Agreement With Final Order filed. |
|
Feb. 10, 1994 |
(Respondent) Stipulation and Consent Agreement With Final Order filed. |
|
Dec. 03, 1993 |
(Respondent) Status Report filed. |
|
Oct. 21, 1993 |
(Respondent) Status Report filed. |
|
Sep. 14, 1993 |
(Respondent) Status Report filed. |
|
Aug. 05, 1993 |
(Respondent) Status Report filed. |
|
Jun. 23, 1993 |
(Respondent) Status Report filed. |
|
Apr. 27, 1993 |
Order for Continuance and Status Report sent out. (hearing date to be rescheduled at a later date; parties to file status report within 60 days and every 30 days thereafter until further notice) |
|
Apr. 26, 1993 |
Joint Motion for Continuance filed. |
|
Apr. 02, 1993 |
(Respondent) Notice of Substitution of Counsel filed. |
|
Feb. 25, 1993 |
Notice of Hearing sent out. (hearing set for 4-28-93; 9:00am; Tampa) |
|
Feb. 16, 1993 |
Respondent`s Response to Order filed. |
|
Feb. 05, 1993 |
Initial Order issued. |
|
Feb. 02, 1993 |
Agency referral letter; Administrative Complaint; Petition for Formal Hearing Regarding Denial of Application for Registration As An Associated Person of John Hancock Distributors, Inc. filed. |
|
|
(Respondent) Status Report filed. |
|
|
(Respondent) Status Report filed. |
|
|
(Respondent) Status Report filed. |
|
|
(Respondent) Status Report filed. |
Source: Florida - Division of Administrative Hearings
