MURDOCK, Justice.
The City of Bessemer ("the City") and Bessemer City Councillors Jimmy Stephens, Dorothy Davidson, Sarah W. Belcher, and Albert Soles ("the City councillors") petition this Court for a writ of mandamus directing the Jefferson Circuit Court to dismiss a claim alleging bad-faith failure to pay legal bills and costs stemming from a complaint filed by former City Councillor Louise Alexander and the law firm of White, Arnold & Dowd, P.C. ("WAD"). The City councillors also petition this Court to dismiss a racial-discrimination claim brought under 42 U.S.C. § 1983 and asserted in the same complaint. We grant in part and deny in part the petition for a writ of mandamus.
The plaintiffs allege that in 2006 and 2007 Alexander received three donations from a Tuscaloosa real-estate developer, which were properly used for charitable projects in Alexander's district. During this same period, according to the complaint, two other City councillors, Davidson and Belcher, received similar donations from the same individual for charitable projects in their respective districts. According to the complaint, however, beginning in the early spring of 2007, plaintiff Alexander opposed several projects which the donor had proposed to the City and, therefore, the donor "vowed to retaliate against ... Alexander." The complaint alleges that, because of the donor's complaint to then Attorney General Troy King, a five-count indictment against Alexander was filed in August 2008 alleging violations of the Alabama Ethics Law, specifically Ala.Code 1975, § 36-25-5(a). That indictment essentially charged Alexander with
WAD represented Alexander during her criminal proceedings. Alexander was ultimately acquitted.
Alexander and WAD allege that the City has a "policy and practice" of paying legal fees of city officials charged with crimes relating to the fulfillment of their official duties if and when they are found to be not guilty of those crimes. They assert that the most recent example of the City following this practice was the case of then City Councillor Betty Woods, who was charged with six counts of violating the Alabama Ethics Law, by using her office for personal gain and by soliciting things of value. According to Alexander and WAD's complaint, in 2006, after Woods was found not guilty of the charges against her, the City paid her legal fees.
WAD and Alexander allege that Alexander's lead counsel, U.W. Clemon, appeared before the Bessemer City Council ("the City Council") on May 26, 2009. Clemon presented the City Council with a bill for legal services rendered by WAD to date on Alexander's behalf and requested that the City pay that bill. According to Alexander and WAD, in response to the presentation of the partial bill and request for its payment, the City attorney "represented that it was the policy and practice of the City to pay the legal expenses of a city official, but only after the official had been cleared of the charges." Alexander and WAD further allege that, in reliance upon the City attorney's representation and the fact of the City's compliance with that policy and practice in the 2006 case involving Woods, WAD continued its work representing Alexander and deferred payments of its bills until such time as a successful outcome of the case might be achieved for Alexander. Alexander and WAD allege that the meeting concluded with all the City councillors aware of the "understanding that if and when Alexander was found not guilty, her counsel would be paid."
Approximately eight months later, Alexander's case proceeded to trial, and the jury acquitted Alexander on all charges.
On February 12, 2010, WAD submitted to the City Council a legal bill in the amount of $367,593.91. Councillor Stephens requested an advisory opinion from the general counsel of the Alabama Ethics Commission ("the Ethics Commission") regarding whether the City could pay Alexander's legal expenses. On April 7, 2010, the Ethics Commission issued an opinion in which it took the position that the City was legally prohibited from paying Alexander's legal expenses.
On March 16, 2010, Alexander and WAD sued the City and the City councillors, individually and in their official capacities,
The City and the City councillors filed motions to dismiss the first amended complaint. On February 15, 2011, the trial court entered an order dismissing all the plaintiffs' claims except counts two and five against the City. With respect to count two, the trial court's order stated, in pertinent part:
The City and the City councillors filed motions to dismiss the second amended complaint. Concerning the plaintiffs' claim of racial discrimination based on § 1983, the City councillors contended that they were entitled to legislative immunity or to qualified immunity. Concerning the claim of bad-faith failure to pay legal expenses, the City contended that under § 11-47-190, Ala.Code 1975, a claim of bad faith could not be maintained against a municipality.
The trial court subsequently entered an order in which it dismissed all claims alleged in the plaintiffs' second amended complaint with the exception of count two and count five. With respect to count two, in which the plaintiffs allege a bad-faith failure by the City to pay Alexander's legal fees and costs, the trial court noted that this count was "substantially similar to the same claim" in the first amended complaint. Based on the grounds stated in the February 15, 2011, order, the trial court dismissed count two as to all the City councillors in their individual and official capacities, but it denied the motion to dismiss as to the City. With respect to count five, the § 1983 discrimination claim, the trial court stated that
The City and the City councillors petition this Court to direct the trial court to dismiss the bad-faith claim against the City,
Ex parte Dickson, 46 So.3d 468, 471 (Ala. 2010).
Alexander and WAD contend that the trial court correctly refused to dismiss the bad-faith claim against the City and the § 1983 claims against the City councillors because, they say, a further exploration, outside the pleadings, of facts pertaining to the motivations of the defendants is necessary in order to assess the immunity claims asserted by the City and the City councillors, respectively. The immunity at issue as to the so-called bad-faith claim against the City is that of local-governmental immunity against tort actions. See discussion, infra. Motivation on the part of a municipal government, however, plays no part in the application of the principle of local-governmental immunity.
As to the § 1983 claims against the City councillors, the first type of potential immunity we address is "legislative immunity." As is true with local-governmental immunity, however, the question of the defendants' motivation is not pertinent to the issue whether the defendants are entitled to legislative immunity. Bogan v. Scott-Harris, 523 U.S. 44, 54, 118 S.Ct. 966, 140 L.Ed.2d 79 (1998) ("Whether an act is legislative turns on the nature of the act, rather than on the motive or intent of the official performing it."); Ellis v. Coffee Cnty. Bd. of Registrars, 981 F.2d 1185, 1191 (11th Cir.1993) (observing that "an unworthy purpose does not remove absolute immunity protection from legislators acting in their legislative capacity").
If it is determined, however, that legislative immunity is not available to the City councillors in response to the § 1983 claims against them, then the issue that will remain will be whether those City councillors are entitled to so-called "qualified immunity" under federal law. As discussed subsequently, an examination into the availability of qualified immunity for the City councillors in this case will, unlike the issue of legislative immunity, require an exploration of the facts regarding the motivation of the City councillors for declining to vote in favor paying Alexander's legal expenses. This, in turn, will require an examination of material outside the pleadings. Indeed, the City councillors themselves admit that "the qualified immunity inquiry is fact specific."
At the outset, we note that, although the parties discuss the cognizability under Alabama law of the plaintiffs' bad-faith claim in light of this Court's decision in City of Montgomery v. Collins, 355 So.2d 1111 (Ala. 1978), we do not address that issue. "`Subject to certain narrow exceptions, we have held that, because an "adequate remedy" exists by way of an appeal, the denial of a motion to dismiss or a motion for a summary judgment is not reviewable by petition for writ of mandamus.'" Ex parte Kohlberg Kravis Roberts & Co., 78 So.3d 959, 966 (Ala.2011) (quoting Ex parte Liberty Nat'l Life Ins. Co., 825 So.2d 758, 761-62 (Ala.2002)). One of the few "narrow exceptions" we have recognized to the aforesaid general rule is a petition for a writ of mandamus complaining of the denial of a motion to dismiss grounded on a claim of immunity. Ex parte Dickson, 46 So.3d 468, 471 (Ala.2010) (citing Ex parte Simpson, 36 So.3d 15, 22 (Ala.2009)). Accordingly, we limit our review of the claim of bad-faith failure to pay legal fees and expenses to an examination of whether the City is immune from such a suit, leaving aside any questions as to the legal or factual merits of that claim.
The claim as alleged by Alexander and WAD appears to be in the nature of a tort claim.
Specifically, § 11-47-190 creates an exception to the general rule of immunity for municipalities ("[n]o city or town shall be liable ... unless") when a plaintiff has suffered injury as a result of "the neglect, carelessness or unskillfulness" of some agent, or when the plaintiff suffers injury as a result of the "neglect or carelessness or failure to remedy some defect" in public works caused by a third party. Neither of those clauses creates any exception to the general rule of municipal immunity from liability in the case of intentional or malicious actions by the agents or officers of the municipality. Indeed, Alexander and WAD do not contest the position of the petitioners that the exceptions to local-governmental immunity described in § 11-47-190 are not applicable here. (Alexander and WAD concede that the bad-faith claim they seek to assert against the City is in the nature of an intentional tort.) Therefore, the trial court should have dismissed this claim against the City, and, accordingly, we grant the petition in this regard.
In count five of the second amended complaint, the plaintiffs claimed that the City and the City councillors violated Alexander's constitutional rights by refusing to pay her legal expenses when the City previously had paid the legal expenses of a similarly situated City councillor, Betty Woods. The plaintiffs claimed that the only difference between Woods and Alexander was that Woods is Caucasian and Alexander is African-American. Thus, the plaintiffs claimed that the City and the City councillors intentionally discriminated against Alexander in refusing to pay her legal expenses, a violation of Alexander's constitutional right to equal protection under the law, a right enforceable under 42 U.S.C. § 1983.
In its July 31, 2011, order, the trial court denied the petitioners' motions to dismiss count five of the complaint, concluding that "[c]ount Five of Plaintiffs' amended complaint on its face states a claim for which relief might be granted...."
The City councillors challenge the trial court's refusal to grant their motion to dismiss, contending that, under federal law, they are entitled either to legislative immunity or to qualified immunity for
Concerning legislative immunity, this Court has explained:
Point Props., Inc. v. Anderson, 584 So.2d 1332, 1335-36 (Ala.1991). Since our decision in Point Properties, the United States Supreme Court has explicitly concluded that "[l]ocal legislators are entitled to absolute immunity from § 1983 liability for their legislative activities." Bogan, 523 U.S. at 54, 118 S.Ct. 966.
If what we had before us was the adoption of a resolution or an ordinance whereby the City councillors established a new policy for the City of not paying legal fees and expenses of City officials charged with crimes regardless of the outcome of the trial of those charges, the individual City councillors might well enjoy legislative immunity for their action in voting for such a policy or declining to vote in favor of such a policy. As the United States Court of Appeals for the First Circuit explained:
Cutting v. Muzzey, 724 F.2d 259, 261 (1st Cir.1984).
Similarly, in Hughes v. Tarrant County, Texas, 948 F.2d 918, 921 (5th Cir.1991), the United States Court of Appeals for the Fifth Circuit cited Cutting with approval and applied the test articulated therein:
See also, e.g., Associated Press v. Cook, 17 S.W.3d 447, 460 (Tex.App.2000) (applying the same test applied in Hughes).
Insofar as an examination of the issue of legislative immunity is concerned, however, the petitioners do not argue in their brief to this Court that the decision concerning the allocation of moneys in this case was based on any "legislative facts" or the "establishment of a general policy." Instead, insofar as the specific issue of legislative immunity is concerned, the arguments presented in the petitioners' brief in the present case focus solely on the fact that the decision was one that would impact the City's coffers. The mere fact that a potentially discriminatory decision is made through an exercise of control over the public purse does not insulate the entity making that decision from a claim that the action is administrative in nature. E.g., Trevino v. Gates, 23 F.3d 1480 (9th Cir.1994); Hughes; O'Brien v. City of Greers Ferry, 873 F.2d 1115 (8th Cir.1989) (holding that a failure to approve an expenditure of money is not necessarily a legislative act).
The United States Court of Appeals for the Ninth Circuit explained in Trevino that
23 F.3d at 1482. Because the petition before us argues only that decisions regarding the expenditure of money are necessarily entitled to legislative immunity and does not argue that the decision to refuse payment of Alexander's legal expenses was in fact based on "legislative facts" or was a reflection of the establishment of a new "general policy," the petitioners have not here demonstrated a right to relief on the ground of legislative immunity.
Finally, we turn to the petitioners' request for relief on the basis of "qualified" or "good-faith" immunity. "[Q]ualified or `good faith' immunity has been extended to government officials performing discretionary functions that are characteristically executive or administrative." Point Props., Inc., 584 So.2d at 1338.
Rioux v. City of Atlanta, Ga., 520 F.3d 1269, 1282 (11th Cir.2008).
As it relates to the claims against the City councillors in the present case, we note that the Equal Protection Clause "ensures the right to be free from intentional discrimination based on race." Id. (citing Williams v. Consolidated City of Jacksonville, 341 F.3d 1261, 1268 (11th Cir.2003)). We also observe that
Id. at 1283 (quoting Foy v. Holston, 94 F.3d at 1534, and Mt. Healthy v. Doyle, 429 U.S. 274, 286-87, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977), and citing Village of Arlington Heights v. Metropolitan Hous. Dev., 429 U.S. 252, 269-71 n. 21, 97 S.Ct. 555, 50 L.Ed.2d 450 (1977)). The question has also been framed as whether the defendants "had adequate lawful reasons to support [the] decision" in question. Id.
Accordingly, as noted in Part A above, the fact-specific nature of a qualified-immunity analysis (an analysis typically requiring an examination of evidence outside the pleadings, evidence of a type the trial court did not in fact examine in the present case) means that the issue presented is, as a general rule, better analyzed within the framework of a summary-judgment motion rather than within that of a motion to dismiss. As has already been noted, the City councillors concede that "the qualified immunity inquiry is fact-specific."
Based on the foregoing, we conclude that the City councillors have not demonstrated in this proceeding that they are entitled to relief on the basis of qualified immunity.
We grant the petition as it relates to the bad-faith claim alleged against the City. Because the City enjoys governmental immunity from such a claim, we direct the trial court to dismiss that claim.
We deny the petition with regard to the plaintiffs' claim against the City councillors of racial discrimination brought pursuant to § 1983. The City councillors have not here demonstrated an entitlement to legislative immunity as discussed above, and whether they are entitled to qualified immunity is a question that would require further consideration of facts outside the pleadings.
PETITION GRANTED IN PART AND DENIED IN PART; WRIT ISSUED.
STUART, PARKER, SHAW, MAIN, WISE, and BRYAN, JJ., concur.
MOORE, C.J., concurs in part and dissents in part.
MOORE, Chief Justice (concurring in part and dissenting in part).
Because I would deny the petition for a writ of mandamus on the issues raised by both the City of Bessemer and its city councillors, I concur in denying the petition
624 So.2d at 1351.
(Emphasis added.)