| Issue Date |
Proceedings |
|
Oct. 22, 2013 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Oct. 18, 2013 |
Motion to Relinquish Jurisdiction filed.
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Oct. 14, 2013 |
Respondent Family Wealth Advisors, Inc.'s Response to Petitioner's Second Set of Interrogatories filed.
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Oct. 14, 2013 |
Respondent Family Wealth Advisors, Inc.'s Response to Petitioner's Second Request for Production filed.
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Oct. 04, 2013 |
Family Wealth Advisors, Inc.'s Notice of Serving Discovery Requests to Petitioner Office of Financial Regulation filed.
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Oct. 02, 2013 |
Amended Notice of Deposition Duces Tecum of Michael Burnidge filed.
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Oct. 02, 2013 |
Notice of Taking Deposition (of J. Cobb) filed.
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Sep. 23, 2013 |
Notice of Cancelation of Depositon (of M. Burnidge) filed.
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Sep. 23, 2013 |
Notice of Cancellation of Deposition (of J. Cribb and M. Burnidge) filed.
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Sep. 23, 2013 |
Respondent Family Wealth Advisor Inc.'s Response to Petitioner's First Request for Production filed.
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Sep. 20, 2013 |
Amended Notice of Taking Deposition (of J. Cribb) filed.
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Sep. 18, 2013 |
Notice of Deposition Duces Tecum of Michael Burnidge filed.
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Sep. 18, 2013 |
Notice of Change of Address filed.
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Sep. 10, 2013 |
Petitioner, Office of Financial Regulation, Reply to Family Wealth Advisors, Inc.'s Request for Production filed. (not available for viewing, confidential information pursuant to sections 517.2015(1)(b)2., and 517.2015(1)(e), Florida Statutes.) 
 Confidential document; not available for viewing. |
|
Sep. 10, 2013 |
Petitioner Office of Financial Regulation's Reply to Family Wealth Advisors, Inc.'s Interrogatories filed.
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Sep. 10, 2013 |
Petitioner Office of Financial Regulation's Reply to Family Wealth Advisors, Inc.'s Request for Admissions filed.
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Sep. 10, 2013 |
Petitioner, Office of Financial Regulation, Reply to Family Wealth Advisors, Inc.'s Request for Production filed.
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|
Sep. 09, 2013 |
Notice of Taking Deposition (Stacy Watson May) filed.
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|
Sep. 09, 2013 |
Family Wealth Advisors, Inc.'s Response to the Petitioner's First Set of Interrogatories filed.
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Sep. 09, 2013 |
Family Wealth Advisors, Inc.'s Response to the Petitioner's Request for Admissions filed.
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Sep. 09, 2013 |
Notice of Serving Petitioner's Second Set of Interrogatories and Second Set of Production of Documents to Respondent filed.
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Aug. 29, 2013 |
Amended Notice of Hearing (hearing set for November 7, 2013; 9:00 a.m.; Jacksonville, FL; amended as to Date).
|
|
Aug. 27, 2013 |
Order Granting Continuance and Re-scheduling Hearing (hearing set for November 8, 2013; 9:00 a.m.; Jacksonville, FL).
|
|
Aug. 26, 2013 |
Respondent Family Wealth Advisors, Inc.'s Unopposed Motion for Extension of Time filed.
|
|
Aug. 09, 2013 |
Family Wealth Advisors, Inc.'s Notice of Serving Discovery Requests to the Petitioner Office of Financial Regulation filed.
|
|
Aug. 06, 2013 |
Notice of Serving Petitioner's First Set of Interrogatories to Respondent, Requests for Admissions, and Petitioner's First Request for Production of Documents filed.
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Jul. 31, 2013 |
Order of Pre-hearing Instructions.
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Jul. 31, 2013 |
Notice of Hearing (hearing set for September 18, 2013; 9:00 a.m.; Jacksonville, FL).
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Jul. 31, 2013 |
Notice of Appearance of Co-counsel for Petitioner (John Kim) filed.
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Jul. 30, 2013 |
Joint Response to Initial Order filed.
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Jul. 24, 2013 |
Notice of Appearance (Stacy Watson May) filed.
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Jul. 23, 2013 |
Initial Order.
|
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Jul. 23, 2013 |
Answer of Family Wealth Advisors, Inc. and Request for Administrative Hearing filed.
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Jul. 23, 2013 |
Administrative Complaint and Notice of Rights filed.
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Jul. 23, 2013 |
Agency referral filed.
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