OFFICE OF FINANCIAL REGULATION vs REGENT INVESTMENT ADVISORS, INC., AND TIMOTHY C. MINGO, 15-006456 (2015)
Court: Division of Administrative Hearings, Florida
Number: 15-006456
Visitors: 6
Petitioner: OFFICE OF FINANCIAL REGULATION
Respondent: REGENT INVESTMENT ADVISORS, INC., AND TIMOTHY C. MINGO
Judges: DARREN A. SCHWARTZ
Agency: Office of Financial Regulation
Locations: Miami, Florida
Filed: Nov. 16, 2015
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Monday, February 8, 2016.
Latest Update: Jan. 03, 2025
Docket for Case No: 15-006456
| Issue Date |
Proceedings |
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Feb. 08, 2016 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Feb. 05, 2016 |
Motion to Relinquish Jurisdiction filed.
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Feb. 04, 2016 |
(Petitioner's) Notice of Filing Proposed Exhibit List filed (exhibits not available for viewing). |
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Feb. 03, 2016 |
Respondent's Notice of Filing (Proposed Exhibits; Exhibits not available for viewing) filed.
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Feb. 02, 2016 |
Notice of Appearance (Jodi-Ann Livingstone) filed.
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Feb. 02, 2016 |
Witness List filed.
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Feb. 02, 2016 |
Notice of Filing Proposed Exhibit List filed.
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Feb. 02, 2016 |
Respondent's Notice of Filing filed.
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Jan. 28, 2016 |
Petitioner's Motion for Official Recognition filed.
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Nov. 24, 2015 |
Order of Pre-hearing Instructions.
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Nov. 24, 2015 |
Notice of Hearing by Video Teleconference (hearing set for February 9, 2016; 9:00 a.m.; Miami and Tallahassee, FL).
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Nov. 24, 2015 |
Petitioner's Response to Initial Order filed.
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Nov. 23, 2015 |
Notice of Service (of Petitioner's First Request for Admissions, Interrogatories and Production) filed.
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Nov. 17, 2015 |
Initial Order.
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Nov. 17, 2015 |
Notice of Appearance (Michael Lawrence) filed.
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Nov. 16, 2015 |
Petition for Formal Administrative Hearing filed.
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Nov. 16, 2015 |
Administrative Complaint and Notice of Rights filed.
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Nov. 16, 2015 |
Agency referral filed.
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Source: Florida - Division of Administrative Hearings
