OFFICE OF FINANCIAL REGULATION vs BROADREACH CAPITAL, LLC, AND JAMES SCOTT WOLTER, 16-001958 (2016)
Court: Division of Administrative Hearings, Florida
Number: 16-001958
Visitors: 10
Petitioner: OFFICE OF FINANCIAL REGULATION
Respondent: BROADREACH CAPITAL, LLC, AND JAMES SCOTT WOLTER
Judges: LISA SHEARER NELSON
Agency: Office of Financial Regulation
Locations: Jacksonville, Florida
Filed: Apr. 08, 2016
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Wednesday, June 22, 2016.
Latest Update: Dec. 31, 2024
Docket for Case No: 16-001958
| Issue Date |
Proceedings |
|
Jun. 22, 2016 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
|
|
Jun. 21, 2016 |
Notice of Cancellation of Deposition filed.
|
|
Jun. 20, 2016 |
Motion to Relinquish Jurisdiction filed.
|
|
Jun. 14, 2016 |
Order Allowing Testimony by Telephone.
|
|
Jun. 14, 2016 |
Notice of Taking Deposition Duces Tecum of Corporate Designee(s) filed.
|
|
Jun. 10, 2016 |
Petitioner's Notice of Intent to Offer Records of Regularly Conducted Business Activity filed.
|
|
Jun. 10, 2016 |
Notice of Taking Deposition (of James Wolter) filed.
|
|
Jun. 10, 2016 |
Petitioner's Unopposed Request to Allow Witness to Testify at Final Hearing by Telephone filed.
|
|
May 23, 2016 |
Order on Respondents' Corrected Motion to Strike Petitioner's Request for Sanctions.
|
|
May 23, 2016 |
Respondents' Notice of Serving Interrogatories to Petitioner Office of Financial Regulation filed.
|
|
May 23, 2016 |
Request for Production of Documents to Petitioner Office of Financial Regulation filed.
|
|
May 23, 2016 |
Respondent's Request for Admissions to Petitioner Office of Financial Regulation filed.
|
|
May 20, 2016 |
Petitioner's Opposition to Respondent's Motion to Strike filed.
|
|
May 19, 2016 |
Petitioner's Certificate of Serving Interrogatories on Respondent James Scott Wolter filed.
|
|
May 19, 2016 |
Petitioner's Request for Admissions to Respondent James Scott Wolter filed.
|
|
May 19, 2016 |
Petitioner's Request for Production to Respondent James Scott Wolter filed.
|
|
May 19, 2016 |
Petitioner's Certificate of Serving Interrogatories on Respondent BroadReach Capital, LLC., filed.
|
|
May 19, 2016 |
Petitioner's Request for Admissions to Respondent BroadReach Capital, LLC., filed.
|
|
May 19, 2016 |
Petitioner's Request for Production to Respondent BroadReach Capital, LLC., filed.
|
|
May 13, 2016 |
Respondents' Corrected Motion to Strike Petitioner's Request for Sanctions filed.
|
|
May 13, 2016 |
Affidavit of James Scott Wolter filed.
|
|
May 13, 2016 |
Respondent's Motion to Strike Petitioner's Request for Sanctions filed.
|
|
May 03, 2016 |
Order on Motion to Strike Respondent's Affirmative Defenses.
|
|
Apr. 19, 2016 |
Order of Pre-hearing Instructions.
|
|
Apr. 19, 2016 |
Notice of Hearing by Video Teleconference (hearing set for June 28 through 30, 2016; 9:30 a.m.; Jacksonville and Tallahassee, FL).
|
|
Apr. 19, 2016 |
Notice of Appearance (Laura Beard Renstrom) filed.
|
|
Apr. 18, 2016 |
Joint Response to Initial Order filed.
|
|
Apr. 18, 2016 |
Petitioner's Motion To Strike Respondent's Affirmative Defenses filed.
|
|
Apr. 11, 2016 |
Initial Order.
|
|
Apr. 08, 2016 |
Answer of Respondents Broadreach Capital, LLC, and James Scott Wolter and Request for Administrative Hearing filed.
|
|
Apr. 08, 2016 |
Amended Administrative Complaint and Notice of Rights filed.
|
|
Apr. 08, 2016 |
Request for Administrative Hearing filed.
|
|
Apr. 08, 2016 |
Administrative Complaint and Notice of Rights filed.
|
|
Apr. 08, 2016 |
Agency referral filed.
|
Source: Florida - Division of Administrative Hearings
