CHARLES S. COODY, Magistrate Judge.
Now pending before the court is the motion to dismiss or compel (Doc. 49) filed by Defendant Randstad Inhouse Services, LP. Also pending before the court is the motion to dismiss or strike the complaint or apply adverse inferences or compel and for other relief (Doc. 50) filed by Defendant ER Solutions, Inc. The Defendants seek dismissal of this case and other sanctions on grounds that the Plaintiff, Nikkole M. Ballew, has not appeared for her deposition and has failed to prosecute this case.
Pursuant to 28 U.S.C. § 636(c)(1) and M.D. Ala. LR 73.1, the parties have consented to a United States Magistrate Judge conducting all proceedings in this case and ordering the entry of final judgment. (Docs. 15 & 16). For the reasons stated in this memorandum opinion, and for good cause, the court concludes that the Defendants' motions to dismiss are due to be granted to the extent that this case should be dismissed without prejudice for failure to prosecute.
"A district court has inherent authority to manage its own docket `so as to achieve the orderly and expeditious disposition of cases.'" Equity Lifestyle Props., Inc. v. Fla. Mowing & Landscape Serv., Inc., 556 F.3d 1232, 1240 (11th Cir. 2009) (quoting Chambers v. NASCO, Inc., 501 U.S. 32, 43 (1991). Under Federal Rule of Civil Procedure 41(b), a district court has discretion dismiss an action "[i]f the plaintiff fails to prosecute or to comply with [the Federal Rules of Civil Procedure] or a court order." Fed. R. Civ. P. 41(b). "The court's power to dismiss [under Rule 41(b)] is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits." Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985) (citing Link v. Wabash Railroad Co., 370 U.S. 626, 630-31 (1962); Jones v. Graham, 709 F.2d 1457, 1458 (11th Cir. 1983)). "`The power to invoke this sanction is necessary in order to prevent undue delays in the disposition of pending cases and to avoid congestion in the calendars of the District Court.'" Equity Lifestyle, 556 F.3d at 1240 (quoting Durham v. Fla. E. Coast Ry. Co., 385 F.2d 366, 367 (5th Cir. 1967)
Whether to dismiss a complaint under Rule 41(b) "is a matter committed to the district court's discretion." Id. at 1240 n.14 (citing Gratton v. Great Am. Commc'ns, 178 F.3d 1373, 1374 (11th Cir. 1999)). "The legal standard to be applied under Rule 41(b) is whether there is a `clear record of delay or willful contempt and a finding that lesser sanctions would not suffice." Goforth, 766 F.2d at 1535 (quoting Jones, 709 F.2d at 1458).
"The district court also has broad authority under Rule 37 to control discovery" and to impose sanctions, including dismissal, for a party's failure to cooperate in discovery. Gratton, 178 F.3d at 1374; see also Fed R. Civ. P. 16(b) (authorizing the court to impose sanctions pursuant to Rule 37 for a party's "fail[ure] to obey a scheduling or other pretrial order"). "Rule 37 sanctions are intended to prevent unfair prejudice to the litigants and insure the integrity of the discovery process." Gratton, 178 F.3d at 1374 (citing Aztec Steel Co. v. Fla. Steel Corp., 691 F.2d 480, 482 (11th Cir. 1982)). When imposing sanctions under Rule 37 for a party's failure to appear at her own properly-noticed deposition, "the court must require the party failing to [appear] . . . to pay the reasonable expenses, including attorney's fees, caused by the failure, unless the failure was substantially justified or other circumstances make an award of expenses unjust." Fed. R. Civ. P. 37(d)(3).
Randstad Inhouse Services, L.P., ("Randstad") provides temporary staffing services to ERS Solutions, Inc. ("ERS"). (Doc. 49-1 p. 1). On November 30, 2009 Randstad hired Ballew and assigned her to work at ERS as a customer service representative. (Doc. 28 ¶ 18). On June 21, 2010, ERS terminated Ballew's employment. (Doc. 28 ¶ 21).
On or around July 13, 2010, Ballew filed charges of discrimination against Randstad and ERS before the Equal Employment Opportunity Commission ("EEOC"). (Doc. 18 ¶ 3). The record does not contain copies of Ballew's EEOC charges.
On October 7, 2010, the EEOC issued Ballew a notice of dismissal and right to sue with respect to her charge of discrimination against Randstad only. (Doc. 18 ¶ 4).
On January 5, 2011, Ballew filed a complaint against Randstad
On April 19, 2011, the court entered a scheduling order setting December 6, 2011 as the deadline for the filing of dispositive motions; setting February 21, 2012 as the deadline for the completion of discovery; and setting the case for trial on April 16, 2012. (Doc. 17).
On May 16, 2011, Ballew filed a motion to stay these proceedings pending the disposition of the EEOC's investigation of her discrimination charge against ERS. (Doc. 18). On June 7, 2011, the court denied Ballew's motion to stay. (Doc. 22).
On July 13, 2011, the EEOC issued Ballew a notification of the right to sue with respect to her charge of discrimination against ERS. (Doc. 25 ¶ 6). On August 1, 2011, with leave of court, Ballew filed an amended complaint reasserting her discrimination claims and naming ERS as an additional defendant. (Doc. 28).
On September 15, 2011, the parties jointly moved for an extension of the deadlines in the court's scheduling order in light of the addition of ERS as a defendant. (Doc. 37). After holding a status and scheduling conference on the motion (Doc. 38; Doc. 40), the court entered a new scheduling order (Doc. 39) extending the deadline for dispositive motions to April 9, 2012; extending the deadline for discovery to June 25, 2012, and extending the trial date to August 20, 2012.
On February 9, 2012, Ballew's counsel filed a notice of withdrawal citing Rule 11, Fed. R. Civ. P., as grounds for the withdrawal. (Doc. 45). Ballew's counsel stated that, on February 8, 2012, he had informed Ballew of his intent to withdraw and his reasons for the withdrawal. Id. Counsel also stated Ballew had consented to his withdrawal from the case. Id.
On February 13, 2012, the court entered an order (Doc. 46) granting the motion to withdraw, ordering that the case be stayed for a period of thirty days to allow Ballew to secure other counsel, and further stating:
(Doc. 46).
On March 15, 2012, counsel for ERS sent Ballew a letter via Federal Express with delivery confirmation. (Doc. 50-2 p. 7). The letter stated:
(Doc. 50-2 p. 27).
Attached to ERS's March 15, 2012 letter to Ballew was a prepared stipulation of dismissal with prejudice. (Doc. 50-2 pp. 7, 29). The prepared stipulation was signed by counsel for ERS and by counsel for Randstad, and was otherwise fully completed and ready to file except for a blank space for Ballew's signature. (Doc. 50-2 p. 29).
On April 5, 2012, ERS sent Ballew a notice that it would resume taking her deposition on May 2, 2012. (Doc. 49-2).
Also on April 5, 2012, Randstad and ERS moved to extend all deadlines in the court's scheduling order. (Doc. 47). In the motion, Randstad and ERS stated:
(Doc. 47).
On April 5, 2012, the court entered the following order granting the Defendants' motion to extend the deadlines in the scheduling order:
(Doc. 48) (emphasis in original).
On April 27, 2012, counsel for ERS mailed Ballew the following letter:
(Doc. 49-3).
On May 2, 2012, Ballew did not appear for her deposition. (Doc. 50-2). Counsel for ERS and Randstad attended the deposition. Id.
On May 2, 2012, ERS sent Ballew a second notice of resumption of her deposition, setting her deposition for May 9, 2012. (Doc. 50-2 p. 54). The second notice of resumption of Ballew's deposition was enclosed with a letter from counsel for ERS advising her that the was "obliged to appear at [her] deposition as noticed." (Doc. 50-2 p. 58).
On May 9, 2012, Counsel for ERS attended Ballew's re-noticed deposition. (Doc. 50 p. 37). Counsel for Randstad Services did not attend, but communicated to counsel for ERS that he would come to the deposition if Ballew appeared. Id. Ballew did not appear. Id.
On May 31, 2012 Randstad filed a motion to dismiss Ballew's complaint with prejudice under Fed. R. Civ. P. 37 and 41(b), or, alternatively, to compel Ballew to appear at her deposition. (Doc. 49).
Also on May 31, 2012, ERS filed a motion to strike the complaint and dismiss the case with prejudice, or, alternatively, to order that all facts and inferences adverse to Ballew's claims be taken as established for the purposes of this action, or, alternatively, to compel Ballew to appear at her deposition. (Doc. 50).
On June 1, 2012, the court entered the following order:
(Doc. 51) (emphasis in original).
Ballew did not respond to the court's June 1, 2012 order to show cause.
This court has the inherent discretion to dismiss an action under Rule 41(b), Fed. R. Civ. P., for failure to prosecute if (1) the record clearly establishes the plaintiff's delay, willful contempt, or contumaceous conduct and (2) lesser sanctions would not suffice. McKelvey v. AT & T Techs. Inc., 789 F.2d 1518, 1520 (11th Cir.1986); Goforth, 766 F.2d at 1535 (quoting Jones v. Graham, 709 F.2d 1457, 1458 (11th Cir. 1983)).
"[E]ven a non-lawyer should realize the peril to her case, when she ignores the necessity to obtain new counsel,[
Nevertheless, in the nearly 5 months since her counsel withdrew, Ballew has been utterly silent and completely absent from this case. In that time, Ballew has not made any effort to comply with her discovery obligations or to prosecute this action or in any way pursue her claims. She has not responded to any of the Defendants' documented attempts to communicate with her. She has not filed any response to the Defendants' motions to dismiss — even though the court ordered her to show cause why the motions should not be granted, and even though the court warned her in bold italics that, if she failed respond to the order to show cause, the court would "
Therefore, the record clearly establishes Ballew's willful delay and contumacious conduct. Cf. Eades v. Ala. Dept. of Human Res., 298 Fed. Appx. 862, 864-65 (11th Cir. 2008) (unpublished opinion) (holding that the plaintiff engaged in a "clear pattern of delay and contumacious conduct" where she "failed on multiple occasions to comply with . . . court-ordered deadlines," "did not attempt to notify the court, in a timely manner, of the problems that she was experiencing in complying with the court-ordered deadlines or in completing discovery," and "did not file any type of motion, or undertake any other action, to apprise the district court that she . . . [was] not going to meet the deadline" even though she "was already on notice that the court could dismiss her lawsuit for failure to prosecute," and "her failure in this regard resulted in a delay of the trial proceedings;" thus, dismissal of the employment discrimination case was appropriate under Rule 41(b)); Anthony, 617 F.2d at 1167-69 (upholding dismissal under Rule 41(b) where the plaintiff was aware of her attorney's withdrawal and thereafter failed to appear at two hearings and a properly-noticed deposition, made no attempt to communicate with opposing counsel or the court, "offer[ed] no explanation for having failed to" communicate, and "made no attempt to explain . . . her failure to prosecute"); Hepperle v. Johnston, 590 F.2d 609, 613 (5th Cir. 1979) (upholding dismissal under Rule 41(b) where the pro se plaintiff "not only exhibited a pattern of delay" by failing to appear for properly-noticed depositions, "but also received a warning of dismissal and refused to obey court orders to appear").
The plaintiff's complete absence and absolute silence in the months since her attorney's withdrawal leads to only one conclusion: Nikkole Ballew has totally and willfully abandoned this case. Therefore, there is absolutely no point in continuing this case without her. She is the plaintiff; the claims are her claims, and if she will not pursue them, there is nothing left to do but dismiss them. Justice will not be served by allowing this case to stagnate on the court's docket while subjecting the Defendants to prolonged uncertainty and additional legal costs on the unfounded hope that Ballew will someday desire to revive her complaint. See Equity Lifestyle, 556 F.3d at 1240 (holding that the power to dismiss a case under Rule 41(b) "`is necessary . . . to prevent undue delays in the disposition of pending cases and to avoid congestion in the calendars of the District Court.'" (quoting Durham, 385 F.2d at 367); Goforth, 766 F.2d at 1535 (holding that lesser sanctions than dismissal "would not have served the interests of justice" where further delay would have only served to punish the defendants).
In addition, "[t]he court's power to dismiss [for failure to prosecute] is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits." Goforth, 766 F.2d at 1535. The court-ordered discovery and dispositive motion deadlines have already twice been amended, once to allow additional time to secure Ballew's deposition.
In determining that lesser sanctions will not suffice, the court has considered the availability of other sanctions. See Zocaras v. Castro, 465 F.3d 479, 484 (11th Cir. 2006) (holding that, in considering whether to dismiss a case under Rule 41(b), "a district court must consider the possibility of alternative, lesser sanctions"). Although the court is not required to explain its consideration of other sanctions, id., the court notes that sanctions are available under Rule 16(f) and Rule 37(b) and (d) for Ballew's failure to comply with this court's scheduling order and for her failure (twice) to attend her deposition. See Gratton, 178 F.3d at 1374 ("Rule 37 sanctions are intended to prevent unfair prejudice to the litigants and insure the integrity of the discovery process."); Goforth, 766 F.2d at 1535 ("The trial court would also have been justified in dismissing this action under Rule 16(f) of the Federal Rules of Civil Procedure, as a sanction. . . . The sanctions contained in Rule 16(f) were designed to punish lawyers and parties for conduct which unreasonably delays or otherwise interferes with the expeditious management of trial preparation."). Even though the court has the authority and the means under Rules 16 and 37 to force Ballew to attend her deposition, see Rule 16(f)(1) and Rule 37(b)(iv)&(vii),
In addition, sanctions under Rules 16 and 37 would necessarily be accompanied by an order requiring Ballew to pay the Defendants' reasonable expenses caused by her previous two failures to attend her deposition. See Fed. R. Civ. P. 16(f)(2) ("Instead of or in addition to any other sanction, the court must order the party, its attorney, or both to pay the reasonable expenses — including attorney's fees — incurred because of any noncompliance with this rule, unless the noncompliance was substantially justified or other circumstances make an award of expenses unjust."); Fed. R. Civ. P. 37(b)(2)(C) & (d)(3) (same). As a matter of law, Ballew's in forma pauperis status does not preclude the imposition of monetary sanctions under Rule 37. (Docs. 2 & 4); see Moon v. Newsome, 863 F.2d 835, 837 (11th Cir. 1989) (holding that, under Rule 37, "[c]ourts can assess costs and monetary sanctions against IFP litigants" and pro se litigants just "like any other litigant"). Regardless of financial status, "[n]o one should be permitted to misuse the courts with impunity." Id. at 838. However, in light of Ballew's financial situation, the court finds that dismissal under Rule 16 or 37 would be significantly more drastic than dismissal without prejudice under Rule 41(b). Accordingly, at this time, the court concludes that dismissal under Rule 41(b) is, in fact, the least drastic effective remedy for Ballew's failure to attend her deposition and to prosecute this case.
However, Ballew is specifically cautioned that, should this case be reopened, the court will reconsider imposition of monetary sanctions under Rule 37, including the payment of reasonable costs and attorneys' fees, to prevent unfair prejudice to the Defendants. Ballew is further specifically cautioned that, although the court has not at this time made any findings with respect to the allegation that she knowingly made a number of material misrepresentations under oath, the issue of perjury may become a material issue if the case is reopened. In that event, if, after a full and fair hearing, Ballew is found to have perjured herself, more severe sanctions could be imposed.
For the reasons stated above, and for good cause, it is