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Carastro v. Alabama Department of Public Health, 2:18-cv-800-ECM [WO]. (2019)

Court: District Court, M.D. Alabama Number: infdco20190626792 Visitors: 9
Filed: Jun. 25, 2019
Latest Update: Jun. 25, 2019
Summary: MEMORANDUM OPINION and ORDER EMILY C. MARKS , Chief District Judge . This matter is before the Court on a motion to dismiss Plaintiff's second amended complaint (Doc. 31), filed on June 12, 2019. The Plaintiff, Marie Carastro ("Carastro"), originally filed a complaint in this case on September 14, 2018. (Doc. 1). She has filed two amended complaints. (Doc. 18 & 30). In her second amended complaint, Carastro brings a claim of retaliation pursuant to Title VII, 42 U.S.C. 2000 et seq. ("T
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MEMORANDUM OPINION and ORDER

This matter is before the Court on a motion to dismiss Plaintiff's second amended complaint (Doc. 31), filed on June 12, 2019.

The Plaintiff, Marie Carastro ("Carastro"), originally filed a complaint in this case on September 14, 2018. (Doc. 1). She has filed two amended complaints. (Doc. 18 & 30). In her second amended complaint, Carastro brings a claim of retaliation pursuant to Title VII, 42 U.S.C. § 2000 et seq. ("Title VII"), against the Alabama Department of Public Health ("the ADPH") (count one); a claim for injunctive relief as a remedy for age discrimination against Dennis Blair, Mia Sadler, and Lisa Pezent (count two); a claim of disability discrimination brought pursuant to the Rehabilitation Act against the ADPH (count three); and a Title VII hostile working environment claim against the ADPH (count four).

For the reasons that follow, the Defendants' motion is due to be GRANTED in part and DENIED in part.

I. LEGAL STANDARD

"To survive a motion to dismiss [for failure to state a claim], a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 663 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. at 678. "Determining whether a complaint states a plausible claim for relief [is] . . . a context-specific task that requires the reviewing court to draw on its judicial experience and common sense." Id. at 679.

In analyzing a motion to dismiss for failure to state a claim pursuant to Rule 12(b)(6), the court assumes the factual allegations in the complaint to be true. However, "if allegations [in the complaint] are indeed more conclusory than factual, then the court does not have to assume their truth." Chaparro v. Carnival Corp., 693 F.3d 1333, 1337 (11th Cir. 2012) (citing Mamani v. Berzain, 654 F.3d 1148, 1153-54 (11th Cir. 2011)). "[A] plaintiff's obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Twombly, 550 U.S. at 555.

II. FACTS

The allegations of the second amended complaint are as follows:

Carastro began working for the ADPH in 1989. At the time her employment ended in October of 2018, she worked as a Licensure & Certification Surveyor of nursing homes and related facilities. Carastro is ninety years old.

Carastro identifies actions taken by the ADPH which she contends were discriminatory on the basis of her age and that she was regarded by the ADPH as being disabled.

Carastro alleges that as a result of three complaint letters, she was recommended for suspension from surveying facilities. She was subsequently suspended without pay from June 3, 2017 to June 9, 2017.

With regard to the three complaints, Carastro alleges that staff at nursing homes had been told by the ADPH to call if they had a problem with her and were told that she has Alzheimer's disease. (Doc. 30, at p. 8). Carastro states that she does not have Alzheimer's disease. Carastro also alleges that she was forced to drive long distances to do inspection work and that when she arrived, she was prohibited from doing inspection work. She alleges that no other surveyor was treated that way. (Doc. 30, at p. 8). Carastro alleges that she was required to use electronic devices and computers and that this requirement is evidence of age discrimination. (Doc. 30, at p. 9). Carastro states that the ADPH incorrectly perceived that she is disabled and attempted to make her appear incompetent because of her age.

Carastro alleges that she has filed multiple charges of discrimination with the Equal Employment Opportunity Commission ("EEOC"), including charges in December 2015, September 2016, March 2017, and July 2017. (Doc. 30, at p. 4).

In September 2018, Carastro was called to a pre-termination conference. On October 9, 2018, she received a letter stating that she was being terminated. She appealed this decision and subsequently agreed to a suspension of one week. At the end of the suspension period, she retired. (Doc. 30, at p. 7).

III. DISCUSSION

The ADPH, Blair, Sadler, and Pezent seek dismissal of Carastro's request for punitive damages, as well as dismissal of all of the counts of the second amended complaint.

A. Request for Punitive Damages

Carastro has requested punitive damages in counts one, three, and four of the second amended complaint. The Defendants seek dismissal of the request for punitive damages on the ground that Title VII precludes recovery of punitive damages against government agencies.

Because punitive damages cannot be claimed against state agencies pursuant to Title VII, and punitive damages are sought against the ADPH in counts one and four, those claims for punitive damages are due to be dismissed. See 42 U.S.C.A. § 1981a(b)(1) (stating, "A complaining party may recover punitive damages under this section against a respondent (other than a government, government agency or political subdivision) . . . .").

Although the request for punitive damages against the ADPH in count three of the second amended complaint is brought pursuant to the Rehabilitation Act, not Title VII, punitive damages also are not available relief for a claim brought pursuant to the Rehabilitation Act. See Barnes v. Gorman, 536 U.S. 181, 189 (2002) (holding "[b]ecause punitive damages may not be awarded in private suits brought under Title VI of the 1964 Civil Rights Act, it follows that they may not be awarded in suits brought under ... the ADA and § 504 of the Rehabilitation Act.").

Accordingly, the motion to dismiss is due to be GRANTED as to the punitive damages claim in counts one, three, and four of the second amended complaint.

B. Age Discrimination Claim

In count two of the second amended complaint, Carastro brings a claim of age discrimination, and seeks prospective injunctive relief against Defendants Blair, Sadler, and Pezent. (Doc. 30, at p. 11-2).1 The Defendants contend that Carastro's claim is due to be dismissed because she has not alleged that she was replaced by or treated less-favorably than a person outside of her protected class.

As the Defendants note, "[o]ne method a plaintiff can use to establish a prima facie case for an ADEA violation" is to show that she (1) was a member of the protected age group, (2) was subjected to adverse employment action, (3) was qualified to do the job, and (4) was replaced by or otherwise lost a position to a younger individual. Chapman v. AI Transp., 229 F.3d 1012, 1024 (11th Cir. 2000). While this prima facie case formulation is one method of establishing a circumstantial evidence case of discrimination, the framework "is not the sine qua non for a plaintiff to survive summary judgment in a discrimination case." Sims v. MVM, Inc., 704 F.3d 1327, 1333 (11th Cir. 2013). A plaintiff can proceed on her claim "if the record, viewed in a light most favorable to the plaintiff, presents a convincing mosaic of circumstantial evidence that would allow a jury to infer intentional discrimination by the decisionmaker." Id. The non-binding caselaw cited by the Defendants, (Doc. 19, at p. 5 & Doc. 31), does not hold to the contrary, but instead stands for the proposition that an amended complaint is subject to dismissal if it does not allege the existence of a valid comparator "or otherwise allege facts giving rise to an inference of disparate treatment." See Caraway v. Secretary, U.S. Dept. of Transp., 550 Fed. App'x 704, 710 (11th Cir. 2013). Here, Carastro has alleged facts which she contends evidence an intent to discriminate, and are pleaded as support for her claim of disparate treatment on the basis of age.

Because the Defendants' motion seeks dismissal for failure to plead the elements of a traditional prima facie case of age discrimination, but Carastro has chosen to plead her circumstantial evidence claim by relying on a permissible method other than the traditional prima facie case, the motion is unavailing and due to be DENIED as to count two.

C. Disability Discrimination Claim

"To establish a prima facie case of discrimination under the [Rehabilitation] Act, an individual must show that (1) [s]he has a disability; (2) [s]he is otherwise qualified for the position; and (3) [s]he was subjected to unlawful discrimination as the result of h[er] disability." Ellis v. England, 432 F.3d 1321, 1326 (11th Cir. 2005) (quotation and citation omitted).

The Defendants contend that Carastro relies solely on statements made by third parties to allege that she was regarded as disabled, which cannot support a claim that the ADPH regarded her as disabled. Carastro responds that the Defendants are misinterpreting her allegations and she has actually alleged that the ADPH told nursing homes that she has Alzheimer's disease. (Doc. 21, at 7).

Even assuming that Carastro has made allegations which could support a finding that she was regarded as disabled by the ADPH, the Defendants also contend that the disability discrimination claim is due to be dismissed because Carastro has alleged that adverse action was taken against her "in part" because of her disability. Carastro argues in response that her theory is cognizable under Quigg v. Thomas Cnt'y Sch. Dist., 814 F.3d 1227, 1241 (11th Cir. 2016) (analyzing gender-based claims).

The disability claim at issue in this case is brought pursuant to the Rehabilitation Act. In the Eleventh Circuit,

[i]t is not enough for a plaintiff to demonstrate that an adverse employment action was based partly on his disability. See McNely v. Ocala Star-Banner Corp., 99 F.3d 1068, 1074 (11th Cir. 1996). Rather, under the Rehabilitation Act, a plaintiff must prove that he suffered an adverse employment action "solely by reason of" his handicap. 29 U.S.C. §794(a).

Ellis, 432 F.3d at 1326; see also Booth v. Houston, 58 F.Supp.3d 1277, 1296, 1289 & n.5 (M.D. Ala. 2014) (noting that the ADA and Rehabilitation Act are not identical because the Rehabilitation Act requires that the discrimination occur "solely by reason of her or his disability."). In this case, the Rehabilitation Act claim in count three alleges that Carastro was terminated "due in part" (Doc. 30, at p. 10 & Doc. 21, at p. 9), to a perception of disability, and not solely on that basis. Therefore, the motion to dismiss is due to be GRANTED as to count three.

D. Retaliation and Hostile Environment Claims

The Defendants articulate a common reason for dismissal of the retaliation and hostile environment claims alleged in counts one and four; namely, that Carastro has not identified any facts to show that any action was taken against her based on a characteristic protected by Title VII.

In response to the Defendants' motion to dismiss, Carastro has urged the Court to consider the retaliation and hostile environment claims as having been brought pursuant to the Rehabilitation Act, not Title VII, and has stated that she mistakenly pleaded them as Title VII claims. (Doc. 21, at p. 9).2 She also asks the Court to allow her to amend her second amended complaint to state the retaliation and hostile environment claims as Rehabilitation Act claims. (Doc. 21, at p. 13, 14).

Generally, "[w]here a more carefully drafted complaint might state a claim, a plaintiff must be given at least one chance to amend the complaint before the district court dismisses the action with prejudice." Bryant v. Dupree, 252 F.3d 1161, 1163 (11th Cir. 2001) (citation omitted). Carastro, of course, already has had two opportunities to file an amended complaint. Upon review of her second amended complaint, it is apparent that there are aspects of her pleading which must be more definitely stated. In addition to making a mistake in identifying the relevant statute in counts one and four, she also has failed to separate out the facts regarding her age and disability claims. These pleading deficiencies make it difficult to evaluate the Defendants' argument that, even if the correct statute had been identified, she has failed to adequately plead a hostile work environment. Accordingly, considering her request to amend, and keeping in mind that amendment should be allowed where a more carefully drafted complaint might state a claim, the Court will give Carastro one additional opportunity to attempt to state retaliation and hostile work environment claims. Carastro is cautioned, however, that to comply with the Federal Rules of Civil Procedure, her claims should be stated in numbered paragraphs which set out the factual basis for her retaliation and hostile environment theories with each claim "limited as far as practicable to a single set of circumstances." Fed. R. Civ. P. 10(b). Therefore, the motion to dismiss will be GRANTED as to these two counts, but Carastro will be given a final opportunity to file an amended complaint.

IV. CONCLUSION

For the reasons discussed, it is hereby ORDERED that the motion to dismiss (Doc. 31) is GRANTED in part and DENIED in part as follows:

1. The motion is GRANTED as to the Plaintiff's claims for punitive damages in counts one, three, and four, and those claims are DISMISSED with prejudice. 2. The motion is DENIED as to the age discrimination claim in count two. 3. The motion is GRANTED as to the Rehabilitation Act claim in count three and that claim is DISMISSED with prejudice. 4. The motion is GRANTED as to the claims in counts one and four, but those claims are DISMISSED without prejudice to being re-pleaded.

The Plaintiff is given until July 8, 2019 to file a new, amended complaint which is complete unto itself, and does not incorporate any previous pleading by reference, and which complies with this and all previous Orders of the Court in this case.

CIVIL APPEALS JURISDICTION CHECKLIST

1. Appealable Orders: Courts of Appeals have jurisdiction conferred and strictly limited by statute:

(a) Appeals from final orders pursuant to 28 U.S.C. § 1291: Final orders and judgments of district courts, or final orders of bankruptcy courts which have been appealed to and fully resolved by a district court under 28 U.S.C. § 158, generally are appealable. A final decision is one that "ends the litigation on the merits and leaves nothing for the court to do but execute the judgment." Pitney Bowes, Inc. v. Mestre, 701 F.2d 1365, 1368 (11th Cir. 1983) (citing Catlin v. United States, 324 U.S. 229, 233, 65 S.Ct. 631, 633, 89 S.Ct. 911 (1945)). A magistrate judge's report and recommendation is not final and appealable until judgment thereon is entered by a district court judge. 28 U.S.C. § 636(b); Perez-Priego v. Alachua County Clerk of Court, 148 F.3d 1272 (11th Cir. 1998). However, under 28 U.S.C. § 636(c)(3), the Courts of Appeals have jurisdiction over an appeal from a final judgment entered by a magistrate judge, but only if the parties consented to the magistrate's jurisdiction. McNab v. J & J Marine, Inc., 240 F.3d 1326, 1327-28 (11th Cir. 2001). (b) In cases involving multiple parties or multiple claims, a judgment as to fewer than all parties or all claims is not a final, appealable decision unless the district court has certified the judgment for immediate review under Fed.R.Civ.P. 54(b). Williams v. Bishop, 732 F.2d 885, 885-86 (11th Cir. 1984). A judgment which resolves all issues except matters, such as attorneys' fees and costs, that are collateral to the merits, is immediately appealable. Budinich v. Becton Dickinson & Co., 486 U.S. 196, 201, 108 S.Ct. 1717, 1721-22, 100 L.Ed.2d 178 (1988); LaChance v. Duffy's Draft House, Inc., 146 F.3d 832, 837 (11th Cir. 1998). (c) Appeals pursuant to 28 U.S.C. § 1292(a): Under this section, appeals are permitted from the following types of orders: i. Orders granting, continuing, modifying, refusing or dissolving injunctions, or refusing to dissolve or modify injunctions; However, interlocutory appeals from orders denying temporary restraining orders are not permitted. McDougald v. Jenson, 786 F.2d 1465, 1472-73 (11th Cir. 1986); ii. Orders appointing receivers or refusing to wind up receiverships; and iii. Orders determining the rights and liabilities of parties in admiralty cases. (d) Appeals pursuant to 28 U.S.C. § 1292(b) and Fed.R.App.P. 5: The certification specified in 28 U.S.C. § 1292(b) must be obtained before a petition for permission to appeal is filed in the Court of Appeals. The district court's denial of a motion for certification is not itself appealable. (e) Appeals pursuant to judicially created exceptions to the finality rule: Limited exceptions are discussed in cases including, but not limited to: Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1225-26, 93 S.Ct. 1528 (1949); Atlantic Fed. Sav. & Loan Ass'n v. Blythe Eastman Paine Webber, Inc., 890 F.2d 371, 376 (11th Cir. 1989); Gillespie v. United States Steel Corp., 379 U.S. 148, 157, 85 S.Ct. 308, 312, 13 L.Ed.2d 199 (1964).

2. Time for Filing: The timely filing of a notice of appeal is mandatory and jurisdictional. Rinaldo v. Corbett, 256 F.3d 1276, 1278 (11th Cir. 2001). In civil cases, Fed.R.App.P. 4(a) and (c) set the following time limits:

(a) Fed.R.App.P. 4(a)(1): A notice of appeal in compliance with the requirements set forth in Fed.R.App.P. 3 must be filed in the district court within 30 days after the order or judgment appealed from is entered. However, if the United States or an officer or agency thereof is a party, the notice of appeal must be filed in the district court within 60 days after such entry. THE NOTICE MUST BE RECEIVED AND FILED IN THE DISTRICT COURT NO LATER THAN THE LAST DAY OF THE APPEAL PERIOD — no additional days are provided for mailing. Special filing provisions for inmates are discussed below. (b) Fed.R.App.P. 4(a)(3): "If one party timely files a notice of appeal, any other party may file a notice of appeal within 14 days after the date when the first notice was filed, or within the time otherwise prescribed by this Rule 4(a), whichever period ends later." (c) Fed.R.App.P. 4(a)(4): If any party makes a timely motion in the district court under the Federal Rules of Civil Procedure of a type specified in this rule, the time for appeal for all parties runs from the date of entry of the order disposing of the last such timely filed motion. (d) Fed.R.App.P. 4(a)(5) and 4(a)(6): Under certain limited circumstances, the district court may extend or reopen the time to file a notice of appeal. Under Rule 4(a)(5), the time may be extended if a motion for an extension is filed within 30 days after expiration of the time otherwise provided to file a notice of appeal, upon a showing of excusable neglect or good cause. Under Rule 4(a)(6), the time to file an appeal may be reopened if the district court finds, upon motion, that the following conditions are satisfied: the moving party did not receive notice of the entry of the judgment or order within 21 days after entry; the motion is filed within 180 days after the judgment or order is entered or within 14 days after the moving party receives notice, whichever is earlier; and no party would be prejudiced by the reopening. (e) Fed.R.App.P. 4(c): If an inmate confined to an institution files a notice of appeal in either a civil case or a criminal case, the notice of appeal is timely if it is deposited in the institution's internal mail system on or before the last day for filing. Timely filing may be shown by a declaration in compliance with 28 U.S.C. § 1746 or a notarized statement, either of which must set forth the date of deposit and state that first-class postage has been prepaid.

3. Format of the notice of appeal: Form 1, Appendix of Forms to the Federal Rules of Appellate Procedure, is a suitable format. See also Fed.R.App.P. 3(c). A pro se notice of appeal must be signed by the appellant.

4. Effect of a notice of appeal: A district court lacks jurisdiction, i.e., authority, to act after the filing of a timely notice of appeal, except for actions in aid of appellate jurisdiction or to rule on a timely motion of the type specified in Fed.R.App.P. 4(a)(4).

FootNotes


1. Carastro refers to "Scott" in count two, which may be a reference to former defendant Scott Harris. All claims against Scott Harris, however, were dismissed with prejudice by Order of the Court on January 7, 2019. (Doc. 24).
2. In response to the pending motion to dismiss the second amended complaint, Carastro incorporated by reference her response to the previous motion to dismiss. (Doc. 34 & 21).
Source:  Leagle

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