KATHERINE P. NELSON, Magistrate Judge.
Plaintiff Christopher L. McAfee brings this action, pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3), seeking judicial review of a final decision of the Commissioner of Social Security denying his applications for supplemental security income ("SSI") and disability insurance benefits ("DIB").
The parties have consented to the exercise of jurisdiction by the undersigned United States Magistrate Judge for all proceedings in this Court pursuant to 28 U.S.C. § 636(c). (See Doc. 26 ("In accordance with provisions of 28 U.S.C. 636(c) and Fed.R.Civ.P. 73, the parties in this case consent to have a United States Magistrate Judge conduct any and all proceedings in this case, including . . . order the entry of a final judgment, and conduct all post-judgment proceedings.").)
Upon consideration of the administrative record ("R.") (Doc. 14), McAfee's brief (Doc. 15), the Commissioner's brief (Doc. 20), and the arguments presented at the hearing held February 12, 2014 (see Docs. 22, 27), it is determined that the Commissioner's decision denying McAfee benefits should be
McAfee filed applications for SSI and DIB on October 8, 2010 (R. 147-159). As to his SSI application, McAfee's protective filing date is September 27, 2010 (see R. 72). As to his DIB application, McAfee alleged he became disabled September 12, 2008 (see R. 147). Both applications were initially denied. (See R. 81-85.) A hearing was then conducted before an Administrative Law Judge on February 22, 2012 (see R. 43-70). On March 30, 2012, the ALJ issued a decision finding McAfee not disabled (R. 27-42), and McAfee sought review from the Appeals Council. The Appeals Council issued two decisions declining to review the ALJ's determination, on April 12, 2013 (see R. 6-12), and on May 8, 2013 (see R. 1-5)—making the ALJ's determination the Commissioner's final decision for purposes of judicial review, see 20 C.F.R. § 404.981. A complaint was filed in this Court on June 6, 2013 (see Doc. 1).
In all Social Security cases, a plaintiff (also sometimes referred to herein as a claimant) bears the burden of proving that he or she is unable to perform his or her previous work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In evaluating whether a plaintiff has met this burden, and thus proven that he or she is disabled, the examiner (most often an ALJ) must consider the following four factors: (1) objective medical facts and clinical findings; (2) diagnoses of examining physicians; (3) evidence of pain; and (4) the plaintiff's age, education, and work history. Id. An ALJ, in turn,
Watkins v. Commissioner of Soc. Sec., 457 Fed. App'x 868, 870 (11th Cir. Feb. 9, 2012) (per curiam) (citing 20 C.F.R. §§ 404.1520(a)(4), (c)-(f), 416.920(a)(4), (c)-(f); Phillips v. Barnhart, 357 F.3d 1232, 1237 (11th Cir. 2004)) (footnote omitted).
If a plaintiff proves that he or she cannot do his or her past relevant work, it then becomes the Commissioner's burden to prove that the plaintiff is capable—given his or her age, education, and work history—of engaging in another kind of substantial gainful employment that exists in the national economy. Id.; Jones v. Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999); Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir. 1985). Finally, but importantly, although "the [plaintiff] bears the burden of demonstrating the inability to return to [his or] her past relevant work, the Commissioner of Social Security has an obligation to develop a full and fair record." Shnorr v. Bowen, 816 F.2d 578, 581 (11th Cir. 1987) (citations omitted).
The task for this Court, then, is to determine whether the Commissioner's decision to deny a plaintiff benefits is supported by substantial evidence. Substantial evidence is defined as more than a scintilla, and means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. 389, 401 (1971). "In determining whether substantial evidence exists, [a court] must view the record as a whole, taking into account evidence favorable as well as unfavorable to the [Commissioner's] decision." Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Courts are precluded, however, from "deciding the facts anew or re-weighing the evidence." Davison v. Astrue, 370 Fed. App'x 995, 996 (11th Cir. Apr. 1, 2010) (per curiam) (citing Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005)). And, "[e]ven if the evidence preponderates against the Commissioner's findings, [a court] must affirm if the decision reached is
On appeal to this Court, McAfee argues that two reasons require this Court to find that the Commissioner's decision denying benefits is in error (i.e., is not supported by substantial evidence):
Before turning to McAfee's claims of error, which both concern
Id. (emphasis added).
Taking up the claims on appeal, first, it is clear that here the ALJ relied on the opinion of an SDM: in support of his RFC assessment, the ALJ cites to "[t]he State agency consultant[, who] assessed [that McAfee] retains the capacity for light work with some limits on pushing and pulling (Exhibit 3A)." (R. 36.) The ALJ, further, "granted significant weight to the assessment of the State agency medical consultant. . . ." (R. 37; see also id. ("In sum, the above [RFC] assessment is supported by the overall objective evidence of record as well as the findings of the State agency medical consultants [sic] and Dr. Zarzour.").)
The "State Agency consultant" or "State agency medical consultant" the ALJ exalts is actually an SDM. (See R. 73-80 [Ex. 3A] (physical RFC assessment completed December 30, 2010 by Jessica Eubanks, identified as an SDM (see R. 80)).) As such, her assessment should not be "granted significant weight," but instead, should be given
That said, reliance on an RFC assessment completed by an SDM is not always fatal:
Stone, 2012 WL 3288718, at *3 (emphasis in original); compare Langley v. Colvin, Civil Action No. 11-00599-B, 2013 WL 1218399, at *8 (S.D. Ala. Mar. 25, 2013) and Keffer v. Astrue, Civil Action No. 11-00596-N, 2013 WL 774198, at *14 (S.D. Ala. Feb. 28, 2013) (finding that the RFC was otherwise supported by substantial evidence), with Salter v. Astrue, No. CA 11-00681-C, 2012 WL 3817791, at *8 (S.D. Ala. Sept. 4, 2012) ("Once the erroneously-relied-on RFC assessment by the SDM is removed from consideration, there is not substantial evidence in the record to support the ALJ's determination that the plaintiff retains the ability to perform light work with the additional limitations.").
Once the opinion of the SDM is stripped away, what substantial evidence supports the ALJ's conclusion that McAfee can perform light work with certain additional restrictions? Moreover, does the ALJ, in his decision, link such substantial evidence to the RFC determination? The ALJ contends that the opinion of a treating source, Dr. Zarzour, supports the light work RFC. Thus, McAfee's first error on appeal merges with his second error on appeal. And the Court turns to the ALJ's treatment of Dr. Zarzour's opinion.
The ALJ characterizes Dr. Zarzour's opinion—offered through a physical capacities evaluation ("PCE") and clinical assessment of pain ("CAP") dated March 5, (R. 298-301 [Ex. 10F])—as "offer[ing] limitations generally consistent with sedentary to light work activities." (R. 36; see also id. ("Notably, Dr. Zarzour indicates that [McAfee] has pain but it does not prevent functioning in everyday activities or work, and physical activity would increase symptoms but not to such extent as to prevent adequate functioning in performing such tasks.").) However, Dr. Zarzour's PCE—which the ALJ characterized "as generally consistent with the overall objective evidence"
(Doc. 15 at 9; see also id. at 10-12.)
Smith v. Colvin, Civil Action No. 2:13-00275-N, 2014 WL 518057, at *3 (S.D. Ala. Feb. 10, 2014) (initial emphasis added and footnote and some citations omitted).
From the Court's review of his decision it is clear that ALJ missed—or ignored—significant limitations imposed by Dr. Zarzour. Consistent with the cases discussed herein, the ALJ's failure to explicitly consider and address all aspects of the medical opinion of a treating source,
Accordingly, it is