Filed: May 28, 2008
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT MAY 28, 2008 THOMAS K. KAHN No. 07-14933 CLERK Non-Argument Calendar _ D. C. Docket No. 06-20707-CV-RLD AMBROSIO TAGLE, Plaintiff-Appellant, versus COMMISSIONER OF SOCIAL SECURITY, Michael J. Astrue, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (May 28, 2008) Before ANDERSON, CARNES and HULL, Circuit Judges. PE
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT MAY 28, 2008 THOMAS K. KAHN No. 07-14933 CLERK Non-Argument Calendar _ D. C. Docket No. 06-20707-CV-RLD AMBROSIO TAGLE, Plaintiff-Appellant, versus COMMISSIONER OF SOCIAL SECURITY, Michael J. Astrue, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (May 28, 2008) Before ANDERSON, CARNES and HULL, Circuit Judges. PER..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
MAY 28, 2008
THOMAS K. KAHN
No. 07-14933
CLERK
Non-Argument Calendar
________________________
D. C. Docket No. 06-20707-CV-RLD
AMBROSIO TAGLE,
Plaintiff-Appellant,
versus
COMMISSIONER OF SOCIAL SECURITY,
Michael J. Astrue,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(May 28, 2008)
Before ANDERSON, CARNES and HULL, Circuit Judges.
PER CURIAM:
Ambrosio Tagle appeals the district court’s order affirming the
Commissioner’s denial of his application for a period of disability, disability
insurance benefits, and supplemental security income. See 42 U.S.C. §§ 405(g),
1383(c)(3). Tagle contends that the Administrative Law Judge erred by: (1)
summarizing instead of reading into the record at Tagle’s supplemental hearing
earlier testimony by Dr. Javier Barquet, a nonexamining medical expert; (2) failing
to grant Tagle a subpoena for Dr. Morton Corin, a consultative physician whose
report the ALJ relied upon in finding that Tagle’s impairment did not meet the
listing; and (3) admitting a comment by the vocational expert after Tagle’s initial
hearing that Tagle “reeked of alcohol.”1
We review factfindings of the Commissioner with deference and legal
conclusions de novo. Doughty v. Apfel,
245 F.3d 1274, 1278 (11th Cir. 2001).
The decision of the ALJ is reviewed as the Commissioner’s final decision when, as
here, the ALJ denies benefits and the Appeals Council denies review.
Id. We do
not reweigh evidence or substitute our judgment for that of the Commissioner, but
instead review the entire record to determine if the decision reached is reasonable
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Tagle also contends that the ALJ erred by failing to further investigate at Tagle’s initial
hearing the opinion of Dr. Barquet that Tagle met Listing 5.05(A), the listing for peripheral
neuropathy. According to Tagle, if further investigation had been done, Dr. Barquet may have
presented evidence that Tagle met another listing. However, because Tagle did not request
clarification of Dr. Barquet’s opinion before the ALJ and did not raise this argument before the
district court, we will not consider it on appeal. See Kelly v. Apfel,
185 F.3d 1211, 1215 (11th
Cir. 1999) (noting that this Court generally will not consider an argument that a claimant did not
raise before the administrative agency or the district court).
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and supported by substantial evidence. Cornelius v. Sullivan,
936 F.2d 1143, 1145
(11th Cir. 1991). Substantial evidence is such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.
Doughty, 245 F.3d at
1278.
Tagle first contends that the ALJ erred by summarizing at his supplemental
hearing the prior testimony of Dr. Barquet instead of reading the expert’s
testimony into the record. According to Tagle, the ALJ misconstrued Dr.
Barquet’s testimony and omitted details of his opinion that might have swayed Dr.
Bernard Gran, a subsequent nonexamining expert who testified at the supplemental
hearing. Specifically, Tagle argues that the ALJ mischaracterized Dr. Barquet’s
testimony by stating that peripheral neuropathy was the “main issue.”
All evidence from a nonexamining medical expert is considered opinion
evidence. 20 C.F.R. § 404.1527(f). In formulating an opinion, nonexamining
medical experts must consider the evidence in the “case record” and make findings
of fact about whether the claimant meets a listing. 20 C.F.R. § 404.1527(f)(1).
The factfindings must be based on the case record, but “are not themselves
evidence.”
Id.
Contrary to Tagle’s contention, the ALJ did not mischaracterize Dr.
Barquet’s testimony. Dr. Barquet expressly agreed in his testimony that
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neuropathy was the “main thing.” In addition, under the regulations relevant to
Tagle’s claims, Dr. Barquet’s finding that Tagle met Listing 505(A), the listing for
peripheral neuropathy, was not itself evidence. See
id. Because Dr. Gran, another
nonexamining medical expert, was required to base his opinion on “evidence in
[the] case record,” see
id., Dr. Barquet’s finding that Tagle met the listing for
peripheral neuropathy was not relevant to Dr. Gran’s testimony. The district court
did not err by summarizing Dr. Barquet’s testimony.
Tagle next contends that the ALJ erred by failing to subpoena Dr. Corin, a
consultative physician whose report the ALJ relied on in finding that Tagle’s
impairment did not meet the listing for peripheral neuropathy. According to Tagle,
the cross-examination of Dr. Gran was not an adequate substitute for the testimony
of Dr. Corin. He argues that with proper cross-examination of Dr. Corin, he could
have challenged the factfindings and shown the limitations of Dr. Corin’s medical
report. Moreover, Tagle argues that if he had been able to do so, Dr. Gran may
have concluded that Tagle met the listing for peripheral neuropathy.
The fundamental requirement of due process is the opportunity to be heard
“at a meaningful time and in a meaningful manner.” Mathews v. Eldridge,
424
U.S. 319, 333,
96 S. Ct. 893, 902 (1976). Where an ALJ substantially relies upon
a post-hearing medical report that directly contradicts the medical evidence
4
supporting a claimant’s contentions, it violates a claimant’s right to due process for
the Commissioner to deny disability benefits without giving the claimant an
opportunity to subpoena and cross-examine the authors of such reports. See
Demenech v. Sec’y of the Dep’t of Health and Human Servs.,
913 F.2d 882, 885
(11th Cir. 1990).
Dr. Corin’s medical report was prepared before the supplemental hearing,
and therefore before the testimony of Dr. Gran. At the supplemental hearing,
Tagle received an adequate opportunity to cross-examine Dr. Gran about the
inconsistencies in the medical reports prepared by the experts consulted in his case,
the procedures used by Dr. Corin, and the weight that should be given to each
report. In addition, the ALJ did not substantially rely upon Dr. Corin’s report in
finding that Tagle did not meet the listing for peripheral neuropathy. The ALJ
instead gave “the most weight to the opinion of Dr. Gran” and noted that Dr. Corin
had made a similar assessment. Accordingly, the ALJ did not err in denying
Tagle’s motion to subpoena Dr. Corin to the supplemental hearing. See
Demenech, 913 F.2d at 885.
Finally, Tagle contends that the ALJ erred in admitting a comment by the
vocational expert after the initial hearing that Tagle “reeked of alcohol.” He argues
that the comment was “unsworn” and “unfairly prejudicial.” According to Tagle,
5
the ALJ improperly relied on the comment to discredit his testimony.
“[C]redibility determinations are the province of the ALJ.” Moore v.
Barnhart,
405 F.3d 1208, 1212 (11th Cir. 2005). While the ALJ is required to
articulate explicit and adequate reasons for questioning an applicant’s credibility,
the ALJ need not “specifically refer to every piece of evidence in his decision.”
Dyer v. Barnhart,
395 F.3d 1206, 1211 (11th Cir. 2005). Evidence is anything
submitted or obtained by the Commissioner that relates to the claim. 20 C.F.R.
§ 404.1512(b). It includes: (1) statements by the claimant or others about the
claimant’s impairment, restrictions, daily activities, and work efforts; and (2) “any
other relevant statements” by the claimant to “medical sources during the course of
examination or treatment” or to the Commissioner “during interviews, on
applications, in letters, and in testimony in [its] administrative proceedings.” 20
C.F.R. § 404.1512(b)(3).
The vocational expert’s comment that Tagle “reeked of alcohol” was
evidence within the meaning of the regulations because it was a statement by
another about Tagle’s daily activities that directly contradicted his testimony at the
initial hearing that he had stopped drinking. See 20 C.F.R. § 404.1512(b)(3).
Contrary to Tagle’s contention, the regulations do not prohibit unsworn out-of-
court statements relevant to a claim of disability. See, e.g., Richardson v. Perales,
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402 U.S. 389, 402,
91 S. Ct. 1420, 1428 (1971) (permitting admission of unsworn
medical reports in spite of their hearsay character and the absence of cross-
examination). Accordingly, the ALJ did not err by admitting the vocational
expert’s comment.
AFFIRMED.
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