SONJA F. BIVINS, Magistrate Judge.
Michael Darnell Oliver, an Alabama prison inmate proceeding pro se and in forma pauperis, filed a complaint under 42 U.S.C. § 1983. This action was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 72.2(c)(4), and is now before the undersigned on Defendants' Motion for Summary Judgment (Doc. 73)
Plaintiff filed this action on July 18, 2011 (Doc. 1 at 4), in the Middle District of Alabama. After the case was transferred to this district, Oliver filed several amended complaints, the last complaint, which is the operative one, was filed on August 21, 2012, pursuant to § 1983 action. (Doc. 28). In his complaint, Oliver alleges that while incarcerated at Holman Correctional Facility ("Holman"), he was physically assaulted by prison officials on three separate occasions, namely July 10, 2011, August 24, 2011 and November 12, 2011. (Doc. 28 at 5-11).
With respect to the July 10, 2011 incident, Oliver alleges that at approximately 12:15 a.m., while in the segregation unit at Holman, Defendant Sergeant C. Kimbrel, (hereafter "Kimbrel") handcuffed him though the tray slot area of his cell to escort Oliver for a haircut. (
According to Oliver, Defendants Bailey and Armstrong "snatched [his] shower shoes" and his pants off and stated "you got a pretty booty" in agreement with one another. (
With respect to the August 24-24, 2011 incidents, Oliver alleges that on August 24, 2011, he and Defendant Carroll, who was standing outside of Oliver's segregation cell, engaged in a verbal dispute, and that Carroll left the cell cursing and saying that he was going to "whip [Oliver's] ass", and Oliver responded, "[n]ot by yourself you won't — chump!" (
According to Oliver, at that point, all of the officers began punching him repeatedly in the face, neck, and back. (
Oliver further contends that later the same night, on August 25, 2011, his cell was "stripped down" and "fecal water" was left on the floor. (
With respect to the November 11, 2011 incident, Oliver alleges that at approximately 3:00 a.m., Defendant Broadhead, who was accompanied by Defendants Stanton and Gipson, placed handcuffs on him for a cell search. (
In his complaint, Oliver names as Defendants: J. Johnson, Kimbrel, Betts, Tyus, Andrews, J. Broadhead, Stanton, Gipson, Daughtry, Carroll, Reynolds, R. Johnson, S. Forney, Armstrong, and Bailey and asserts claims of excessive force, deliberate indifference, negligence, wantonness, reckless endangerment, sexual harassment, and inhumane conditions. (Doc. 28, 4-5, 13-17)
In their Answers and Special Report filed on April 18, 2013, January 21, 2014, and January 31, 2014, Defendants deny Oliver's allegations to the extent that he claims his rights were violated and that he was assaulted, and they assert the defenses of absolute and qualified immunity
On February 4, 2014, the Court ordered that Defendants' Special Report and Answers be converted into a Motion for Summary Judgment, and afforded the parties an opportunity to submit a response in support of or opposition to the motion. (Doc. 73). On February 25, 2014, Oliver submitted a document entitled "Affidavits and Answer/Response" wherein he included a personal affidavit, an affidavit from inmate James Maples and an affidavit from inmate Ricky Gilland. (Doc. 74 at 1-17). The motion and response are now before the Court on review.
Summary Judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a);
In considering whether the Defendants in this case are entitled to summary judgment, the Court has viewed the material facts in the light most favorable to Oliver where there are genuine disputes.
In this action, Oliver seeks redress pursuant to 42 U.S.C. § 1983 for alleged constitutional deprivations arising out of altercations between himself and several staff members at the Holman facility on July 10, August 24-25, and November 12, 2011. The Court addresses each incident in turn.
As best the Court can discern, with respect to the July 10 incident, Oliver alleges that Defendants J. Johnson, Broadhead, Kimbrel, Betts, Forney, Bailey, Reynolds and Armstrong used excessive force against him.
The Eighth Amendment's prohibition against cruel and unusual punishment, U.S. Const. amend. VIII, governs the use of force by prison officials against convicted inmates.
Subjectively, Oliver must establish that "force was applied ... maliciously and sadistically to cause harm[,]" as opposed to being applied "in a good-faith effort to maintain or restore discipline[.]"
Before analyzing Oliver's claims, the Court has engaged in an exhaustive review of the record, including the medical records, statements by all involved parties and witnesses, incident reports, Use-of-Force investigation reports, and disciplinary hearings, records, and reports, and finds that Oliver's assertions regarding the July 10th incident are contradicted by the record evidence.
Not surprisingly, Defendants, through sworn affidavits, dispute Oliver's version of the July 10th incident
The medical records from July 10, 2011 reflect that Oliver reported that his face was burning, and that he had been pepper sprayed. The medical records also reflect that Oliver complained of arm pain, but he had no cuts or abrasions or signs of trauma. (Doc. 48-1 at 11). Further, a couple of hours after the incident, an incident report was generated which reflects that at 12:15 a.m. on July 10, 2011, after being released from his segregation cell M-26, Oliver became upset because officer Kimbrel had removed the paper that he was using to cover the observation window to his cell. (Doc. 48-1). The report reflects that Oliver stated "You fucking bitches got no right to go in my cell and take off my window!". And "I ain't scare of yall! I'll take all of ya'll down. I am an ex-convict.!" (
At that point, J. Johnson restrained Oliver and Oliver kicked J. Johnson in his right shin and spit on his chest. As J. Johnson attempted to restrain Oliver with his right hand and to turn Oliver's head away from him, Oliver became more violent and repeatedly kicked his legs and attempted to get out of the chair into a standing position. Officer Betts administered a one second burst of chemical agent "Sabre Red" to Oliver's facial area and both officers Betts and Broadhead took Oliver to the ground to gain control of him. Immediately after the incident, Oliver was taken to the Health Care Unit for decontamination and medical assessment. Oliver was treated by Nurse Billy Booker and pictures were taken of him. Oliver was taken back for his regulation haircut, which he received without further incident. The report reflects that statements were taken from officers Broadhead and Betts, but Oliver refused to give a statement. (Doc. 48-1 at 5-8).
The record also contains a Use-Of-Force Investigative Report dated July 14, 2011 and prepared by Captain William Howard. (Doc. 48-1 at 8). In the Investigative Report, Captain Howard found that on October 11, 2011, Oliver had become combative and kicked Sargent J. Johnson in the right shin and spit on him, that a one second burst of Sabre Red was administered to Oliver's face area, that Oliver was taken to the ground to gain control of the situation, and that the use of force was necessary to maintain control over Oliver and to complete the task of his haircut, as well as escort him to the Health Unit. (Doc. 48-1).
The record reflects that Oliver was charged with assaulting a correctional official (rule #29) and making threats (rule # 44), and disciplinary hearings ensued. (Doc. 48-1 at 14-28) The hearing on the charge of making threats was conducted on July 19, 2011 at 5:40 a.m. (Doc. 48-1 at 14). At the hearing, Oliver testified that Kimbrel took something out of his room (a newspaper and a drawing) and that when he told J. Johnson about the problem, J. Johnson told him to shut the fuck up and hit him in the face while he was in handcuffs, and that they all started beating him. Ricky Gilland, an inmate, appeared as Oliver's witness. He testified that he did not see anything-that he was getting his hair cut. He also testified that he did not see him making any threats, and that he just saw them fighting, and then they carried him off. (Doc. 48-1 at 15).
J. Johnson testified that he and Kimbrel were supervising haircuts on M-Tier, and that when Oliver came in and sat in the chair to get his haircut, he stated that "that bitch went and took paper out of my window. Ya'll gonna quit fuckin with me or I'm gonna start getting at ya'll. J. Johnson testified that he instructed Oliver to stop making threats, and that Oliver stated, in a threating tone, that "I ain't scared of ya'll. I'll take all of ya'll down, I'm an ex-convict. (Doc. 48-1 at 15). In his final written statement to the hearing officer, Oliver asserts that "
At the conclusion of the hearing, the hearing officer found that Oliver did make threatening statements towards officers J. Johnson and Kimbrel and recommended 30 days disciplinary segregation. The Warden approved the hearing officer's recommendation. (
The record reflects that a hearing on the charge of assaulting a correctional official was conducted on July 28, 2011, at 3:45 a.m. (
The hearing report reflects that Oliver was removed from the hearing due to his "extremely disruptive behavior"; however, he was given and took advantage of an opportunity to submit written questions and a written statement. (
The undersigned finds that the incident report, use of force investigation, medical report, disciplinary hearing records, including Oliver's first final written statement regarding the July 10, 2011 incident, flatly contradict his later versions of the facts. Indeed, when Oliver was taken to the medical unit, immediately following the incident, not only were no injuries or distress observed, but Oliver reported that he had been pepper sprayed, and that he had right hand pain, both of which are consistent with Defendant's version of the facts. Further, the records reflect and Oliver does not dispute that after leaving the medical unit, officers returned him to the area for his haircut, and his hair was cut without further incident. (
Also telling is the fact that nowhere in the medical report or disciplinary hearing records, including Oliver's first final written statement regarding the July 10, 2011 incident, does Oliver deny that he kept attempting to stand up, or that he kicked and spit on officer Johnson
As indicated, in order to establish an Eighth Amendment claim against the Defendants, Oliver must prove both an objective and subjective component. That is, he must show that the alleged wrongdoing was objectively "harmful enough" to establish a constitutional violation and that Defendants "act[ed] with a sufficiently culpable state of mind," i.e., that they acted "maliciously and sadistically to cause harm."
Turning first to the subjective element of Oliver's claims, the Court adopts Defendants' version of the facts as the medical records, incident report and disciplinary records contradict Oliver's version of the facts surrounding the July 10th incident and confirm Defendants' version.
In
Before the application of any force by Defendants on July 10, 2011, Oliver was upset that Kimbrel had removed the magazine and drawing that Oliver had covering his window. When J. Johnson attempted to counsel Oliver, he attempted to stand up from his chair. J. Johnson then tried to force Oliver back in his chair, and Oliver proceeded to kick and spit on J. Johnson. At that point, J. Johnson attempted to restrain Oliver by grabbing his chin and Oliver began aggressively kicking and trying to get up from the chair. So, a "Code Red" was called and Betts, and several other officers, rushed to the scene, and Betts sprayed Oliver with Sabre Red. Betts, Broadhead, and Armstrong worked together to gain control of the situation by taking Oliver to the ground. (Doc. 48-1 at 14, 22-23).
Given these facts, J. Johnson could have reasonably believed that Oliver's behavior in attempting to stand up from the chair was a threat to prison order and discipline and could have reasonably believed it necessary to use some measure of force to subdue him. Thus, J. Johnson's grabbing Oliver and forcing him back in his chair was justified under the circumstances as the nature of the altercation indicates that the force was applied in "a good-faith effort to maintain or restore discipline," not "maliciously and sadistically to cause harm."
Assuming arguendo, that Oliver has established that the Defendants' alleged conduct, in spraying, stomping and beating him, were, in fact, malicious, he has failed to show that Defendants' application of force was objectively "harmful enough" to establish a constitutional violation. Inherent in the protection afforded by the Eighth Amendment is the principle that "not `every malevolent touch by a prison guard gives rise to a federal cause of action.'"
While the Supreme Court in
In the present case, there are no allegations of torture designed to inflict extreme pain without leaving tangible injury or conduct that otherwise is so egregious that one could reasonably call it repugnant to the conscience of mankind. Therefore, if Oliver suffered only de minimis injuries that would be an important factor in determining whether more than de minimis force was used.
Based on the evidence before the Court, the undersigned finds that the force used on July 10th was de minimis. Plaintiff's medical records show that, when he was examined at the prison infirmary immediately after the incident, there were no marks, bruises, or injuries of any kind anywhere on his body, and he reported only that "my face is burning...I have been pepper sprayed" and complained of pain to his arm that had been broken a few months earlier at another facility. (Doc. 48-1 at 11). Additionally, Oliver does not dispute that after leaving the infirmary, he was returned to the haircut area and had his hair cut without incident. Further, there are no medical records evidencing any subsequent disability or infirmity arising from the incident. Accordingly, the undersigned finds that Oliver has failed to establish a constitutional claim based on the amount of force used by Defendants on July 10, 2011.
As outlined supra, Oliver alleges that on August 24, 2011, he engaged in a verbal dispute with Defendant Carroll, that Carroll left Oliver's cell stating that he was going to "whip [Oliver's] ass" and he returned with J. Johnson, R. Johnson, Daughtry, Stanton, Kimbrel, Gipson, and Broadhead, all of whom began repeatedly spraying, punching, kicking, and stomping Oliver, and ramming his head into the walls. (Doc. 28 at 8). Oliver contends that on the same night, his cell was "stripped down" and "fecal water" was left on the floor where he was left for three (3) weeks with no "running water" and "flies and maggots [were] crawling in the fecal water that was on the floor". (
Before analyzing Oliver's claims, the Court engaged in an exhaustive review of the record, including the medical records, statements by all involved parties and witnesses, incident reports, and Use-of-Force investigation reports, regarding the August 24-25 incidents. Based on said review, the Court rejects Oliver's version of the facts to the extent that he claims that he was repeatedly punched, kicked, stomped, and sprayed, and that his head was rammed against the wall several times, as his version is overwhelmingly contradicted by the other evidence of record.
More importantly, the Incident Reports, Use-of-Force investigation report and medical records contradict Oliver's version of the August 24-25 incident. (Doc. 48-1 at 29-31). The incident report was generated on August 24, 2011, a little over an hour after the incident. The report reflects that R. Johnson, Carroll, Stanton, and Broadhead were conducting searches of the K-tier at 10:30 pm., and that when R. Johnson requested Oliver to come to the door so that restraints could be applied, he responded "Why you fuckin with me?". When R. Johnson instructed him a second time, he responded "I ain't cuffin' up for no shakedown", grabbed a cup of an unknown substance, started to move towards the cell, and threaten to throw the contents on R. Johnson. At that point, R. Johnson administered a one second burst of chemical agent Sabre Red mace into Oliver's facial area in accordance with Administrative Regulation #312, and Oliver dropped the cup. R. Johnson secured the tray door and notified J. Johnson of the incident via two-way radio. J. Johnson, Craft and Kimbrel responded. After questioning R. Johnson, J. Johnson instructed R. Johnson to leave the area. J. Johnson then instructed Oliver to come to the door to be escorted to the Health Unit for decontamination. Oliver was handcuffed and taken to the Health unit for assessment. Oliver was assessed and photographed. Before his return, Oliver's cell was searched, and a large quantity of trash was removed. Also, the cup was recovered, and it smelled of urine. Oliver was returned to cell K-56 without incident. The incident report reflects that Oliver declined to provide a written statement. (Doc. 48-1 at 29).
The record also contains a Use-Of-Force Investigative Report that was completed by Captain James Power on August 25, 2011 at 12:18 p.m. (Doc. 48-1 at 31). Powers found, after an extensive review of the incident report and interviews, that on August 24, 2011, at approximately 10:30 p.m., Oliver had refused R. Johnson's repeated directives to come to the door to be handcuffed for a cell search, and at one point, came towards him with a cup filled with an unknown substance. In response, Oliver administered a one-second burst of Sabre Red to Oliver's facial area, and he ceased his aggressive behavior. J. Johnson was notified and he arrived at Oliver's unit with Kimbrel and Craft. R. Johnson was instructed to leave the area. After being instructed by J. Johnson to come to the cell door to be handcuffed, Oliver complied. He was escorted to the health care unit for a medial assessment, and upon completion, was escorted back without incident. Powers concluded that the force was justified. (
The record also contains an incident report dated August 25, 2011. (Doc. 48-1 at 36). In the report, it was reported that when R. Johnson passed by Oliver's segregation cell K-56, he observed a large quantity of water coming from under the cell door. Upon approaching the area, he observed Oliver repeatedly flushing the toilet and causing water to overflow into the cell and the tier. R. Johnson reported the incident to J. Johnson by telephone and was instructed to cut the water to the cell off to prevent further flooding. J. Johnson in turn notified Craft and Kimbrel who reported to the area. Kimbrel handcuffed Oliver, and he along with Stanton, Daughtry, and Broadhead escorted Oliver to the Health Care Unit for medical assessment. The incident was reported to Captain Power who determined that Oliver would be placed in a stripped cell status in accordance with standard operating procedure #009-017. As a result, Oliver's property was secured in stored property room, and a Water Allowance Sheet was initiated. (
Further, Oliver's medical records and his own statements to the medical personnel directly contradict his version of the events and fail to support any claims related to the alleged physical abuse. (Doc. 48-1 at 33). In his complaint, Oliver contends that he was repeatedly punched, kicked, and stomped in his face and different parts of his body, and that his head was rammed against the panel of the doorway several times, by nine (9) prison guards.
In addition, the record reflects that on the next day, August 25, 2011, Oliver submitted a medical request form and his statements on the medical request form directly contradict his version of the event. (Doc. 48-10 at 10). While Oliver contends that he was sprayed with pepper spray until he suffered an asthma attack and was rushed an inhaler by the medical staff, in the medical request form that Oliver submitted on August 25, 2011, Oliver stated, "[l]ast night 8-24-11 during a cell search Sergeant C. Kimbrel took my inhaler! I need another one" (Doc. 48-14 at 10). This clearly contradicts his assertion that on the 24th, he suffered a life-threatening asthma attack that required that medical staff rush him a new inhaler, which he kept that night. Additionally, while Oliver contends that he was repeatedly punched, stomped, kicked, and his head was rammed against the door several times, on the same medical request form, in addition to the request for an inhaler, Oliver stated, "I'm experiencing minor pain in my left arm which was broken in Jan. 2011! Need an arm guard. My top portion of my cranium (head) [is] severely itching for about 3 weeks & I'm unsure why." (
Oliver's own medical request form contradicts his version of the events, particularly his contention that he was severely beaten by nine (9) guards who repeatedly punched, kicked, stomped, and rammed his head into the wall several times; yet, only a few hours later, the only medical complaints Oliver lists are his need for a new inhaler for his chronic asthma condition, an itchy scalp for about three (3) weeks, and lingering "minor" pain from his arm that was broken six (6) months earlier. Oliver fails to complain of any pain, soreness, swelling, or bruising from the alleged punches, kicks, stomps, and ramming of his head into the door by the nine (9) guards. As this evidence, along with the overwhelming record evidence outlined supra, clearly contradicts Oliver's version of the events, the Court rejects Oliver's version of the facts to the extent that Oliver claims he was repeatedly punched, stomped, kicked, that his head was rammed into the doorway several times, and that he was sprayed with Sabre Red until he suffered an asthma attack, as a reasonable fact-finder could not believe Oliver's version of the facts.
As outlined supra, the force at issue involving the August 24, 2011 incident was R. Johnson's administering of the Sabre Red spray to Oliver's face when Oliver threatened to throw the liquid substance on him. In order to establish an Eighth Amendment excessive force claim against R. Johnson regarding his administration of a one-second burst of Sabre Red pepper spray, Oliver must prove both an objective and subjective component. That is, Plaintiff must show that the alleged wrongdoing was objectively "harmful enough" to establish a constitutional violation and that R. Johnson "`act[ed] with a sufficiently culpable state of mind,'" i.e., that the defendant acted "maliciously and sadistically to cause harm."
Subjectively, then, Oliver must establish that the "force was applied ... maliciously and sadistically to cause harm[,] as opposed to being applied "in a good-faith effort to maintain or restore discipline[.]"
First, as found by the Use-of-Force investigation, there was need for application of some force because of Oliver's refusal to follow R. Johnson's orders to submit to handcuffs in order to conduct a shakedown of his cell.
Second, given the need for force, the Court finds that the evidence is insufficient for a reasonable jury to find that the administration of a one-second burst of pepper spray was unreasonable, malicious, or sadistic. Third, the extent of the injury also in no way supports a reasonable finding that the force used was used maliciously and sadistically.
Finally, the fact that Oliver was immediately escorted to the Health Care Unit immediately after the administration of the pepper spray for treatment also undermines Oliver's unsupported allegation that R. Johnson's conduct was malicious or sadistic inasmuch as the officers took steps to immediately ensure that Oliver received prompt treatment for his relatively minor injuries.
Turning to the objective component, the alleged injuries suffered by Oliver are de minimis. Oliver's eyes and face were immediately cleaned in the Health Care Unit after R. Johnson's administration of a one-second burst of pepper spray and Oliver sustained no injury to the eyes cause by the pepper spray. These de minimis eye injuries, as well as all other facts and circumstances heretofore explored, establish that R. Johnson's administration of a one-second burst of pepper spray into the area of Oliver's face constitute no more than a de minimis use of force.
Oliver also alleges that the Defendants violated his Eighth Amendment rights by confining him in a strip cell for three (3) weeks and depriving him of his personal property and running water. (Doc. 28 at 9). The undisputed evidence shows that Oliver's cell was stripped on August 25, 2011, after he repeatedly flushed the toilet and caused the water to overflow in his cell and flood the tier. (Docs. 48-1 at 37; 48-10).
As discussed above, an Eighth Amendment claim has two components, "an objective component, which inquires whether the alleged wrongdoing was objectively harmful enough to establish a constitutional violation, and a subjective component, which inquires whether the officials acted with a sufficiently culpable state of mind."
With respect to the objective component, prison conditions constitute cruel and unusual punishment only when they result in the "unquestioned and serious deprivation of basic human needs."
With respect to the subjective component of Oliver's Eighth Amendment claim, "[w]hen the conduct in question involves any measure taken to prevent a security threat or restore official control, the Eighth Amendment inquiry is `whether force was applied in a good faith effort to maintain or restore discipline or inflicted maliciously or sadistically for the very purpose of causing harm.'"
In this case, Defendants engaged in the strip cell procedure, pursuant to standard operating procure, as a security measure used for inmates who intentionally create a security, safety, or health hazard. (Doc. 48-1 at 36). According to the incident report, after Oliver was observed repeatedly flushing the toilet in his cell, thereby causing water to overflow onto the floor of his cell and the tier, he was sent to the Health Unit for medical assessment, and then per orders from Captain Powers, Oliver was placed in Stripped Cell status in accordance with SOP #00-9-017, his property was secured in the Stored Property Room, a Water Allowance Sheet was initiated, and Oliver received a disciplinary violation for violation of Rule #62 — Intentionally Creating a Security, Safety, Health Hazard. (
Taking Oliver's allegations as true, he was deprived of his personal property and running water for three (3) weeks because he flooded his cell in his attempt to wash the mace off of the floor. (Doc. 48-1 at 37). While, unquestionably, Oliver's confinement in the strip cell for three (3) weeks was unpleasant and uncomfortable, Oliver has not shown that he was denied adequate food, clothing, shelter, or medical care during his confinement in the strip cell, nor has he shown that he suffered any injury from his strip cell confinement. Moreover, Oliver has not shown that his confinement in the strip cell was malicious and sadistic and for the very purpose of causing harm.
To the contrary, in addition to being provided adequate food, clothing, and shelter while he was in the strip cell, Oliver was provided medical care as he completed the medical request form discussed supra. (Doc. 48-1 at 14). While Oliver did complain to the medical staff that he needed a new inhaler and that he was experiencing "minor" pain in his arm that was broken six (6) months earlier and severe itchiness on his scalp for three (3) weeks; he never complained to the medical staff about any problem related to his confinement in the strip cell. (
The "broad and idealistic concepts" of the Eighth Amendment "must be balanced against competing penological goals."
Because Oliver has failed to allege circumstances that would establish a deprivation so grave as to deprive him of the minimal civilized measures of life's necessities, he has failed to meet the objective component of his Eighth Amendment claim.
Furthermore, because Oliver has failed to allege circumstances that would establish that his strip cell confinement for three (3) weeks was malicious, sadistic, and engaged in for the purpose of causing harm, he has failed to meet the subjective component of his Eighth Amendment claim as well. Further, Oliver has failed to show that any of the named Defendants were responsible for the decision to place in in stripped cell status. Indeed, the undisputed evidence reflects that Captain Powers made that determination after investigating the circumstances surrounding the overflow of water in Oliver's cell and the tier on August 25, 2011. (Doc. 48-1 at 36). Accordingly, Oliver has failed to state a constitutional violation based upon his three (3) week confinement in a strip cell, and Defendants are entitled to summary judgment on this claim.
As noted supra, Oliver claims that on November 12, 2011, at approximately 3:00 a.m., Broadhead, who was accompanied by Stanton and Gipson, handcuffed Oliver and began searching his cell. According to Oliver, after he commented to a fellow inmate that "man it's too early in the morning for this cramp (sic)", Stanton and Gipson instructed Oliver to "shut the fuck up!", to which Oliver replied, "I'm a grown man, and you don't tell me to shut the fuck up!". Then, Stanton grabbed Oliver by the back of his head and began repeatedly banging the front of his head against the wall. (Doc. 14 at 10; Doc. 28 at 3). Oliver contends that Kimbrel, Tyus, and Andrews joined the other guards in his cell, that they snatched off his pants and boxers, that he was thrown on the bed, and the officers began punching, kicking, stomping, and choking him repeatedly in his head, face, chest, stomach, and ribs for at least ten (10) minutes. (Doc. 28 at 7; Doc. 74 at 4). Oliver further contends that despite informing the guards that he was suffering an asthma attack, the guards refused to stop the beating and continued to punch, kick, and stomp him in the face, ribs, and back as they took him on the elevator to the medical ward. (
On the other hand, Defendants Kimbrel, Broadhead, Stanton, Gipson, Tyus, and Andrews have submitted affidavits that directly conflict with the version of events that Oliver sets forth in his complaint and affidavit. (Docs. 48-2, 48-3, 48-10, 48-12, 48-13, 53-1). Defendants also point to the Health Unit record dated November 11, 2011 (Doc. 48-1 at 40) that reflects that Oliver was examined within minutes of the alleged beating incident, and his only report was that "They busted my lip". (
The medical record also reflects that on November 12, 2011, the date after the incident, Oliver submitted a sick call request. (Doc. 48-14 at 8). On the form, Oliver asserts that he was assaulted on November 12, 2011 and that he had a swollen and blacken left eye, bruises on his back and body, an "allergy cough", and a strenuous headache. (
The medical records reflect that Oliver was seen in the Health Unit on November 14, 2011, and he reported that he was assaulted on November 12, 2011. (Doc. 48-14 at 6-7). Oliver's chief complaint was a black eye and bruises. He also reported that "I have loose tooths" (sic). (
The dental records reflect that in June 2011, Oliver made a request to see a dentist and advised that the teeth in the front of his month was broken by the police, and that he needed dental cleaning and the repair of "my 2 teeth". According to the dental records, Oliver received a filing in tooth # 9 on July 14, 2011. On November 23, 2011, Oliver was examined by the dentist and informed that tooth #7 needed to be extracted. The extraction took place on November 30, 2011. (48-14 at 20-21). The medical records also reflect that in May 2012, after being transferred to another facility, Oliver complained of pain in his right rib cage, which he attributed to the physical alteration on November 12, 2011. (Doc. 48-14 at 5). Oliver claimed that the medical unit at Holman was supposed to have arranged to have his right rib cage x-rayed, but they failed to do so. The medical records include a nurse's notation that nothing in Oliver's medical jacket indicates that he was to have an x-ray, and that upon examination, Oliver's abdominal was normal and nothing out of the ordinary was present. (
Also contained in the record is a Use-Of-Force Investigative Report that was completed by Captain Powers on November 15, 2011. (Doc. 48-1 at 41). The report reflects that Kimbrel, Tyus, Broadhead, Stanton, Andrews, and Gipson were conducting random shakedowns in the Segregation Unit and at approximately 3:00 a.m., Kimbrel, Stanton, and Broadhead handcuffed Oliver from behind to begin a search of his cell. (
Oliver was charged with both violations and a disciplinary hearing was conducted on November 27, 2011. (
The disciplinary hearing records reflect that Oliver testified that the officers came into his cell to conduct a search, that they grabbed him by the neck, choked him, and pushed him against the wall, and that several officer took him back in the cell and threatened him, beat him, and choked him repeatedly. (
(
As noted supra, to establish his excessive force claim, Oliver must prove both an objective and subjective component. Objectively, Oliver must show that the officers' alleged wrongdoing was objectively "harmful enough" to establish a constitutional violation and that they "`act[ed] with a sufficiently culpable state of mind,'" i.e., that the defendants acted "maliciously and sadistically to cause harm."
With respect to the November 12, 2011 incident, there is no dispute that the incident arose in connection with a legitimate search being conducted in the Segregation Unit. However, Oliver denied both threatening the officers and kicking Stanton in his written statement to the hearing officer and during his testimony during the hearing, and he has steadfastly maintained that he did not do anything to provoke the officers and cause them to repeatedly beat him while handcuffed. Further, he relies on the testimony of a fellow inmate, and he points to his medical records, which document that he sustained injuries in close proximity to the November 12th encounter. While Defendants dispute Oliver's version of the facts, Oliver has created an issue of fact as to whether he was compliant with Defendants' instructions so as to render Defendants' alleged actions in beating him while handcuffed without any discernable penological justification.
Also in dispute is the severity of the injuries suffered by Oliver as a result of the November 12th encounter. Defendants argue that Oliver's injuries were de minimis, indicating that only a de minimis amount of force was used. However, Oliver contends that he was repeatedly kicked and beaten by the officers and that as a result of said beating, he suffered "two (2) black eyes, cuts, bruises, and swellings (sic) all in different parts of [his] body" and a fractured rib cage (Doc. 28 at 7). Additionally, he contends that he received "two puffs" for his asthma attack and a brand new inhaler." (
Based on the parties conflicting allegations, and the objective medical evidence in this case, the undersigned finds that although a close call, viewing the evidence in the light most favorable to Oliver, he has created a genuine issue of whether his claims involve more than a de minimis or insignificant use of force.
In reaching this conclusion, the undersigned is cognizant of the fact that when Oliver was initially examined almost immediately after the November 12th incident, a busted lip was the only injury noted. However, the next day, Oliver requested medical treatment, and on November 14th, more extensive injuries were noted, i.e., black left eye, loose tooth, and abrasions on the left thigh. Interestingly, these injuries are all to Oliver's left side and appear to be completely consistent with Defendants' contention that Oliver kicked Stanton, and in response, he grabbed Oliver's left hand, and as they proceeded to take Oliver down, Oliver hit his head on the bed.
Moreover, the record evidence reflects that months before this incident, Oliver, in June 2011, sought dental care and alleged that the "tooth in front of [his] mouth [was] broken by police". Oliver requested a dental cleaning and repair for "[his] 2 teeth". (Doc. 48-14 at 21). The record reflects that Oliver received a filing for his tooth #9 on July 14, 2011, prior to the incident in question, and he had tooth #7 extracted a few weeks after the November incident. (Doc. 48-14 at 19, 20, 23). This evidence certainly suggests that Oliver's tooth #7 was likely in a defective condition prior to the November testimony. Finally, to the extent Oliver now claims to have suffered a bruised or cracked right rib, there is nothing in the medical records that reflect that Oliver ever reported any problems with his ribs to the medical staff at Holman.
Based on the foregoing, it is recommended that Defendants' Motion for Summary Judgment (Doc. 73) be
A copy of this report and recommendation shall be served on all parties in the manner provided by law. Any party who objects to this recommendation or anything in it must, within fourteen (14) days of the date of service of this document, file specific written objections with the Clerk of this Court.
"Qualified immunity protects government officials performing discretionary functions from suits in their individual capacities unless their conduct violates `clearly established statutory or constitutional rights of which a reasonable person would have known.'"