KRISTI K. DuBOSE, District Judge.
After due and proper consideration of the issues raised, and there having been no objections filed, the Report and Recommendation (Doc. 49) of the Magistrate Judge made under 28 U.S.C. 636(b)(1)(B) and dated February 14, 2014, is
Pursuant to Federal Rule of Civil Procedure 54(b), the Court determines there is
WILLIAM E. CASSADY, United States Magistrate Judge.
This matter is before the Magistrate Judge for entry of a report and recommendation, pursuant to 28 U.S.C. 636(b)(1)(B), on the motion of the United States of America ("United States") for partial dismissal and supporting memorandum (doc. 21), the Plaintiffs response (doc. 29) and the United States' reply (doc. 38). After consideration of the motion and briefs, as well as the parties' filings, it is the Magistrate Judge's
The Plaintiff, proceeding pro se, brings this action pursuant to the provisions of the Federal Tort Claims Act, 28 U.S.C. § 2675, and asserts claims of negligence, gross negligence and negligent infliction of emotional distress against the United States and the United States General Services Administration ("GSA"). (Doc. 17.) According to the Plaintiffs Amended Complaint (id.), filed August 9, 2013, this case arises out of an incident that occurred on August 27, 2009, at the federal courthouse in Selma, Alabama, when the Plaintiff allegedly fell and injured herself while attempting to sit on a pew in the hallway. (Id., 8-11.)
Following the incident at the courthouse on August 27, 2009, the Plaintiff filed a claim with the GSA regarding her injury. Plaintiff alleges that she "timely filed the Standard From 95 (SF 95) and sought relief for her Claim with the United States General Services/Administration." (Id., 15.A.) Furthermore, the government has attached to its Motion for Partial Dismissal the following three items: the Plaintiffs November 25, 2009 letter to the GSA giving notice of her injury (doc. 21-3); the Plaintiffs Standard Form 95 ("SF 95"), indicating that the Plaintiff submitted her claim to the GSA on February 24, 2010 (doc. 21-2), and an affidavit the Plaintiff submitted to the GSA on August 23, 2011, which provides more extensive details regarding her claim (doc. 21-1).
In her SF 95, the Plaintiff stated that she sought $600,000.00 for her disabling and permanent injuries that resulted from the incident that occurred on August 27, 2009, at 11:00 a.m. (Doc. 21-2, 6-7, 10, 12d.) The Plaintiff did not directly include on the SF 95 the basis of her claim and the facts and circumstances surrounding her injury. (See id., 8.) However, the Plaintiff specifically referenced her November 25, 2009 letter and her August 23, 2011 affidavit, which were apparently attached to the SF 95.
In the Plaintiffs November 25, 2009 letter the Plaintiff notified the GSA of "an unsecured seating bench accident on August 27, 2009 . . . . in the United States Federal Courthouse located at 908 Alabama Avenue, Selma, AL 36701." (Doc. 21-3.) The Plaintiff explained that she was injured when she
(Id.) Further, the Plaintiff identified the physicians treating her for her injuries and submitted copies of her medical bills. (Id.)
In the Plaintiffs August 23, 2011 affidavit, which she titled "Notice File Federal Tort Personal Injury and Consortium Claim," she stated that the GSA "knew or should have known about [the] negligent, tortious and unsafe environment [that] caused severe injuries, emotional distress, loss of earning, and personal harm to [a] special needs, United States Citizen." (Doc. 21-1 at 1.) She described the incident as follows:
(Id.) In addition, the Plaintiff extensively detailed her injuries and medical treatment and itemized her damages. (Id. at 2-3.)
The Plaintiff alleges that the GSA denied her claim on August 8, 2012, and informed her that she had six months to file suit in a United States District Court. (Doc. 17, 16.)
On February 1, 2013, the Plaintiff filed her original Complaint (doc. 1) and, on August 9, 2013, the Plaintiff filed an Amended Complaint (doc. 17), which is the pleading; at issue.
The Plaintiff asserts three counts in the Amended Complaint: negligence, gross negligence and negligent infliction of emotional distress. (Id.) She alleges the following facts regarding the incident at the courthouse:
(Id., 8-13.)
Furthermore, the Plaintiff reiterated the facts listed above when alleging each of her three counts. In Count I asserting negligence, the Plaintiff alleges that the Defendants "breached their duties to provide reasonably safe facilities by failing to provide signs noting disrepair and unstable pews, unsafe floors, and safely secured and fastened pews for invitees/guests/visitors such as the Plaintiff." (Id., 19.) In Count II asserting gross negligence, the Plaintiff alleges that the Defendants "breached their duties to provide reasonably safe facilities by wantonly, willfully, and recklessly failing to provide safe floors, dry floors and safely secured and fastened pews for a invitee/guest/visitor such as the plaintiff." (Id., 32.) In Count III asserting negligent infliction of emotional distress, the Plaintiff alleges that the Defendants "failed to post any warning and/or signs noting the disrepair and wetness of the floors as well as noting that the pew was not stabilized and fastened properly to the floor to prevent it from over turning." (Id., 40.) In all three counts the Plaintiff seeks compensatory damages, as well as pre-judgment and post-judgment interest on all amounts awarded to the Plaintiff. (M, Count I, G, Count II, G, Count III, G.)
On September 4, 2013, the United States filed a Motion for Partial Dismissal (doc. 21). On September 30, 2013, the Plaintiff filed a brief in response to the government's motion (doc. 29), and on November 21, 2013, the United States filed its reply (doc. 38).
In its motion, the government argues (1) that the GSA should be dismissed from this case because it is not a proper defendant under the FTCA; (2) that Plaintiffs demand for prejudgment interest should be dismissed because it is not recoverable under the FTCA; and (3) that various claims and allegations in the Plaintiffs Amended Complaint should be dismissed because the Plaintiff failed to include them in her administrative claim and, thus, failed to exhaust her administrative remedies with respect to those claims and allegations. (Doc. 21 at 3-6.) Specifically, the United States argues that the Plaintiff is barred from asserting the following:
(Doc. 21 at 5.)
The Plaintiff argues that the Motion for Partial Dismissal should be denied because she timely and properly filed an administrative claim with the GSA and, therefore, exhausted her administrative remedies. (Doc. 29, 14-18.) With regard to the United States' argument that the Plaintiffs Amended Complaint includes claims and allegations that should have been included in her administrative claim, the Plaintiff states that "her complaint only serves to clarify and hone the Standard Form 95 she previously filed." (Id., 20.) The Plaintiff did not address the United States' arguments that the GSA is not a proper party or that prejudgment interest is not recoverable in this action. (See id. at 1-4.)
The United States brings its Motion for Partial Dismissal pursuant to Rule 12(b)(1) and Rule 12(b)(6) of the Federal Rules of Civil Procedure. (See doc. 21 at 2-3.) A Rule 12(b)(6) motion to dismiss for failure to state a claim questions the legal sufficiency of a complaint (or portions of a complaint); therefore, in assessing the merits of a Rule 12(b)(6) motion, the court must assume that all the factual allegations set forth in the complaint are true, see, e.g., United States v. Gaubert, 499 U.S. 315, 327, 111 S.Ct. 1267, 113 L.Ed.2d 335 (1991); Powell v. Lennon, 914 F.2d 1459, 1463 (11th Cir.1990), and all factual allegations, moreover, are to be construed in the light most favorable to the plaintiff, see, e.g., Brower v. County of Inyo, 489 U.S. 593, 598, 109 S.Ct. 1378, 103 L.Ed.2d 628 (1989); see also Speaker v. U.S. Dep't of Health & Human Servs. Ctrs. for Disease Control & Prevention, 623 F.3d 1371, 1379 (11th Cir.2010) (same).
A motion to dismiss pursuant to Rule 12(b)(1) for lack of subject matter jurisdiction
A "facial attack" on the complaint "require^;] the court merely to look and see if [the] plaintiff has sufficiently alleged a basis of subject matter jurisdiction, and the allegations in his complaint are taken as true for the purposes of the motion." Lawrence v. Dunbar, 919 F.2d 1525, 1529 (11th Cir.1990) (quoting Menchaca v. Chrysler Credit Corp., 613 F.2d 507, 511 (5th Cir.1980)). `"Factual attacks,' on the other hand, challenge `the existence of subject matter jurisdiction in fact, irrespective of the pleadings, and matters outside the pleadings, such as testimony and affidavits are considered.' `' Id. Furthermore, in Williamson, tie former Fifth Circuit held that "[t]he district court has the power to dismiss for lack of subject matter jurisdiction on any of three separate bases: (1) the complaint alone; (2) the complaint supplemented by undisputed facts evidenced in the record; or (3) the complaint supplemented by undisputed facts plus the court's resolution of disputed facts." Williamson, 645 F.2d at 413.
McElmurray v. Consol. Gov't of Augusta-Richmond Cnty., 501 F.3d 1244, 1251 (11th Cir.2007) (footnote omitted).
The government does not state whether its jurisdictional argument is a facial or factual challenge to the Amended Complaint, but the undersigned construes it as a facial challenge because the government
The undersigned notes that the United States has attached to its Motion for Partial Dismissal the documents that the Plaintiff submitted to the GSA as part of her administrative claim. (Docs. 21-1, 21-2 and 21-3.) Those documents are not attached to the Plaintiffs Amended Complaint, (see doc. 17), and, generally, the court should convert a motion to dismiss into a motion for summary judgment when considering documents outside the complaint. SFM Holdings, Ltd. v. Banc of America Sec, LLC, 600 F.3d 1334, 1337 (11th Cir.2010). However, "the district court may consider an extrinsic document if it is (1) central to the plaintiffs claim, and (2) its authenticity is not challenged." Id. (citing Day v. Taylor, 400 F.3d 1272, 1276 (11th Cir.2005)); Maxcess, Inc. v. Lucent Technologies, Inc., 433 F.3d 1337, 1340 (11th Cir.2005); see Vicky M. v. Ne. Educ. Intermediate Unit 19, 486 F.Supp.2d 437, 450 (M.D.Pa.2007) ("If the [Rule 12(b)(1)] motion is treated as a facial attack, the court may consider only the allegations contained in the complaint and the exhibits attached to the complaint, matters of public record such as court records, letter decisions of government agencies and published reports of administrative bodies, and `undisputably authentic' documents which the plaintiff has identified as a basis of his claims and which the defendant has attached as exhibits to his motion to dismiss.").
The Plaintiffs administrative claim documents (docs. 21-1. 21-2 and 21-3) are referenced by the Plaintiff in her Amended Complaint to establish that she exhausted her administrative remedies, (see doc. 17, 14-15, 29, 44),
"It is well-settled that `[t]he United States, as sovereign, is immune from suit save as it consents to be sued.'" Monzon v. United States, 253 F.3d 567, 570 (11th Cir.2001) (quoting Mid-South Holding Co. v. United States, 225 F.3d 1201, 1203 (11th Cir.2000)). "The FTCA provides a limited waiver of the United States' sovereign immunity for tort claims," allowing individuals to sue the government "under certain circumstances." 28 U.S.C. 1346(b); Dalrymple v. United States, 460 F.3d 1318, 1324 (11th Cir.2006) (citing Suarez v. United States, 22 F.3d 1064, 1065 (11th Cir. 1994)). However, when a plaintiff fails to satisfy the statutory requirements for maintaining suit under the FTCA, the district court lacks subject matter jurisdiction and dismissal is appropriate. See Dalrymple, 460 F.3d at 1324, 1326 (concluding that the district court properly dismissed FTCA claim for lack of subject matter jurisdiction because the plaintiffs did not comply with the statutory prerequisites to suit).
In this case, the government has only moved for partial dismissal because it concedes
The law is clear that the United States is the only proper party defendant in an FTCA action. See 28 U.S.C. 2679(b)(1); Trupei v. United States, 304 Fed.Appx. 776, 782 (11th Cir.2008) (concluding that the plaintiff failed to state a claim against any of the defendants other than the United States); Galvin v. Occupational Safety & Health Admin., 860 F.2d 181, 183 (5th Cir. 1988) ("It is beyond dispute that the United States, and not the responsible agency or employee, is the proper party defendant in a Federal Tort Claims Act suit. In a section entitled `United States as defendant,' the FTCA vests district courts with `exclusive jurisdiction of civil actions on claims against the United States for money damages. . . .'" (citing 28 U.S.C. 1346(b))). "Based on the explicit statutory language, a specific agency cannot be sued under the FTCA and a claim under the FTCA against a federal agency as opposed to the United States must be dismissed for want of jurisdiction." Phillips v. Potter, Civil Action No. 07-0894-CG-B, 2008 WL 2476870 (S.D.Ala. June 18, 2008) (citing Galvin, 860 F.2d at 183).
Here, the Plaintiff has brought this FTCA action against the United States and the GSA. The FTCA, however, does not authorize suits against federal agencies such as the GSA, and, thus, the United States is the only proper defendant in this case. Therefore, because this Court lacks jurisdiction over the claims asserted against the GSA in this matter, it is hereby
The FTCA specifically prohibits the recovery of prejudgment interest from the United States. 28 U.S.C. 2674 ("The United States shall be liable, respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances, but shall not be liable for interest prior to judgment or for punitive damages."); Wilkinson v. United States, 564 F.3d 927, 933 (8th Cir.2009); Dalrymple v. United States, 460 F.3d 1318, 1326 n. 9 (11th Cir.2006). The Plaintiff has provided no authority in support of her claim for prejudgment interest. (See doc. 29.) Given that the recovery of prejudgment interest is not permitted in an FTCA case, it is hereby
The United States argues that, while the Plaintiff submitted a timely administrative claim to the GSA and a timely FTCA action in this Court, she failed to exhaust her administrative remedies because her Amended Complaint includes certain facts and claims that were not alleged in her pre-suit administrative claim. (See doc. 21 at 5-6; doc. 38 at 4.) Notably, the United States did not provide any legal authority that directly supports this argument.
Here, the United States concedes that the plaintiff submitted an administrative claim to the GSA providing notice that she sustained injuries when she fell while attempting to sit on a bench at the Federal Courthouse in Selma. (Doc. 21 at 2, 4, 6.) The United States also concedes that the plaintiff provided the GSA with notice that the bench was not bolted to the floor. (Id. at 6.) Furthermore, the government does not dispute that the plaintiff provided the GSA with notice of the value of her claim.
In Burchfield v. United States, a case cited by the government, the Eleventh Circuit discussed the amount of information required when giving notice of a claim to a federal agency. Burchfield, 168 F.3d at 1255-56. Burchfield involved a medical malpractice action brought against the Department of Veterans Affairs ("VA"). Id. at 1253-54. The plaintiff initially filed an administrative claim with the VA in which he alleged that he developed osteoporosis as a result of taking medication that was negligently prescribed to him by VA physicians. Id. at 1254. However, when the plaintiff, subsequently, filed his complaint in district court, he alleged that the VA physicians were negligent in failing to diagnose his osteoporosis and in treating it. Id. Because the allegations of negligence in the complaint were different from those in the administrative claim the district court found that it lacked subject matter jurisdiction over the plaintiffs cause of action and entered judgment as a matter of law in favor of the United States. Id. On appeal, the Eleventh Circuit reversed after finding that the plaintiffs administrative claim provided the VA with enough information to conduct an investigation that would have revealed the facts and claims the plaintiff later asserted in his complaint. Id. at 1256.
In reaching its decision, the Eleventh Circuit stated that the purpose of the exhaustion requirement in section 2675(a) was "no; to place procedural hurdles before potential litigants, but to facilitate early disposition of claims." Id. at 1255 (citing Lopez v. United States, 758 F.2d 806, 809 (1st Cir.1985) ("[Individuals wishing to sue the government must comply with the details of [section 2675], but . . . the law was not intended to put up a barrier of technicalities to defeat their claims.")). With that underlying purpose in mind, the court discussed the amount of information required when submitting an administrative claim:
Burchfield, 168 F.3d at 1255-56.
Given the Eleventh Circuit's determination that section 2675(a) only requires that a claimant provide a "minimal" amount of information to a federal agency for it to investigate the claim, id. at 1255, and the lack of any authority submitted by the government showing that the claims and allegations in a complaint must match the content of the pre-suit administrative claim, (see docs. 21 and 38), the undersigned finds that the Plaintiff in this case has satisfied the jurisdictional requirements for asserting her claims against the United States in the Amended Complaint. The Plaintiff notified the GSA that she was injured on August 27, 2009, at the federal courthouse located at 908 Alabama Avenue, Selma, Alabama 36701. (Docs. 21-1 and 21-2.) Furthermore, the Plaintiff informed the GSA that she was injured when she fell to the floor when attempting to sit on an unsecured pew that was located on the left side of the second floor hallway. (Doc. 21-1 at 1.) She stated that the GSA knew or should have known about the unsafe environment that caused her injuries. (Id.) She also identified two witnesses to the incident. (Id.) The undersigned finds that the information provided by the Plaintiff was sufficient to enable the GSA to conduct a thorough investigation of the claim. Although the Plaintiff did not specifically allege gross negligence by the GSA in her administrative claim, she was not required "to enumerate each theory of liability in the claim." Brown, 838 F.2d at 1161-62 ("Compelling a claimant to advance all possible causes of action and legal theories is "overly technical" and may frustrate the purpose of the section 2675(a) notice requirement.") (citations omitted); see also Burchfield, 168 F.3d at 1255 (citing Brown, 838 F.2d at 1160-61). Furthermore, while the Plaintiff did not state in her administrative claim the specific conditions of the floor, including her allegation that the floors were wet, or that the GSA failed to warn of the conditions of the floor, such details "were so closely related to the essential material contained in the claim that they would have come to light during the [GSA]'s reasonable investigation
Thus, the undersigned has determined that the Plaintiff properly exhausted her administrative remedies, pursuant to section 2675(a), by submitting a claim to the GSA with sufficient information to enable the GSA to investigate her claim. As such, it is hereby
For the reasons stated herein, the Magistrate Judge
Specifically, the undersigned
A copy of this report and recommendation, shall be served on all parties in the manner provided by law. Any party who objects to this recommendation or anything in it must, within fourteen (14) days of the date of service of this document, file specific written objections with the Clerk of this Court. See 28 U.S.C. § 636(b)(1); FED. E. CIV. P. 72(b); S.D. ALA. L.R. 72.4. The parties should note that under Eleventh Circuit precedent, "the failure to object limits the scope of [] appellate review to plain error review of the magistrate judge's factual findings." Dupree v. Warden 715 F.3d 1295, 1300 (11th Cir. 2013) (emphasis in original). In order to be specific, an objection must identify the specific finding or recommendation to which objection is made, state the basis for the objection, and specify the place in the Magistrate Judge's report and recommendation where the disputed determination is found. An objection that merely incorporates by reference or refers to the briefing before the Magistrate Judge is not specific.
DONE this the 14th day of February, 2014.