BERT W. MILLING, Jr., Magistrate Judge.
In this action under 42 U.S.C. §§ 405(g) and 1383(c)(3), Plaintiff seeks judicial review of an adverse social security ruling denying claims for disability insurance benefits and Supplemental Security Income (hereinafter SSI) (Docs. 1, 14). The parties filed written consent and this action has been referred to the undersigned Magistrate Judge to conduct all proceedings and order judgment in accordance with 28 U.S.C. § 636(c) and Fed.R.Civ.P. 73 (see Doc. 19). Oral argument was waived in this action (Doc. 20). After considering the administrative record and the memoranda of the parties, it is
This Court is not free to reweigh the evidence or substitute its judgment for that of the Secretary of Health and Human Services, Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11
At the time of the administrative hearing, Plaintiff was thirty-six years old, had completed a high school education (Tr. 200), and had previous work experience as a garbage collection driver and embroidery machine operator (Tr. 217). Plaintiff alleges disability due to chronic back pain with a bulging disc at L5-S1, chronic neck pain, bilateral shoulder pain, hypertension, obesity, major depressive disorder, severe with psychosis, anxiety, right knee pain, obstructive sleep apnea, and bilateral carpal tunnel syndrome (Doc. 13).
The Plaintiff applied for disability benefits and SSI on May 7, 2012, asserting disability as of April 28, 2012 (Tr. 250; 335-44). An Administrative Law Judge (ALJ) denied benefits, determining that although she could not perform her past relevant work, Tate could perform specified sedentary work (Tr. 250-67). Plaintiff requested review of the hearing decision (Tr. 188-90), but the Appeals Council denied it (Tr. 24-29).
Plaintiff claims that the opinion of the ALJ is not supported by substantial evidence. Specifically, Tate alleges that: (1) The ALJ's residual functional capacity (hereinafter RFC) determination is unsupported by the evidence; and (2) the Appeals Council did not properly review newly-submitted evidence (Doc. 14). Defendant has responded to—and denies—these claims (Doc. 15). A summary of the relevant record evidence follows.
On February 1, 2012, Dr. Alex K. Curtis examined Plaintiff for an upper respiratory infection and hypertension; she was in no acute distress and did not appear uncomfortable (Tr. 463-66; see generally Tr. 455-73). Her weight was 208 pounds with a Body Mass Index (hereinafter BMI) of 33.6, making her moderately obese.
On March 6, 2012, Dr. Bryan S. Givhan, a Neurological Surgeon, examined Tate for back and neck injuries caused by a motor vehicle accident three months earlier (Tr. 477-78; see generally Tr. 475-94). Cervical and thoracic spine MRI's were normal, but the lumbar scan showed a mild bulging disc at L5-S1; she had had physical therapy (hereinafter PT) and been released back to work, left that job because of pain, and found light work elsewhere. Givhan noted neck pain, radiating to the right shoulder area, but not into the low back; it was not associated with weakness or numbness in Tate's arms or legs. Motor exam was 5/5 in all muscle groups; she had normal station and gate. Plaintiff had full range of motion (hereinafter ROM) in her neck with no praraspinal spasm but complaints of pain. The Doctor offered more PT and limited her to thirty-pound floor-to-waist and waist-to-shoulder lifting; Plaintiff was to continue taking Ibuprofen and Tramadol
On April 12, 2012, Tate complained of neck pain and stiffness, back, tailbone, and right shoulder pain, and joint pain in the knees, elbows, hands, and wrists (Tr. 455-57). Dr. Curtis noted tenderness on palpation in the cervical and thoracolumbar spine and diagnosed lumbago.
On April 19, 2012, at Tate's request, Dr. Givhan ordered a cervical epidural block (Tr. 475). At an examination by Dr. Wesley L. Spruill at the SpineCare Center eleven days later, Plaintiff rated her pain as averaging three and at four at its most intense; she had no complaints of tingling, numbness, or weakness (Tr. 503; see generally 501-08). Spruill gave her the block.
On May 11, 2012, Plaintiff went to Physicians Care of Thomasville complaining of back pain, radiating from her upper back down into the lower back; she reported that an epidural had helped for only a week and that Dr. Curtis had prescribed her Lortab
On May 22, 2012, Dr. Judy Travis examined Tate who complained of knee, back, and neck pain for which she was prescribed Lortab and Celebrex; Plaintiff saw the Doctor four more times through August 3 for prescription refills (Tr. 610-12).
On September 17, Dr. Lee Loftin, at Tuscaloosa Ear Nose and Throat, examined Tate for complaints of daily throat burning and discomfort, lasting all day; her previous medications included Demerol
On November 9, 2012, West Alabama Mental Health records report Tate's complaints of severe, chronic anxiety and depression with moderately auditory and visual hallucinations; her appearance, psychomotor activity, speech, mood, impulse control, thought process and content, and appetite were within normal limits (Tr. 591-99). Plaintiff denied suicidal or violent thoughts; Dr. Anne Srilata diagnosed her to have recurrent, severe, major depressive disorder with psychotic features. On December 4, Tate reported being unable to relax as well as increased anxiety, restlessness, and paranoid ideation (Tr. 589-90); on January 7 and February 15, 2013, she reported minimal progress in her treatment plan (Tr. 585-88).
On January 17, 2013, Dr. Kevin D. Thompson, with the University Orthopaedic Clinic & Spine Center, examined Plaintiff for complaints of right knee stiffness and pain that she rated as five on a ten-point scale (Tr. 614-19).
From March 13 through May 29, 2013, Tate underwent physical therapy, at Bryan W. Whitfield Hospital, achieving full ROM in her lower extremities (Tr. 534-78).
On April 5, 2013, records from West Alabama Mental Health report that Plaintiff was doing better with her depression and anxiety management; her thoughts were within normal limits, her judgment was adequate, but her insight was poor (Tr. 674-75).
On May 6, 2013, Dr. Arturo Otero performed a nerve conduction test that revealed the following: (1) right median nerve entrapment neuropathy at the carpal tunnel area and sensory and motor involvement; and (2) mild to moderate left median nerve entrapment neuropathy at the carpal tunnel area with sensory involvement only (Tr. 580-83). The bilateral upper extremities were otherwise normal.
On May 20, Dr. Stephen J. Robidoux examined Tate who was taking Lortab, Indocin,
On June 5, 2013, Dr. Travis treated Plaintiff for a headache and sinus issues (Tr. 677-80).
This concludes the relevant evidence of record.
In bringing this action, Tate first claims that the ALJ's RFC determination is unsupported by the evidence (Doc. 14, pp. 2-5). The Court notes that the ALJ is responsible for determining a claimant's RFC. 20 C.F.R. § 404.1546 (2013). That decision can not be based on "sit and squirm" jurisprudence. Wilson v. Heckler, 734 F.2d 513, 518 (11
The ALJ's RFC determination was as follows:
(Tr. 255).
With regard to her RFC claim, Tate asserts that the ALJ did not properly consider the combined effects of all of her impairments (Doc. 14, p. 3). It is true that "the Secretary shall consider the combined effect of all of the individual's impairments without regard to whether any such impairment, if considered separately, would be of such severity." 42 U.S.C. § 423(d)(2)(C). The Eleventh Circuit Court of Appeals has noted this instruction and further found that "[i]t is the duty of the administrative law judge to make specific and well-articulated findings as to the effect of the combination of impairments and to decide whether the combined impairments cause the claimant to be disabled." Bowen v. Heckler, 748 F.2d 629, 635 (11th Cir. 1984); see also Reeves v. Heckler, 734 F.2d 519 (11th Cir. 1984); Wiggins v. Schweiker, 679 F.2d 1387 (11th Cir. 1982).
In the ALJ's findings, he lists Plaintiff's impairments and concludes by saying that she "does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Regulations No. 4" (Tr. 253). This language has been upheld by the Eleventh Circuit Court of Appeals as sufficient consideration of the effects of the combinations of a claimant's impairments. Jones v. Department of Health and Human Services, 941 F.2d 1529, 1533 (11th Cir. 1991) (the claimant does not have "an impairment or combination of impairments listed in, or medically equal to one listed in Appendix 1, Subpart P, Regulations No. 4"). Though this generally ends the discussion of Tate's claim regarding the combination of her impairments, the Court will continue with Tate's more specific assertions.
Plaintiff goes on to assert that the ALJ did not consider problems with anxiety, her right upper extremity, and her morbid obesity in determining her RFC (Doc. 14, pp. 3-6). The evidence shows that Dr. Otero, after conducting nerve conduction tests, found right median entrapment neuropathy at the carpal tunnel area, sensory and motor involvement (Tr. 580). Though Plaintiff asserts that the ALJ's decision is silent as to this finding, the RFC clearly found that Tate "can frequently use her left upper extremity for handling and fingering" (Tr. 255). By not finding that Tate could use her right arm for the same behavior, he demonstrated his consideration of the impairment. This consideration is also manifest in his questioning of the vocational expert (Tr. 218) ("Manipulative limitations, reaching to include overhead, frequent bilateral, handling, fingering left only").
Plaintiff also asserts that the ALJ failed to consider her asthma, citing a single reference to chronic anxiety in medical records provided by West Alabama Mental Health on November 9, 2012 (Doc. 14, p. 4; see Tr. 591). The Court notes, though, that the reference cited was self-reported by Plaintiff to the medical source; the Court finds no corresponding diagnosis by that source (see Tr. 597-98). The Court further notes that other medical evidence, within a close range of time, shows no finding of anxiety (see Tr. 610-12 (no mention of anxiety on May 22, 2012); Tr. 605 ("no depression, no anxiety, no agitation" on September 17, 2012); and Tr. 527-32 (though Tate asserts anxiety, no diagnosis regarding it was made on May 20, 2013)).
In spite of Plaintiff's failure to point to medical evidence supporting a diagnosis of anxiety, the Court notes that the ALJ included the following restrictions in his RFC determination:
(Tr. 255). These limitations clearly indicate an accommodation to Tate's assertions of anxiety.
Plaintiff also asserts that the ALJ failed to consider her morbid obesity in his RFC assessment (Doc. 14, pp. 5-6). The record shows that the ALJ specifically addressed her obesity, citing Social Security Ruling 02-1p, in finding that "the composite available medical evidence of record does not reveal that this impairment has otherwise reduced the functional limitations and restrictions" (Tr. 262). In spite of her assertion, Tate does not cite any medical opinion suggesting that her obesity limits her in any way. The Court notes that the fact of Plaintiff's obesity is insufficient, in and of itself, to demonstrate any restrictions attributable thereto.
The Court has considered Tate's various assertions related to her claim that the ALJ's RFC is not supported by the evidence, but finds no merit in any of them.
Plaintiff's final claim is that the Appeals Council did not properly review newly-submitted evidence (Doc. 14, pp. 6-7). The evidence shows that Tate submitted 183 pages of new evidence to the Appeals Council (Tr. Index 1); while some of it was admitted for consideration (see Tr. 28), the bulk of it was denied as providing no basis for changing the ALJ's decision (Tr. 25). The Court will review only that evidence specifically cited by Plaintiff in her brief.
It should be noted that "[a] reviewing court is limited to [the certified] record [of all of the evidence formally considered by the Secretary] in examining the evidence." Cherry v. Heckler, 760 F.2d 1186, 1193 (11th Cir. 1985). However, "new evidence first submitted to the Appeals Council is part of the administrative record that goes to the district court for review when the Appeals Council accepts the case for review as well as when the Council denies review." Keeton v. Department of Health and Human Services, 21 F.3d 1064, 1067 (11
Tate first points to a clinical assessment of pain and a physical medical source statement, both dated October 27, 2014, completed by Dr. Travis, her treating physician (Tr. 62-66). The Appeals Council rejected both forms, finding that they, as they were completed more than one year after the ALJ's decision, came too late (Tr. 25). Plaintiff argues that the Doctor had indicated that the information provided regarding Tate's abilities had been in effect for over a year (Doc. 14, p. 7; cf. Tr. 66). While Plaintiff's argument is correct as to the physical abilities form, no such assertion is made in the pain form; therefore, it will not be considered herein as the Court finds it irrelevant to the period of time under consideration.
In the medical source statement, Travis said that Plaintiff could sit for one hour, and stand and walk, each, for ten minutes at a time; she could sit for four hours and stand and walk, each, for one hour during an eight-hour day (Tr. 64-66). Tate could frequently lift and carry up to ten pounds and twenty-five pounds occasionally. Plaintiff could use her hands for simple grasping continuously, pushing and pulling of arm controls occasionally, and fine manipulation frequently; she could use her feet for foot controls occasionally. Travis indicated that Plaintiff was able to stoop, crouch, kneel, crawl, climb, and balance occasionally, but could continuously reach overhead.
In comparing Dr. Travis's proposed limitations for Tate with the ALJ's RFC determination, the Court finds little substantive difference. They both agreed that she could stand and walk, each, for one hour a workday; while the Doctor limited Plaintiff to sitting for only four hours, the ALJ determined that six hours was the correct amount. Although Travis found Plaintiff able to balance only occasionally, the ALJ indicated this ability could be performed frequently.
The Court finds no error in rejecting Travis's submitted physical abilities form, noting that her medical records provide no support for any of her conclusions as her medical records provide no evidence of such limitations (see Tr. 610-12, 677-80). Furthermore, the reports of Drs. Givhan (Tr. 475-94), Thompson (Tr. 614-44), and Robidoux (Tr. 527-32) fully support the ALJ's RFC determination.
Tate has also argued that the Appeals Council improperly rejected the evidence submitted by Dr. Thompson at the University Orthopedic Clinic from November 21, 2013 as it rebuts assumptions made by Dr. Robidoux and adopted by the ALJ (Doc. 14, p. 7; cf. Tr. 163-66). The Court notes that, in that report, Dr. Thompson noted Plaintiff was doing well overall, had no complaints of instability, but did have complaints of constant, dull left knee pain (Tr. 163). However, the record indicates that Tate's previous complaints involved her right knee—not the left one being discussed in these records; in fact, the Court found no evidence of left knee problems in the record before this note. In any event, x-rays showed "very mild degenerative changes" (Tr. 165); the exam demonstrated normal, painful, active ROM. The Court finds substantial support for the Appeals Council's decision that this evidence would not have changed the ALJ's decision. Plaintiff's claim otherwise is without merit.
Tate has raised two different claims in bringing this action. Both are without merit. Upon consideration of the entire record, the Court finds "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Perales, 402 U.S. at 401. Therefore, it is