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United States v. Walter James Barnes, Jr., 06-14840 (2008)

Court: Court of Appeals for the Eleventh Circuit Number: 06-14840 Visitors: 11
Filed: Jun. 06, 2008
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT JUNE 6, 2008 No. 06-14840 Non-Argument Calendar THOMAS K. KAHN CLERK _ D. C. Docket No. 06-00095-CR-2-LSC-HGD UNITED STATES OF AMERICA, Plaintiff-Appellee, versus WALTER JAMES BARNES, JR., Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Alabama _ (June 6, 2008) Before ANDERSON, CARNES and BARKETT, Circuit Judges. PER CURIA
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                                                       [DO NOT PUBLISH]



            IN THE UNITED STATES COURT OF APPEALS

                    FOR THE ELEVENTH CIRCUIT           FILED
                     ________________________ U.S. COURT OF APPEALS
                                                        ELEVENTH CIRCUIT
                                                           JUNE 6, 2008
                            No. 06-14840
                        Non-Argument Calendar            THOMAS K. KAHN
                                                             CLERK
                      ________________________

               D. C. Docket No. 06-00095-CR-2-LSC-HGD

UNITED STATES OF AMERICA,

                                               Plaintiff-Appellee,

                                 versus

WALTER JAMES BARNES, JR.,

                                               Defendant-Appellant.

                      ________________________

               Appeal from the United States District Court
                  for the Northern District of Alabama
                     _________________________


                             (June 6, 2008)

Before ANDERSON, CARNES and BARKETT, Circuit Judges.

PER CURIAM:
       Walter Barnes appeals his 180 month sentence following his guilty plea for

possessing a firearm as a felon in violation of 18 U.S.C. § 922(g)(1). After Barnes

pleaded guilty, the district court determined that his prior state conviction for first

degree marijuana possession qualified as a controlled substance offense and

applied a base offense level of 24 pursuant to §§ 2K2.1(a)(2) and 4B1.2(b) of the

sentencing guidelines. The district court also concluded that the marijuana

conviction qualified as a third serious drug offense under the Armed Career

Criminal Act and enhanced Barnes’ offense level to 33 pursuant to § 4B1.4,

resulting in a total offense level of 30 after a reduction for acceptance of

responsibility. With a criminal history category of IV, Barnes’ guideline range

was 135–165 months. Because this range fell below the mandatory fifteen year

minimum term of imprisonment set by the ACCA, however, the district court

sentenced Barnes to 180 months in prison. Barnes contends on appeal that his

prior conviction for first degree marijuana possession under Ala. Code § 13-A-12-

213(a)(1) does not qualify as a third predicate “serious drug offense” under the

ACCA.1


       1
         The government contends that Barnes waived any arguments relating to the application
of the ACCA because his brief to this Court argues only that his prior Alabama state court
conviction for first degree marijuana possession is not a “controlled substance offense” under §
4B1.2(b) of the sentencing guidelines. Because it does not affect our decision, we will assume
without deciding that Barnes’ § 4B1.2 argument does raise the ACCA issues.

                                               2
      We review de novo whether a prior conviction is a serious drug offense

within the meaning of the ACCA. United States v. James, 
430 F.3d 1150
, 1153

(11th Cir. 2005), aff’d on other grounds,       U.S.   , 
127 S. Ct. 1586
(2007).

      Section 922(g) of Title 18 of the United States Code prohibits any person

who has previously been convicted of a crime punishable by imprisonment for a

term exceeding one year from possessing any firearm. 18 U.S.C. § 922(g).

Pursuant to § 924(e)(1), any person who violates § 922(g) and has three prior

convictions “for a violent felony or a serious drug offense, or both, committed on

occasions different from one another” shall be imprisoned for not less than fifteen

years. 18 U.S.C. § 924(e)(1). Section 924(e) defines the term “serious drug

offense” as including, among other things, “an offense under State law, involving

manufacturing, distributing, or possessing with intent to manufacture or distribute,

a controlled substance . . . , for which a maximum term of imprisonment of ten

years or more is prescribed by law.” 18 U.S.C. § 924(e)(2)(A)(ii).

      Under Ala. Code § 13-A-12-213, a person commits the crime of first degree

marijuana possession if: (1) he possesses marijuana for other than personal use; or

(2) he possesses marijuana only for his personal use after having previously been

convicted of unlawful possession of marijuana in the second degree or unlawful

possession of marijuana for personal use. Ala. Code § 13A-12-213(a). Barnes

                                            3
concedes that he was convicted under the first subsection for possessing marijuana

“for other than personal use,” which resulted in a sentence of one year and one day

in prison. The determinative issue in this case, therefore, is whether the district

court properly concluded that a prior conviction for possession of marijuana “for

other than personal use” qualifies as a “serious drug offense” under § 924(e).

      When determining whether a particular conviction qualifies as a serious

drug offense within the meaning of § 924(e), courts are generally limited to a

formal categorical approach, which looks “only to the fact of conviction and the

statutory definition of the prior offense,” instead of the actual facts underlying the

defendant’s prior conviction. Taylor v. United States, 
496 U.S. 575
, 602, 110 S.

Ct. 2143, 2160 (1990); see also Shepard v. United States, 
544 U.S. 13
, 15, 125 S.

Ct. 1254, 1257 (2005); 
James, 430 F.3d at 1154
; United States v. Breitweiser, 
357 F.3d 1249
, 1254 (11th Cir. 2004). The purpose of limiting sentencing courts to

this categorical approach is that it avoids the “practical difficulties and potential

unfairness of a factual approach.” 
Taylor, 496 U.S. at 601
, 110 S. Ct. at 2159; see

also 
Breitweiser, 357 F.3d at 1254
(“The danger of having to conduct ‘mini-trials’

on a defendant’s prior conviction counsels against looking beyond the statute of

conviction.”).

      However, there are some narrow exceptions to this general rule, and Barnes

                                           4
contends that his prior marijuana conviction under Ala. Code § 13A-12-213(a)(1)

falls within the ambiguity exception to the categorical approach. In explaining the

ambiguity exception, we have recognized that a district court may look to the facts

underlying a prior conviction “where the judgment of conviction and statute are

ambiguous, i.e., the determination whether a prior conviction is a qualifying

offense from the face of the judgment itself is impossible.” United States v.

Aguilar-Ortiz, 
450 F.3d 1271
, 1273 (11th Cir. 2006) (remanding for resentencing

where a factual inquiry was required to determine whether the defendant’s prior

conviction qualified as a “drug trafficking offense” under § 2L1.2(b)(1)(B) of the

sentencing guidelines).

      An ambiguity occurs, for example, “where the statutory language of the

prior conviction ‘encompasse[s] some offenses that would satisfy the enhancement

statute and others that would not.’” 
Breitweiser, 357 F.3d at 1255
(quoting United

States v. Fulford, 
267 F.3d 1241
, 1249 (11th Cir. 2001)). Even in instances where

we have recognized that a sentencing court is permitted to go beyond the

categorical approach, however, we have held that the court may rely on only a

limited set of materials—including the charging document, written plea

agreement, transcript of the plea colloquy, and any explicit factual findings of the

trial judge to which the defendant assented. 
Aguilar-Ortiz, 450 F.3d at 1273
–74.

                                          5
      In arguing that the look-behind approach is appropriate in this case, Barnes

principally relies upon the Aguilar-Ortiz case. The decision in that case, however,

does not support Barnes’ contention. In Aguilar-Ortiz, we determined that a

Florida statute prohibiting the solicitation of the delivery of drugs was ambiguous

and required the district court to go beyond the formal categorical approach to

determine if the defendant’s prior conviction qualified as a “drug trafficking

offense” within the meaning of § 2L1.2(b)(1)(B) of the sentencing 
guidelines. 450 F.3d at 1276
. In reaching this conclusion, we noted that defendants could be

found guilty of the Florida solicitation crime “on the basis of a wide range of

conduct,” including the solicitation of large quantities of narcotics for

redistribution or the solicitation of only a minuscule amount of narcotics solely for

personal use. 
Id. at 1275.
      The Florida statute in Aguilar-Ortiz was so ambiguous that we were unable

to say as a categorical matter that all solicitation convictions under it either did or

did not qualify as drug trafficking offenses under the sentencing guidelines. 
Id. at 1276;
see also United States v. Greer, 
440 F.3d 1267
, 1273 (11th Cir. 2006)

(noting that the defendant’s convictions for making terroristic threats under a

Georgia statute did “not, without more, prove that he had been convicted of a

violent felony for ACCA purposes” because the state statute prohibits both violent

                                           6
and nonviolent conduct); 
Breitweiser, 357 F.3d at 1255
(determining that the

district court had properly looked past the defendant’s conviction under a New

Jersey statute prohibiting the endangerment of child welfare, because it was

impossible to determine from the face of the statute whether it qualified as a “prior

sex offense conviction” under 18 U.S.C. § 2247 since a defendant, who may or

may not have had sexual contact with a minor, could be convicted under the

statute); United States v. Spell, 
44 F.3d 936
, 939 (11th Cir. 1995) (per curiam)

(finding that the district court had properly looked behind a previous conviction

under a Florida burglary statute in determining whether it constituted a “crime of

violence” under § 4B1.1 of the sentencing guidelines because the state statute

“encompasses some conduct which constitutes a crime of violence and some

which does not”).

      Unlike the Florida statute in Aguilar-Ortiz, the language of the Alabama

statute prohibiting the possession of marijuana “for other than personal use” in this

case is not ambiguous. The phrase “for other than personal use” means that a

defendant does more than merely possess marijuana for his own use—that is, he

intends to distribute it or to possess it with the intent to distribute. See Ala. Code

§ 13A-12-214 (making the possession of marijuana for “personal use only” a Class

A misdemeanor); Watley v. State, 
568 So. 2d 852
, 854 (Ala. Cr. App. 1989)

                                           7
(noting that there “is no offense outlined in . . . § 13A-12-213 . . . whose enacting

clause defines the proscribed conduct merely in terms of ‘possession of

marijuana’” and determining that the phrase “for other than personal use” is an

“inseparable ingredient[] of the offense”). Indeed, when asked by the district

court, Barnes’ attorney could not provide an alternative interpretation of the

statute that would permit the inference that he did not intend to distribute the

marijuana. Nor can we. Unlike in Aguilar-Ortiz, therefore, a conviction under the

statute at issue in this case cannot be based on possession solely for personal use.

See 
Aguilar-Ortiz, 450 F.3d at 1275
.

      Because first degree marijuana possession in violation of Ala. Code § 13A-

12-213 is a Class C felony, it carries with it a maximum term of imprisonment of

ten years, see Ala. Code §§ 13A-12-213(b) & 13A-5-6(a)(3), which meets the

requirements of § 924(e)(2)(A)(ii)’s definition of a “serious drug offense.”

Furthermore, as we discussed earlier, § 13A-12-213’s description of the offense as

possession “for other than personal use” necessarily implies that a defendant

possessed marijuana with the intent to distribute it and thereby committed a

serious drug offense. Because the plain language of the statute, read against the

judgment, compels this conclusion, we cannot refer to any other material to

determine whether Barnes’ conviction qualifies as a serious drug offense. The

                                          8
district court, therefore, properly treated Barnes’ conviction for first degree

marijuana possession as a serious drug offense and applied the mandatory fifteen

year statutory minimum sentence under the ACCA. Accordingly, we affirm

Barnes’ sentence.

      AFFIRMED.




                                           9

Source:  CourtListener

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