WINDOM, Judge.
Kim Vanpelt
The State's evidence tended to show that on November 24, 2004, Jerry Evans discovered the nude body of Sandra Vanpelt on the side of County Road 53 near Hamilton. The medical examiner, Dr. Emily Ward, testified that Sandra died of "head injuries and suffocation." Dr. Ward further testified that based on the undigested contents of her stomach, Sandra died within two hours of eating a meal that included mushrooms.
Sandra and Vanpelt met after Sandra responded to Vanpelt's personal ad on the Internet in the fall of 2004. At that time, Sandra lived in Phenix City and was working at a Shoney's restaurant, and Vanpelt lived in Memphis, Tennessee, and was working in construction. After their relationship progressed, Sandra transferred to a Shoney's restaurant in Muscle Shoals and moved to Tuscumbia so that she could be closer to Vanpelt. The two married on November 8, 2004, and lived in a mobile home in Tuscumbia.
On November 2, 2004, Vanpelt contacted an insurance company about obtaining life insurance policies on himself and Sandra. Several of Sandra's coworkers at Shoney's restaurant testified that Vanpelt came into the restaurant on November 11, 2004, to have Sandra sign a life insurance application. Later that same day, three days after the two were married, Vanpelt submitted the policies and a check for the first month's premiums to the insurance company. Vanpelt was the beneficiary of the $300,000 proceeds of Sandra's insurance policy.
On November 22, 2004, after the two had been married for approximately two weeks, Vanpelt filed a missing person's report on his wife. He told police that she left to run errands around 9:00 a.m. on the morning of November 22, 2004, and did not return. Sometime later on the same day, Vanpelt went to a local Wal-Mart store and purchased candles, trash bags, a mop, and various cleaners. One cleaner named, "Zout oxy," stated on the label that it could remove bloodstains.
Police located Sandra's Pontiac Grand Am automobile in the parking lot of an abandoned Winn-Dixie grocery store near the Vanpelts' mobile home on November 23, 2004. Sandra's clothes were in the trunk, and cigarette butts, which matched the brand Vanpelt smoked, were in the ashtray. Sandra's body was discovered about 60 feet off a county road where it had been dumped.
After Sandra's body was discovered, police searched Vanpelts' mobile home. Police testified that the home was spotless. Roger Morrison, the laboratory director of the Huntsville Regional Laboratory for the Alabama Department of Forensic Sciences, testified that using a luminol spray he discovered blood in the master bedroom of
Investigator Marc McCormick of the Alabama Bureau of Investigation testified that Vanpelt gave a statement to police. Vanpelt said that on the evening before his wife's disappearance, he cooked dinner for her that included sauteed mushrooms. Vanpelt also told police that Sandra was at home Sunday night and that she left the mobile home Monday morning. This statement was inconsistent with the medical examiner's testimony regarding the time of Sandra's death.
Three witnesses testified that Sandra's white Pontiac automobile was not at the mobile home in the early morning hours of November 22, 2004. One witness, Ray McMahan, also testified that when he drove by the Vanpelts' mobile home early that morning he saw a black Chevrolet truck backed up to the front door of the mobile home and a rug hanging over the railing. Vanpelt's vehicle was a black Chevrolet truck.
Evidence was also presented that while Vanpelt was incarcerated awaiting trial, he wrote to Edward Parson, a fellow inmate at the Colbert County jail, and asked Parson to assist him with a "mock" confession so that he could get out of jail. (C.R. 398.) Vanpelt wrote that he wanted Parson to handwrite the "mock" confession that Parson would compose and then have someone from the outside mail it to police. Id. He wrote that if the case was dismissed he would file a "malicious prosecution" action against the county. Vanpelt also wrote to Sandra Tucker, an inmate at the Lauderdale County Detention Center, and said that he believed that her boyfriend was involved in a murder-for-hire plot with his wife and that Sandra had offered Tucker's boyfriend money to kill Vanpelt.
Patti Lawson, Vanpelt's former fiance'e, testified that she met Vanpelt in 2000 as a result of a personal ad she posted on the Internet; that her relationship with Vanpelt lasted for four years; that she was at one point engaged to him; and that the engagement ring Vanpelt gave her was the same ring he gave Sandra. Lawson could identify the ring, she said, because she designed its band. Lawson further stated that around the middle of October 2004, Vanpelt telephoned her and said that he wanted them to get back together. He sent her an airline ticket to Memphis, Tennessee—the ticket was dated October 29-10 days before Vanpelt married Sandra. Lawson said that she did not use the ticket.
The jury convicted Vanpelt of murdering Sandra for pecuniary gain. A separate sentencing hearing was held pursuant to § 13A-5-46, Ala.Code 1975. The State presented the testimony of several witnesses who testified about the impact of Sandra's death in their lives. Vanpelt presented the testimony of two of his siblings—Brian Vanpelt and Dale Vanpelt. Brian testified that there were 8 siblings in the family, that he joined the Navy when he was 16 years old because "the situation at home had gotten so bad," that their father was very abusive both physically, verbally, and mentally, that both of his parents were alcoholics, and that their father regularly beat their mother in front of them. Dale testified to similar childhood experiences. Vanpelt also presented the testimony of Dr. James Edward Crowder,
The circuit judge held a separate sentencing hearing according to § 13A-5-47, Ala.Code 1975, and found that the murder was committed for pecuniary gain, an aggravating circumstances defined in § 13A-5-49(6), Ala.Code 1975. The circuit court found one statutory mitigating circumstance, that Vanpelt had "no significant history of prior criminal activity." See § 13A-5-51(1), Ala.Code 1975. The court also found as a nonstatutory mitigating circumstance that Vanpelt had a "difficult family history and that he ha[d] an anti-social personality." After weighing the aggravating circumstance against the mitigating circumstances, the circuit court found that the aggravating circumstance outweighed the mitigating circumstances and sentenced Vanpelt to death.
Because Vanpelt has been sentenced to death, according to Rule 45A, Ala. R.App. P., this court must search the record for "plain error." Rule 45A states:
(Emphasis added.)
In Ex parte Brown, 11 So.3d 933 (Ala.2008), the Alabama Supreme Court explained:
11 So.3d at 938. "The standard of review in reviewing a claim under the plain-error doctrine is stricter than the standard used in reviewing an issue that was properly raised in the trial court or on appeal." See Hall v. State, 820 So.2d 113, 121-22 (Ala.
Vanpelt argues that the circuit court committed numerous errors during the jury-selection process. Initially, this court notes that "[o]ur statutes provide for examination of jurors as to `qualifications, interest, or bias' and `any matter that might tend to affect their verdict.' ... The scope of examination permitted is within the sound discretion of the trial judge." Fletcher v. State, 291 Ala. 67, 68-69, 277 So.2d 882, 883 (1973). See also Ex parte Land, 678 So.2d 224 (Ala.1996). With these principles in mind, this court will address each of Vanpelt's allegations individually.
First, Vanpelt contends that the circuit court erred in removing prospective juror A.M.
During voir dire, prospective juror A.M. stated that he had previously been charged with driving under the influence. The following discussion then occurred:
(R. 139-41.) Later during voir dire examination, A.M. stated that he had previously been stabbed five times, that no one had been prosecuted for the offense, that the stabbing had occurred in Colbert County, and that he still harbored resentment toward police because they failed to make any arrest. (R. 175.) The State moved that juror A.M. be removed for cause, and the circuit court granted the motion. (R. 227.)
When reviewing a circuit court's ruling on a challenge for cause, we consider the following:
Ex parte Davis, 718 So.2d 1166, 1171-72 (Ala.1998). See also Pressley v. State, 770 So.2d 115, 127 (Ala.Crim.App.1999).
Martin v. State, 548 So.2d 488, 490-91 (Ala.Crim.App.1988). "A trial judge is in a decidedly better position than an appellate court to assess the credibility of the jurors during voir dire questioning. See Ford v. State, 628 So.2d 1068 (Ala.Crim.App. 1993)." Turner v. State, 924 So.2d 737, 754 (Ala.Crim.App.2002).
A.M. unambiguously voiced his distrust and resentment toward police officers—the primary witnesses in the State's case against Vanpelt. "If a "`juror ... unquestionably credit[s] the testimony of law enforcement officers over that of [a] defense witness [that juror] is not competent to serve.'" Uptain v. State, 534 So.2d 686, 687 (Ala.Cr.App.1988), quoting State v. Davenport, 445 So.2d 1190, 1193-94 (La.1984)."
Because prospective juror A.M. stated that he would discredit testimony from police officers, the circuit court did not abuse its considerable discretion in granting the State's motion to remove prospective juror A.M. for cause. Therefore, this claim does not entitle Vanpelt any relief.
Second, Vanpelt asserts that the circuit court erred in death-qualifying the prospective jurors. Specifically, Vanpelt asserts that death-qualifying the jury produces a conviction-prone jury and disproportionately excludes minorities and women in violation of the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States Constitution.
Vanpelt did not object to voir dire questions focused on the jurors' views towards capital punishment. Accordingly, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P. This court has held:
Sockwell v. State, 675 So.2d 4, 18 (Ala. Crim.App.1993). Because the constitution does not prohibit death-qualification of the jury in a capital-murder trial, the circuit court committed no error, much less plain error, in allowing the prospective jurors to be questioned about their views toward capital punishment. Accordingly, this issue does not entitle Vanpelt to any relief.
Third, Vanpelt argues that the circuit court erred in not allowing him to use juror questionnaires or to individually question the prospective jurors. Vanpelt argues that "[t]he denial of theses motions deprived [him] of his constitutional guarantee of a fair trial by an impartial jury." (Vanpelt's Brief at 97.)
The record shows that Vanpelt moved the circuit court to require the prospective jurors to complete a juror questionnaire. (C.R. 35.) The basis for the motion was that Vanpelt was charged with a capital offense. The circuit court denied the motion after noting that compliance would "be unduly burdensome." (R. 16.)
Hodges v. State, 856 So.2d 875, 913 (Ala. Crim.App.2001). Nothing in the record suggests that the circuit court erred in denying the motion for juror questionnaires.
(R. 21-22.) A review of the voir dire examination shows that the circuit court gave general qualification questions to the entire venire and when a juror responded to a question concerning capital punishment, the court allowed individual voir dire of those jurors. The attorneys then questioned the jurors. When jurors responded to questions concerning prior convictions, these jurors were questioned individually at the bench.
Sneed v. State, 1 So.3d 104, 135 (Ala.Crim. App.2007). Nothing in the record indicates that the circuit court abused its discretion in its method of conducting voir dire examination.
Fourth, Vanpelt asserts that the circuit court erred in denying his "Motion to Require Disclosure of Any and All Information Concerning Prospective Jurors that may be Favorable to the Defense." Vanpelt filed a pretrial motion to require the State to reveal any exculpatory information about the prospective jurors. (C.R. 50.) In denying this motion, the circuit court stated: "There is no requirement for the State to disclose any information on prospective jurors. Denied." (R. 17-18.)
The circuit court's ruling is consistent with Alabama law. In Kelley v. State, 602 So.2d 473 (Ala.Crim.App.1992), this court stated:
602 So.2d at 478. Nothing in the record indicates that Vanpelt was prevented from discovering information about prospective jurors during voir dire. Consequently, Vanpelt has failed to establish that the circuit court abused its discretion by denying his motion to require the State to disclose information regarding prospective jurors.
Fifth, Vanpelt argues that the circuit court erred in denying his motion entitled "Motion or Order to Obtain Legal Petit Jury for Trial." This motion stated:
In Duren v. Missouri, 439 U.S. 357, 364, 99 S.Ct. 664, 58 L.Ed.2d 579 (1979), the Supreme Court of the United States explained:
The Duren Court defined systematic exclusion as exclusion that is "inherent in the particular jury-selection process utilized." Id. at 366, 99 S.Ct. 664; See also Gibson v. Zant, 705 F.2d 1543, 1549 (11th Cir.1983) ("the Duren Court ... defined `systematic' as `inherent in the particular jury-selection process utilized.'"). "[T]he fair cross-section requirement ensures only a venire of randomness, one free of systematic exclusion. It does not ensure any particular venire." Gavin v. State, 891 So.2d 907, 945 (Ala.Crim.App.2003) (internal citations and quotations omitted). "Rather than being entitled to a cross-sectional venire, a defendant has a right only to a fair chance, based on a random draw, of having a jury drawn from a representative panel." Id. (internal citations and quotations omitted). This Court has repeatedly held that the random drawing of veniremembers from a list of licensed drivers satisfies the fair-cross-section requirement. See Id. at 946-47; Carroll v. State, 852 So.2d 801, 807-08 (Ala.Crim.App.1999); Clemons v. State, 720 So.2d 961, 972 (Ala.Crim.App.1996); Sistrunk v. State, 630 So.2d 147, 149-50 (Ala.Crim.App.1993).
Because randomly selecting potential jurors for the venire from licensed drivers provided Vanpelt "a fair chance, based on a random draw, of having a jury drawn from a representative panel," Gavin, 891 So.2d at 945, Vanpelt's Sixth Amendment rights were not violated. Accordingly, the circuit court did not abuse its discretion by overruling Vanpelt's motion.
Last, Vanpelt argues that the circuit court erred in denying his motion to sequester the jury. "Even in a capital case there is no requirement that a court sequester the jurors during the trial. The decision to grant or deny a motion to sequester the jury during trial is within the sound discretion of the trial court. See Centobie v. State, 861 So.2d 1111 (Ala. Crim.App.2001)." Belisle v. State, 11 So.3d 256, 279 (Ala.Crim.App.2007). See also Brown v. State, 11 So.3d 866, 885 (Ala.Crim.App.2007) (holding that there is no requirement that the jury be sequestered). Moreover, Vanpelt has not offered any argument nor has he cited any portion of the record that would support an assertion that there was a need to sequester the jury.
Vanpelt next argues that the State used its peremptory strikes in a racially discriminatory manner in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). Specifically,
The United States Supreme Court in Batson held that black prospective jurors could not be removed from a black defendant's jury based solely on their race. This holding has been extended to white defendants in Powers v. Ohio, 499 U.S. 400, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991); to civil cases in Edmonson v. Leesville Concrete Co., 500 U.S. 614, 111 S.Ct. 2077, 114 L.Ed.2d 660 (1991); to defense counsel in criminal cases in Georgia v. McCollum, 505 U.S. 42, 112 S.Ct. 2348, 120 L.Ed.2d 33 (1992); and to gender-based strikes in J.E.B. v. Alabama, 511 U.S. 127, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994). When evaluating a circuit court's ruling on a Batson motion, this court keeps in mind the following principles:
Ex parte Walker, 972 So.2d 737, 741 (Ala. 2007).
Ex parte Branch, 526 So.2d 609, 622-23 (Ala.1987). "When reviewing a trial court's ruling on a Batson motion, this court gives deference to the trial court and will reverse a trial court's decision only if the ruling is clearly erroneous." Yancey v. State, 813 So.2d 1, 3 (Ala.Crim.App.2001).
Defense counsel made the following objection after the peremptory strikes were completed:
(R. 235-37.)
This court has examined the voir dire examination and the State's peremptory strikes. The record shows that the State exercised the following peremptory strikes in the following order after the jurors made the indicated responses to questions raised during voir dire:
Further, this court notes that defense counsel used every one of its 25 peremptory strikes to remove white prospective jurors. After both sides had exhausted their peremptory challenges, Vanpelt's jury was composed of 8 white jurors and 4 black jurors.
After reviewing the relevant portions of the record, this court finds that the circuit court did not abuse its discretion by denying Vanpelt's Batson motion. Alabama courts have repeatedly held that numbers alone are not sufficient to establish a prima facie case of discrimination. See Ex parte Walker, 972 So.2d 737 (Ala.2007); Saunders v. State, 10 So.3d 53 (Ala.Crim. App.2007). The record contains no evidence of disparate treatment between the white and black prospective jurors in this case. For instance, all of the prospective jurors who indicated that they had convictions, both black and white, were struck as well as all of the jurors who answered during voir dire that they had relatives who had been charged or convicted of criminal offenses. Cf. Johnson v. State, 43 So.3d 7
In sum, the mere fact that the State used 5 of its 25 peremptory challenges to strike 5 of 9 black jurors does not raise an inference of racial discrimination. See Johnson v. State, 823 So.2d 1, 20 (Ala. Crim.App.2001) (upholding the circuit court's finding that the defendant failed to establish a prima facie case of racial discrimination when the defendant's only support for his Batson motion was that "the State used 6 (less than half of its 14) strikes to remove 6 of the 9 blacks from the venire...."). Therefore, the circuit court did not abuse its discretion by finding that Vanpelt failed to establish a prima facie case of racial discrimination and overruling his Batson motion.
Vanpelt next argues that the circuit court erred in allowing the State to introduce evidence concerning the life insurance policy on Sandra's life. He asserts two different grounds in support of this contention.
Vanpelt first argues that evidence of the existence of the life insurance policy was inadmissible because the State failed to first establish that Vanpelt believed that the policy was valid. Citing cases from other jurisdictions, Vanpelt argues that evidence of the existence of an insurance policy "is inadmissible [to establish motive] unless it can be established that the defendant knew about the policy, believed it to be in effect, and expected to benefit from it." (Vanpelt's Brief at 69-70.) He cites the Illinois case of People v. Mitchell, 105 Ill.2d 1, 85 Ill.Dec. 465, 473 N.E.2d 1270 (1984), to support his assertion.
The Illinois Supreme Court in People v. Mitchell, stated:
105 Ill.2d at 10, 85 Ill.Dec. at 469, 473 N.E.2d at 1274.
Alabama has never followed such a narrow view regarding the admissibility of life insurance policies in a criminal case. In Turner v. State, 224 Ala. 5, 140 So. 447 (1931), the Alabama Supreme Court stated:
224 Ala. at 6, 140 So. at 448. See also Burton v. State, 194 Ala. 2, 69 So. 913 (1915) (evidence of a life insurance policy was admissible even though the policy was payable to the wife of the deceased); Spicer v. State, 188 Ala. 9, 18, 65 So. 972, 975 (1914) ("On the trial the state sought to prove, and did prove, that the defendant had procured several policies of insurance, in his favor, on the life of his wife; such policies aggregating about $17,000. This fact was admissible as tending to show motive on the part of defendant to take the life of the insured—deceased."); Stewart v. State, 18 Ala.App. 92, 95, 89 So. 391, 394 (1921) ("It cannot be held under the facts disclosed in this record to have been error to permit the state to show that deceased had a paid-up life insurance policy payable to his three children, and that some time before the killing the defendant Kendrick was making inquiry of the insurance agent as to those facts.").
Charles W. Gamble, McElroy's Alabama Evidence § 45.01(8) (5th ed.1996). Because the State is not required to prove that Vanpelt believed that the insurance policy was valid before the policy became admissible to establish motive, Vanpelt's argument is without merit.
Moreover, contrary to Vanpelt's assertion, the State did present evidence tending to show that he believed the life insurance policy was valid. The State presented evidence that Vanpelt purchased a life insurance policy insuring Sandra's life and naming Vanpelt as the beneficiary. The State presented evidence that upon purchasing the policy, Vanpelt was informed that Sandra's life was conditionally covered pending acceptance of the policy by the insurance company. After purchasing the insurance, Vanpelt called to check on the status of the coverage and was told that Sandra was conditionally covered. Vicki Estes, an agent of the insurance company, explained to Vanpelt that "the policy was in force." (R. 676.) Further, the State offered a letter written by Vanpelt to Edward Parsons in which he offered to pay Parsons $75,000 of the insurance proceeds if Parsons successfully aided Vanpelt in avoiding a conviction for Sandra's death. (C.R. 400.)
Based on the foregoing, the State presented sufficient evidence from which the jury could have inferred that Vanpelt believed that the insurance policy on Sandra's life was valid and in force. Consequently, Vanpelt's argument is without merit and does not entitle him to any relief.
Vanpelt next argues that the testimony regarding the terms of Sandra's life
Two employees of the insurance company Vanpelt contacted about coverage testified at trial. Joe Medders testified that upon payment "if they write a check for coverage they have conditional coverage for death benefits if there is not a pre-existing condition." (R. 643.) Defense counsel objected and was allowed to question Medders outside the presence of the jury. The following occurred:
(R. 649.) Medders testified that conditional coverage means that if there was no reason to deny the policy and the covered person was killed or died of a condition that was not preexisting then the company would pay a policy up to $500,000.
Vicki Estes testified that Vanpelt filed an application for life insurance on himself and Sandra, that each policy was for $300,000, that Vanpelt was the sole beneficiary of Sandra's policy, and that Vanpelt gave her a check for the amount of the first month premiums on both policies. She also testified that she normally would have the individual sign the conditional receipt and give them the original. Estes also said that neither she nor the company retained a copy of the conditional receipt. She also testified that after Vanpelt gave her the check for the premiums, he called several times to verify the policies. In one of these conversations, she said, Vanpelt told her that Sandra previously had cervical cancer but was now free of cancer.
Rule 1002, Ala. R. Evid., often referred to as the best-evidence rule, states:
The Advisory Committee's Notes to this rule state:
Charles W. Gamble, McElroy's Alabama Evidence § 212.01(4) (5th ed.1996), states: "A witness does not run afoul of the best evidence requirement simply because there happens to be a writing memorializing the matter to which the witness testifies." (Footnote omitted.) Because Medders's
Vanpelt next argues that the circuit court erred in allowing prejudicial statements from Sandra's coworkers to be admitted into evidence. Specifically, he argues that the State presented prejudicial hearsay testimony when it admitted evidence that two of Sandra's coworkers had told Sandra after she signed the insurance policy that Vanpelt was going to kill her. Vanpelt did not object to either instance that he now CR-06-1539 complains constitutes inadmissible hearsay; therefore, this court reviews this issue for plain error. See Rule 45A, Ala. R.App. P.
Linda Aday, a coworker of Sandra's at Shoney's restaurant, testified that two days after Sandra and Vanpelt were married Vanpelt came to the restaurant to have Sandra sign some insurance papers. She said:
(R. 726.) Another coworker, Terry Pate, also testified that she was present when Vanpelt came to Shoney's to have Sandra sign some insurance papers and that she saw her sign some of the papers. Pate then testified:
(R. 753.)
"Hearsay" is defined as "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." Rule 801(c), Ala. R. Evid. Clearly, the remarks made by Sandra's coworkers were not offered to prove the truth of the matter asserted. Each witness/declarant testified that the statements were made to Sandra in jest—as a joke. It is difficult to have a hearsay violation when the declarant does not believe that the admitted statement is true. Because the statements were not offered to prove the truth of the matter asserted, no hearsay violation occurred.
Vanpelt also argues that the statements were improper opinion testimony concerning his character, and their admission violated Rule 404(a), Ala. R. Evid. This issue was not raised below; therefore,
Rule 404(a), Ala. R. Evid., provides, in pertinent part:
Contrary to Vanpelt's assertion, Sandra's coworkers' statements were not offered to "convey[] that [Sandra's] colleagues were of the opinion that [Vanpelt] was capable of killing his wife, or at a minimum, that they believed he was suspicious enough that she should have cause for concern." (Vanpelt's Brief at 16-17.) Instead, the comments were made in jest, a fact that of which the jury was well aware. Because the statements by Sandra's coworkers were not offered to establish Vanpelt's bad character, their admission did not run afoul of Rule 404(a), Ala. R. Evid.
Moreover, even if the coworkers' statements were inadmissible for some reason, their admission would be harmless beyond a reasonable doubt. See Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). Both witnesses testified that the statements were made to Sandra as a joke, and they did not mean what was said. Because these statements were made in jest and the jury was made well aware of that fact, the admission of the statements could not have influenced the jury's deliberations and did not rise to the level of plain error. Rule 45A, Ala. R.App. P.; Ex parte Brown, 11 So.3d 933, 938 (Ala.2008)(holding that plain error must have an unfair prejudicial impact on the jury's deliberations). Therefore, Vanpelt is not entitled to any relief.
Vanpelt next argues that the circuit court erred in allowing his ex-fiance'e, Patti Lawson, to testify that he proposed to her less than one month before he married Sandra. Specifically, Vanpelt asserts that this evidence was inadmissible because it constituted prior-bad-act evidence that did not fall within any exception to the general exclusionary rule. Rule 404(b), Ala. R. Evid.
The State gave Vanpelt notice that it intended to present Lawson's testimony for the purpose of showing Vanpelt's intent and motive. (C.R. 134.) Vanpelt then filed a motion in limine to exclude this testimony; however, the motion stated no grounds for exclusion. At a pretrial hearing where this motion was discussed, Vanpelt again gave no specific argument as to why this testimony was not admissible. The State asserted the following at the hearing:
(R. 49.) The circuit court denied the motion to exclude this evidence. Because no specific arguments were made below as to why this testimony was not admissible, this court reviews this issue for plain error only. See Rule 45A, Ala. R.App. P.
Lawson testified that she met Vanpelt in 2000 as a result of a personal ad she had posted on the Internet; that her relationship with Vanpelt lasted for four years; that she was engaged to him; and that the engagement ring he gave her was the
Rule 404(b), Ala. R. Evid., provides:
"If an accused is charged with a crime that requires a prerequisite intent, ... then prior or subsequent [bad acts] are admissible to establish that he had the necessary intent when he committed the instant crime." Jones v. State, 439 So.2d 1308, 1310 (Ala.Crim.App.1983). In McClendon v. State, 813 So.2d 936, 944 (Ala.Crim.App. 2001), this court held that:
At trial, the State's theory was that Vanpelt planned to and eventually did marry Sandra to obtained an insurable interest in her life, then murdered her for the insurance proceeds. To support this theory, the State presented evidence that just before his marriage to Sandra, Vanpelt proposed marriage to another woman. The State presented evidence that shortly after marrying Sandra, Vanpelt procured an insurance policy on her life. Finally, the State established that after procuring the insurance policy, Vanpelt murdered Sandra. The fact that Vanpelt proposed to another woman shortly before he murdered his wife was key to the State's theory that Vanpelt married Sandra only to insure her life and then murder her. Because this evidence was relevant to show that Vanpelt planned to murder Sandra prior to marrying her, it was admissible pursuant to Rule 404(b), Ala. R. Evid., to show plan and intent.
Furthermore, the probative value of this evidence far outweighed its prejudicial effect. Rule 403, Ala. R. Evid., states that evidence "may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence." As discussed above, Vanpelt's marriage proposal to another woman shortly before murdering his wife was probative to establish that he planned to and intended to murder his wife. Further, this evidence was not unduly prejudicial. See Grayson v. State, 824 So.2d 804, 821 (Ala. Crim.App.1999) (citations and quotations omitted) ("Prejudicial is used [in Rule 403, Ala. R. Evid.,] to limit the introduction of probative evidence of prior misconduct only when it is unduly and unfairly prejudicial.
Vanpelt further argues that the circuit court erred in failing to sua sponte instruct the jury that "the evidence is not to be considered as substantive evidence of guilt." (Vanpelt's Brief at 31.) Contrary to Vanpelt's assertion, evidence of intent, plan, and preparation is substantive evidence of guilt. As the Alabama Supreme Court has held:
Johnson v. State, [Ms. 1041313, October 6, 2006] ___ So.3d ___, ___ (Ala.2006).
Here, Lawson's testimony regarding Vanpelt's proposal was admitted to show plan and intent; therefore, it was admitted as substantive evidence of guilt, and the circuit court did not err in failing to instruct the jury otherwise. Consequently, this issue does not entitle Vanpelt to any relief.
Vanpelt next argues that the circuit court erred in allowing testimony regarding
At trial, Edward Nicholas, the search coordinator for Huntsville Emergency Medical Services, Inc. search-dog unit, testified that the dogs used in this case were used to detect human remains. According to Nicholas, the dogs had a very high level of interest in the backseat and trunk of Sandra's vehicle and a slight indication to a corner on the porch of Vanpelt's mobile home.
In Alabama, "[t]he admissibility of dog-tracking evidence upon a proper predicate has been recognized ... for over a century. See Burks v. State, 240 Ala. 587, 200 So. 418 (1941); Orr v. State, 236 Ala. 462, 183 So. 445 (1938); Loper v. State, 205 Ala. 216, 87 So. 92 (1920); Gallant v. State, 167 Ala. 60, 52 So. 739 (1910); Hargrove v. State, 147 Ala. 97, 41 So. 972 (1906); Richardson v. State, 145 Ala. 46, 41 So. 82 (1906); Little v. State, 145 Ala. 662, 39 So. 674 (1905); Hodge v. State, 98 Ala. 10, 13 So. 385 (1893); Holcombe v. State, 437 So.2d 663 (Ala.Crim.App.1983); Moore v. State, 26 Ala.App. 607, 164 So. 761 (1935); and Allen v. State, 8 Ala.App. 228, 62 So. 971 (1913)." Gavin v. State, 891 So.2d 907, 971 (Ala.Crim.App.2003). In Gavin, this court established the proper predicate for the admission of dog-tracking evidence. Id. Specifically, this court held that dog-tracking evidence is admissible if the State establishes "the training and reliability of the dog, the qualifications of the person handling the dog, and the circumstances surrounding the tracking by the dog." Gavin, 891 So.2d at 971. See also State v. Montgomery, 968 So.2d 543, 550 n. 6 (Ala. Crim.App.2006) (reiterating the three foundational requirements for the admission of dog-tracking evidence); State v. Neeley, 143 Ohio App.3d 606, 630-31, 758 N.E.2d 745, 764 (2001) (holding that the State may establish the predicate for dog-tracking evidence by showing "the training and reliability of the dog, the qualifications of the person handling the dog, and the circumstances surrounding the trailing by the dog...."); McDuffie v. State, 482 N.W.2d 234, 237 (Minn.Ct.App.1992) (same requirements); Rule 702, Ala. R. Evid. ("A witness qualified as an expert by knowledge, skill, experience, training, or education, may testify ... in the form of an opinion or otherwise."). This court further explained that "[t]he foundational evidence need not be overwhelming or specific, but must be sufficient to indicate reliability of the evidence." Gavin, 891 So.2d at 971 (citing Burks v. State, 240 Ala. 587, 200 So. 418, 419 (1941)). See also Montgomery, 968 So.2d at 550 n. 6 (same).
Nicholas testified that he has been coordinating dog searches with the group for 15 years and has done a great deal of study regarding dog searches. (R. 759, 773.) Nicholas explained that he is familiar with the dogs that performed the search in this case and that he helped train those dogs. (R. 760, 766.) Nicholas described in detail the process used to train the dogs and the specialized training the dogs received. He further stated that all four dogs were certified and "considered mission ready in both live and cadaver." (R. 761-64.) Nicholas then detailed the circumstances surrounding the search of the two vehicles and the mobile home. (R. 765-69.)
To the extent Vanpelt argues that the circuit court erred by failing to exclude the dog-tracking evidence based on the State's failure to establish foundational requirements beyond those established by this court in Gavin, he has failed to establish plain error. Rule 45A, Ala. R.App. P. See (Vanpelt's Brief at 42-45) (arguing that the State failed to provide documentation regarding the training and qualification of the dogs and the handlers, failed to provide information about the reliability of the dogs, and failed to provide error rates). This court cannot say that the circuit court's failure to sua sponte expand the foundational requirements established in Gavin was a "particularly egregious [error that] seriously affect[ed] the fairness, integrity or public reputation of judicial proceedings." Ex parte Deardorff, 6 So.3d 1235, 1240 (Ala.2008) (citations and quotations omitted). See also Gavin, 891 So.2d at 971 (rejecting the argument that the State must establish the reliability rate or track record of the dogs as a foundational requirement to the admission of dog-tracking evidence). Therefore, Vanpelt is not entitled to any relief.
Vanpelt next argues that the circuit court erred in admitting DNA testimony concerning the blood that was discovered in the Vanpelts' mobile home. Specifically, Vanpelt asserts that the circuit court erroneously allowed the State to admit DNA evidence and population statistics based on the DNA evidence because the State failed to establish the proper predicate for the admission of these types of evidence. Vanpelt did not file a pretrial motion seeking to exclude the DNA evidence, nor did he object or contest the reliability of the evidence when it was admitted at trial; therefore, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P.
The State presented the testimony of Robert Bass, a forensic scientist with the Alabama Department of Forensic Sciences in Huntsville. Bass testified that he had a bachelor's degree in biology and a minor in chemistry from the University of North Alabama, that he specializes in biochemistry, genetics, molecular biology, and statistics and
(R. 809.) Bass further testified that the laboratory at which he worked has been accredited by the American Society of Crime Laboratory Directors since 2003 and that the DNA section has a separate "certification by the National Forensic Science and Technology Center." (R. 809-10.) Bass stated that he has specialized knowledge in the use of statistics to determine the significance of DNA matches; that he had attended college courses, seminars, and training courses in statistical calculations; and that he had previously testified in court as a DNA expert.
Bass further testified that he compared 16 genetic markers and one loci in the blood from the mobile home to blood taken from Sandra and Vanpelt. He used nuclear DNA for the tests and compiled two charts showing the sequence of the DNA
Section 36-18-30, Ala.Code 1975, governs the admissibility of DNA evidence and states:
The Alabama Supreme Court in Turner v. State, 746 So.2d 355 (Ala.1998), set out the following two-prong test regarding the admissibility of DNA evidence:
746 So.2d at 361 (footnotes omitted).
In his brief on appeal, Vanpelt argues that the circuit court erroneously allowed the State to admit DNA and population-frequency statistics because the State failed to present sufficient evidence to establish the first Turner prong. The State argues that absent an objection from Vanpelt, there is no requirement that the circuit court hold a hearing or make a determination that the evidence was reliable. The State further argues that because Vanpelt did not contest the reliability of the evidence at trial, he has not shown that plain error occurred in the admission of this evidence. This court agrees with the State.
Initially, this court notes that nothing in the record indicates that the State's DNA or statistical evidence was unreliable. Further, Vanpelt never contested, before or during trial, the reliability of the State's DNA or statistical evidence. Without an objection or any contest regarding the reliability of the evidence, the circuit court was not required to hold a hearing on the admissibility of the DNA evidence, nor was it required to sua sponte assess the admissibility of the evidence. See Turner, 746 So.2d at 361 ("We hold that if the admissibility of DNA evidence is contested, the trial court must hold a hearing ... and ... determine whether the proponent of the evidence sufficiently establishes [both prongs of the Daubert test].... Only if a party challenges the performance of a reliable and relevant technique and shows that the performance was so particularly and critically deficient that it undermined
Moreover, Vanpelt has not established that plain error occurred in the admission of the DNA and statistical evidence without a sufficient showing of both prongs of Turner. As this court held in Perkins v. State, 808 So.2d 1041, 1094 (Ala.Crim.App. 1999), overruled on other grounds, 536 U.S. 953, 122 S.Ct. 2653, 153 L.Ed.2d 830 (2002):
See also Thomas v. State, 824 So.2d 1, 54 (Ala.Crim.App.1999), overruled on other grounds, Ex parte Carter, 889 So.2d 528 (Ala.2004) (holding that plain error did not occur when the circuit court failed to sua sponte exclude DNA evidence based on an inadequate foundation because the defendant failed to show that "had defense counsel objected, any alleged weakness in the evidentiary foundation of the DNA evidence might well have been alleviated by additional evidence. We have no indication that the prosecution could not have produced further evidence, had defense counsel objected.").
Here, as in Perkins and Thomas, nothing in the record indicates that the DNA and statistical evidence was unreliable. Vanpelt did not contest the reliability or the relevance of the DNA and statistical evidence. Defense counsel accepted Bass as an expert in conducting DNA tests and compiling statistical data related to those tests. The circuit court had no reason to doubt Bass's qualifications or the reliability of the procedures he used in a duly accredited laboratory. Further, Vanpelt offered no proof that had counsel challenged this evidence at trial, the State would not have been able to lay a sufficient predicate for its admission.
Based on the foregoing, this court cannot say that allowing DNA and statistical evidence of uncontested reliability to be admitted at trial was a "particularly egregious [error that] seriously affect[ed] the fairness, integrity or public reputation of judicial proceedings." Ex parte Deardorff, 6 So.3d 1235, 1240 (Ala.2008) (citations and quotations omitted). Further, with nothing in the record to show that the State would not have been able to present a sufficient foundation had it been required to do so, this court cannot say that the State's failure to do so affected the outcome
Vanpelt next argues that the circuit court erroneously allowed Investigator Marc McCormick to testify regarding tire tracks in the grass near where Sandra's body was found. Specifically, Vanpelt asserts that Investigator McCormick's testimony was inadmissible because it constituted improper lay-opinion testimony under Rule 701, Ala. R. Evid. He also argues that the circuit court erroneously denied his motion for a mistrial after Investigator McCormick's tire-track testimony because the State violated Rule 16, Ala. R.Crim. P., and the circuit court's discovery order. This court addresses these arguments in turn.
First, Vanpelt argues that the circuit court erred in allowing a lay witness to testify concerning tire tracks found near Sandra's body. Specifically, Vanpelt argues that Investigator McCormick's testimony regarding measurements he took of the tire tracks and comparisons between those measurements and the wheel base of certain vehicles violated Rule 701, Ala. R. Evid., because Investigator McCormick relied on information that was not within his personal knowledge. Vanpelt did not make this objection at trial; therefore, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P.
Rule 701, Ala. R. Evid., states:
"The Advisory Committee's Notes on the first portion of Rule 701, which requires the opinion to be rationally based on the witness's perception, indicate that this is no more than a restatement of the firsthand knowledge rule, found in Ala. R. Evid. 602, tailored to opinions." Musgrove Const., Inc. v. Malley, 912 So.2d 227, 239-40 (Ala.Civ.App.2003) (citations and quotations omitted). Rule 602, Ala. R. Evid., states, in part:
Regarding the firsthand-knowledge requirement, "`[w]hile the ordinary rule [Rule 701] confines the testimony of a lay witness to concrete facts within his knowledge or observation, the [c]ourt may rightly exercise a certain amount of latitude in permitting a witness to state his
Investigator McCormick testified that there were tire tracks just off the edge of the roadway where Sandra's body was found and he measured the width of those tracks. The following then occurred:
(R. 454-55.) During cross-examination, Investigator McCormick clarified his earlier testimony and stated that his measurements did not establish what vehicle or what kind of vehicle made the tracks. (R. 502-03.) He then explained that thousands of vehicles have the same tire width as the tire tracks that were found at the scene. (R. 502-03.)
This court's review of Investigator McCormick's testimony indicates that he did not give improper lay-opinion testimony in violation of Rule 701, Ala. R. Evid. First, Investigator McCormick testified that he measured the tire width of a Chevrolet Silverado pick-up truck and measured the width of the tracks found at the scene where Sandra's body was discovered. Based on the measurements he performed, Investigator McCormick testified that the tracks at the scene were narrower than those made by a Silverado. Accordingly, Investigator McCormick's testimony regarding his comparison of the tire tracks at the scene and the tire width of a Silverado was based on his personal perception and was properly admitted.
Second, contrary to Vanpelt's assertions, Investigator McCormick did not give improper
Moreover, even if Investigator McCormick's testimony regarding a Grand Am's tire width was improper opinion testimony, its admission would not constitute plain error. Rule 45A, Ala. R.App. P. Although Investigator McCormick testified that the tire tracks were consistent with information the ABI has on Grand Am automobiles, he also testified that thousands of vehicles have that same wheel width. He then explained that the comparison of the tracks with the ABI's information did not establish what specific vehicle or even what type of vehicle left the tracks. Based on the fact that Investigator McCormick testified that thousands of vehicles could have made the tracks and that he could not establish what vehicle left the tracks, his testimony regarding the tracks being consistent with a Grand Am did not have "an unfair prejudicial impact on the jury's deliberations." Ex parte Brown, 11 So.3d 933, 938 (Ala.2008) (citations and quotations omitted). See Rule 45A, Ala. R.App. P. Therefore, this issue does not entitle Vanpelt to any relief.
Vanpelt also argues that the circuit court erred in denying his motion for a mistrial made on the ground that Investigator McCormick's tire-track-comparison results were not disclosed to him during discovery. Specifically, Vanpelt argues that the State's alleged failure to disclose the results of Investigator McCormick's tire track comparison violated Rule 16.1, Ala. R.Crim. P., and the circuit court's discovery order. Initially, this court notes that "a mistrial is a drastic remedy, to be used only sparingly and only to prevent manifest injustice." Ex parte Thomas, 625 So.2d 1156, 1157 (Ala.1993).
The record shows that after Investigator McCormick testified, the defense moved for a mistrial, arguing that the State did not disclose to them the results of his tire-track comparisons. The prosecutor asserted that the defense was given the measurements that Investigator McCormick had made of the tire tracks found at the scene and the State produced the discovery receipt signed by defense counsel. The State did not disclose to the defense that the tire width did not match the width of a Silverado.
As the prosecutor stated during this discussion, the tire width of any vehicle was readily available to defense counsel.
22A C.J.S. Criminal Law § 667. "Prosecutors have no duty under Brady v. Maryland,
Furthermore, neither circuit court's discovery order nor Rule 16.1, Ala. R.Crim. P., required the State to disclose the results of Investigator Mccormick's comparison. Although Rule 16.1 and the circuit court's order required the State to disclose reports of tests made, there is no indication that Investigator McCormick made a report of his comparison. Nothing in the circuit court's discovery order or in Rule 16.1, Ala. R.Crim. P., requires the State to create a report of comparisons made during an investigation. Cf. Knotts v. State, 686 So.2d 431, 474 (Ala.Crim.App.1995) (holding that Rule 16 only allows access to reports that will be admitted at trial and does not require that reports be made); Rogers v. State, 417 So.2d 241, 247 (Ala. Crim.App.1982) (detective's original notes constitute work product and are privileged). Nor does the circuit court's order or Rule 16.1, Ala. R.Crim. P., require the State to disclose every aspect of its investigation. Accordingly, the State's failure to disclose the fact that Investigator McCormick compared his measurement of the tire tracks with a Silverado pickup truck did not violate Rule 16.1, Ala. R.Crim. P., or the circuit court's discovery order.
Because the State had no duty to disclose Investigator McCormick's comparison of the tracks found in the grass near Sandra's body with a Silverado pickup truck, no manifest injustice resulted from the State's failure to do so. Ex parte Thomas, 625 So.2d at 1157. Consequently, the circuit court did not abuse its discretion by denying Vanpelt's motion for a mistrial.
Vanpelt next argues that the circuit court erred in allowing the State to present hearsay evidence. Specifically, he argues that the State's medical examiner, Dr. Emily Ward, should not have been allowed to testify to the results of a toxicological report she had not prepared. He asserts that the report was inadmissible hearsay and that its admission violated his constitutional right to confront the witnesses against him. Vanpelt did not object when this evidence was introduced; therefore, this court's review is limited to plain error. See Rule 45A, Ala. R.App. P.
Dr. Ward testified that as part of the autopsy she sent a sample of Sandra's blood to the toxicology department in her office; that the toxicology report was included in her official findings; and that the report showed that Sandra's blood-alcohol level at the time of her death was .154. (R. 556.)
The record also shows that in defense counsel's opening statement counsel stated the following:
(R. 258.) Later during defense counsel's opening statement, counsel stated:
(R. 263.) During closing argument, defense counsel suggested that the fact that Sandra's clothes were in the trunk of her car suggests that she may have been on a "[s]ecret rendezvous [or a] [c]landestine meeting" when she was murdered. (R. 955-56.)
Assuming, without deciding, that the toxicology results were hearsay and their admission violated Vanpelt's right to confront,
In light of defense counsel's comments and the fact that the toxicology report supported part of Vanpelt's defense, this court cannot say that the admission of the toxicology results affected Vanpelt's substantial rights or prejudicially impacted the jury's deliberations. See Lee v. State, 898 So.2d 790, 851-52 (Ala.Crim.App.2001); Ex parte Brown, 11 So.3d at 938 (citations and quotations omitted) (holding that plain error must have an "unfair prejudicial impact on the jury's deliberations"). Therefore, Vanpelt has failed to establish that the admission of the results of the report constituted plain error and is not entitled to any relief.
Vanpelt next argues that the circuit court erred in allowing the State to introduce several letters that were identified as having been written by Vanpelt. He lists several different grounds in support of this contention.
The record shows that the three contested items were introduced as State's exhibits 89, 90, and 92. Richard Fisher identified exhibit 89 as correspondence that had been sent to him by Vanpelt. This exhibit contained three letters, the first letter, addressed to "Rick Brother," asked for Rick's help to get Vanpelt out of jail and money for his defense. Another letter, addressed to Ivy Reasin, states that Sandra forced Vanpelt to take out the life insurance policies and that he had left Sandra the weekend before her murder. Another letter, addressed to Chrisy and Mark, states that Sandra took advantage of him.
State's exhibit 90 was a letter addressed to Sandra Tucker—an inmate at the Lauderdale County Detention Center at the time that the letter was written. Jackie Rikard, the administrator of the Lauderdale County Detention Center, testified that she intercepted a letter that was addressed to Tucker, that the letter was
State's exhibit 92 was a correspondence between Vanpelt and Edward Parsons. Parsons testified that in January 2005, he was incarcerated at the Colbert County jail while Vanpelt was there, and he and Vanpelt communicated to each other by passing notes. He identified exhibit 92 as correspondence between him and Vanpelt. In the note, Vanpelt wrote that he would concoct a mock confession, that Parsons could write the confession in his handwriting, and that Parsons could get someone on the outside to mail the confession to police. He further writes that if the case is dismissed based on the mock confession he would file a "malicious prosecution" lawsuit against the county.
State's exhibit 93 was correspondence between Vanpelt and Parsons. In this note Vanpelt wrote that if the scheme worked he would give Parsons $75,000 of the insurance proceeds. Parsons identified this exhibit as having been written by Vanpelt and sent to him.
State's exhibits 94, 95, 96, 97, and 98, all relate to the mock confession. One is a confession that Vanpelt had written, and the other are notes relating to how Parsons is to go about getting the mock confession to police. In one note Vanpelt wrote, "I am Jacob M. Fowler, and I have done a terrible thing. I killed a woman when she attacked me. It was because of a failed attempt on the killing of her husband for the proceeds of a life insurance when he unexpectedly uncovered our plan and left that weekend. The husband is Kim Vanpelt and the wife is Sandra Vanpelt." (C.R. 401.) Parsons identified all of these exhibits as having been written by Vanpelt and sent to him while they were in jail together.
Vanpelt first asserts that the letters should not have been introduced because the State failed to lay the proper predicate. Specifically, Vanpelt argues that no witness testified concerning the chain of custody for any of the letters.
Initially, this court notes Vanpelt never argued that there was no chain of custody for exhibits 89 and 90. Accordingly, this court reviews Vanpelt's argument as to those exhibits for plain error only. See Rule 45A, Ala. R.App. P. Vanpelt did object to the admittance of State's exhibits 92 through 98 on the ground that there were no "proper predicate[s]." This court has held that an objection that states "improper predicate" and "that is not the proper way to do that" was sufficient to preserve an issue concerning the chain of custody. See Jennings v. State, 588 So.2d 540, 542 (Ala.Crim.App.1991). Accordingly, this court reviews Vanpelt's argument as to State's exhibits 92 thorough 98 as preserved error.
The Alabama Supreme Court in Ex parte Holton, 590 So.2d 918 (Ala.1991), addressed the requirements for a chain of custody:
590 So.2d at 919-20. Later in Hale v. State, 848 So.2d 224 (Ala.2002), the Supreme Court reexamined its holding in Holton after the 1995 codification of § 12-21-13, Ala.Code 1975. The Supreme Court stated:
848 So.2d at 228 (emphasis in original and some citations omitted).
Here, each of the exhibits was physical evidence that was collected in connection with the investigation of Sandra's murder. Further, each exhibit was properly identified by a witness and the condition of the exhibits was not in issue. Accordingly, pursuant § 12-21-13, Ala.Code 1975, the exhibits were properly admitted.
Vanpelt next argues that the State failed to establish that the letters were written by Vanpelt. Specifically, he asserts that the State did not comply with Rule 901, Ala. R. Evid.
There was no objection to the testimony concerning the authentication of State's exhibits 89 and 90. Therefore, this court reviews this claim for plain error. See Rule 45A, Ala. R.App. P. Vanpelt did object to the authentication of exhibits 92 through 98; therefore, his argument relating to these letters is reviewed as preserved error.
Rule 901, Ala. R. Evid., states:
In discussing Rule 901, Ala. R. Evid., and the common law in Alabama, McElroy's Alabama Evidence states:
Charles W. Gamble, McElroy's Alabama Evidence § 111.01(1) (5th ed.1996)(footnotes omitted). See Gilliland v. Dobbs, 234 Ala. 364, 367, 174 So. 784, 786 (1937) ("This witness had testified that she corresponded with the decedent, sending letters by mail directed to her and received replies purporting to have been written by her. This testimony is prima facie sufficient to allow the witness to testify as to the signature of the decedent.").
The State presented the testimony of Patti Lawson, Vanpelt's former fiance'e, who had been in a romantic relationship with Vanpelt for four years. She testified that she was familiar with Vanpelt's handwriting, that he had written to her, and that she could identify his writing style. Lawson testified that exhibits 89 and 90 were written by Vanpelt. Edward Parsons testified that he was familiar with Vanpelt's handwriting because he had seen him write notes. Parsons further testified that Vanpelt wrote the portions of exhibit 92 that were attributable to him and that Vanpelt wrote exhibits 93 through 98. Lawson's and Parsons's testimony was sufficient to authenticate the writings; therefore, there was no violation of Rule 901, Ala. R. Evid.
Vanpelt also asserts that his constitutional rights were violated when the State obtained a handwriting sample from him without his attorney being present. Specifically, he asserts that the State's use of a letter that was supposedly written by Vanpelt to obtain a writing sample from him amounted to an interrogation; therefore, Vanpelt's admission to police that he authored the letters was inadmissible. Vanpelt did not raise this argument at trial; therefore, this court reviews it for plain error only. See Rule 45A, Ala. R.App. P.
Investigator McCormick testified that on July 25, 2005, he and another officer went to visit Vanpelt for the purpose of complying with a court order to obtain a handwriting sample from Vanpelt. Investigator McCormick further stated that he did not ask Vanpelt any questions. He explained that he only had Vanpelt copy statements from letters that Vanpelt had supposedly written for comparison purposes. According to Investigator McCormick, while Vanpelt was copying the
United States v. Lewis, 483 F.3d 871, 873-74 (8th Cir.2007). See State v. Moody, 208 Ariz. 424, 445, 94 P.3d 1119, 1140 (2004) ("The taking of non-testimonial physical evidence ... is not a critical stage of the proceedings."); Miller v. State, 693 N.E.2d 602, 605 (Ind.Ct.App.1998) ("The right to counsel attaches only to critical stages of criminal proceedings ... An administrative procedure such as the taking of a handwriting exemplar is not a critical stage; accordingly, counsel does not have to be present."); United States v. Daughenbaugh, 49 F.3d 171, 174 (5th Cir.1995) ("A handwriting sample is nontestimonial evidence beyond the scope of the right against self-incrimination."); People v. Burhans, 166 Mich.App. 758, 764, 421 N.W.2d 285, 288-89 (1988) ("the right to counsel does not extend to gathering of physical evidence from defendant, such as blood tests or handwriting samples, because there is minimal risk of harm due to attorney absence."); United States v. Hayes, 388 F.Supp. 470, 474 (W.D.Pa.1975) ("Defendant... claims error in the admission into evidence of a handwriting exemplar... in which [defendant] copies, at the direction of the government agent, the text of incriminating letters alleged to have been written by him. We find no error in submitting this exemplar to the jury."). Based on the foregoing caselaw, this court concludes that there was no error in obtaining the handwriting sample without Vanpelt's attorney being present.
Furthermore, Vanpelt's challenge to the admission of the statement he made while Investigator McCormick was obtaining his handwriting sample is without merit. As the Supreme Court explained in Kuhlmann v. Wilson, 477 U.S. 436, 459, 106 S.Ct. 2616, 91 L.Ed.2d 364 (1986), "the Sixth Amendment is not violated whenever—by luck or happenstance— the State obtains incriminating statements from the accused after the right to counsel has attached...." (citations and quotations omitted). That is, spontaneous statements made after a defendant's right to counsel has attached do not violate the Sixth Amendment. United States v. Lozada-Rivera, 177 F.3d 98, 106 (1st Cir.1999). Cf. Sheely v. State, 629 So.2d 23, 29 (Ala. Crim.App.1993) (spontaneous statement did not violate right to counsel); Eggers v. State, 914 So.2d 883, 902 (Ala.Crim.App. 2004) (same). When a defendant makes a spontaneous statement during an exchange with law enforcement, then suppression is not appropriate unless "the defendant ... demonstrate[s] that the police ... took some action ... that was designed deliberately to elicit incriminating remarks." Kuhlmann, 477 U.S. at 459, 106 S.Ct. 2616.
The record establishes that Investigator McCormick, pursuant to a court order, went to Vanpelt to obtain a handwriting exemplar. While Vanpelt was copying the letters purportedly written by Vanpelt, Vanpelt asserted, without provocation, that
Vanpelt next argues that the circuit court erred by overruling his motion for a mistrial after one juror had contact with a deputy sheriff. Specifically, he argues that he was denied his right to an impartial jury because one of the jurors had unauthorized contact with a deputy sheriff during the trial.
The record shows that during the penalty phase one of the jurors informed the court that he and a deputy, whom he identified by name as "Cody," had a brief encounter during a break. Specifically, the juror stated, "I know Cody, one of the deputies, I did not know he was a deputy until today. And he just tried to shake my hand and say something as I was walking by him. He was walking escorting two prisoners through this morning.... Nothing was said. It was just hi and he called my name." (R. 1046.) Based on this brief encounter, Vanpelt asserts that he was denied a fair and impartial jury. To support his proposition, Vanpelt cites Ex parte Pierce, 851 So.2d 606 (Ala.2000).
In Pierce, the Alabama Supreme Court, relying on Turner v. Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965), held a defendant's right to a fair and impartial jury is violated when a law-enforcement officer, who was also a key state witness, had "close and continual contact with the jury." 851 So.2d at 609. During Pierce's five-day trial in which the jury was sequestered, Sheriff Whittle, a key prosecution witness, drove one of the cars used to transport the jurors to and from their motel, which was 20 miles away from the court, and ate lunch with the jury each day. Id. at 609. Based on this pervasive and continual contact with a key prosecution witness, the Alabama Supreme Court held that Pierce's right to a fair and impartial jury had been violated. Id. at 608-10. The court further held that, due to the pervasiveness of the contact, prejudice is presumed. Id. at 612.
In Minor v. State, this court distinguished Pierce and Turner and held that when a juror has outside contact with an individual who is not a key witness and when that contact is not continual, then "[i]n order to be entitled to a mistrial due to contact by a juror with [the] witnesses or others, prejudice must be shown." 914 So.2d 372, 413 (Ala.Crim.App.2004) (citations and quotations omitted). This court then explained that:
Minor, 914 So.2d at 413.
In contrast to Pierce and Turner, there is absolutely no indication that the identified deputy was a witness, much less a key witness, in the case against Vanpelt. Further, the brief encounter described by the juror (calling his name and saying "hi")
Because the Vanpelt has failed to establish that the brief encounter between a juror and a deputy sheriff might have affected the juror's verdict, he has not shown that the circuit court abused its discretion by overruling his motion for a mistrial. Minor, 914 So.2d at 411-12. Therefore, this issue does not entitle Vanpelt to any relief.
Vanpelt next argues that the circuit court made numerous "erroneous rulings." He lists four different grounds in support of this assertion.
First, Vanpelt argues that the circuit court erred in not declaring a mistrial or imposing another "adequate" remedy when one of the jurors was sleeping during part of the cross-examination of the medical examiner.
The following occurred after the medical examiner testified:
(R. 584.) There was no objection or any request by counsel to either excuse this juror or declare a mistrial. Accordingly, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P.
The Delaware Supreme Court has aptly summarized the law regarding sleeping jurors as follows:
Durham v. State, 867 A.2d 176, 179-80 (Del.2005) (footnotes omitted). See Commonwealth v. Dancy, 75 Mass.App.Ct. 175, 181, 912 N.E.2d 525, 532 (2009) ("[T]he judge has discretion regarding the nature of the intervention and the remedies for any sleeping that has occurred. If the sleeping is observed at the outset or when the juror is beginning to `nod off,' it is likely that a break or a stretch will suffice."); State v. Sanders, 92 Ohio St.3d 245, 253, 750 N.E.2d 90, 107 (2001) (citations and quotations omitted) ("A trial court `has considerable discretion in deciding how to handle a sleeping juror.'); United States v. Freitag, 230 F.3d 1019, 1023 (7th Cir.2000) (holding that the district court did not abuse its discretion in retaining a possibly sleeping juror because the judge had noticed inattentiveness on only one occasion).
Vanpelt next argues that the circuit court erred in allowing the State to introduce the contents of a label from a cleaning solution that was found in the Vanpelts' mobile home. Specifically, the State introduced the contents of a "Zout oxy" cleaning solution label that stated that the solution could remove blood. According to Vanpelt, the contents of the label constitutes hearsay; therefore, the circuit court erroneously allowed its admission. There was no objection when this evidence was presented; thus, this court reviews this claim for plain error. See Rule 45A, Ala. R.App. P.
Contrary to Vanpelt's assertion, the statements contained on the label of the cleaning solution found in the Vanpelts' mobile home did not constitute hearsay. "`"Hearsay" is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.'" Belisle v. State, 11 So.3d 256, 298 (Ala.Crim.App.2007) (quoting Rule 801(c), Ala. R. Evid.). "A statement offered for a reason other than to establish the truth of the matter asserted therein is not hearsay." Deardorff v. State, 6 So.3d 1205, 1216 (Ala.Crim.App.2004) (citing Smith v. State, 795 So.2d 788, 814 (Ala.Crim.App. 2000)). As the State correctly asserts, the words in the label of the cleaning solution was not offered to prove the truth of the matter asserted, i.e., that the solution would remove blood. Instead, the label was offered to show that Vanpelt, who purchased the cleaning solution shortly after he reported his wife missing, believed that the solution would remove blood. (R. 465-66.) Because the content of the label was not offered to prove the truth of the matter asserted, it did not constitute hearsay, and its admission was not error. Ex parte Hunt, 744 So.2d 851, 855-57 (Ala. 1999).
Vanpelt next argues that the circuit court erred in allowing a State witness, Investigator Jimmy Collier, to remain in the courtroom after the defense had invoked the Rule.
The record shows that at the beginning of trial defense counsel sought to invoke the Rule. The Court did not definitively issue a ruling on the motion but stated: "And I will depend upon ya'll also to notice if any of your witnesses come in the courtroom and ask them to leave." (R. 241.) During the cross-examination of Investigator Collier, defense counsel asked "Jimmy, were you in here when Investigator [Tim] Vandiford testified?" Collier responded that he was.
Vanpelt has not established that the circuit court's failure to exclude Investigator Collier from the courtroom was an abuse of discretion. He has not pointed to anywhere in the record that indicates that there was a particular need to exclude Investigator Collier. He has not directed this court to anywhere in the record that indicates that Investigator Collier acquired knowledge from being in the courtroom that he otherwise did not have or that Investigator Collier altered his testimony based on the fact that he was exempted from the Rule. Accordingly, this court holds that it was not "an abuse of discretion on the part of a trial court to allow [Investigator Collier] to remain in the courtroom during trial." Id.
Vanpelt also argues that the circuit court erred in denying his motion to allow Vanpelt to view the scene where Sandra's body was found. Specifically, Vanpelt argues that "[g]iven the heightened need for reliability in a capital case in which death is a possible punishment, ... Courts should make every reasonable effort to provide the defendant with the opportunity to meaningfully participate in his defense." (Vanpelt's Brief at 113.)
When this motion was discussed, the State indicated that it no longer had control of the scene. Defense counsel stated that counsel wanted Vanpelt to be with them when they viewed the scene. They gave no specific grounds for this motion. The circuit court indicated that an investigator would accompany Vanpelt's attorneys to the crime scene. The circuit court then denied the motion.
Whether to allow a person charged with a crime to visit the crime scene is a matter within the discretion of the circuit court and will not be overturned absent a showing that the court abused its discretion. Swicegood v. State, 448 So.2d 433, 435 (Ala.Crim.App.1983). In Mason v. State, 768 So.2d 981, 1004 (Ala.Crim. App.1998), this court held that the circuit court did not abuse its discretion by denying the appellate's motion to visit the crime scene because the appellant only offered the circuit court a general assertion that "his presence at the scene was necessary to assist his counsel in the investigation of the crime" and he failed to specifically explain how his defense would be prejudiced if he were not allowed to view the scene.
Like Mason, Vanpelt has offered only a general assertion that visiting the crime scene would aid him in participating in his defense. He has not argued that he did not have access to photographs of the crime scene or some other equivalent that would have substituted for a actual visit to
Vanpelt argues that the circuit court erred in denying his motion to exclude prejudicial photographs. Specifically, Vanpelt asserts that the photographs of Sandra's dead body were gruesome and cumulative and should not have been admitted into evidence.
Alabama courts have long recognized that photographs depicting the crime scene and the wounds of the victims are relevant and admissible. See Stallworth v. State, 868 So.2d 1128, 1151 (Ala.Crim.App.2001)(quoting Land v. State, 678 So.2d 201, 207 (Ala.Crim.App. 1995)) ("`The courts of this state have repeatedly held that photographs that accurately depict the crime scene and the nature of the victim's wounds are admissible despite the fact that they may be gruesome or cumulative.'"); Ward v. State, 814 So.2d 899, 906 (Ala.Crim.App.2000) (quoting Siebert v. State, 562 So.2d 586, 599 (Ala.Crim.App.1989)) ("`The same rule applies for videotapes [as for] photographs.'"). This court has explained:
Brooks v. State, 973 So.2d 380, 393 (Ala. Crim.App.2007).
This court has reviewed the crime scene and autopsy photographs about which Vanpelt complains and holds that they were
Vanpelt next argues that prosecutorial misconduct denied him a fair and reliable trial. Specifically, he asserts that the prosecutor committed reversible error by vouching for the police investigation. Vanpelt did not object when the prosecutor made the challenged comment; therefore, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P.
In Belisle v. State, 11 So.3d 256 (Ala. Crim.App.2007), this court reiterated the principles applied when reviewing a prosecutor's alleged improper comment as follows:
11 So.3d at 302.
Vanpelt challenges the following comment that the prosecutor made in his guilt-phase rebuttal closing argument:
(R. 966-67.) The State asserts that the prosecutor's comment was a reply to an argument made by defense counsel. Specifically, the State asserts that the prosecutor was replying to the following argument made by defense counsel:
(R. 953.) This court agrees.
It is well settled that "[a] prosecutor has the right to `reply in kind' to statements made by defense counsel in the defense's closing argument." Newton v. State, [Ms. CR-05-1517, Oct. 2, 2009] ___ So.3d ___, ___ (Ala.Crim.App.2009) (citations and quotations omitted). "`When the door is opened by defense counsel's argument, it swings wide, and a number of areas barred to prosecutorial comment will suddenly be subject to reply.'" Davis v. State, 494 So.2d 851, 855 (Ala.Crim.App. 1986) (quoting DeFoor, Prosecutorial Misconduct in Closing Argument, 7 Nova L.J. 443, 469-70 (1982-83)). Further, a prosecutor's rebuttal argument is "viewed as having been made in the heat of the debate, and such a remark is usually valued by the jury at its true worth and not expected to become a factor in the formulation of the verdict." McGowan v. State, 990 So.2d 931, 974 (Ala.Crim.App.2003).
The Supreme Court of Ohio in addressing a similar argument stated:
State v. Mason, 82 Ohio St.3d 144, 162, 694 N.E.2d 932, 952 (1998). See also State v. Amin, 839 So.2d 262, 270 (La.Ct.App.Ct. 2003) (prosecutor's argument that "[t]he police did an unbelievable job in this case. This is the best example of police work I've ever seen in my life in my career," did not constitute reversible error.).
Vanpelt next argues that the circuit court's jury instructions on reasonable doubt were erroneous and violated the United States Supreme Court's holding in Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990). Specifically, Vanpelt argues that the circuit court lessened the State's burden of proof when it defined reasonable doubt as "an actual doubt, and not a mere guess or [surmise] [or] forced or capricious doubt." (Vanpelt's Brief at 103.) Vanpelt did not object to the circuit court's instruction at trial; therefore, this issue is reviewed for plain error only. See Rule 45A, Ala. R.App. P.
In Cage, the Supreme Court held that a Louisiana trial court's reasonable-doubt instruction impermissibly suggested a higher degree of doubt than is required for acquittal under the reasonable-doubt standard of In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). The instruction in Cage provided, in relevant part:
Cage, 498 U.S. at 40, 111 S.Ct. 328 (emphasis in original). The Cage Court determined that this reasonable-doubt instruction impermissibly suggested a higher degree of doubt than is required for acquittal under the reasonable-doubt standard established in In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). Specifically, the Cage court held that "[i]t is plain to us that the words `substantial' and `grave,' as they are commonly understood, suggest a higher degree of doubt than is required for acquittal under the reasonable-doubt standard." Cage, 498 U.S. at 41, 111 S.Ct. 328.
In Smith v. State, this court reviewed a similar issue and held as follows:
Smith v. State, 756 So.2d 892, 922 (Ala. Crim.App.1997). See also Victor v. Nebraska, 511 U.S. 1, 20, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994) (holding that an instruction that defines reasonable doubt as a substantial doubt is not unconstitutional when "substantial" refers to the existence of doubt as opposed to the magnitude of doubt).
Unlike the instruction in Cage, the circuit court's instruction in the present case did not require the jury to find an "actual substantial doubt," and it did not require the jury to entertain "grave uncertainty" to acquit. In other words, the instruction did not elevate the standard of doubt necessary for an acquittal beyond that enunciated in In re Winship. Instead, the instruction correctly informed the jury that any doubt sufficient to warrant an acquittal cannot be based on conjecture or mere guesswork, i.e., the doubt had to be based on the evidence or lack thereof. (R. 978.); See Lee v. State, 898 So.2d 790, 841 (Ala. Crim.App.2001) (upholding an instruction that informed the jury that "a doubt which would justify an acquittal must be an actual doubt, and not a mere guess or surmise or whim, and it's not a forced doubt"); Maples v. State, 758 So.2d 1, 65 (Ala.Crim. App.1999) (same).
Because the circuit court's instruction clearly conveyed the definition of reasonable doubt to the jury and did not impermissibly elevate the level of doubt necessary for an acquittal, no error, much less plain error, occurred. Therefore, this issue does not entitle Vanpelt to any relief.
Vanpelt next argues that the circuit court and prosecutor erred by misinforming the jury that its verdict in the penalty phase was a recommendation. Specifically, Vanpelt asserts that the circuit court and the prosecutor violated the Supreme Court's holding in Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985), by minimizing the jury's sense of responsibly when they misinformed the jury that its penalty-phase verdict is advisory.
First, the circuit court and the prosecutor did not misinform the jury that its penalty-phase verdict is a recommendation. Under § 13A-5-46, Ala.Code 1975, the jury's role in penalty phase of a capital case is to render an advisory verdict recommending a sentence to the circuit judge. It is the circuit judge who ultimately decides the capital defendant's sentence, and, "[w]hile the jury's recommendation concerning sentencing shall be given consideration, it is not binding upon the courts." § 13A-5-47 Ala.Code 1975. Accordingly, the circuit court and the prosecutor did not misinform the jury that its penalty-phase verdict is a recommendation.
Vanpelt next argues that his death sentence violates the United States Supreme Court's decision in Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002). Specifically, Vanpelt argues that his death sentence violates the Sixth and Fourteenth Amendments to the United States Constitution because the jury did not unanimously find that an aggravating circumstance existed and because the jury did not unanimously find that the aggravating circumstance outweighed the mitigating circumstances. (Vanpelt's Brief at 107.)
In Ring, the United States Supreme Court applied its earlier holding in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), to death-penalty cases and held that under the Sixth Amendment, a capital defendant is "entitled to a jury determination of any fact [other than a prior conviction] on which the legislature conditions an increase in their maximum punishment." Ring, 536 U.S. at 589, 600, 122 S.Ct. 2428. In Ex parte Waldrop, 859 So.2d 1181 (Ala. 2002), the Alabama Supreme Court applied Ring to a similar situation and held:
859 So.2d at 1188.
Like Waldrop, Vanpelt was convicted of a capital offense that has a corresponding aggravating circumstances, i.e., murder for pecuniary gain. See §§ 13A-5-40(a)(7), 13A-5-49(6), Ala.Code 1975. Accordingly, the jury's verdict finding Vanpelt guilty of capital murder established that the jury unanimously found that an aggravating circumstance existed. Because the jury's guilt-phase verdict established that the jury found a fact necessary to expose Vanpelt to a sentence of death, Vanpelt's Sixth Amendment Right to a jury was not violated.
To the extent Vanpelt argues that the Supreme Court's holding in Ring was violated because the jury did not unanimously find that the aggravating circumstance outweighed the mitigating circumstances, this argument is likewise without merit. In Waldrop, the Alabama Supreme Court addressed an identical issue and held:
Id. at 1190. Because the balancing of the aggravating and mitigating circumstances, i.e., the sentencing determination itself, is not a finding of fact that was necessary to expose Vanpelt to a sentence of death, his death sentence does not violate Ring and Apprendi. Consequently, Vanpelt is not entitled to any relief on this issue.
Vanpelt next argues that the circuit court erred in denying his motion to bar the imposition of the death penalty. Specifically, Vanpelt argues that the circuit court should have barred the imposition of a sentence of death for the following reasons: 1) Alabama's death-penalty statute is overbroad and fails to narrow the class of murders eligible for a sentence of death; 2) there is a risk that he is innocent; and 3) Alabama's death-penalty sentencing
Alabama courts have repeatedly addressed and rejected Vanpelt's challenges to Alabama's death-penalty statute. See Dunaway v. State, 746 So.2d 1021, 1041 (Ala.Crim.App.1998); Johnson v. State, 823 So.2d 1 (Ala.Crim.App.2001); McGowan v. State, 990 So.2d 931, 996 (Ala.Crim. App.2003); Mashburn v. State, 7 So.3d 453, 465 (Ala.Crim.App.2007); Sharifi v. State, 993 So.2d 907, 938 (Ala.Crim.App. 2008); Lewis v. State, 24 So.3d 480, 533 (Ala.Crim.App.2006). In his brief to this court, Vanpelt has not provided more than four sentences in support of any of his arguments. Further, although he cites a few cases for general propositions of law, Vanpelt has not provided this court with any analysis regarding how those cases apply to him or how those cases render Alabama's death-penalty scheme unconstitutional. Finally, Vanpelt makes a number of conclusory factual assertions; however, he has not provided this court with any factual support for these assertions.
Vanpelt next argues that the circuit court erred in sentencing him without a complete presentence report. Specifically, Vanpelt asserts that the presentence report failed to include the court-ordered forensic evaluation performed on him at the Taylor Hardin Secure Medical Facility ("Taylor Hardin"). Relying on Guthrie v. State, 689 So.2d 935 (Ala.Crim. App.1996), Vanpelt asserts that this failure violated his constitutional rights.
In distinguishing Guthrie, this Court in Jackson v. State, 791 So.2d 979 (Ala.Crim. App.2000), stated:
791 So.2d at 1033-34. See also Lee v. State, 898 So.2d 790 (Ala.Crim.App.2001); Johnson v. State, 820 So.2d 842 (Ala.Crim. App.2000).
Because the circuit court had the Taylor Hardin evaluation and was presented with extensive mitigation and mental-health evidence during the penalty phase of the trial, Vanpelt has not established that the failure to include the Taylor Hardin evaluation in the presentence report had any impact on the circuit court's sentencing determination. Cf. Ex parte Brown, 11 So.3d 933, 938 (Ala.2008) (citations omitted) (holding that plain error must have an "unfair prejudicial impact"). Therefore, Vanpelt is not entitled to any relief on this issue.
Vanpelt next argues that the circuit court erred in finding that an element of the capital offense was also an aggravating circumstance. Specifically, Vanpelt asserts that the court erred in double counting "murder for pecuniary gain" as both an element of the capital murder and an aggravating circumstance. This issue was not raised below; therefore, it is reviewed for plain error. See Rule 45A, Ala. R.App. P.
Contrary to Vanpelt's assertions, there is no constitutional or statutory prohibition against double counting certain circumstances as both an element of the offense and an aggravating circumstance. See § 13A-5-45(e), Ala.Code 1975 (providing that "any aggravating circumstance which the verdict convicting the defendant establishes was proven beyond a reasonable doubt at trial shall be considered as proven beyond a reasonable doubt for purposes of the sentence hearing"). The United States Supreme Court, the Alabama Supreme Court, and this court have all upheld the practice of double counting. See Lowenfield v. Phelps, 484 U.S. 231, 241-46, 108 S.Ct. 546, 98 L.Ed.2d 568 (1988) ("The fact that the aggravating circumstance duplicated one of the elements of the crime does not make this sentence constitutionally infirm."); Tuilaepa v. California, 512 U.S. 967, 972, 114 S.Ct. 2630, 129 L.Ed.2d 750 (1994) ("The aggravating circumstance may be contained in the definition of the crime or in a separate sentencing factor (or in both)."); Ex parte Kennedy, 472 So.2d 1106, 1108 (Ala.1985) (rejecting a constitutional challenge to double counting); Brown v. State, 11 So.3d 866 (Ala.Crim.App.2007); Harris v. State, 2 So.3d 880 (Ala.Crim.App.2007); Jones v. State, 946 So.2d 903, 928 (Ala.Crim.App. 2006); Peraita v. State, 897 So.2d 1161, 1220-21 (Ala.Crim.App.2003); Coral v. State, 628 So.2d 954 (Ala.Crim.App.1992); Haney v. State, 603 So.2d 368 (Ala.Crim. App.1991). Because double counting is constitutionally permitted and statutorily required, Vanpelt is not entitled to any relief on this issue. § 13A-5-45(e), Ala. Code 1975.
Vanpelt next argues that evolving standards of decency have rendered Alabama's method of execution — lethal injection — unconstitutional. (Vanpelt's Brief at 119.)
This court notes that Vanpelt's entire argument consists of one paragraph and completely fails to offer any argument regarding current standards of decency. In fact, the only sentence contained in Vanpelt's
Because Vanpelt has failed to offer this court any basis upon which to hold that lethal injection is unconstitutional and because Vanpelt's claim has been rejected by the United States Supreme Court, the Alabama Supreme Court, and this court, he is not entitled to any relief.
Vanpelt next argues that prosecutorial misconduct denied him a fair and reliable sentencing hearing. Vanpelt did not object to the prosecutor's conduct that he now complains of at trial; therefore, these issues are reviewed for plain error only. See Rule 45A, Ala. R.App. P.; See generally supra Section XIV (standard governing review of prosecutorial misconduct)
Vanpelt first argues that the prosecutor improperly suggested to the jury that it could not consider mitigating evidence that had been presented in the penalty phase. Specifically, he argues that the prosecutor instructed the jury that it could not consider the mitigating evidence regarding his horrific childhood when the prosecutor made the following argument:
(C. 1093-94.)
It is well settled that the State has the burden in the penalty phase to disprove the existence of any mitigating circumstances presented by the defense.
Sneed v. State, 1 So.3d 104, 140 (Ala.Crim. App.2007) (internal quotation marks omitted). Further, "[a] prosecutor may present an argument to the jury regarding the appropriate weight to afford the mitigating factors offered by the defendant." Malicoat v. Mullin, 426 F.3d 1241, 1257 (10th Cir.2005). See also State v. Scott, 286 Kan. 54, 183 P.3d 801, 844 (2008) (holding
When the comments are viewed in context, it is clear that the prosecutor did not argue that the jury could not consider Vanpelt's childhood as a mitigating circumstance. Instead, the prosecutor argued that based on the facts of this case, this mitigating circumstance was entitled to little or no weight. Because the prosecutor may argue that certain mitigating circumstances should be given little weight, no error, much less plain error, resulted from the prosecutor's comment. See Rule 45A, Ala. R.App. P.
Vanpelt next argues that the prosecutor improperly suggested that his office had already determined that Vanpelt deserved to be sentenced to death. Specifically, Vanpelt challenges the following argument:
(R. 1094-95.) In rebuttal, the State argued:
(R. 1100.)
Vanpelt argues that these comments by the prosecutor improperly implied to the jury that the prosecutor's office had already decided that Vanpelt should be sentenced to death, and cites Guthrie v. State, 616 So.2d 914 (Ala.Crim.App.1993), to support his argument that the penalty-phase of his trial should be reversed.
In our adversarial system of criminal justice, a prosecutor seeking a sentence of death may properly argue to the jury that a death sentence is appropriate. See Hall v. State, 820 So.2d 113, 143 (Ala.Crim.App.1999). On the other hand, it is impermissible for a prosecutor to urge the jury to ignore its penalty-phase role and simply rely on the fact that the State has already determined that death is the appropriate sentence. See Guthrie, 616 So.2d at 931-32 (holding that a prosecutor's statement that "`[w]hen I first became involved in this case, from the very day, the State of Alabama, the law enforcement agencies and everybody agreed that this was a death penalty case, and we still stand on that position'" improperly "[led] the jury to believe that the whole governmental establishment had already determined that the sentence should be death and [invited] the jury to adopt the conclusion of others, ostensibly more qualified to make the determination, rather than deciding on its own.").
When the prosecutor's comments are viewed in context, it is clear that he was properly arguing in favor of a sentence of death and properly reminding the jury of the gravity of its penalty-phase role. For instance, in stating that, "if this case does not call for the death penalty, what does," the prosecutor was properly
Because the prosecutor's comments did not urge the jury to ignore its penalty-phase role, Vanpelt has not established that these comments were improper or that they so infected the trial with unfairness that Vanpelt was denied due process. See Darden v. Wainwright, 477 U.S. 168, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986). Therefore, Vanpelt has failed to show that plain error occurred and is not entitled to any relief.
Vanpelt next argues that the cumulative effect of the individual instances of prosecutorial misconduct denied him a fair trial and warrants reversal of his conviction.
This court has scrupulously reviewed the prosecutor's argument for errors. "Because we find that no single instance of the prosecutor's conduct was improper, any claim that the alleged improper conduct had a cumulative prejudicial effect on [Vanpelt's] trial is without merit." Harris v. State, 2 So.3d 880, 926 (Ala.Crim.App. 2007). Therefore, Vanpelt is not entitled to any relief.
Vanpelt argues that the circuit court's instructions in the penalty phase were erroneous for several reasons. After the circuit court gave its instructions in the penalty phase, defense counsel stated that he had no objections. Accordingly, this court reviews these issues for plain error only. See Rule 45A, Ala. R.App. P.
"When reviewing a trial court's jury instructions, we must view them as a whole, not in bits and pieces, and as a reasonable juror would have interpreted them." Johnson v. State, 820 So.2d 842, 874 (Ala.Crim.App.2000).
Williams v. State, 795 So.2d 753, 780 (Ala. Crim.App.1999).
First, Vanpelt argues the circuit court's instructions on mitigating circumstances were erroneous because the court instructed the jury that they must "avoid the influence of any passion, prejudice, or any other arbitrary factor." According to Vanpelt, this instruction erroneously caused the jury to believe that it could not
To the extent Vanpelt asserts that the circuit court erroneously instructed the jury not to consider passion, prejudice, or any other arbitrary factor, this argument is without merit. In California v. Brown, 479 U.S. 538, 539, 107 S.Ct. 837, 93 L.Ed.2d 934 (1987), the United States Supreme Court upheld a jury instruction in the penalty phase of a capital trial that informed the jurors that they "must not be swayed by mere sentiment, conjecture, sympathy, passion, prejudice, public opinion or public feeling." This court has repeatedly held that a court does not err in the penalty phase of a capital trial when it instructs the jury that it should "avoid the influence of any passion, prejudice, or any other arbitrary factor."
To the extent Vanpelt argues that the circuit court erroneously instructed the jury regarding nonstatutory mitigating circumstances, this argument is likewise without merit. The court read the statutory mitigating circumstances and then gave the following instruction:
(R. 1108.)
Contrary to Vanpelt's assertion, the circuit court's instruction is a correct statement of the law and did not preclude the jury from considering Vanpelt's abusive childhood as a mitigating factor. See § 13A-5-52, Ala.Code 1975; Eddings v. Oklahoma, 455 U.S. 104, 110, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) (quoting Lockett
Vanpelt next argues that the circuit court's instructions regarding the balancing process to be used in the penalty phase were erroneous. Specifically, he argues that the circuit court improperly failed to instruct the jury regarding what to do if it found that the aggravating circumstance and the mitigating circumstances were equally balanced.
In Ex parte McNabb, the Alabama Supreme Court addressed a factually identical issue. 887 So.2d 998, 1002-04 (Ala. 2004). Like the present case, the circuit court in McNabb instructed the jurors that if they found that the aggravating circumstances outweighed the mitigating circumstances they should vote for death, but if they found that the mitigating circumstances outweighed the aggravating circumstances they should vote for life in prison without parole. Id. See (R. 1113-14) (Like McNabb, the circuit court here instructed the jurors that if they found that the aggravating circumstances outweighed the mitigating circumstances they must recommend that Vanpelt be sentenced to death, but if they found that the mitigating circumstances outweighed the aggravating circumstances they must recommend life in prison without parole.) Also like the present situation, the circuit court in McNabb did not specifically address what to do if the mitigating circumstances and the aggravating circumstances were equally balanced. Id. at 1004. Reviewing the circuit court's instructions, the Alabama Supreme Court held that a circuit court's failure to specifically address what to do if the mitigating circumstances and the aggravating circumstances were equally balanced did not constitute plain error.
Under the Alabama Supreme Court's decision in McNabb, the circuit court's failure to instruct the jury specifically regarding a situation in which the aggravating circumstances and the mitigating circumstances were equal does not constitute plain error. Therefore, Vanpelt is not entitled to any relief.
Vanpelt next argues that the circuit court erroneously failed to instruct the jury on the use of victim-impact evidence in the penalty phase.
In addressing a similar issue the United States Court of Appeals for the Eighth Circuit stated:
Johnson v. Norris, 537 F.3d 840, 851 (8th Cir.2008). This holding is consistent with Alabama law. Alabama courts have not required circuit courts to sua sponte give a limiting instruction on the use of victim-impact evidence in the penalty phase of a capital-murder trial. Accordingly, Vanpelt has failed to establish that the circuit court's failure to do so constitutes error.
Moreover, even if the circuit court should have given an instruction regarding the jury's consideration of victim impact, any error does not rise to the level of plain error. "`To rise to the level of plain error, the claimed error must not only seriously affect a defendant's "substantial rights," but it must also have an unfair prejudicial impact on the jury's deliberations.'" Ex parte Deardorff, 6 So.3d 1235, 1244 (Ala.2008) (quoting Hyde v. State, 778 So.2d 199, 209 (Ala.Crim.App.1998)(emphasis added)). The circuit court properly instructed the jury regarding the penalty-phase weighing process. (R. 1103-15.) The circuit court instructed the jury that the State had submitted one aggravating circumstance and that the jury could consider only that one aggravating circumstance in weighing the aggravating circumstances and the mitigating circumstances. (R. 1106); see Saunders v. State, 10 So.3d 53, 102 (Ala. Crim.App.2007) (recognizing that "it is well settled that a jury is presumed to follow the trial court's instructions"). The circuit court then properly instructed the jury
Based on the fact that the circuit court properly instructed the jury regarding the weighing process and the fact that it instructed the jury that it could consider only the one aggravating circumstance submitted by the State, any error in failing to instruct the jury regarding how to consider victim-impact evidence did not have "an unfair prejudicial impact on the jury's deliberations." Ex parte Deardorff, 6 So.3d at 1244. Consequently, Vanpelt has failed to establish that the failure to give such an instruction rises to the level of plain error, and he is not entitled to any relief on this issue.
Vanpelt also implies, without actually arguing, that the circuit court erroneously failed to reinstruct the jury on the definition of reasonable doubt during the penalty phase. In two sentences, Vanpelt asserts that the circuit court's reference to its guilt-phase-reasonable-doubt instruction "is not a practice condoned by this court." (Vanpelt's Brief at 104.)
Initially, this court notes that the "Constitution neither prohibits trial courts from defining reasonable doubt nor requires them to do so as a matter of course." Victor v. Nebraska, 511 U.S. 1, 5, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994). Further, this court has "previously held that there is no plain error when a trial court, in the penalty phase of a capital trial, relies on a reasonable-doubt instruction it had given in the guilt phase of the proceedings." Johnson v. State, 820 So.2d 842, 875-76 (Ala.Crim.App.2000). Specifically, in Griffin v. State, this court held that the circuit court's failure to reinstruct the jury on the definition of reasonable doubt during the penalty phase did not constitute plain error because the circuit court thoroughly and correctly instructed the jury on reasonable doubt in the guilt phase and little time had passed between the guilt phase and the penalty phase. 790 So.2d 267, 338 (Ala.Crim.App.1999), overruled on other grounds, Ex parte Griffin, 790 So.2d 351 (Ala.2000). See also Johnson v. State, 820 So.2d 842, 876 (Ala.Crim. App.2000) (same). This court has further explained that a circuit court's reference to its earlier reasonable-doubt instruction is not improper because "[i]t is assumed that the jury will consider the previously given instructions along with those given in the supplemental charge." Griffin, 790 So.2d at 338.
In the present case, the circuit court thoroughly and correctly instructed the jury on reasonable doubt during the guilt phase. (R. 978-79.) Further, only a short time, a weekend, had passed between the conclusion of the guilt phase and the beginning of the penalty phase. The circuit court reminded the jury of the instructions it had given during the guilt phase and thoroughly explained that the burden is on State to establish aggravating circumstances beyond a reasonable doubt. (R. 1103, 1105-06.) Under these circumstances, Vanpelt has failed to establish that the circuit court's failure to reinstruct the jury on the definition of reasonable doubt constitutes plain error.
Vanpelt finally argues that the cumulative effect of all the errors requires reversal of his conviction and sentence of death.
Brownfield v. State, 44 So.3d 1, 33 (Ala. Crim.App.2007).
Applying the standard set forth in Ex parte Woods, 789 So.2d 941 (Ala.2001), this court has reviewed the alleged errors raised by Vanpelt and scrupulously searched the record for errors not raised on appeal. Rule 45A, Ala. R.App. P. After a thorough review of the record, this court is convinced that individually or cumulatively, no error entitles Vanpelt to relief.
Last, as required by § 13A-5-53, Ala.Code 1975, this court must address the propriety of Vanpelt's conviction for capital murder and his sentence of death. Vanpelt was indicted for murdering his wife, Sandra Vanpelt, for pecuniary gain, an offense defined as capital by § 13A-5-40(a)(7), Ala.Code 1975, and punishment by death by § 13A-5-49(6), Ala.Code 1975.
The record reflects that Vanpelt's sentence was not imposed under the influence of passion, prejudice, or any other arbitrary factor. See § 13A-5-53 (b)(1), Ala. Code 1975.
The circuit court found that the aggravating circumstance outweighed the mitigating circumstances. The court found as an aggravating circumstance that the murder was committed for pecuniary gain. § 13A-5-49(6), Ala.Code 1975. The circuit court found as a statutory mitigating circumstance that Vanpelt had no significant history of prior criminal activity. See § 13A-5-51, Ala.Code 1957. The circuit court found as nonstatutory mitigating circumstances that Vanpelt had a difficult family history and has an antisocial disorder. The circuit court weighed the aggravating circumstance against the mitigating circumstances and found that the aggravating circumstance outweighed the mitigating circumstances. This court agrees with the circuit court's findings.
Section 13A-5-53(b)(2), Ala.Code 1975, provides that this court must independently weigh the aggravating circumstances against the mitigating circumstances to determine if death was an appropriate sentence in this case. After an independent weighing, this court is convinced, as was the circuit court, that death is the appropriate sentence for Vanpelt's crime.
Finally, this court has searched the record for any error that may have adversely affected Vanpelt's substantial rights and have found none. See Rule 45A, Ala. R.App. P.
Accordingly, Vanpelt's capital murder conviction and his sentence of death are affirmed.
AFFIRMED.
WISE, P.J., and WELCH, KELLUM, and MAIN, JJ., concur.