KAREN E. SCOTT, Magistrate Judge.
Plaintiff Latosha L. C. ("Plaintiff") applied for disability benefits back in 2007 alleging that she became disabled and unable to work on August 10, 2006. Administrative Record ("AR") 240-51. The parties' Joint Stipulation ("JS" at Dkt. 25) recites the lengthy history of her application, including numerous errors and remands. (JS at 2-3.) The instant appeal concerns the decision of an Administrative Law Judge ("ALJ") to deny benefits dated January 25, 2018 (AR 804-24) following a fourth hearing on October 10, 2017 (AR 835-62).
The ALJ found that Plaintiff suffered from the medically determinable impairments of lumbar degenerative disc disease, morbid obesity, and depressive disorder. AR 806. The ALJ determined that Plaintiff had the residual functional capacity ("RFC") to perform light work with additional exertional limitations and some mental limitations including the following:
AR 813.
Based on her RFC and the testimony of a Vocational Expert ("VE"), the ALJ found that Plaintiff could work as mail clerk, Dictionary of Occupational Titles ("DOT") 209.687-026, or surveillance-system monitor, DOT 379.367-010. AR 823. The ALJ concluded that Plaintiff was not disabled. AR 823.
This appeal presents the sole issue of whether the ALJ erred in finding that Plaintiff could work as a mail clerk or surveillance-system monitor. Plaintiff contends that (1) the DOT describes these jobs as requiring mental abilities that exceed her RFC, and (2) the VE testified contrary to the DOT without explaining the inconsistency.
Plaintiff testified that she worked as a school cafeteria attendant for about ten years before quitting in 2005 due to a conflict with her supervisor. AR 841-42. After that, she worked as a home healthcare certified nursing assistant ("CNA") until August 2006 when she injured herself lifting a patient. AR 842. To obtain the CNA job, she "barely" completed a certification course. AR 846. The VE classified these jobs as DOT 355.674-014 (nurse assistant) and DOT 311.677-010 (cafeteria attendant). AR 856.
The ALJ asked the VE what jobs would be available to a hypothetical worker with Plaintiff's RFC. AR 857. The VE testified that such a worker could not do Plaintiff's past relevant work. AR 858. The VE did not explain what aspects of Plaintiff's past relevant work were inconsistent with her RFC.
She then consulted some reference material and opined that the jobs of mail clerk and surveillance-system monitor would be available. AR 858-59. In response to questioning by Plaintiff's counsel and the ALJ, the VE testified that she was "sure" someone with all the mental limitations set forth in Plaintiff's RFC could do those two jobs. AR 860. The ALJ never asked the VE if her testimony was consistent with the DOT, and the VE never volunteered that it was. AR 854-62.
The ALJ found that the VE's testimony was consistent with the DOT without explaining that finding. AR 823. Relying on the VE's testimony, the ALJ found that Plaintiff could work as a mail clerk and surveillance-system monitor.
The DOT lists a specific vocational preparation time ("SVP") for each described occupation, which is defined as "the amount of lapsed time required by a typical worker to learn the techniques, acquire the information, and develop the facility needed for average performance in a specific job-worker situation." DOT, App. C, 1991 WL 688702. Using the skill level definitions in 20 CFR §§ 404.1568 and 416.968, unskilled work corresponds to an SVP of 1-2; semi-skilled work corresponds to an SVP of 3-4; and skilled work corresponds to an SVP of 5-9.
A job's level of simplicity is also addressed by its DOT general educational development ("GED") rating for reasoning development.
Based on the DOT occupations assigned by the VE, the DOT rates Plaintiff's past work as a CNA as requiring SVP 4 and reasoning level 3. DOT 355.674-014. The DOT rates Plaintiff's past work as a cafeteria attendant as SVP 2 with reasoning level 2. DOT 311.677-010.
The DOT rates the job of mail clerk—one of the jobs the VE opined Plaintiff could perform—as requiring SVP 2 and reasoning level 3. The DOT describes the duties of a mail clerk as follow:
DOT 209.687-026 (omitting cross-references to other jobs with different DOT codes).
The DOT rates the job of surveillance-system monitor—the other job that the VE opined Plaintiff could perform—as requiring SVP 2 and reasoning level 3. The DOT describes the duties of a surveillance-system monitor as follow:
DOT 379.367-010.
In
The Commissioner attempts to distinguish
The Commissioner argues that the ALJ's failure to explain the inconsistency was "harmless error" because ample evidence demonstrates that Plaintiff has the mental ability to work as a mail clerk or surveillance-system monitor. (JS at 15.) The Court disagrees. This argument essentially asks the Court, in the guise of a harmless error analysis, to find that the RFC's limitations to "simple and repetitive" work with "no judgment or choice involved" are erroneous because they lack substantial evidentiary support — an inquiry beyond the scope of this appeal. 42 U.S.C. §§ 405(g), 1383(c) (authorizing appeals to the district court by claimants, not by the Commissioner).
If, as the ALJ found, Plaintiff cannot do work that involves "judgment or choice," then she cannot work as a surveillance-system monitor. A surveillance-system monitor, as described by the DOT, must use judgment to determine how to respond to possible emergencies and security threats. As the Ninth Circuit has recognized, "a surveillance system monitor may be called upon to use discretion and judgment in rapidly evolving scenarios, including deciding when a situation requires the authorities to be notified, all while continuing to maintain surveillance."
As described by the DOT, the mail clerk position requires workers to understand the nature of mail received sufficiently well to sort it. A mail clerk cannot sort "adjustments, bills, orders, and payments" without recognizing what constitutes each type of mail.
For all these reasons, the ALJ erred by relying on the VE's testimony that a person with Plaintiff's RFC could work as a mail clerk or surveillance system monitor without recognizing and inquiring about the apparent conflict between the VE's testimony and the DOT.
Plaintiff asks the Court to reverse the decision of the Commissioner and award benefits, rather than remanding the case for further administrative proceedings. (JS at 20.) In deciding between a remand to award benefits or to conduct further administrative proceedings, the "required analysis centers on what the record evidence shows about the existence or non-existence of a disability."
Here, the record has been developed over the course of more than a decade. The ALJ found that Plaintiff can only do "simple and repetitive" work with "no judgment or choice involved." AR 813. A VE testified that the only jobs compatible with Plaintiff's RFC were two jobs that are not, in fact, compatible. This record does not create a serious doubt as to whether Plaintiff is disabled.
For the reasons stated above, IT IS ORDERED that judgment shall be entered REVERSING the Commissioner's final decision and REMANDING the case for a calculation and award of benefits.