R. DAVID PROCTOR, District Judge.
Every so often, a court submits a case to a jury, and it becomes plainly evident that the jury cannot reach a unanimous verdict. Sometimes (but not always) when that occurs, the parties do not move for a mistrial. There are a number of reasons to explain this circumstance. Some are tactical. However, when such a situation is presented, the court is not a potted plant. Even without a motion, it must declare a mistrial if, taking into consideration all the circumstances, the court concludes there is a manifest necessity to do so. This is just such a case. In fact, it is the classic case where a jury has proven unable to reach a verdict. Thus, even though the United States (for obvious reasons) and the Defendant did not ask for a mistrial based upon a hung jury, the court, taking all the circumstances of this case into consideration, determined that the jury could not reach a verdict in this case. Consequently, a mistrial was declared.
This case is before the court on Defendant Christopher Lee Tuttle's Motion to Dismiss Indictment as Violative of the Double Jeopardy Clause filed April 8, 2013. (Doc. #128). The Government filed a Response on April 11, 2013 (Doc. #129), and Defendant Tuttle filed a Reply to the Government's Response (Doc. #130), on April 15, 2013. The matter has been fully briefed by the parties, and is ripe for decision. For the reasons stated below, the Defendant's motion (Doc. #128) is due to be denied.
The trial in this case commenced on Wednesday, March 6, 2013.
Over the next four court days
Later that same day (March 11) the jury reported that they were divided. (Doc. #138 at 71, 74). Contrary to the court's previous instruction, the jurors attempted to report their numerical division in writing, but the Clerk declined to publish the note. (Id.). With the parties agreement, the court instructed the jury to continue deliberating and gave it the option of continuing that afternoon or breaking for the evening. (Id. at 72-74).
The jury's deliberations continued on Tuesday, March 12, 2013, when the jury sent out a number of questions and requests. First, at 1:56 p.m., the jury asked for a transcript from the court reporter.
Deliberations continued on Wednesday, March 13, 2013, and at 2:25 p.m. the jury informed the court that they had agreed to a verdict on Count One, but they had not come to an agreement on Counts 11 through 17. (Doc. #122). The jury requested further instructions. (Id.). After consultation with counsel, and pursuant to Federal Rule of Criminal Procedure 31(b)(2), the court informed the jury that it could return a partial verdict as to those counts on which it had unanimously agreed. (Doc. #139 at 7-11).
Approximately an hour and a half later, the jury submitted another question to the court, asking if they were allowed to give a partial verdict as to Count One without returning a verdict as to the weight of drugs. (Doc. #123). After consulting with counsel and with the parties' consent, the court informed the jurors that the only way for them to return an unanimous verdict as to Count One would be for them to determine both the defendant's guilt or innocence as to that count and attribute an amount of drugs to him for that count if they found him guilty. (Doc. #139 at 20-23).
Deliberations continued throughout the day on Thursday, March 14, 2013, and at 3:33 p.m. the jury informed the court that they could not unanimously agree on the weight of marijuana in relation to Count One. (Doc. #125). In response, and after consultation with the parties' counsel, the court gave the jury a modified Allen charge and instructed the jury to resume deliberations and reach a verdict if the jurors were able to do so. (Doc. #136 at 19-24). The jury continued to deliberate, and its deliberations continued into the morning of Friday, March 15, 2013. Finally, at 11:27 a.m., after several hours of hearing nothing from the jury on Thursday afternoon and Friday morning, the court invited argument on whether it should declare a mistrial. (Doc. #137 at 1-17). After hearing from counsel, the court declared a mistrial based on the jury being unable to reach a verdict. (Id. at 5-17).
The Defendant now contends that the court erroneously declared a mistrial when there was no indication that the jury was unable to reach a verdict, and that under the circumstances, that court action bars any re-trial of the Defendant on the same charges. The court disagrees. The Defendant's position is simply not supported by the law and certainly is not supported by the facts.
The Double Jeopardy clause of the Fifth Amendment provides that "[n]o person shall ... be subject for the same offence to be twice put in jeopardy of life or limb. U.S. Const. amend. V. "Jeopardy attaches when the jury is empaneled and sworn," and "[f]rom that point forward, the defendant has a constitutional right, subject to limited exceptions, to have his case decided by that particular jury." See United States v. Chica, 14 F.3d 1527, 1531 (11th Cir. 1994) (alterations, quotation marks, and citations omitted). One of the limited exceptions exists when the trial court declares a mistrial, even without the consent of the defendant, upon its finding that "mistrial is a manifest necessity." Abdi v. Georgia, 744 F.2d 1500, 1503 (11th Cir.1984), cert. denied, 471 U.S. 1006, 105 S.Ct. 1871 (1985). See also United States v. Perez, 22 U.S. (9 Wheat.) 579, 579-80 (1824) (Supreme Court holding that when a trial court discharges a jury because the jury cannot reach a verdict, the Double Jeopardy Clause does not bar a new trial for the defendant before a new jury); United States v. Bradley, 905 F.2d 1482, 1486 (11th Cir.1990). The determination of whether there was a manifest necessity for a mistrial has been described as a non-formulaic "fact intensive" inquiry considering all circumstances with varying levels of deference afforded to the trial court's decision. Chica, 14 F.3d at 1531; United States v. Berroa, 374 F.3d 1053, 1056 (11th Cir. 2004).
The court readily acknowledges that it did not have the consent of the Defendant to declare a mistrial. However, declaration of a mistrial here was a manifest necessity. Chica, 14 F.3d at 1531; Abidi, 744 F.2d at 1503. See also Berroa, 374 F.3d at 1056. Although presentation of the evidence in this case lasted slightly fewer than two days (all day on Thursday, March 7, and part of the day on Friday, March 8), the jurors deliberated into their fourth day without being able to reach a verdict. The jury communicated with the court on several occasions, and as the days passed, it became clearer and clearer that it was unable to reach a verdict. Indeed, during their second full day of deliberations, Wednesday, March 13, 2013, the jury informed the court that there was agreement as to Count One but not as to the other counts. (Doc. #122). However, it soon became evident that the jury had not reached a verdict, even as to Count One. (Doc. #123). Consistent with Rule 31(b)(2), the jury was informed that it could return a partial verdict as to any counts upon which the jurors had unanimously agreed. (Doc. #139 at 7-11). Thereafter, the jurors informed the court that they could not agree on a drug quantity as to Count One (and asked if they could return a verdict without any finding about drug weight). (Doc. #137 at 15).
After being instructed that they could not return a verdict as to Count One without deciding the question of drug weight, the jury deliberated for most of Thursday, March 14. After doing so, the jurors again informed the court that they could not reach a verdict as to the drug amount for Count One.
Given that the jury's deliberations had already run nearly twice as long as the time devoted to presentation of evidence, and all signs increasingly pointed to the conclusion that the jurors were having great difficulty reaching a unanimous verdict, the court delivered a modified Allen charge and the jury resumed deliberations. (Doc. #136 at 19-24). However, at the end of the day, the jury recessed without reaching any verdict. The jury returned the next day, on Friday, March 15. In total, the jury deliberated for 3-4 hours after being given the modified Allen charge without being able to reach a verdict. Accordingly, the court heard from both sides and considered various possible alternatives, determined that further deliberations were pointless, and concluded that a mistrial was necessary. (Doc. #137 at 6).
The decision to declare a mistrial in this case was based solely on the fact that the jury could not reach a verdict. The jury indicated as much in many of its own questions and communications with the court. Indeed, during its day of deliberations,
After careful consideration, the court concludes that the Defendant's Motion to Dismiss (Doc. #128) is due to be denied. This case will be re-set for trial by separate order.
In addition, a separate order consistent with this Memorandum Opinion will be entered.