EMMET G. SULLIVAN, District Judge.
In May 2008, the U.S. Fish and Wildlife Service ("FWS") issued its final rule listing the polar bear as a "threatened" species under the Endangered Species Act of 1973, which affords special protections to endangered and threatened fish and wildlife species. See Determination of Threatened Status for the Polar Bear (Ursus maritimus) Throughout Its Range, 72 Fed.Reg. 28,212 (May 15, 2008) (the "Listing Rule"). The publication of the Listing Rule triggered lawsuits by a number of
Each of these plaintiffs has challenged the Listing Rule under the Endangered Species Act ("ESA" or "the Act"), 16 U.S.C. §§ 1531 et seq., and the Administrative Procedure Act ("APA"), 5 U.S.C. §§ 551 et seq., claiming that FWS's decision to list the polar bear as a threatened species was arbitrary and capricious and an abuse of agency discretion. Among other claims, plaintiff CBD contends that the decision to list the polar bear as "threatened" was arbitrary and capricious because the polar bear meets the definition of an "endangered" species under the ESA and thus qualifies for a higher level of protection. The remaining plaintiffs (collectively, the "Joint Plaintiffs") contend, among other things, that the decision to list the polar bear was arbitrary and capricious because the polar bear does not meet the definition of a threatened species and therefore does not qualify for ESA protections.
Pending before the Court are the parties' cross-motions for summary judgment. Upon careful consideration of the
The ESA has been described as "the most comprehensive legislation for the preservation of endangered species ever enacted by any nation." Tennessee Valley Auth. v. Hill, 437 U.S. 153, 180, 98 S.Ct. 2279, 57 L.Ed.2d 117 (1978). Congress enacted the ESA "to provide a means whereby the ecosystems upon which endangered species and threatened species depend may be conserved, [and] to provide a program for the conservation of such endangered species and threatened species." 16 U.S.C. § 1531(b). "The plain intent of Congress in enacting this statute was to halt and reverse the trend toward species extinction, whatever the cost." Tennessee Valley Auth., 437 U.S. at 184, 98 S.Ct. 2279.
The ESA's protections are triggered when a species is designated as either "threatened" or "endangered."
A listing determination is made on the basis of one or more of five statutorily prescribed factors: (1) present or threatened destruction, modification, or curtailment of a species' habitat or range; (2) overutilization for commercial, recreational, scientific, or educational purposes; (3) disease or predation; (4) the inadequacy of existing regulatory mechanisms; and (5) other natural or manmade factors affecting a species' continued existence. 16 U.S.C § 1533(a)(1)(A)-(E); see also 50 C.F.R. § 424.11(c). The agency must list a species as long as "any one or a combination" of these factors demonstrates that it is threatened or endangered. 50 C.F.R. § 424.11(c). The decision to list a species must be made "solely on the basis of the best scientific and commercial data available... after conducting a review of the status of the species and after taking into account those efforts, if any, being made by any State or foreign nation, or any political subdivision of a State or foreign nation, to protect such species." 16 U.S.C. § 1533(b)(1)(A).
Polar bears are marine mammals that are described as "ice-obligate," meaning that they are evolutionarily adapted to sea ice for their survival and primary habitat. ARL 117216.
On February 16, 2005, plaintiff Center for Biological Diversity submitted a petition to the Secretary of the Interior to list the polar bear as a threatened species under the ESA. Petition to List the Polar Bear (Ursus maritimus) as a Threatened Species Under the Endangered Species Act, ARL 4040-4209. FWS issued its final rule listing the polar bear as a threatened species on May 15, 2008.
Specifically, FWS found that all polar bear populations will be affected by substantial losses of sea ice within the foreseeable future (which it defined as 45 years), although different populations will be affected at different rates and to different degrees. ARL 117279.
FWS's listing decision was challenged by organizational and individual plaintiffs, as described above. Plaintiffs have identified a number of purported deficiencies in the Listing Rule, each of which forms the basis for a claim that FWS violated both the ESA and the APA. The parties' cross-motions for summary judgment are ripe for determination by the Court.
FWS's listing decisions are subject to review under the APA. See, e.g., Am. Wildlands v. Kempthorne, 530 F.3d 991, 997 (D.C.Cir.2008). Under the APA, federal agency actions are to be held unlawful and set aside where they are "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law." 5 U.S.C. § 706(2)(A). To make this finding, the court must determine whether the agency "considered the factors relevant to its decision and articulated a rational connection between the facts found and the choice made." Keating v. FERC, 569 F.3d 427, 433 (D.C.Cir.2009) (citing Balt. Gas & Elec. Co. v. Natural Res. Def. Council, Inc., 462 U.S. 87, 105, 103 S.Ct. 2246, 76 L.Ed.2d 437 (1983)).
Here, the threshold question before the Court relates to FWS's interpretation of the definition of "endangered species" under the ESA. The framework for reviewing
The Court's current inquiry arises out of plaintiff CBD's claim that FWS misinterpreted and misapplied the ESA in determining that the polar bear does not qualify for "endangered" status. Plaintiff CBD contends that FWS's decision to list the polar bear as "threatened" rather than "endangered" on the basis of its conclusion that the species is not facing imminent extinction throughout any portion of its range is arbitrary, capricious, and contrary to the best available science for the polar bear. Memorandum of Points and Authorities of Plaintiffs Center for Biological Diversity, Natural Resources Defense Council and Greenpeace, Inc. in Support of Motion for Summary Judgment (Docket No. 125) ("CBD Op. Mem.") at 21. In response, the federal defendants argue that the agency's determination is compelled by the plain meaning of the statute. Federal Defendants' Combined Opposition to Plaintiffs' Motions for Summary Judgment and Cross-Motion for Summary Judgment on Listing Rule Claims (Docket No. 137) ("FD Op. Mem.") at 44; see also Transcript of Motions Hearing, October 20, 2010 ("Tr.") at 17. According to the federal defendants, the text, structure, and legislative history of the ESA plainly and unambiguously require that a species must be in imminent danger of extinction to be designated as endangered. Therefore, before reaching the merits of CBD's claim, the Court must first address the threshold question of whether the ESA clearly expresses the intent of Congress to limit the "endangered" classification to only those species that are in danger of imminent extinction. The federal defendants' arguments are explored below in turn.
As the federal defendants have conceded, Tr. at 19, the statutory definition of an "endangered species" does not expressly require that the species be in danger of imminent extinction. An endangered species is defined as "any species which is in danger of extinction throughout all or a significant portion of its range." 16 U.S.C. § 1532(6). Relying on ordinary meanings alone, this provision merely requires the Secretary to determine whether a species is "exposed to the harm of no longer existing." See United States v. Hill, 896 F.Supp. 1057, 1062 (D.Colo.1995) (citing Webster's Third New International Dictionary
Although nothing in the text of the ESA compels the agency's conclusion that an "endangered" designation requires imminent extinction, a plain meaning analysis does not end with the language of the relevant provision. Instead, the Court must analyze "`the language and design of the statute as a whole.'" Am. Scholastic TV Programming Found. v. FCC, 46 F.3d 1173, 1178 (D.C.Cir.1995) (quoting Fort Stewart Sch. v. FLRA, 495 U.S. 641, 645, 110 S.Ct. 2043, 109 L.Ed.2d 659 (1990)). According to the federal defendants, the structure and context of the statute clearly demonstrate that Congress intended to reserve an "endangered" designation for those species that are at risk of imminent extinction:
FD Op. Mem. at 44. Reading the definitions of an endangered species and a threatened species together, the federal defendants contend that the only possible difference between a threatened species and an endangered species is the temporal proximity of the threat. FD Op. Mem. at 44. Indeed, the federal defendants assert that without an imminence requirement the "threatened" category becomes superfluous, Federal Defendants' Reply in Support of Their Combined Opposition to Plaintiffs Motions for Summary Judgment and Cross-Motion for Summary Judgment on Listing Rule Claims (Docket No. 195) ("FD Reply") at 25; see also Tr. at 21 ("[I]f you don't read imminent in there, you can't have a threatened category."), and argue that an interpretation that reads the "threatened" category out of the statute violates traditional principles of statutory construction. See, e.g., Cal. Indep. Sys. Operator Corp. v. FERC, 372 F.3d 395, 401 (D.C.Cir.2004) ("Traditional principles of statutory construction counsel against reading acts of Congress to be superfluous.").
The Court agrees that there is a temporal element to the distinction between the categories of endangered and threatened species.
To the contrary, the Court finds that the overall structure of the ESA suggests that the definition of an endangered species was intentionally left ambiguous. It is well-settled that Congress need not "supply administrative officials with a specific formula for their guidance in a field where flexibility and the adaptation of the congressional policy to infinitely variable conditions constitute the essence of the program." Lichter v. United States, 334 U.S. 742, 785, 68 S.Ct. 1294, 92 L.Ed. 1694 (1948). Indeed, under the ESA, Congress broadly delegated responsibility to the Secretary to determine whether a species is "in danger of extinction" in light of the five statutory listing factors and the best available science for that species.
For the foregoing reasons, the Court finds nothing in the text or structure of the statute to compel the conclusion that Congress intended to bind the agency to a particular formula for determining when a species is "in danger of extinction." Accordingly, the Court rejects the federal defendants' assertion that the structure of the statute clearly and unambiguously imposes a bright-line imminence requirement for all endangered species.
Even assuming the structure of the statute does not unambiguously express the intent of Congress, the federal defendants assert that the agency's plain-meaning interpretation is nonetheless compelled by the legislative history of the ESA. FD Op. Mem. at 50. As the D.C. Circuit has stated, "we may consider a provision's legislative history ... to determine whether Congress' intent is clear from the plain language of a statute." City of Cleveland v. NRC, 68 F.3d 1361, 1366 n. 4 (D.C.Cir. 1995). Defendant-intervenor AOGA, in its opening brief, points to several specific passages that it claims express the clear intent of Congress:
AOGA Op. Mem. at 14. According to the federal defendants, these passages show that Congress created the "threatened" category in 1973 to allow the agency to take steps to protect a species before extinction becomes imminent. FD Reply at 22. The federal defendants infer, therefore, that the original "endangered" category was only intended to encompass those species at the brink of extinction. FD Reply at 22; see also Tr. at 27-28.
Upon careful review of the legislative history, the Court is unpersuaded by the federal defendants' contention that the legislative history unambiguously requires imminent extinction for a species to be designated as endangered. Indeed, the Court notes that the word "imminent" appears once in the entire legislative history, in a passage that refers only cryptically to the definition of an endangered species. SEN. REP. NO. 93-307, at 3 (1973). This single statement is not sufficient to overcome a fundamental ambiguity in the text and structure of the statute. See Humane Soc'y of the United States v. Kempthorne, 579 F.Supp.2d 7, 20 (D.D.C.2008) (Friedman, J.) (finding single inconclusive statement from the legislative history insufficient to dispel ambiguity in the ESA). Moreover, although the legislative history does emphasize that an endangered species "is" (currently or presently or actually) in danger of extinction, whereas a threatened species is "likely to become" so endangered, this basic distinction is already apparent from the text of the statute itself and does not compel a conclusion that an endangered species must be in danger of imminent extinction.
Having carefully considered the text, structure, and legislative history of the ESA, the Court is persuaded that Congress intended to allow the agency flexibility to make a case-by-case determination of when a species is "in danger of extinction," based on the five statutory listing factors and the best available science for that species. Therefore, the Court finds that the ESA does not compel the federal defendants' plain-meaning interpretation that an endangered species must be in danger of imminent extinction. For the reasons stated above, the Court concludes that the statute is "silent or ambiguous with respect to the specific issue" before
Upon finding the definition of an endangered species to be ambiguous, the Court would normally be required to defer to any permissible agency construction of the statute under step two of the Chevron analysis. Id. In this case, however, there is no permissible construction to which the Court can defer. Counsel conceded at oral argument that the agency does not seek deference to its interpretation of the definition of an endangered species under step two of the Chevron test and instead relies exclusively on a plain-meaning interpretation of the ESA.
Therefore, having found that the agency wrongly relied on an erroneous plain-meaning reading of the definition of an endangered species, the Court must "remand for [the agency] to treat the statutory language as ambiguous." Nat'l Cement Co., 494 F.3d at 1075; see also PDK Labs., 362 F.3d at 798 ("The law of this circuit requires in those circumstances that we withhold Chevron deference and remand to the agency so that it can fill in the gap."). The Court therefore will remand the Listing Rule to FWS for the agency to provide a reasonable interpretation of the definition of an "endangered species," as applied to its listing determination for the polar bear.
The Court is persuaded that a remand for this limited purpose will not require the agency to undertake additional notice-and-comment rulemaking procedures.
Because the Court does not rule on the lawfulness of the Listing Rule at this time, the Listing Rule shall remain in force during the remand period. In re Checkosky, 23 F.3d 452, 462-63 (D.C.Cir.1994).
For the foregoing reasons, the Court hereby remands the Listing Rule to the agency for the limited purpose of providing additional explanation for the legal basis of its listing determination, and for such further action as it may wish to take in light of the Court's finding that the definition of an "endangered species" under the ESA is ambiguous. The federal defendants are directed to submit the agency's supplemental explanation and supporting materials, if any, by no later than December 23, 2010. All other parties to the Listing Cases are directed to file responsive briefs by no later than January 18, 2011. The federal defendants shall be permitted to file a reply by no later than February 1, 2011. These deadlines are
The Court hereby schedules a hearing for February 23, 2011, at 10:00 a.m. in Courtroom 24A, at which time the Court shall hear arguments on this issue, as well as the remaining issues briefed by the parties in the Listing Rule cases.
The hearing currently scheduled for January 25, 2011, at 10:00 a.m. in the 4(d) Rule cases (Ctr. for Biological Diversity, et al. v. Salazar, et al., Case No. 08-2113; Defenders of Wildlife v. U.S. Dep't of the Interior, Case No. 09-153) is hereby rescheduled to April 13, 2011, at 10:00 a.m. in Courtroom 24A. The Court also schedules a hearing in the Import Ban cases (Safari Club Int'l, et al. v. Salazar, et al., Case No. 08-881; Hershey v. Salazar, et al., Case No. 09-324; Kreider v. Salazar, et al., Case No. 09-325; Atcheson, et al. v. Salazar, et al., Case No. 09-941) for April 13, 2011, at 2:00 p.m. in Courtroom 24A. Further instructions to counsel will follow as the hearing date approaches.
An Order consistent with this Memorandum Opinion will be issued this same day.