ABDUL K. KALLON, District Judge.
Emmett Gregory Nolan ("Nolan") brings this action pursuant to Section 205(g) of the Social Security Act ("the Act"), 42 U.S.C. § 205(g), seeking review of the final adverse decision of the Commissioner of the Social Security Administration ("SSA"). This court finds that the Administrative Law Judge ("ALJ") applied the correct legal standard and that her decision—which has become the decision of the Commissioner—is supported by substantial evidence. Therefore, the court
Nolan filed his application for Title II Disability Insurance Benefits on May 9, 2007, alleging an onset date of July 1, 2005 due to a herniated disc in his neck and bone spurs. (R. 81, 85, 559-60). After the SSA denied his application, Nolan requested a hearing before an ALJ ("the initial hearing"). (R. 46, 49-50). Nolan had not engaged in substantial gainful activity since May 9, 2007. (R. 17). The ALJ found that Nolan suffered from the severe impairments of "cervical disc disease and carpal tunnel syndrome," (R. 17), but that he "d[id] not have an impairment or combination of impairments that meets or medically equals one of the listed impairments," (R. 19). Moreover, the ALJ in the initial proceeding found that Nolan:
(R. 19). In light of Nolan's RFC, the ALJ determined that he "is unable to perform any past relevant work" but that "there are jobs that exist in significant numbers in the national economy that [Nolan] can perform." (R. 21-22). As such, the ALJ denied Nolan's claim on November 19, 2009, (R. 12, 22-23), which became the final decision of the Commissioner on March 11, 2011 when the Appeals Council refused to grant review, (R. 1-3).
Nolan then appealed the Commissioner's initial decision to this court, which remanded the case on the Commissioner's motion. (R. 450-52). In its November 1, 2011 order of remand, the district court instructed the ALJ to "(1) consider the impact of [Nolan's] obesity on his ability to perform work-related activities, and (2) obtain vocational expert ["VE"] testimony to further consider whether there are jobs that exist in the significant numbers in the national economy that [Nolan] can perform given his age, education, work, experience, and [RFC]." (R. 450). In its March 30, 2012 order of remand, the Appeals Council found, inter alia, that the ALJ had misapplied the statutory definition of "light work;"
At the time of Nolan's hearing on remand on October 25, 2013, he was 46 years old, had completed twelfth grade, and had past relevant work experience as a short-order cook, an all-around logger, and a construction worker (R. 81, 91, 417, 441). Nolan had still not engaged in substantial gainful activity since May 9, 2007. (R. 409).
The ALJ subsequently denied Nolan's claim on February 7, 2014, (R. 404-06, 417-18), which became the final decision of the Commissioner on April 8, 2015 when the Appeals Council refused to grant review, (R. 391-93). Nolan then filed this action pursuant to § 205(g) on June 3, 2015. Doc. 1.
The only issues before this court are whether the record contains substantial evidence to sustain the ALJ's decision, see 42 U.S.C. § 405(g); Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982), and whether the ALJ applied the correct legal standards, see Lamb v. Bowen, 847 F.2d 698, 701 (11th Cir. 1988); Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Title 42 U.S.C. §§ 405(g) and 1383(c) mandate that the Commissioner's "factual findings are conclusive if supported by `substantial evidence.'" Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990). The district court may not reconsider the facts, reevaluate the evidence, or substitute its judgment for that of the Commissioner; instead, it must review the final decision as a whole and determine if the decision is "reasonable and supported by substantial evidence." See id. (citing Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)).
Substantial evidence falls somewhere between a scintilla and a preponderance of evidence; "[i]t is such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Martin, 849 F.2d at 1529 (quoting Bloodsworth, 703 F.2d at 1239) (other citations omitted). If supported by substantial evidence, the court must affirm the Commissioner's factual findings even if the preponderance of the evidence is against the Commissioner's findings. See Martin, 894 F.2d at 1529. While the court acknowledges that judicial review of the ALJ's findings is limited in scope, it notes that the review "does not yield automatic affirmance." Lamb, 847 F.2d at 701.
To qualify for disability benefits, a claimant must show "the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 423(d)(1)(A); 42 U.S.C. § 416(i)(I)(A). A physical or mental impairment is "an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrated by medically acceptable clinical and laboratory diagnostic techniques." 42 U.S.C. § 423(d)(3).
Determination of disability under the Act requires a five step analysis. 20 C.F.R. § 404.1520(a)-(f). Specifically, the Commissioner must determine in sequence:
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). "An affirmative answer to any of the above questions leads either to the next question, or, on steps three and five, to a finding of disability. A negative answer to any question, other than step three, leads to a determination of `not disabled.'" Id. at 1030 (citing 20 C.F.R. § 416.920(a)-(f)). "Once a finding is made that a claimant cannot return to prior work the burden shifts to the Secretary to show other work the claimant can do." Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995) (citation omitted).
In performing the five-step analysis in the second proceeding, the ALJ found that Nolan had not engaged in substantial gainful activity since May 9, 2007 and therefore met Step One.
(R. 412). In light of Nolan's RFC, the ALJ determined that Nolan "is capable of performing past relevant work as a short order cook." (R. 417). Therefore, the ALJ found that Nolan "has not been under a disability, as defined in the Social Security Act, since May 9, 2007." Id.
Nolan asserts that the ALJ impermissibly erred by, first, not appropriately responding to the district court's and to the Appeals Council's instructions on remand, and, second, reaching a decision that was not supported by substantial evidence. See doc. 10 at 7-13. Neither of these contentions, however, establishes reversible error.
Nolan argues that the ALJ's findings here are not responsive to the instructions of the district court and the Appeals Council on remand. See generally doc. 10 at 7-9. Specifically, Nolan seems to argue that the ALJ erred on remand as a matter of law by excluding carpal tunnel syndrome from her finding of severe impairments and by finding a less inclusive RFC than the ALJ had found in the initial determination. See id. This argument fails for a number of reasons.
Notwithstanding the initial ALJ's decision, the second ALJ was entitled to revisit both the designation of Nolan's carpal tunnel as severe and Nolan's RFC. As a threshold matter, because the Appeals Council vacated the November 2009 opinion, the ALJ on remand could not defer to the initial ALJ's findings. See Hearings, Appeals, and Litigation Law (HALLEX) manual I-2-8-15 ("If the Appeals Council . . . remands a case to the hearing level after a court remand, it generally vacates the entire prior [ALJ] decision, and the ALJ must consider all pertinent issues de novo."). That said, "[w]hen specific instructions have been provided in a remand order, whether that remand order is issued by the Appeals Council or the federal court, the ALJ must do as it instructs." Russ v. Astrue, No. 3:07-cv-1213-J-MCR, 2009 WL 764516, at *6, (M.D. Fla. Mar. 20, 2009) (emphasis in original) (relying on Warren-Ward v. Astrue, No. 1:07-cv-811-TFM, 2008 WL 2397390, at *3 (M.D. Ala. June 10, 2008)). However, on remand the second ALJ is not otherwise bound by the first ALJ's decision, as "[t]he [ALJ] may take any additional action not inconsistent with the order of remand." See Gibbs v. Barnhart, 130 F. App'x 426, 430 (11th Cir. 2005) ("Social Security regulations provide that, in the event the Appeals Council [or the district court] orders a remand, the ALJ shall initiate such additional proceedings and take such other action . . . as directed by the Appeals Council [or the district court] in its order of remand.'") (internal quotations and citations omitted); see also Russ, 2009 WL 764516, at *6 (noting that "the regulations also allow the ALJ to consider issues not specifically contemplated in the remand order and to take action accordingly") (relying on 20 C.F.R. §§ 404.977(b), 404.983). Indeed, the ALJ "is encouraged to review `the record on remand, check[] initial findings of fact and mak[e] corrections, if appropriate.'" Russ, 2009 WL 764516, at *6 (quoting Miller v. Barnhart, 175 F. App'x 952, 955-56 (10th Cir. 2006)). Therefore, the mere fact that the ALJ revisited the Commissioner's previous decision is not, without more, sufficient for reversal.
A review of the district court's and the Appeals Council's instructions on remand also indicate that the ALJ appropriately incorporated them into her analysis. See id. ("[A]n ALJ commits legal error by not following the mandate of the court.") (citations omitted). As to the exclusion of carpal tunnel as severe impairment on remand, the court observes that neither the district court nor the Appeals Council mandated that carpal tunnel remain a severe impairment. See (R. 447-48, 450-51). In fact, although both the district court and the Appeals Council mandated that the ALJ evaluate the impact of Nolan's obesity on his ability to perform work-related activities under the Commissioner's regulations, see (R. 447-48; 450-51), neither court made any specific findings regarding Nolan's purported impairments from carpal tunnel. As such, because the ALJ may "consider issues not specifically contemplated in the remand order and [may] take action accordingly," Russ, 2009 WL 764516, at *6, she did not err as a matter of law by reconsidering on remand whether Nolan still suffered from a severe impairment of carpal tunnel syndrome.
As to the conclusion that Nolan was subject to a less restrictive RFC as compared to the Commissioner's initial decision, the court similarly finds that the courts' instructions do not conflict with the ALJ's findings on remand. Nolan seems to argue that, because the Appeals Council found that the ALJ in the initial suit had misapplied the RFC limitations for "light work" under the Commissioner's guidelines, the ALJ on remand was therefore required to find an RFC that was at least as restrictive. See doc. 10 at 7-8. However, Nolan misunderstands the gravamen of the Appeal Council's remand regarding the initial ALJ's light work finding; in fact, the Appeals Council took issue with the initial ALJ's application of the Commissioner's definition of "light work" as it applied to that ALJ's findings of Nolan's standing and walking limitations. See (R. 447-48). The Appeals Council did not determine on remand that the original ALJ's RFC was therefore controlling; to the contrary, the Appeals Council directed the ALJ to "[g]ive further consideration to the claimant's maximum [RFC]." See id. This fact, combined with the fact that both courts directed the ALJ to incorporate Nolan's obesity into Nolan's RFC finding on remand, indicate that the ALJ's decision to adjust Nolan's RFC was similarly "not inconsistent with the [Appeals Council's] order of remand." Therefore, because the ALJ's reexamination of Nolan's RFC was not at odds with the courts' directions on remand, Nolan's argument that the ALJ erred as a matter of law cannot succeed.
Nolan also argues that the ALJ's decision is not supported by substantial evidence. Specifically, he argues that the ALJ erred by failing to give appropriate deference to the physical capacity opinion of Dr. Daniel Williams, Nolan's treating physician. See doc. 10 at 10-12; (R. 415-16). He also argues that the ALJ's RFC determination that Nolan was capable of light work is not supported by substantial evidence. See id. at 8-10. Neither of these arguments prevails.
Relying on Eleventh Circuit law that an ALJ give "substantial or considerable weight" to the medical opinion of the claimant's treating physician unless "good cause" is shown,
The evidence in the record does not support Dr. Williams's physical capacity opinions. First, the objective testing contradicts his findings. Indeed, with the exception of a cervical myelogram from 2005 finding "prominent" and "pronounced" defects in Nolan's neck, see (R. 178), and a 2008 finding of "chronic . . . wedge deformities" at the thoracolumbar junction, see (R. 336), the imaging taken of Nolan's back and spine reflects only "mild," "minimal," or "moderate" findings. See (R. 177-78, 202, 226, 251, 334-36 (reflecting "normal" findings on Nolan's cervical, thoracic, and lumbar spine and "[n]o definite acute . . . abnormality[ies]), 678). Second, Dr. Williams's treatment records do not substantiate such a serious limitation on Nolan's ability to perform work-related activities. Indeed, Dr. Williams's treatment notes do not reflect an examination of any objective medical imaging and reflect only "chronic pain" without any finding of serious abnormalities, see (R. 367-90),—specifically, his notes reflect abnormalities in the form of "spasm" in Nolan's physical examination records, (R. 378-79, 381, 384-86), and only one report of numbness in Nolan's left leg, (R. 374).
Third, treatment records and objective tests from other physicians do not support Dr. Williams's opinion. Namely, Nolan's treatment records routinely reflect non-severe symptoms; for example, Nolan records variously reflect that he had normal range of motion, (R. 296, 617, 651, 667, 682); 5/5 grip strength, (R. 296); no tenderness or, at most, mild or moderate tenderness,
As such, for the reasons mentioned above, the court finds that the ALJ's determination that Dr. Williams's functional capacity opinion was entitled to little deference is supported by substantial evidence.
Nolan also argues that the ALJ committed reversible error in her RFC determination, see doc. 10 at 8-12, presumably on the theory that the ALJ's decision was not supported by substantial evidence. The court disagrees.
The ALJ's overall RFC is supported by substantial evidence. As mentioned above, neither the objective testing nor the treatment records reflect more than a mild or—at most—moderate impairment. Moreover, Nolan's activities do not reflect a disabling impairment; although Nolan claimed at his hearing that pain kept him from sleeping during the night, Nolan testified that on a daily basis he reads a couple of hours, talks to his ex-wife, works on the computer, cooks "smaller meals," and tries to take the garbage out and that he can lift up to twenty pounds, attend church three times weekly, and go to his son's basketball games. (R. 436-38). Nolan's treatment records also reflect that, in 2009, he fell down a hill after walking one mile. (R. 666, 674). On at least one occasion, Nolan has denied numbness or tingling in his hands, (R. 416, 685), and in February 2008 and March 2011 he denied taking any pain medication, (R. 333, 650). Additionally, Nolan's treatment records reflect significant gaps in treatment—first, between March 2011 and February 2012 and, second, between August 2012 and September 2013
Nolan's complaints as to specific impairments—namely, carpal tunnel and obesity—are similarly unavailing. As to the carpal tunnel, the court finds that the RFC appropriately considers Nolan's asserted carpal tunnel impairment. Although he argues that the ALJ did not adjust his RFC to accommodate for his carpal tunnel, Nolan has sought no treatment for—nor has he complained of—carpal tunnel since 2006, see (R. 413), nor did he allege it as a basis of disability at his hearing, see (R. 427). Additionally, an examination in 2007 revealed that Nolan had 5/5 grip strength, and other examinations of his extremities since 2006 have revealed no abnormalities (296, 597, 667, 699, 704, 706, 708, 710). See Fage v. Apfel, 150 F.3d 1320, 1324 (11th Cir. 1998) (noting that the absence of medical opinions with recommendations contrary to the ALJ's RFC determination supported the ALJ's decision). Even in Dr. Williams's functional capacity opinion, he noted that Nolan's finger dexterity was normal. See (R. 357). The ALJ's determination that Nolan's carpal tunnel did not constitute a severe impairment bearing on his RFC is therefore supported by substantial evidence.
The RFC also appropriately accommodates Nolan's obesity. After examining the impact of Nolan's obesity on his ability to perform work-related activities—in compliance with both the district court's and the Appeals Council's directions—the ALJ found that Nolan's obesity did not reduce his functional capacity. See (R. 417, 447-48, 450-51). Indeed, the ALJ noted Nolan's body mass index of 30.9, acknowledged that his weight could have an adverse effect on existing impairments, and noted that she had considered obesity in determining Nolan's RFC. (R. 417). That Nolan in his brief merely objects to—but does not point to specific shortcomings in—the RFC is fatal to his argument here. See McIntire v. Colvin, No. 2:12cv820-WC, 2013 WL 6596955, at *6 (M.D. Ala. Dec. 16, 2013) (noting that the claimant had "failed to explain how her obesity caused further limitations than those found by the ALJ and . . . did not identify any reliable medical opinions supporting limitations beyond those stated in her RFC resulting from her obesity"). Moreover, Nolan did not allege his obesity as a basis of disability at his hearing. See James v. Barnhart, 177 F. App'x 875, 878 n.2 (11th Cir. 2006) (per curiam) (noting that the ALJ did not err by failing to find obesity as a severe impairment when the claimant at her hearing did not claim obesity as a functional impairment). Additionally, as the ALJ noted and as discussed above, the record does not reflect work-related limitations as a result of Nolan's obesity, nor does it reflect a limitation in his range of motion, (R. 296, 417, 617, 651, 667, 682), and does not attribute any cardiovascular or pulmonary complications to Nolan's obesity. See (R. 417); doc. 10 at 9-10. Indeed, imaging from 2008 revealed no acute cardiopulmonary abnormalities, see (R. 337), and when Nolan presented to the emergency room in 2009 with complaints of acute chest pain, he had also been consuming cocaine, methamphetamines, and Lortab for the three days prior, see (R. 681). Therefore, substantial evidence supports the ALJ's RFC accommodation as to Nolan's obesity.
Based on the foregoing, the court concludes that the ALJ's determination that Nolan is not disabled is supported by substantial evidence and that the ALJ applied proper legal standards in reaching this determination. Therefore, the Commissioner's final decision is
Nolan also argues that the ALJ erred by failing to make a "function by function analysis" in the RFC regarding the full extent of his restrictions, by, for example, failing to address "balancing, stooping, crouching, kneeling, or crawling," among other potential functional limitations. See doc. 10 at 8-9. However, this argument fails because the ALJ is not obligated to itemize limitations already implicit in her reference to the statutory definition of "light work." See Castel v. Comm'r of Soc. Sec., 355 F. App'x 260, 263 (11th Cir. 2009) (per curiam) (noting that an ALJ is not required to make a specific finding as to every function within an RFC designation when the ALJ's RFC functional analysis is supported by substantial evidence); see also 20 CFR § 416.967(b) (defining "light work").