JOHN E. McDERMOTT, Magistrate Judge.
On January 18, 2018, Michael Rosen ("Plaintiff" or "Claimant") filed a complaint seeking review of the decision by the Commissioner of Social Security ("Commissioner") denying Plaintiff's application for Social Security Disability Insurance benefits. (Dkt. 1.) The Commissioner filed an Answer on May 7, 2018. (Dkt. 13.) On October 26, 2018, the parties filed a Joint Stipulation ("JS"). The matter is now ready for decision. (Dkt. 19.)
Pursuant to 28 U.S.C. § 636(c), both parties consented to proceed bef ore this Magistrate Judge. After reviewing the pleadings, transcripts, and administrative record ("AR"), the Court concludes that the Commissioner's decision must be affirmed and this case dismissed with prejudice.
Plaintiff is a 40 year-old male who applied for Social Security Disability Insurance benefits on April 28, 2016, alleging disability beginning May 15, 2012. (AR 21.) The ALJ determined that Plaintiff has not engaged in substantial gainful activity since May 15, 2012, the alleged onset date. (AR 23.)
Plaintiff's claim was denied initially on August 1, 2016. (AR 21.) Plaintiff filed a timely request for hearing, which was held before Administrative Law Judge ("ALJ") Richard T. Breen on June 15, 2017, in West Los Angeles, California. (AR 13.) Plaintiff appeared and testified at the hearing and was represented by counsel. (AR 21.) Vocational expert ("VE") Matthew E. Sprong also appeared and testified at the hearing. (AR 21.)
The ALJ issued an unfavorable decision on July 11, 2017. (AR 21-32.) The Appeals Council denied review on December 6, 2017. (AR 1-3.)
As reflected in the Joint Stipulation, Plaintiff only raises the following disputed issue as ground for reversal and remand:
Under 42 U.S.C. § 405(g), this Court reviews the ALJ's decision to determine whether the ALJ's findings are supported by substantial evidence and free of legal error.
Substantial evidence means "`more than a mere scintilla,' but less than a preponderance."
This Court must review the record as a whole and consider adverse as well as supporting evidence.
The Social Security Act defines disability as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or . . . can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Commissioner has established a five-step sequential process to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520, 416.920.
The first step is to determine whether the claimant is presently engaging in substantial gainful activity.
If the claimant cannot perform his or her past relevant work or has no past relevant work, the ALJ proceeds to the fifth step and must determine whether the impairment prevents the claimant from performing any other substantial gainful activity.
In this case, the ALJ determined at step one of the sequential process that Plaintiff has not engaged in substantial gainful activity since May 15, 2012, the alleged onset date. (AR 23.)
At step two, the ALJ determined that Plaintiff has the following medically determinable severe impairments: degenerative disc disease of the lumbar spine, mild right knee meniscus tear, and post-traumatic stress disorder. (AR 23-24.)
At step three, the ALJ determined that Plaintiff does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments. (AR 24-25.)
The ALJ then found that Plaintiff had the RFC to perform light work as defined in 20 CFR § 404.1567(b) with the following limitations:
(AR 25-30.) In determining the above RFC, the ALJ made a determination that Plaintiff's subjective symptom allegations are "not entirely consistent" with the medical evidence and other evidence of record. (AR 26.) Significantly, Plaintiff does not challenge this finding.
At step four, the ALJ found that Plaintiff is unable to perform his past relevant work as an automobile accessories sales person. (AR 30.) The ALJ, however, also found at step five that, considering Claimant's age, education, work experience and RFC, there are jobs that exist in significant numbers in the national economy that Claimant can perform, including the jobs of mail clerk, routing clerk, and inspector hand packager. (AR 31.)
Consequently, the ALJ found that Claimant is not disabled, within the meaning of the Social Security Act. (AR 32.)
The ALJ decision must be affirmed. The ALJ properly considered the medical evidence presented by Plaintiff's treating physicians and the disability rating of the Veterans Administration ("VA"). The ALJ's RFC is supported by substantial evidence.
Plaintiff contends that the ALJ improperly rejected the opinions of treating physicians Dr. Irving Borstein and Dr. Hani Atallah and the VA's disability rating. The Court disagrees.
The ALJ's RFC is not a medical determination but an administrative finding or legal decision reserved to the Commissioner based on consideration of all the relevant evidence, including medical evidence, lay witnesses, and subjective symptoms. See SSR 96-5p; 20 C.F.R. § 1527(e). In determining a claimant's RFC, an ALJ must consider all relevant evidence in the record, including medical records, lay evidence, and the effects of symptoms, including pain reasonably attributable to the medical condition. Robbins, 446 F.3d at 883.
In evaluating medical opinions, the case law and regulations distinguish among the opinions of three types of physicians: (1) those who treat the claimant (treating physicians); (2) those who examine but do not treat the claimant (examining physicians); and (3) those who neither examine nor treat the claimant (non-examining, or consulting, physicians).
Where a treating doctor's opinion is not contradicted by another doctor, it may be rejected only for "clear and convincing" reasons.
Plaintiff alleges he is unable to work due to back, neck, and knee issues and post-traumatic stress disorder ("PTSD"). (AR 26, 213, 228.) The ALJ did find that Plaintiff has the medically determinable impairments of degenerative disc disease of the lumbar spine, mild right knee meniscus tear, and PTSD. (AR 23.) The ALJ, however, determined that Plaintiff could perform a reduced range of light work "limited to simple, routine and repetitive tasks with occasional and superficial public contact." (AR 25.)
Regarding physical impairments, radiographs indicate moderately severe degenerative disc disease with bilateral facet arthrosis. (AR 27.) In February 2017, Claimant reported doing well with physical therapy and pain medications. (AR 27.) He had no tenderness and full range of motion. (AR 27.) There is no evidence that he was referred to a specialist or that surgery was recommended. (AR 27.) Claimant's right knee impairment also was well controlled with physical therapy and pain medications. (AR 27.) In February 2017, there was no tenderness and Plaintiff had full range of motion. (AR 27.) State agency reviewing physician Dr. P. A. Talcherkar assessed Plaintiff with a light work RFC. (AR 29, 77-78.) Plaintiff does not contest the ALJ's physical RFC.
Regarding Plaintiff's mental limitations, Plaintiff alleges he is unable to work because of PTSD. In support of this assertion, Plaintiff relies on the opinions of VA physicians and a VA disability of 70% for his anxiety. (AR 29-30, 301, 468.) The ALJ rejected the VA physician opinions and disability rating and concluded that Plaintiff could perform a range of light work "limited to simple, routine and repetitive tasks, with occasional and superficial public contact." (AR 25.) Plaintiff contends the ALJ erred in his assessment. The Court disagrees.
On June 4, 2015, Dr. Irving Borstein, Ph.D., remarked:
(AR 29, 452.)
The ALJ, however, rejected his opinion because it is unsupported by the Claimant's medical records. (AR 29.) The ALJ need not accept the opinion of a doctor that is brief, conclusory, inadequately supported by clinical findings, does not have supportive objective evidence, is contradicted by other evidence, and is not supported by the record as a whole.
The ALJ also rejected Dr. Borstein's opinion because Plaintiff's medical records show a longstanding history of refusing to take medications. (AR 29.) Failure to follow a prescribed course of treatment is a valid reason for discounting subjective symptom allegations.
The ALJ also noted that Claimant reported improvement with group therapy, individual therapy, and yoga sessions. (AR 28.) He also performs household chores, cares for his five month old child, goes to the gym to work out, and attends and performs well in college. (AR 25, 28.) An ALJ may reject a physician's opinion that is contradicted by a claimant's own admitted or observed abilities.
The ALJ made a determination that Plaintiff's subjective symptom allegations are "not entirely consistent" with the medical evidence and other evidence of record. (AR 26.) Plaintiff did not challenge this finding. A physician's opinion based on subjective complaints of a claimant whose credibility has been discounted can be properly disregarded.
State agency reviewing physicians found Plaintiff's PTSD mild and nonsevere, but the ALJ rejected this assessment (AR 29) having determined that Plaintiff's mental impairments imposed moderate limitations in functioning. (AR 24, 25.) The ALJ, based on the mental health records, determined that Claimant should be limited to simple, routine and repetitive tasks, with occasional, superficial public contact. (AR 29.)
Plaintiff challenges the ALJ's assessment of the medical evidence, including the rejection of Dr. Borstein's opinion, but it is the ALJ's responsibility to resolve conflicts in the medical evidence and ambiguities in the record.
The ALJ rejected the opinion of Dr. Borstein for specific, legitimate reasons supported by substantial evidence.
On March 1, 2016, VA physician Dr. Hani Atallah wrote a short letter stating that Plaintiff suffers from severe PTSD and has been coping with the disease with minimal success. (AR 470.) As a result, Dr. Atallah opined that Plaintiff "has impaired functioning in several areas of his social and professional functioning." (AR 470.)
Plaintiff asserts that the ALJ completely failed to discuss Dr. Atallah's opinion. Plaintiff's assertion is not quite accurate. The ALJ made reference to the VA assessment, citing Exhibit 4F, which contains Dr. Atallah's statement (4F11). (AR 30.) The ALJ plainly read and considered Dr. Atallah's opinion.
The ALJ did not provide specific reasons for rejecting Dr. Atallah's statement, but an ALJ need not discuss every piece of evidence and is not required to discuss evidence that is neither significant nor probative.
Dr. Atallah's statement, moreover, did not set forth any mental restrictions or work-related functional limitations or a RFC assessment. He does not even opine that Plaintiff is disabled. Dr. Atallah added nothing new to the opinion of Dr. Borstein who opined Plaintiff was disabled, an opinion which the ALJ rejected. There is nothing relevant or probative or additional to discuss as to Dr. Atallah not already addressed in the ALJ's discussion of Dr. Borstein's opinion. Any error in not discussing Dr. Atallah's statement is entirely harmless.
The ALJ made a generalized finding that the VA disability rating is not persuasive (AR 30) but does not explain why specifically. An ALJ is not permitted to ignore a VA disability rating.
Here, the ALJ discussed the VA medical evidence on which the VA disability rating was based. The ALJ rejected the opinions of VA physician Dr. Borstein and Dr. Atallah for specific, legitimate reasons supported by the record, as previously discussed. The Ninth Circuit has held that rejection of VA medical opinions is a valid reason for according less than great weight to the VA disability rating evidence.
The ALJ rejected the VA disability rating for specific, legitimate, and valid reasons supported by the record.
The ALJ properly considered the medical evidence. The ALJ's RFC is supported by substantial evidence.
The ALJ's nondisability determination is supported by substantial evidence and free of legal error.
IT IS HEREBY ORDERED that Judgment be entered affirming the decision of the Commissioner of Social Security and dismissing this case with prejudice.