C. LYNWOOD SMITH, Jr., District Judge.
This court entered a memorandum opinion and order on April 3, 2013, denying the petition for writ of habeas corpus filed by Arthur Lee Giles pursuant to 28 U.S.C. § 2254, and seeking relief from his state court conviction for capital murder and death sentence.
No specific grounds for relief are stated in Federal Rule of Civil Procedure 59(e), which addresses motions to alter or amend a judgment. Instead, the rule provides only that such motions "must be filed no later than 28 days after the entry of the judgment." Fed. R. Civ. P. 59(e). Consequently, the standards for ruling upon such motions are found in case law, which generally holds that the decision of whether to alter or amend a judgment is committed to the sound discretion of the district court. See, e.g., American Home Assurance Co. v. Glenn Estess & Associates, Inc., 763 F.2d 1237, 1238-39 (11th Cir. 1985).
As explained in the Memorandum Opinion previously entered in this case, a federal court cannot grant habeas relief to a state prisoner unless the petitioner has first exhausted his state court remedies. "`In other words, the state prisoner must give the state courts an opportunity to act on his claims before he presents those claims to a federal court in a habeas petition.'"
When a state prisoner fails to present a federal constitutional claim in the state courts in a timely and proper manner, resulting in the state court's refusal to address the merits of the claim based on state procedural rules or principles, a federal habeas court also is precluded from addressing the claim — unless: (1) the state prisoner shows both (a) cause for failing to comply with the state's procedural rules, and (b) actual prejudice as a result of having failed to do so, or (2) the prisoner presents evidence showing that the federal court's failure to consider the claim would result in a fundamental miscarriage of justice. See, e.g., Coleman v. Thompson, 501 U.S. 722, 749-50 (1991); Harris v. Reed, 489 U.S. 255, 262-63 (1989); Wainwright v. Sykes, 433 U.S. 72, 81-88 (1977).
This so-called "procedural default doctrine" bars habeas review of state court rejections of a state prisoner's federal constitutional claims when three circumstances converge: i.e., (i) the last state court to review the claim (ii) states clearly and expressly that its disposition of the claim rests on a state-law procedural rule; and (iii) the state-law ground "is independent of the federal question and adequate to support the judgment." Coleman, 501 U.S. at 729 (emphasis supplied); see also, e.g., Harris, 489 U.S. at 262-63; Johnson v. Singletary, 938 F.2d 1166, 1173 (11th Cir. 1991).
Constitutionally ineffective assistance of counsel typically can serve as "cause" to excuse a procedural default, unless the attorney's errors occurred during post-conviction collateral proceedings in state court. That exception is based upon the general rule that "[t]here is no constitutional right to an attorney in state post-conviction proceedings." Coleman, 501 U.S. at 752 (citing Pennsylvania v. Finley, 481 U.S. 551 (1987); Murray v. Giarratano, 492 U.S. 1 (1989) (applying the rule to capital cases)) (alteration supplied); see also id. at 755 ("Finley and Giarratano established that there is no right to counsel in state collateral proceedings."); id. at 757 ("Because Coleman had no right to counsel to pursue his appeal in state habeas [i.e., state post-conviction collateral proceedings], any attorney error that led to the default of Coleman's claims in state court cannot constitute cause to excuse the default in federal habeas.") (alteration supplied).
As is often the case in Supreme Court jurisprudence, however, there is an exception to the exception. The Supreme Court's opinion in Coleman v. Thompson left open the question of whether a prisoner has a right to effective counsel in state post-conviction collateral proceedings that provide the first occasion to raise a claim of ineffective assistance of trial counsel. Such proceedings have been described as "initial-review collateral proceedings." Coleman suggested, but did not hold, that the Constitution may require states to provide counsel in initial-review collateral proceedings because those proceedings are "the first place a prisoner can present a challenge to his conviction." Coleman, 501 U.S. at 755.
The Supreme Court carved out such an exception in Martinez v. Ryan, ___ U.S. ___, 132 S.Ct. 1309 (2012), saying that:
Id. at 1315 (emphasis supplied); see also id. at 1320 ("Where, under state law, claims of ineffective assistance of trial counsel must be raised in an initial-review collateral proceeding, a procedural default will not bar a federal habeas court from hearing a substantial claim of ineffective assistance at trial if, in the initial-review collateral proceeding, there was no counsel or counsel in that proceeding was ineffective."). The Martinez Court elaborated its rationale as follows:
Martinez, 132 S. Ct. at 1318-19.
The Supreme Court's opinion in Trevino v. Thaler, ___ U.S. ___, 133 S.Ct. 1911 (2013), extended the Martinez exception to situations in which a state's procedural framework, by reason of its design and operation, makes it highly unlikely in a typical case that a defendant will have a meaningful opportunity to raise a claim of ineffective assistance of trial counsel on direct appeal. Trevino, 133 S. Ct. at 1921.
Giles relies upon Martinez and Trevino to assert that he can overcome the procedural default of several of his ineffective assistance of trial counsel claims due to the following circumstances.
Giles filed an initial Rule 32 petition for collateral review in the state trial court, and amended the petition twice.
Doc. no. 82 (Petitioner's Amended Brief Showing "Cause" and "Prejudice" to Excuse Procedural Defaults of Certain Claims), at 3. Despite that representation, Giles's state post-conviction counsel did not file his third amended Rule 32 petition until August 14, 2000, which also happened to be the same day on which the trial court entered its judgment denying the claims asserted in Giles's second amended Rule 32 petition. Consequently, "the state courts did `not consider the allegations contained in [Giles's third amended Rule 32] petition because they were never properly before the circuit court.'"
According to Giles, there is "cause" to excuse the procedural default of each of those claims because his post-conviction counsel "suffered a period of severe depression beginning in 1999 and lasting into 2000 — the time during which she was working on the Third Amended Petition."
Giles asserts that the court should consider his "Sixth Amendment actual-ineffectiveness claim based on the conflict of interest between [his own] interests and his [trial] lawyers' pecuniary interests created by a [state] statutory limit of 50 hours of compensation for out-of-court work."
Doc. no. 45 (First Amended Unified Petition for Writ of Habeas Corpus Seeking Relief from Unconstitutional Trial and Conviction of Capital Murder and Sentence of Death), at 109-110 (capitalization and other emphasis in original).
The text of those paragraphs cannot reasonably be construed to raise a claim for ineffective assistance of trial counsel based upon a theory of counsel's pecuniary conflict of interest. Nor can Giles's citation to Gideon v. Wainwright, which only invokes the Supreme Court's holding "that the Fourteenth Amendment makes the Sixth Amendment's guarantee of right to counsel obligatory upon the States." Pointer v. Texas, 380 U.S. 400, 401 (1965) (citing Gideon, 372 U.S. at 342). Because Giles did not raise the pecuniary conflict of interest theory in his amended habeas petition, he cannot now avail himself of Martinez in an effort to seek review of that claim.
Moreover, even if the court were to consider Giles's argument as part of a more general ineffective-assistance-of-counsel claim, it would not succeed. This court found Giles's ineffective assistance claim on these grounds to be procedurally defaulted because "the Alabama Court of Criminal Appeals would `not consider the allegations contained in [the third amended] petition because they were never properly before the circuit court.'"
In summary, Giles's reliance on Martinez is a moot point, and his post-judgment arguments and theories concerning the Strickland standard
Giles cannot rely upon Martinez for this claim either, because the claim was not procedurally defaulted. Instead, this court found the claim to be without merit after conducting a 28 U.S.C. § 2254(d) review of the Rule 32 court's dismissal of the claim for lack of specificity pursuant to Alabama Rules of Criminal Procedure 32.3 and 32.6(b).
Giles asserts that post-conviction counsel's failure to timely file the third amended petition "meant that the state courts did not hear the ineffective assistance of trial counsel claims that were raised or adequately pleaded for the first time in the Third Amended Petition."
Giles's blanket citations to pages of this court's Memorandum Opinion and a pre-judgment supporting brief are wholly inadequate to support a Rule 59 motion, or to justify a Martinez exception to the procedural default rule. Moreover, with regard to the singular claim for which this court actually has conducted a Martinez review, the court found that Martinez did not apply.
In summary, none of the other claims identified by Giles warrant review under the Martinez framework.
The court has examined Giles's arguments and finds that he is attempting to relitigate old matters or to present arguments or evidence that could have been raised prior to judgment. There are no manifest errors of law or fact in the court's resolution of this issue. Moreover, although the court found the claims raised in the third amended petition to be procedurally defaulted, it alternatively found all but three claims to be without merit after conducting a de novo review.
As for the remaining three claims, this court examined the first to determine whether cause and prejudice were present to overcome the procedural default under Martinez. It examined the other two claims to determine whether a procedural default would result in a miscarriage of justice. Neither exception to the procedural default rule was found to apply.
The court has examined Giles's arguments and finds that he is attempting to relitigate old matters or to present arguments or evidence that could have been raised prior to judgment. There are no manifest errors of law or fact in the court's resolution of this issue.
The court has examined Giles's arguments and finds that he is attempting to relitigate old matters or to present arguments or evidence that could have been raised prior to judgment. There are no manifest errors of law or fact in the court's resolution of this issue.
The court has examined Giles's arguments and finds that he is attempting to relitigate old matters or to present arguments or evidence that could have been raised prior to judgment. There are no manifest errors of law or fact in the court's resolution of this issue.
Giles devotes 103 of the 162 pages of his initial motion to alter or amend the judgment to these arguments.
Giles's second motion to alter or amend the judgment alleges that the court made a factual error in one sentence of the Memorandum Opinion.
After careful review of the arguments, the record, and this court's Memorandum Opinion Denying Habeas Relief, Giles's first motion to alter or amend the judgment is due to be, and it hereby is, DENIED. Giles's second motion to alter or amend the judgment is GRANTED, and the factual errors contained in the Opinion are AMENDED as expressly set out above.
Martinez, 132 S. Ct. at 1316 (alteration in original, first ellipses supplied, second ellipses in original).
Strickland, 466 U.S. at 687 (emphasis supplied); see also, e.g., Williams v. Taylor, 529 U.S. 362, 390 (2000) (same); Grayson v. Thompson, 257 F.3d 1194, 1215 (11th Cir. 2001) (same).