STOWERS, Justice.
A mother appeals the termination of her parental rights to her two youngest children; the children are now teenagers and testified that they did not want her rights to be terminated. The trial court decided that the children were in need of aid because of mental injury and that termination was in the children's best interests. The mother argues that the Office of Children's Services (OCS) did not meet its burden of proving mental injury and that the trial court clearly erred in deciding that termination was in the children's best interests because of their ages, their stated wishes, and their lack of a permanent placement. We issued an order reversing the trial court's decision because OCS presented insufficient evidence that the children suffered a mental injury.
Theresa L.
Theresa lived in Wasilla for many years before leaving Alaska for Arizona in October 2011; she currently resides in Texas. In February 2011 Alaska State Troopers came to the family's home "regarding a domestic disturbance" between Theresa and Alicia. According to the emergency petition filed in the younger children's case, Theresa had contacted the Troopers because of Alicia's "behaviors." The Troopers reported "that the disturbance had not escalated to the point of becoming physical." The Troopers called OCS because Alicia "was adamant that she didn't want to stay at the home." Theresa agreed that Alicia could leave, and Theresa knew of "no other safe place[]" where Alicia could go. Because neither Theresa nor Alicia was "willing or able" to create a protective action plan, OCS took custody of Alicia and placed her at a youth shelter. Alicia remained in OCS custody throughout the pendency of the younger children's cases, and OCS initially included her in the termination petition.
At the time OCS took custody of Alicia, Theresa's mother, Janet, was living with the family. Janet had been convicted of a sex offense in another state about 20 years before Alicia was taken into custody. Janet has not been charged with or investigated for any sex offenses since then. An OCS worker interviewed Maia and Zane separately at school about a month after the incident with Alicia, and they told the worker that their grandmother was living in the household. OCS did not remove Maia or Zane from the home then and did not open a case for them.
Theresa began to plan a move to Arizona at some point after OCS took custody of Alicia. OCS was aware that Theresa was planning to move to Arizona and had talked about a possible visit between Alicia and Theresa in Arizona after the move. Theresa sent Maia and Zane to Arizona with Janet in the summer; she planned to move there after Alaska Permanent Fund Dividends were distributed. According to an OCS worker, OCS did not have custody of or an open case on Maia or Zane then, nor did it tell Theresa that the children had to remain in Alaska; nonetheless, OCS considered her sending the children to Arizona "unauthorized" because the worker thought there was "an agreement for the two younger children to be in her home, and for them to be in a safe environment with her."
In Arizona the children lived with Janet and Theresa's brother Jake. Jake was alleged to have sexually abused Maia and Alicia in 2003. At the time of the allegations Theresa took the girls for an evaluation and reported the incident to police.
In September 2011 OCS contacted its counterpart in Arizona, and Arizona removed the children from Janet's and Jake's care. Arizona and OCS filed nearly simultaneous petitions for emergency custody of Maia and Zane at that time. The children were placed in foster care in Arizona, and courts in both Alaska and Arizona held jurisdictional hearings. Theresa moved up her departure date from Alaska and arrived in Arizona at about
Theresa remained in the general geographic area where her mother and brother lived for approximately a year, but she did not live with her family because of OCS's concern about them. While there Theresa met and became romantically involved with a woman named Tracy, who had two children of her own. Theresa and Tracy moved to Texas because Tracy was offered a job there; Theresa also felt that Texas offered better financial opportunities for her.
After Theresa moved to Texas she received a settlement from a personal injury lawsuit. Using this money Theresa purchased a home in Texas, where she was residing at the time of the termination trial.
Theresa completed a psychological evaluation with Dr. Melinda Glass on one of her visits to Alaska. Theresa attended individual therapy in both Arizona and Texas; she saw an individual counselor in Texas roughly once a month, for a total of 13 times in 16 months. She also attended family therapy with Zane and Maia, mostly by phone, although she attended sessions in person when she was in Alaska for visits. Theresa missed or was late to several sessions with Zane and Maia, and the counselor terminated family therapy with Theresa on December 4, 2013. At the time of the termination trial, Zane was no longer in counseling, and Maia was in counseling because she "wanted to talk more individually" with the counselor.
OCS was interested in placing the children with Theresa in Texas and put off termination efforts to explore that option. But OCS took the position throughout the case that it could not place the children with Theresa in Texas unless Texas approved placement under the Interstate Compact on the Placement of Children (ICPC); at the termination trial, an OCS worker agreed that "if there were no ICPC requirement, reunification would still be on the table."
OCS petitioned to terminate Theresa's rights to Alicia, Maia, and Zane in March 2013, alleging that the children were in need of aid under AS 47.10.011(5) (refusal to return home) and (8) (mental injury).
Only Ohs and Dr. Glass were qualified as experts: Ohs was qualified as an expert in individual and family counseling, and Dr. Glass was qualified as an expert in "performing psychological evaluations." Dr. Glass never evaluated the children.
Ohs testified about his observations of the family and the counseling he had provided, and he discussed why he had terminated family therapy with Theresa. Ohs expressed concern about "poor boundaries" in the family. He gave several examples of what concerned him. In a family therapy session in May 2012, which was the first time Theresa returned to Alaska to participate in face-to-face counseling with the children, Alicia became tearful upon hearing her siblings explain how they felt about their life in their foster home, and Zane "licked her on the face from her cheek all the way up her nose and eye" to make Alicia feel better. The family reacted by laughing, and, according to Ohs, "They shared with [him] that this was a common practice in their home, that they would lick each other on the face ... to cheer each other up."
Gomez testified about his treatment of Theresa in Texas. He agreed Theresa had made "substantial improvements" and that she "could be a safe and effective parent right now." Gomez deferred to Ohs's opinion about whether the children were ready to be reunified with Theresa, but he felt "pretty confident" about Theresa's progress. He said he would be willing to work with the family if the children moved to Texas.
Dr. Glass discussed her May 2012 psychological evaluation of Theresa, whom she had diagnosed with dysthymic disorder and dependent personality disorder. She did not think the treatment Gomez had provided was adequate to address her concerns; she thought he should have seen Theresa more frequently. Dr. Glass testified that she did not think Theresa was ready to parent the children at the time of the evaluation, but she acknowledged she had not seen Theresa in two years. Dr. Glass had never seen the children.
The principal OCS social worker in the case, Cynthia Robinson, testified about Theresa's case plans and efforts made with respect to them. She testified that the children were taken into custody because Theresa left them with Janet and Jake in Arizona and that OCS was still concerned about the possible involvement of these family members in the children's lives. She agreed that if there were no ICPC requirement, reunification with Theresa "would still be on the table." She also agreed that Zane and Maia were "pretty good kids" and that "they've always been pretty good, well-rounded kids." Robinson could not recall having identified
Robinson also testified about placement efforts and the concerns she had about the foster home where the children were then placed: she agreed that one of her concerns was "that the [foster] home [was] consistently dirty" and testified that the children did not feel a sense of belonging. She said that placement in that foster home was originally done "in an emergency situation" and that she had been looking for about a year but had not been able to find another placement. Robinson said she "wouldn't expect" Zane and Maia to be open to adoption at that time and indicated that she did not talk to them about it because it upset them and because she "wouldn't want to talk to them about being adopted when [she didn't] even have somebody that they have established a relationship with." Robinson also said she would "[r]ecommend, to a degree," that the children have continuing contact with Theresa if Theresa's parental rights were terminated. She acknowledged that the children could and would contact their mother if they wanted to, through Facebook or other electronic means.
Zane and Maia both testified that Theresa was concerned about their grades, talked to them about their school and activities, and disciplined them when they were living with her by grounding them, removing electronics or desserts, or sometimes spanking them. Neither of them voiced any concerns about her care of them except that they had moved a lot. Zane described his removal in Arizona, testifying that once he realized the authorities were there to take him into custody, he hid in a closet while they searched for him. He denied that licking Alicia's face was a sexual gesture, saying it was "gross" and made his family laugh. Both children testified that they wanted to live with their mother, although Maia was somewhat uneasy about leaving Alaska. They testified about their grades, and both indicated that they talked to Theresa frequently on the phone. Zane testified that he had only gotten one F the whole time he lived with Theresa, and at the time of the termination trial he had one or maybe two Fs. Maia testified that she had generally gotten As and Bs on her report card. The children testified that Theresa monitored their grades and their friends, and Zane testified about restrictions Theresa placed on him when his grades were bad. Both children denied any abuse or other problems with their uncle or grandmother in Arizona. Maia testified that she did not like Robinson's attitude toward Theresa. Both children said they would not consent to an adoption by anyone other than their sister Julianne or, in Zane's case, "family."
Theresa testified about her life after she left Alaska, her counseling, Janet and the resumption of contact with her, the sex abuse allegations against Jake, the difference between parenting Alicia and the other children, the number of times she moved while in Alaska, her relationship with Tracy, and her financial situation.
OCS, Theresa, and the children submitted proposed written findings as their closing statements. OCS's proposed findings asked the court to find that the children were in need of aid under AS 47.10.011(7) (sex abuse)
In its termination order, the trial court decided that OCS had not met its burden of proving that the children were in need of aid under .011(7) because "there is no evidence of any abuse" since the allegations against Jake occurred ten years earlier. The court also declined to consider the guardian ad litem's argument, made in her written closing, that the children were in need of aid under .011(11) (parental mental illness); the trial court observed that "this subsection was not alleged by OCS in its termination petition or addressed in its closing argument." The court decided that OCS had shown by clear and convincing evidence that the children were in need of aid under AS 47.10.011(8)
Theresa moved for reconsideration, arguing that the court failed to consider less drastic alternatives to termination, failed to address two issues — whether the ICPC applied to parents and whether the reasons for Texas's denial of placement would warrant termination — and had erroneously relied on facts not established in the record. The children joined in their mother's request, and the court ordered the other parties to respond. OCS and the guardian ad litem opposed reconsideration.
The court denied reconsideration, explaining that it did not reach the ICPC issue because it "did not rely on Texas'[s] reasons in deciding that [Theresa's] rights should be terminated." The court further stated that neither guardianship nor an Adult Plan Living Arrangement would "give the children any permanency at this point," but that both options were still available in the future. The court said that "leaving the children in limbo regarding the status of their relationship with their mother [was] not in [their] best interests." The court refused to set out specific post-termination contact between the children and Theresa, reiterating that "[t]here can be no question that some contact would be in their best interests." In response to the evidentiary issues Theresa raised, the court explained that Zane's PTSD diagnosis was "only one part of the court's finding — the key pieces were the inappropriate boundaries found by Mr. Ohs with respect to both children and the children's negative behaviors after they spent time with their mother." The court said the incident in which Zane licked Alicia's face applied to Maia because "neither child seemed to believe that this behavior was inappropriate." Theresa appeals.
Whether a child is a child in need of aid and whether termination is in the child's best interests are factual questions that we review for clear error.
Theresa argues that OCS did not meet its burden of showing that the children were in need of aid under AS 47.10.011(8)(A). She maintains that there was no evidence
OCS counters that Ohs's observation of Zane's behavior when Zane engaged in baby talk, clung to Theresa, and put his head on her chest during a visit with her early in the case is evidence of mental injury. OCS points to testimony from Ohs that Maia showed "more insight and maturity" than Theresa in therapy as well as displaying "parentified" behavior in reminding Theresa of counseling sessions. OCS also relies on Ohs's observation of the children's "deteriorating behavior" in therapy sessions when Theresa visited as an indicator of mental injury. OCS contends that no specific diagnosis is needed to prove that a child has suffered a mental injury under the statute.
Alaska Statute 47.10.011(8)(A) provides that a child is in need of aid if the child has been subjected to "conduct by or conditions created by the parent ... [that] have... resulted in mental injury." For purposes of the CINA statutes, "mental injury" is defined as "a serious injury to the child as evidenced by an observable and substantial impairment in the child's ability to function in a developmentally appropriate manner and the existence of that impairment is supported by the opinion of a qualified expert witness."
As discussed below, we have considered whether evidence supports a finding of "mental injury" in a number of cases, and we have decided that gross parental misconduct is not needed for a finding of mental injury.
We interpret a statute according to reason, practicality, and common sense, taking into account the statute's language, its legislative history, and its purpose.
The CINA statute defines "mental injury" as "a serious injury to the child as evidenced by an observable and substantial impairment in the child's ability to function in a developmentally appropriate manner and the existence of that impairment is supported
The legislative history is consistent with this reading of the statute. The mental injury subsection of the CINA statute was enacted in 1998 to bring Alaska's CINA statutes into compliance with federal standards.
The bill was amended by the House Health, Education and Social Services Committee;
As we noted above, in the original bill "emotional harm" could be "indicated by observable impairment in the child's functioning or development, including failure to thrive, extreme anxiety, depression, withdrawal, or aggressive or hostile behavior toward self or others."
Looking at cases in which we have reviewed findings of mental injury under AS 47.10.011(8), we observe that the children involved had either mental health diagnoses, significant behavioral difficulties, or both. For example, we upheld a finding of mental injury when a child "showed disturbing behavior" during his initial removal (when he was four to five years old) such as "choking a cat, killing a pet duck, [and] fondling his foster mother," and later exhibited more disturbing behaviors after being returned to his father's care, "including an incident in which [the child] shoved a girl's head into his crotch."
In its appellate brief OCS relies on Martha S. v. State, Department of Health & Social Services, Office of Children's Services, where we affirmed, using the preponderance of the evidence standard, an adjudication finding
There is no comparable evidence here. In finding that the children suffered a mental injury, the trial court summarized Ohs's testimony
Turning first to Zane's PTSD diagnosis, OCS did not identify in its appellate brief any testimony about that diagnosis or its origin, and we found none. The only trial evidence
Theresa also points out, as she did when she moved for reconsideration, that no evidence linked Zane's diagnosis to her conduct. We agree. We found no evidence — and OCS points to none — establishing that the PTSD diagnosis was caused by Theresa's conduct or conditions created by her, as the CINA statute requires.
The other facts the trial court relied on to find mental injury included "the children's behavior" after visits with Theresa and "the boundary issues discussed by ... Ohs." In summarizing the evidence, the court said that Zane and Maia "acted very poorly with their foster parents after sessions with their mother" and "were subject to an `us versus them' mentality created by their mother." Theresa argues that these grounds are inadequate to support a finding of mental injury for CINA purposes. OCS sets out specific examples of behavior that it claims support the conclusion that the children had substantial impairments.
It is undisputed that Ohs testified about "poor boundaries," but OCS does not explain how the "poor boundaries" described by Ohs meet the statutory standard for mental injury. OCS relies primarily on Ohs's testimony that in one therapy session Zane "regressed" by using "some baby talk" and putting his head on his mother's chest, "just like an infant would, hugging her." Ohs did not testify that Zane repeatedly acted babyish when he was with Theresa, as OCS implies: the behavior he described happened at one session,
In the termination order, the trial court identified Zane's licking Alicia's face as a "notabl[e]" example of poor boundaries. When describing other examples of "poor boundaries," Ohs testified that ten-year-old Zane sang a song about a "butt factory" and
We found no evidence to support the trial court's statement that the children behaved poorly with their foster parents after family therapy with Theresa. As OCS notes, Ohs testified that the children were disruptive in a therapy session with Theresa; he said the children "laughed out of control, giggling [and] were disrespecting mom." Theresa was unable to settle them, and Ohs said that the following week, when Theresa was not with them, the children were much better behaved. As with Zane's singing and dancing, the behaviors Ohs described were not ideal, but neither do they demonstrate "an observable and substantial impairment in the child[ren]'s ability to function in a developmentally appropriate manner" that would justify terminating Theresa's parental rights. All of Zane's behaviors may just as easily be explained as the antics of a ten-year-old boy who, seeing his mother for the first time in eight months, was merely goofing off to get her attention.
OCS argues on appeal that Theresa made "unrealistic, inappropriate promises" about reunification and displayed "poor boundaries and poor decisionmaking in her parenting" and that the "poor boundaries" were key to the trial court's decision. With respect to the unrealistic promises, Ohs testified that Theresa had made unrealistic promises because she "was passionate about wanting to reunify" with the children; Ohs also said, in the portion of the transcript OCS cites, "And they were promises very early on in the case, the first month, that we needed to address and make sure that she did not make promises that were inappropriate based on her desire to have the children." In any event, this is evidence about Theresa, and it does not support a finding that the children were significantly impaired in their ability to function in a developmentally appropriate manner.
With respect to Maia, OCS points to Ohs's testimony that Maia exhibited parentified behavior and had better insight in therapy than Theresa.
The trial court found only that the children were in need of aid because they "suffered mental injury"; it did not make findings under other statutory subsections. OCS nonetheless asks us to affirm on the alternative ground that the children were in need of aid under AS 47.10.011(8)(B)(i), which requires a finding that the child has been placed at substantial risk of mental injury as a result of "a pattern of rejecting, terrorizing, ignoring, isolating, or corrupting behavior that would, if continued result in mental
Based on the statutory language and legislative history, which indicate that mental injury requires a significant or severe problem in functioning or behavior, we conclude that OCS did not meet its burden of showing by clear and convincing evidence
For the foregoing reasons, we REVERSE the trial court's decision terminating Theresa's parental rights to Zane and Maia and REMAND for further proceedings consistent with this opinion.