H. RUSSEL HOLLAND, District Judge.
This is an action for judicial review of the denial of disability benefits under Title II and Title XVI of the Social Security Act, 42 U.S.C. §§ 401-434, 1381-1383f. Plaintiff Eric Maurice Cannon has timely filed his opening brief,
On July 24, 2014, plaintiff filed applications for disability benefits under Title II and Title XVI of the Social Security Act. Plaintiff alleged that he became disabled due to a learning disability, head trauma, and migraine headaches. Plaintiff alleged that he became disabled on November 28, 2013. Plaintiff's applications were denied. Plaintiff requested a hearing. After an administrative hearing on August 4, 2016, an administrative law judge (ALJ) denied plaintiff's claims. Plaintiff sought review of the ALJ's unfavorable decision. On March 29, 2018, the Appeals Council denied plaintiff's request for review of the ALJ's decision, thereby making the ALJ's December 12, 2016 decision the final decision of the Commissioner.
On May 30, 2018, plaintiff commenced this action in which he asks the court to review the final decision of the Commissioner.
Plaintiff was born on February 11, 1991. Plaintiff was 25 years old at the time of the administrative hearing. Plaintiff has a high school education. Plaintiff had an IEP throughout his schooling and "qualifie[d] for special education services as learning disabled in the areas of Math, Reading, and Written Expression."
The ALJ first determined that plaintiff "meets the insured status requirements of the Social Security Act through June 30, 2014."
The ALJ then applied the five-step sequential analysis used to determine whether an individual is disabled.
At step one, the ALJ first found that plaintiff had "engaged in substantial gainful activity during the following period: November and December 2014. . . ."
At step two, the ALJ found that plaintiff had "the following severe impairments: history of closed head[] injuries, seizures, migraine headaches, and cognitive disorder. . . ."
At step three, the ALJ found that plaintiff did "not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1. . . ."
"Between steps three and four, the ALJ must, as an intermediate step, assess the claimant's RFC."
The ALJ found plaintiff's symptom statements less than credible because they were inconsistent with the medical evidence, because plaintiff had not sought regular neurological treatment, because they were inconsistent with his daily activities, because they were inconsistent with statements from plaintiff's past employers, and because plaintiff called in sick or left early only 5 or 6 times during the course of working full-time for nine months.
The ALJ gave great weight to Dr. White's opinion.
At step four, the ALJ found that plaintiff was "unable to perform any past relevant work. . . ."
At step five, the ALJ found that "there are jobs that exist in significant numbers in the national economy that the claimant can perform" including work as a bagger/hand packer, laundry worker, or horticultural worker.
The ALJ thus concluded that plaintiff had "not been under a disability, as defined in the Social Security Act from November 28, 2013, through the date of this decision. . . ."
Pursuant to 42 U.S.C. § 405(g), the court has the "power to enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner. . . ." The court "properly affirms the Commissioner's decision denying benefits if it is supported by substantial evidence and based on the application of correct legal standards."
Plaintiff first argues that the ALJ erred in giving Dr. White's opinion great weight. Dr. White was plaintiff's primary care physician. On January 31, 2014, Dr. White "cleared" plaintiff "to return to work without restrictions."
Plaintiff argues that there are two problems with the ALJ assigning great weight to Dr. White's opinion. First, plaintiff argues that Dr. White's opinion is not supported by his treatment notes, since as the ALJ observed, plaintiff had not had significant treatment prior to July 2014. Second, plaintiff contends that the ALJ's attempt to explain plaintiff's lack of treatment fails. In a footnote, the ALJ noted that "[a]lthough there is indication that the claimant did not have health insurance coverage during at least part of the period at issue . . ., there is no explanation as to why he was not eligible for such coverage under the provisions of the Affordable Care Act."
Contrary to plaintiff's argument, Dr. White's opinion was supported by his treatment notes. Dr. White's notes indicate that while plaintiff had migraines, ranging from 1 or 2 a month to 2-4 per year, his headaches responded well to Imitrex and Phenergan.
As for the ALJ's explanation that Dr. White's opinion was consistent with the fact that plaintiff did not seek treatment for his headaches from the alleged onset date in November 2013 until July 2014, the record does bear this out. Plaintiff did not seek any treatment for his headaches during this time period. But, plaintiff is correct that it is not clear from the record why he was not receiving treatment at that time. If it was because he lacked insurance and could not afford treatment, that fact should not weigh against him.
But, that does not necessarily mean that the ALJ erred as to Dr. White's opinion. As discussed above, Dr. White's opinion was supported by his treatment notes. Thus, the ALJ did not err in giving Dr. White's opinion great weight.
Plaintiff next argues that the ALJ should have further developed the record after Dr. Moore criticized Dr. Youngblood's and Dr. Cherry's testing methods. "The ALJ always has a `special duty to fully and fairly develop the record and to assure that the claimant's interests are considered.'"
Dr. Moore criticized Dr. Youngblood's assessments of borderline intellectual functioning and learning disabilities or disorders NOS.
As for Dr. Cherry, Dr. Moore testified that his administration of the WAIS-IV was "out of the standard of acceptable testing practice" because he "leaves out some of the subtests."
Plaintiff argues that because Dr. Moore criticized the testing methods used by Dr. Youngblood and Dr. Cherry, the ALJ should have either asked Dr. Moore if further testing was needed to clarify their results or ordered new testing. Plaintiff argues that Dr. Moore opined that the evidence in the record was flawed and thus the ALJ had a duty to further develop the record.
Dr. Moore's testimony did not trigger the ALJ's duty to further develop the record. Dr. Moore's testimony did not create any ambiguities in the evidence. Rather, in criticizing Dr. Youngblood's and Dr. Cherry's testing methods, Dr. Moore was explaining why her opinion was different from theirs. Moreover, Dr. Moore testified that she had adequate information on which to base her opinion. Dr. Moore testified that "I don't think I need to know anything more than what I already do"
Plaintiff next argues that the ALJ's duty to further develop the record was triggered by Greg Tyler's testimony. Tyler was plaintiff's former employer at the Egan Convention Center. On August 4, 2016, Tyler wrote that plaintiff
The ALJ considered Tyler's testimony and found that it indicated that plaintiff's migraines did not significantly interfere with his job performance. . . . Rather, although Mr. Tyler reported that it became clear early on to both co-workers and management that the claimant had problems with remembering and performing his duties when given multiple tasks, it was also reported that he was nevertheless able to maintain his employment in this position by being assigned only one task at a time. . . .[
The ALJ also noted that "[a]lthough it was indicated that the claimant called in sick from work or left work early approximately five or six times due to severe headaches, there is no indication that this was a problem for this employer such that the claimant was let go as a result."
Plaintiff argues that the ALJ should have further developed the record as to Tyler's testimony because Tyler did not expressly explain why plaintiff no longer worked for him. Plaintiff also points out that Tyler indicated that he accommodated plaintiff's medical appointments and call outs and his limitations as to remembering instructions. Plaintiff argues that the ALJ should have explored with the vocational expert whether these were accommodations that all employers could reasonably be expected to provide or whether the need for such accommodations would have eroded the number of jobs available for someone with plaintiff's limitations. Plaintiff also seems to suggest that the ALJ should have clarified whether his work at the Egan Center was considered full time or part time.
Although Tyler did not indicate why plaintiff no longer worked at the Egan Center, plaintiff testified that he stopped work because Dr. Roberts "just told me, you know what, we're taking — we're just completely taking you off work until we get this [plaintiff's headaches] figured out."
As for whether plaintiff worked full time or part time, the record is clear that plaintiff worked essentially full time at the Egan Center. The ALJ indicated
As for the accommodations that were made by the Egan Center, Tyler stated that plaintiff was limited to one task at time. The ALJ limited plaintiff to unskilled work. The Social Security regulations define unskilled work as "work which needs little or no judgment to do simple duties that can be learned on the job in a short period of time." 20 C.F.R. § 416.968(a). While some unskilled work might only require an employee to do only one task at a time, it is not clear that all unskilled work would encompass such a limitation. It is not clear what impact, if any, plaintiff's ability to only perform one task at a time would have on his ability to sustain full-time employment. The ALJ should have further developed the record as to this issue.
As to the call-out issue, Tyler stated that plaintiff called out 5-6 times in a nine-month period. The ALJ noted that there was no indication that this level of call outs was a problem for Tyler,
Plaintiff next argues that the ALJ erred in rejecting Dr. Roberts' opinions. On August 15, 2014, Dr. Roberts opined that
On May 4, 2016, Dr. Roberts
On June 2, 2016, Dr. Roberts "reiterated that it is my medical opinion that this patient is permanently and totally disabled."
"If a treating or examining doctor's opinion is contradicted by another doctor's opinion," as Dr. Roberts' opinions are, "an ALJ may only reject it by providing specific and legitimate reasons that are supported by substantial evidence."
The ALJ rejected Dr. Roberts' opinions because they are "inconsistent with the fact that, at all of these appointments in which he opined that the claimant was disabled, the results of contemporaneous neurological examinations were largely normal. . . ."
Plaintiff only takes issue with the first reason given by the ALJ, which was that Dr. Roberts' opinion that plaintiff was unable to work was inconsistent with his normal neurological exams. Plaintiff argues that given that the effects of migraines vary broadly from person to person, it was not unreasonable for Dr. Roberts to opine that plaintiff was not able to work even though there were no positive exam findings. Plaintiff suggests that the ALJ should have contacted Dr. Roberts or ordered a consultative examination to determine what impact his headaches were having on his ability to work.
The ALJ was not required to contact Dr. Roberts or order a consultative exam. An ALJ may properly reject a medical opinion if it is not supported by clinical findings.
Plaintiff next argues that the ALJ erred as to Dr. Fraser's and Dr. Russo's opinions. On February 3, 2015, Shirley Fraser, M.D., opined that plaintiff could occasionally lift/carry 50 pounds, could frequently lift/carry 25 pounds, could stand/walk for 6 hours, could sit for 6 hours, was unlimited as to pushing/pulling, was unlimited as to reaching and handling, had limitations as to fingering, and should avoid concentrated exposure to extreme cold, extreme heat, noise, vibration, fumes, odors, dusts, gases, and poor ventilation.
The ALJ only gave some weight to Dr. Fraser's and Dr. Russo's opinions that plaintiff should avoid concentrated exposure to noise because "there is limited evidence to support a finding that [plaintiff] has significantly limited functioning in the presence of noise or pulmonary irritants. For example, music has been described as an `obsessive interest' of the claimant. . . ."
"The Commissioner may reject the opinion of a non-examining physician by reference to specific evidence in the medical record."
While plaintiff may be correct that an appreciation for music is not the same thing as exposure to noise in the workplace, the ALJ rejected Dr. Russo's and Dr. Fraser's opinions about noise because there was limited evidence that this was a problem for plaintiff. This finding is supported by the record. The only evidence that noise was an issue for plaintiff is in a recommendation from Dr. Cherry. Dr. Cherry wrote that plaintiff "has a history of severe migraines that precluded his employment as a construction worker, as they are triggered by loud noise, which warrants consideration for any future programming for this patient."
Plaintiff next argues that the ALJ's RFC is flawed because it does not adequately account for the ALJ's finding that plaintiff had moderate-to-marked limitations as to maintaining concentration, persistence, or pace. At step two, the ALJ found that plaintiff had moderate-to-marked difficulties with regard to concentration, persistence, or pace.
Defendant argues that the ALJ's RFC adequately addressed plaintiff's moderate-to-marked limitation as to concentration, persistence, or pace. Defendant contends that Dr. Moore explained the nature and extent of this limitation. The ALJ asked Dr. Moore if there was "anything specific in the concentration, persistence, pace where you find more limitations than not?"
While "simple" work and "unskilled" work are not the same, there is the same problem here as there was in
Finally, plaintiff argues that the ALJ erred at step five. At step five, the ALJ found that "there are jobs that exist in significant numbers in the national economy that the claimant can perform" including work as a bagger/hand packer, laundry worker, or horticultural worker.
Because level 2 reasoning requires the ability to carry out detailed written
The final decision of the Commissioner is reversed and this matter is remanded for further proceedings.
Admin. Rec. at 737.