ROBERT T. DAWSON, Senior District Judge.
Now before the Court is Plaintiff's Motion for Partial Summary Judgment (ECF No. 13) and Plaintiff's Motion to Strike Defendant's Untimely Response (ECF No. 18). The United States brings this action for civil penalties (plus statutorily authorized interest and surcharges) proposed against Defendant by the Mine Safety and Health Administration, United States Department of Labor. Plaintiff claims the final orders are due and owing to the United States under the Federal Mine Safety and Health Act of 1977, as amended, 30 U.S.C. § 801 et seq. ("Mine Act") and the Federal Debt Collection Procedures Act, 28 U.S.C. § 3001 et seq. The United States seeks Summary Judgment for Counts 1 and 5-9 of its 12-count Complaint. Defendant's Response to the Motion for Partial Summary Judgment (ECF No. 17) was filed by its President, Mark Wallis. This matter is now ripe for review. For the reasons discussed herein, the motions will be granted.
Plaintiff is the United States of America, by and through the United States Department of Treasury, acting for and on behalf of the United States Department of Labor, Mine Safety and Health Administration (MSHA). Defendant, Ouachita Gravel Company, Inc. (Ouachita Gravel), is an Arkansas corporation, having its principal and chief place of business at 3224 Grisby Ford Road, Malvern, Arkansas. Ouachita Gravel operates a quarry near Malvern, Arkansas where it extracts, processes, and crushes gravel and clay. Mark Wallis is the President of Ouachita Gravel.
Plaintiff filed its motion for partial summary judgment on August 21, 2019 (ECF No. 13) seeking judgment in its favor against Ouachita Gravel Co., Inc. on Counts 1 and 5-9 in the amount of $80,386.90, plus interest.
Ouachita Gravel filed its response to the motion for partial summary judgment on September 17, 2019 (ECF No. 17), admitting it did not timely contest the alleged violations and the related proposed penalties identified in Counts 1 and 5-8. Ouachita Gravel does not dispute or object to judgment on those counts. With regard to Count 9, Ouachita Gravel admits receiving the citation and admits contesting the proposed assessment by notice dated August 18, 2014, but Ouachita Gravel denies receiving a copy of the Petition for Assessment of Civil Penalty the Secretary of Labor filed with the FMSHRC on October 15, 2014 or the Order to Show Cause and Order of Default issued May 21, 2015. Defendant denies that it is liable for the assessment, fees, and costs connected with Count 9 (the April 2, 2014 citation) and contends that the amount sought is unreasonable. Ouachita Gravel is not represented by counsel. Its responsive pleading was signed by Mark Wallis, President of Ouachita Gravel, who is not a licensed attorney.
Plaintiff filed a motion to strike (ECF No. 19) Ouachita Gravel's response to the motion for summary judgment on the grounds that the response was filed late. Plaintiff filed its motion for partial summary judgment on August 21, 2019, and the motion was served on Ouachita Gravel by certified mail on August 24, 2019. (ECF No. 16.) Local Rule 7.2(b) provides: "Within fourteen (14) days from the date of service of copies of a motion and supporting papers, any party opposing a motion shall serve and file with the Clerk a concise statement in opposition to the motion with supporting authorities." Pursuant to the local rule, the deadline to file a response to the summary judgment motion was Monday, September 9, 2019. Ouachita Gravel did not request an extension of time to respond prior to the passing of the deadline and filed its response (ECF No. 17) eight (8) days late on September 17, 2019. The response does not mention the expiration of the deadline to file or explain the failure to comply with the filing deadline. Ouachita Gravel has filed no response in opposition to the motion to strike.
"District courts have broad discretion to set filing deadlines and enforce local rules." Reasonover v. St. Louis County, Mo., 447 F.3d 569, 64 Fed.R.Serv.3d 1122 (8
Plaintiff's motion to strike also contends Ouachita Gravel's responsive pleading should be stricken because it was signed and filed by its corporate president and owner, Mark Wallis. Mr. Wallis is not a licensed attorney. It has long been held under 28 U.S.C. § 1654 and its predecessor statutes that "a corporation can only appear by its attorney or solicitor, duly authorized ..." Osborn v. Bank of U.S., 9 Wheat, (22 U.S. 738), 6 S.Ct. 204 (1840). "Corporations and partnerships, by their very nature, are unable to represent themselves and the consistent interpretation of § 1654 is that the only proper representative of a corporation or a partnership is a licensed attorney, not an unlicensed layman regardless of how close his association with the partnership or corporation." Turner v. American Bar Ass'n, 407 F.Supp. 451, 476 (N.D. Tex., W.D.Pa., N.D.Ind., D.Minn., S.D.Ala., and W.D.Wis. 1975), aff'd, Pilla v. American Bar Ass'n, 542 F.2d 56 8
The Federal Rules of Civil Procedure provide that when a party moves for summary judgment:
Fed. R. Civ. P. 56(a); Krenik v. Cnty. of LeSueur, 47 F.3d 953, 957 (8th Cir. 1995). The Supreme Court has issued the following guidelines for trial courts to determine whether this standard has been satisfied:
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986); see also Agristor Leasing v. Farrow, 826 F.2d 732 (8th Cir. 1987); Niagara of Wis. Paper Corp. v. Paper Indus. Union-Mgmt. Pension Fund, 800 F.2d 742, 746 (8th Cir. 1986). A fact is material only when its resolution affects the outcome of the case. Anderson, 477 U.S. at 248. A dispute is genuine if the evidence is such that it could cause a reasonable jury to return a verdict for either party. Id. at 252.
The Court must view the evidence and the inferences that may be reasonably drawn from the evidence in the light most favorable to the nonmoving party. Enter. Bank v. Magna Bank, 92 F.3d 743, 747 (8th Cir. 1996). The moving party bears the burden of showing that there is no genuine issue of material fact and that it is entitled to judgment as a matter of law. Id. The nonmoving party must then demonstrate the existence of specific facts in the record that create a genuine issue for trial. Krenik, 47 F.3d at 957. A party opposing a properly supported motion for summary judgment may not rest upon mere allegations or denials but must set forth specific facts showing that there is a genuine issue for trial. Anderson, 477 U.S. at 256.
Federal Rule of Civil Procedure 56(e) allows for the possibility that a party may fail to respond to another party's assertion of fact, or, as in this case, not respond to any of the assertions presented in the motion for summary judgment and accompanying filings. In a situation such as the present case where the response filed by the non-moving party is a nullity or has been stricken, the court may consider the facts undisputed for purposes of the motion and grant summary judgment if "the motion and supporting materials—including the facts considered undisputed— show that the movant is entitled to it ..." Fed.R.Civ.P. 56(e)(3).
Pursuant to the Mine Act, MSHA inspectors regularly conduct inspections at the nation's mines. 30 U.S.C. § 813(a). If an inspector believes than a mine operator has violated the Mine Act or its provisions, the inspector must issue a written citation, and MSHA subsequently proposes a commensurate civil penalty, which is mailed to the mine operator. 30 U.S.C. §§ 814(a) and 815(a). If the mine operator chooses to dispute the fact of the violation or the proposed penalty, the operator must initiate a contest of a proposed penalty with the FMSHRC within 30 days after being notified of the proposed penalty. 30 U.S.C. § 815(a). Failure to initiate a contest results in an unreviewable FMSHRC final order imposing liability on the mine operator for the proposed penalty. Id. Alternatively, if the mine operator contests the proposed penalty, it must do so through the FMSHRC, which has sole authority to hold a hearing, adjudicate the dispute, and issue a legally binding holding. 30 U.S.C. §§ 820(i) and 823; see also, Thunder Basin Coal Company v. Reich, 510 U.S. 200 (1994). Any challenge to an adverse FMSHRC holding must be made within 30 days to the appropriate United States Court of Appeals. 30 U.S.C. § 816(a)(1); see also, Elk Run Coal Company, Inc., v. United States Department of Labor, 804 F.Supp.2d 8, 12-13 (D. DC 2011) (outlining entire Mine Act review process).
MSHA proposed penalties against Ouachita Gravel for each alleged violation of the Mine Act identified in Counts 1 and 5-9 of the Complaint, and MSHA notified the Defendant of each proposed penalties in accordance with the Mine Act. 30 U.S.C.A. § 815(a); Elk Run Coal v. U.S. Dept. of Labor, 804 F.Supp.2d at 17; United States v. War Eagle Const. Co. Inc., 858 F.Supp. 605, 606 (1994).
When Ouachita Gravel failed to timely contest the alleged violations and the related proposed penalties identified in Counts 1 and 5-8, they became final orders of the Commission, "not subject to review by any court or agency." 30 U.S.C.A. § 815(a). While Ouachita Gravel did timely contest the alleged violation and the related proposed penalty identified in Count 9 (MSA citation 8680885), it failed to file an answer with the FMSHRC in response to the Secretary of Labor's Petition for the Assessment of Civil Penalty and failed to respond to the FMSHRC's Order to Show Cause and Order of the Default. As such, the FMSHRC defaulted Ouachita Gravel, resulting in a final order obligating it to pay the full amount of the proposed penalty.
The affidavits, with their related exhibits, and the Certificates of Indebtedness establish that the violations and associated proposed penalties identified in Counts 1 and 5-9 have become final orders under the Mine Act and establish that $80,386.90 currently is due and owing to the United States in association with those final orders. Arguments pertaining to the nature of the penalties — like the appropriateness of their calculation, the merits of the underlying citations, and even whether the Ouachita Gravel was a mine subject to MSHA's jurisdiction — are not judicially cognizable in this proceeding and are immaterial to the outcome of the motion.
WHEREFORE, this Court makes its Order as follows:
Plaintiff's Motion to Strike Response (ECF No. 18) should be and hereby is GRANTED and the Response in Opposition to Motion for Summary Judgment (ECF No. 17) filed by Ouachita Gravel should be and hereby is stricken; and
Plaintiff's Motion for Partial Summary Judgment (ECF No. 13) as to Counts 1 and 5-9 should be and hereby is GRANTED.
IT IS SO ORDERED.