SONJA F. BIVINS, Magistrate Judge.
Pending before the Court is Petitioner Desiree Norwood's Motion to Vacate, Set Aside, or Correct Sentence under 28 U.S.C. § 2255 (Doc. 52), and the Government's response in opposition thereto. (Doc. 54). This action was referred to the Undersigned Magistrate Judge for report and recommendation pursuant to 28 U.S.C. § 636(b)(1)(B) and Rule 8(b) of the Rules Governing Section 2255 Cases and is now ready for consideration.
On August 27, 2009, Norwood was charged in a nine-count indictment alleging five counts of bank fraud, in violation of 18 U.S.C. §§ 1344 and 2, and four counts of possession of counterfeit securities, in violation of 18 U.S.C. § 513(a). (Doc. 1). On September 16, 2009, the Court appointed Christopher Knight Federal, of the Office of the Federal Defender, to represent Norwood. (Doc. 5).
Pursuant to a plea agreement with the Government, Norwood pled guilty on October 20, 2009, to Counts One and Nine of the initial indictment, charging a violation of 18 U.S.C. § 1344, bank fraud, and a violation of 18 U.S.C. § 513, possession of counterfeit securities, respectively. (Doc. 13). On April 8, 2010, Norwood filed a Motion to Withdraw (Doc. 15) her guilty plea. A hearing was conducted on May 20, 2010. The Court found that there was no factual basis to support the bank fraud conviction; thus, Norwood's motion was granted, and she was permitted to withdraw her plea with respect to Count One of the indictment, which alleged bank fraud. (Doc. 21). Norwood was not permitted to withdraw her guilty plea as to Count Nine, and a sentencing was scheduled. (
On May 27, 2010, prior to the sentencing for Count Nine, Norwood was indicted in an eight-count superseding indictment, which superseded all but Count Nine. The superseding indictment charged Norwood with five counts of bank fraud, in violation of 18 U.S.C. §§ 1344 and 2, and with three counts of possession of counterfeit securities, in violation of 18 U.S.C. § 513(a). (Doc. 22). On July 22, 2010, pursuant to a plea agreement with the Government, Norwood pled guilty to Count Two of the superseding indictment, which alleges a violation of 18 U.S.C. §§ 1344, bank fraud. (Doc. 37).
At Norwood's sentencing hearing conducted on August 23, 2010, Judge Granade sentenced her to twenty-seven months in prison on Count Nine of the initial indictment and Count Two of the superseding indictment, with the terms to run concurrently; five years of supervised release on Count Two and three years of supervised release on Count Nine following her release from prison, the terms to run concurrently; an assessment of two hundred dollars; and restitution in the amount of $24,799.10. (Doc. 47). Norwood did not file a direct appeal.
On July 22, 2011, Norwood filed the instant Motion to Vacate, Set Aside, or Correct Sentence under 28 U.S.C. § 2255, and raises three claims related to her sentence and a fourth claim related to her indictment. (Doc. 52). On October 11, 2011, the Government filed a response in opposition to Norwood's Motion to Vacate and argues that her claims are procedurally barred. (Doc. 54). The Court now addresses Norwood's claims.
Norwood argues in her Motion to Vacate, Set Aside, or Correct Sentence under 28 U.S.C. § 2255 that: (1) she was improperly sentenced at the high end of the guidelines, instead of at the low end as provided in her plea agreement; (2) her presentence investigation report erroneously stated that the banks were the victims of her crimes, when the victims were actually the area businesses who cashed her fraudulent checks; (3) she was erroneously sentenced outside the advisory guideline range; and (4) her indictment erroneously stated that she defrauded Whitney Bank. (Doc. 52). As the Government has correctly pointed out in its response to the Motion to Vacate, Woods could have raised these claims on direct appeal. However, she did not do so because she did not file a direct appeal. As a result, she is procedurally barred from raising them now in this Court.
"Courts have long and consistently affirmed that a collateral challenge, such as a § 2255 motion, may not be a surrogate for a direct appeal."
In this case, each of Norwood's four claims relate to her sentence and indictment and each could have been reviewed on direct appeal, without further factual development, based on the record existing at that time. Since each of Norwood's claims could have been raised on direct appeal but were not, they are now procedurally defaulted unless she can show cause for failing to raise the claims and actual prejudice therefrom or show that she is actually innocent.
Norwood has neither shown, nor even alleged, cause and prejudice for her procedural default, nor does she assert actual innocence. Rather, she simply states that she has not raised these claims before "because [she] did not have the knowledge of [her] convictions that [she] now ha[s]." (Doc. 52 at 5). That explanation is insufficient to excuse her procedural default.
Moreover, even if Norwood's claims were not procedurally barred, they are due to be denied because they lack merit. In Claim One, she argues that she was improperly sentenced at the high end of the guidelines, instead of at the low end as provided in her plea agreement.
In Claim Two, Norwood argues that her presentence investigation report erroneously stated that "the bank" (ostensibly Whitney Bank) was the victim of her crime, when the victims were actually the area businesses who cashed her counterfeit checks. (Doc. 52 at 4). To the contrary, the final presentence investigation report does not refer to Whitney Bank or any of the banks involved in Norwood's counterfeit check cashing scheme as victims but, rather, refers to the merchants who cashed the checks as victims. (Doc. 42). Besides, even if the report had referred to Whitney Bank as a victim, Norwood has shown no error in, nor prejudice from, that characterization inasmuch as she pled guilty to Count Two of the superseding indictment charging bank fraud in violation of 18 U.S.C. § 1344, for executing a scheme to obtain money in the custody and control of Whitney Bank by means of false or fraudulent pretenses. (Doc. 37 at 9). Indeed, in her factual resume, Norwood admitted that she manufactured and cashed counterfeit payroll checks that were made to appear to access commercial bank accounts at Whitney Bank. (
In Claim Three, Norwood complains that she was erroneously sentenced outside the advisory guideline range. This claim contradicts Norwood's assertion in Claim One that she was improperly sentenced at the high end of the advisory guideline range. In any event, as noted above, the Court determined Norwood's guideline range to be twenty-one to twenty-seven months, based on a total offense level of "14" and a criminal history category of "III," and sentenced her to twenty-seven months.
Finally, with respect to Claim Four, Norwood argues that her indictment erroneously stated that she defrauded Whitney Bank. For the same reasons discussed above with respect to Claim Two, this argument is without merit.
For each of the foregoing reasons, Norwood's § 2255 Motion to Vacate is due to be denied.
Pursuant to Rule 11(a) of the Rules Governing § 2255 Proceedings, the Undersigned recommends that a certificate of appealability in this case be denied. 28 U.S.C. foll. § 2255, Rule 11(a) ("The district court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant."). The habeas corpus statute makes clear that an applicant is entitled to appeal a district court's denial of his habeas corpus petition only where a circuit justice or judge issues a certificate of appealability. 28 U.S.C. § 2253(c)(1). A certificate of appealability may issue only where "the applicant has made a substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(2).
Where a habeas petition is being denied, in part, on procedural grounds without reaching the merits of an underlying constitutional claim, "a COA should issue [only] when the prisoner shows . . . that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling."
None of Norwood's claims would warrant the issuance of a Certificate of Appealability in this case. For the reasons discussed above, her claims are procedurally barred because they could have been, but were not, raised on direct appeal, and she has failed to establish cause and prejudice for that default or show that she is actually innocent. Under the circumstances, a reasonable jurist could not conclude that this Court is in error in invoking this procedural bar with respect to these claims.
For the foregoing reasons, it is recommended that Norwood's § 2255 Motion to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody (Doc. 52) be denied, that this action be dismissed, and that judgment be entered in favor of Respondent, the United States of America, and against Petitioner, Desiree M. Norwood. In addition, the Undersigned Magistrate Judge is of the opinion that Petitioner is not entitled to issuance of a Certificate of Appealability. It is so recommended.
The instructions which follow the Undersigned's signature contain important information regarding objections to the report and recommendation of the Magistrate Judge.
1.
A magistrate judge's recommendation cannot be appealed to a Court of Appeals; only the district judge's order or judgment can be appealed.
2.