ERIN L. SETSER, Magistrate Judge.
Plaintiff, Joseph C. Huddleston, brings this action pursuant to 42 U.S.C. § 405(g), seeking judicial review of a decision of the Commissioner of the Social Security Administration (Commissioner) denying his claim for a period of disability and disability insurance benefits (DIB) under the provisions of Title II of the Social Security Act (Act). In this judicial review, the Court must determine whether there is substantial evidence in the administrative record to support the Commissioner's decision.
Plaintiff protectively filed his current application for DIB on June 14, 2011, alleging an inability to work since February 16, 2010, due to: "finger on right hand does not move;" "left shoulder injury from car wreck;" and "knee injury from car wreck." (Tr. 91). An administrative hearing was held on June 13, 2012, at which Plaintiff appeared with counsel and testified. (Tr. 210-233).
By written decision dated September 20, 2012, the ALJ found that Plaintiff had an impairment or combination of impairments that were severe — disorder of the left shoulder; disorder of the right hand; disorder of the spine; and obesity. (Tr. 13). However, after reviewing all of the evidence presented, the ALJ determined that Plaintiff's impairments did not meet or equal the level of severity of any impairment listed in the Listing of Impairments found in Appendix I, Subpart P, Regulation No. 4. (Tr. 13). The ALJ found Plaintiff retained the residual functional capacity (RFC) to:
(Tr. 14). With the help of the vocational expert (VE), the ALJ determined that during the relevant time period, Plaintiff would not be able to perform his past relevant work, but would be able to perform such jobs as machine tender and housekeeping. (Tr. 17-18)
Plaintiff then requested a review of the hearing decision by the Appeals Council, which denied that request on December 23, 2013. (Tr. 1-6). Subsequently, Plaintiff filed this action. (Doc. 1). This case is before the undersigned pursuant to the consent of the parties. (Doc. 6). Both parties have filed appeal briefs, and the case is now ready for decision. (Docs. 11, 13).
The Court has reviewed the entire transcript. The complete set of facts and arguments are presented in the parties' briefs, and are repeated here only to the extent necessary.
This Court's role is to determine whether the Commissioner's findings are supported by substantial evidence on the record as a whole.
It is well established that a claimant for Social Security disability benefits has the burden of proving his disability by establishing a physical or mental disability that has lasted at least one year and that prevents him from engaging in any substantial gainful activity.
The Commissioner's regulations require him to apply a five-step sequential evaluation process to each claim for disability benefits: (1) whether the claimant had engaged in substantial gainful activity since filing his claim; (2) whether the claimant had a severe physical and/or mental impairment or combination of impairments; (3) whether the impairment(s) met or equaled an impairment in the listings; (4) whether the impairment(s) prevented the claimant from doing past relevant work; and (5) whether the claimant was able to perform other work in the national economy given his age, education, and experience.
Plaintiff raises the following issues in this matter: 1) The ALJ failed to properly evaluate and weigh the medical evidence of record; 2) The ALJ erred in his credibility assessment; 3) The ALJ erred in discounting the Plaintiff's testimony and failed to give proper weight to his subjective complaints; 4) The ALJ failed to fully and fairly develop the record with regard to Plaintiff's physical and mental impairments; 5) the ALJ erred in his RFC determination; and 6) The ALJ erred in finding Plaintiff would be able to perform certain jobs. (Doc. 11). Plaintiff's arguments fall into three categories and will be addressed accordingly — credibility analysis, RFC determination, and failure to fully and fairly develop the record.
The ALJ was required to consider all the evidence relating to Plaintiff's subjective complaints including evidence presented by third parties that relates to: (1) Plaintiff's daily activities; (2) the duration, frequency, and intensity of his pain; (3) precipitating and aggravating factors; (4) dosage, effectiveness, and side effects of his medication; and (5) functional restrictions.
Plaintiff argues that the ALJ erred when he found Plaintiff's lack of treatment and medication non-compliance weighed against his credibility and noted that there was no evidence that he had exhausted low-cost or free medication programs. It is for the ALJ to determine a Plaintiff's motivation for failing to follow a prescribed course of treatment, or to seek medical attention, and such failure may be excused by a lack of funds.
The ALJ also noted that Plaintiff did not return pain reports sent to him for completion on May 2, 2010 and October 11, 2011, in connection with his application for disability benefits. (Tr. 16). He also noted that the overall medical evidence of record did not indicate that Plaintiff experienced any level of pain that had resulted in severely restricted activities. The ALJ concluded that pain was substantiated by the record, but that Plaintiff's degree of pain relief seeking behavior and treatment was not indicative of a degree of pain that would limit activities beyond the scope of the RFC determined by the ALJ. (Tr. 16).
Based upon the foregoing as well as the record as a whole, the Court finds that there is substantial evidence to support the ALJ's credibility findings.
RFC is the most a person can do despite that person's limitations. 20 C.F.R. § 404.1545(a)(1). It is assessed using all relevant evidence in the record.
As stated earlier, the ALJ found that Plaintiff retained the RFC to perform light work, with no overhead reaching with the left upper extremity or frequent grasping, handling, fingering, and feeling of the right upper extremity. (Tr. 14). In making this determination, the ALJ considered the minimal medical records in this case. The records reveal that Plaintiff saw Dr. Kevin Richter twice in 2009 for ear pain and the flu. (Tr. 140, 142). He presented to NMC — Springdale on March 26, 2010, complaining of back pain, and an x-ray of Plaintiff's thoracic spine was performed, which revealed no definite radiographic evidence of an acute process. (Tr. 148). Thereafter, on July 16, 2010, Dr. Randy Duane Conover performed a General Physical Examination, and on September 8, 2011, another General Physical Examination was performed by Dr. K. Marcus Poemoceah. (Tr. 150-154, 166-179). Dr. Conover concluded that Plaintiff had moderate limitations in the ability to lift, carry, handle, finger, and speak, and would be hindered secondary to his diagnosis of mild osteoarthritis, trigger finger 4
Two Physical RFC Assessments were completed by non-examining consultants, one on July 21, 2010, by Dr. David L. Hicks, and one on September 12, 2011, by Dr. Karmen Hopkins. (Tr. 158-165, 174-181). Dr. Hicks and Dr. Hopkins concluded that Plaintiff would be able to perform light work. (Tr. 165, 181). This opinion was affirmed by Dr. Bill F. Payne, on November 9, 2011. (Tr. 186).
On November 29, 2011, Plaintiff presented to Northwest Health Hospital, complaining of chest pain and pneumonia. (Tr. 194). An echocardiogram revealed normal findings, and it was recommended that Plaintiff stop smoking, and to exercise daily to increase his heart rate. (Tr. 194).
Based upon the foregoing and the record as a whole, the Court finds there is substantial evidence to support the ALJ's RFC determination and the weight he gave to the opinions of the various physicians.
The ALJ has a duty to fully and fairly develop the record.
Plaintiff argues that he has a speech impairment and that he did not understand his diagnoses or the purposes of the medications which were prescribed. Plaintiff argues that he is limited in his ability to communicate by his speech impairment and limited intellectual functioning, and believes the ALJ should have further developed his IQ and physical impairments to determine whether he meets Listing 12.05C. Plaintiff also believes the ALJ should have his ability to read and write formally assessed. Finally, Plaintiff argues the ALJ should have more fully developed the record regarding his physical impairments.
With respect to Plaintiff's mental impairments, it is noteworthy that Plaintiff did not list any mental impairments in his application documents, which is significant.
With respect to Plaintiff's intellectual functioning, a field interviewer reported that Plaintiff's speech patterns and use of works was that of someone with a limited education. (Tr. 63). At the hearing, Plaintiff testified that the last grade he completed was the sixth grade, that he could "read a little bit," did not read the newspaper or books, could read "minor stuff" like police sections in the newspaper, and that he could write sentences sometimes. (Tr. 217-218). He was able to read arrest records, but could not write a letter.
Education is clearly a vocational factor, and is primarily used to mean formal schooling or other training which contributes to a claimant's ability to meet vocational requirements, "for example, reasoning ability, communicating skills, and arithmetical ability." 20 C.F.R. § 416.964(a). "Marginal education" means "ability in reasoning, arithmetic, and language skills which are needed to do simple, unskilled types of jobs." 20 C.F.R. § 416.964(b)(2). The regulations indicate that formal schooling at a 6
In his opinion, although the ALJ's RFC did not require "unskilled" jobs, in his hypothetical questions posed to the VE, the ALJ asked the VE to assume someone of Plaintiff's same education and work experience, who could perform light work with certain physical limitations. (Tr. 230-231). The VE was present at the hearing and heard that Plaintiff completed the 6
Accordingly, having carefully reviewed the record, the Court finds substantial evidence supporting the ALJ's decision denying the Plaintiff benefits, and thus the decision is hereby affirmed. The Plaintiff's Complaint should be, and is hereby, dismissed with prejudice.
IT IS SO ORDERED.