BARBARA A. McAULIFFE, Magistrate Judge.
Plaintiff Leonardo Joseph Rangel ("Plaintiff") is a state prisoner proceeding pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. This action proceeds on Plaintiff's first amended complaint, filed January 9, 2012, against Defendant LaTraille and Taber
On June 7, 2013, Defendants filed a motion for summary judgment. (ECF No. 56.) On August 2, 2013, Plaintiff opposed the motion. (ECF No. 76.) Defendants did not reply. The motion is deemed submitted. Local Rule 230(1).
Pursuant to Federal Rule of Civil Procedure 56(a), summary judgment is appropriate when the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law. Summary judgment must be entered, "after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial."
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist. Matsushita Elec.
The parties bear the burden of supporting their motions and oppositions with the papers they wish the Court to consider and/or by specifically referencing any other portions of the record for consideration.
In arriving at this order, the Court carefully reviewed and considered all arguments, points and authorities, declarations, exhibits, statements of undisputed facts and responses thereto, if any, objections, and other papers filed by the parties. Omission of reference to an argument, document, paper, or objection is not to be construed to the effect that this Court did not consider the argument, document, paper, or objection. This Court thoroughly reviewed and considered the evidence it deemed admissible, material, and appropriate.
In February 2008, staff at Corcoran State Prison began conducting unclothed body inspections outdoors on the yard per a memorandum authored by Warden Adams. The memo ordered staff to conduct these searches even when no emergency or security situation existed. As a result of the memo, Plaintiff was forced to strip completely nude in the yard in plain view of staff and inmates, including staff of the opposite sex. Due to the public strip searches, Inmate John Martinez filed a group 602 appeal.
On March 12, 2008, Plaintiff and Inmate Martinez met with correctional employees in the Institutional Classification Room to discuss public strip searches. At the meeting, Inmate Martinez was the most vocal.
On March 12, 2008, Plaintiff was informed that female staff would not be present during strip searches and that privacy screens would be installed to obscure the view from the program office.
On March 15, 2008, Plaintiff attended the exercise yard area and during yard recall Correctional Officers Silva and others ordered Plaintiff to "strip out" and refused to remove Plaintiff from the exercise yard unless he did so. Plaintiff explained to staff that he was willing to submit to an unclothed body inspection, but requested that it be conducted in a holding cell to afford some measure of privacy. Plaintiff repeated the request many times, but his requests were disregarded. Plaintiff was left outside in the cold weather for hours with no lunch or dinner. While on the exercise yard, Plaintiff's personal property was removed from his cell.
On March 16, 2008, after more than 14 hours, Plaintiff was subjected to unnecessary and excessive force for the purpose of subjecting him to a public strip search. Lt. Hubach ordered Plaintiff to an unclothed body inspection. Defendants LaTraille and Taber repeatedly pepper sprayed Plaintiff with five cans of pepper spray: OC-MK-9 (1 full can); OC MK-46 (1 full can); OC k505 (1 full can); and OC-T-16 OC Grenade (2 full cans). Plaintiff's body, face, eyes, hair, legs, genitals and anus were completely saturated with chemicals. The spray caused a sudden change in temperature on Plaintiff's body from freezing to hot and burning.
After being sprayed with chemicals, Plaintiff was forced to strip naked, inspected and walk naked to the front of 4B SR where water was sprayed on him from a water hose for approximately 60 to 70 seconds to unsuccessfully decontaminate him. Plaintiff was then placed in his cell, which was stripped clean of all articles of necessity, leaving only a mattress. Plaintiff could not see, his breathing was erratic and his body was twitching. Plaintiff suffered these effects for approximately 8 hours. Plaintiff was without sheets, blankets, clothing, towels, toilet paper or hygiene items until March 18 or 19, 2008. Plaintiff's request for eating utensils and toilet paper were ignored and Plaintiff was forced to use his hands to eat.
1. Plaintiff has been incarcerated on Facility 4B at California State Prison-Corcoran (COR) since October 24, 2007. (Defs' Ex. A, Attachment 1.)
2. Facility 4B is the security housing unit ("SHU"). (Defs' Ex. B, Hubach Dec. ¶ 3.)
3. The SHU houses inmates who have been found guilty in disciplinary proceedings of committing acts of violence against staff or other inmates, possessing or distributing illegal narcotics and other contraband, associating with or belonging to a gang, promoting illegal gang activity, or engaging in other activity or conduct that threatens the safety and security of the institution, staff, and inmates that make them ineligible for housing in the general population. (Defs' Ex. B ¶ 3; Defs' Ex. C, Adams Dec. ¶ 4.)
4. Movement and inmate activities in the SHU are primarily governed by COR Operational Procedure No. 222. (Defs' Ex. C ¶ 5; Defs' Ex. B ¶ 4.)
5. SHU inmates are provided with three to four hours of yard time in the exercise modules (cages) on the small management yard (SMY) on Facility 4B. But inmates are not required to go to yard. (Defs' Ex. B ¶ 5; Defs' Ex. C ¶ 6; Defs' Ex. D, COR 2007 Operational Procedure No. 222, § 102(D)(3).)
6. Before August 2007, SHU inmates returning from the exercise modules were placed in a holding cell in the entrance (rotunda) area of the housing unit and underwent an unclothed body search. (Defs' Ex. D, § 504(F).)
7. An unclothed body search consisted of an inmate removing all clothing and handing it to the officers, running his hands over his head, flipping his ears forward with his hands, running a finger through the inside of his mouth, lifting his genitals, turning and bending at the waist, and squatting and coughing. The officers did not physically touch the inmate, and the entire process lasted about a minute. (Defs' Ex. B, ¶ 6.)
8. On August 1, 2007, D. Adams, the Warden at COR, issued a directive requiring that all SHU inmates undergo an unclothed body search before they were removed from the exercise modules on the SMY. This strip search policy went into effect on August 20, 2007. (Defs' Ex. C ¶¶ 1-2, 8; Defs' Ex. E, Memorandum.)
Plaintiff attempts to raise a genuine dispute of material fact by arguing that he was unaware of any policy change until February 2008 and that Warden Adams did not follow proper administrative procedures. (ECF No. 76, p. 27-28.)
9. The strip search policy was incorporated into Operational Procedure No. 222 by way of addendum signed by Adams and dated August 2007. (Defs' Ex. C ¶ 8; Defs' Ex. F, addendum.)
Plaintiff attempts to dispute this addendum by claiming that Defendants' Exhibit is a false document. To support his claim, Plaintiff has submitted an addendum dated April 2008, which also includes the proposed revision of the operational procedure, along with additional revisions. (ECF No. 76, pp. 28-29, Pl's Ex. E.) Plaintiff's evidence does not support his contention that Defendants' exhibit is a false document and does not raise a triable issue of material fact.
10. The only difference between the strip searches before and after August 20, 2007, was the location of where the search was conducted. (Defs' Ex. B, ¶ 7.)
Plaintiff attempts to raise a dispute be contending that inmates were not aware of the change until February 2008. (ECF No. 76, p. 31.) This does not raise a triable issue of material fact regarding the nature of the policy change.
11. In October 2007, Operational Procedure No. 222 was revised to incorporate Warden Adams' change to the strip search policy. Due to some ambiguity in the policy's language, Adams issued another addendum in April 2008 to clarify that the search was to be conducted before the inmate exited the exercise module. (Defs' Ex. D, §§ 102(E)(8), 504(F); Defs' Ex. K, 2008 Addendum.)
Plaintiff argues that there was no revision of the policy. (ECF No. 76, p. 31.) However, Operational Procedure 222 in effect on October 2007 provided that all inmates returning from the exercise yard would be subject to an unclothed body search prior to returning to their assigned cell. (Defs' Ex. D, §§ 102 (E)(8), 504(F).) An April 2008 addendum clarified that inmates must submit to an unclothed body search prior to being restrained and escorted from the Small Management Yard. (Defs' Ex. K.)
12. Around noon on March 15, 2008, Plaintiff was escorted to the small management yard on Facility 4B and placed in an exercise module. (First Amended Complaint ("FAC") ¶ 25.)
13. Around 3:30 or 4 p.m., Officer Silva ordered Plaintiff to submit to an unclothed body search before exiting the exercise module. Plaintiff refused to comply with the officer's order. (FAC ¶ 25.)
Plaintiff disputes this fact by contending that he agreed to "cuff up" and be taken indoors to the rotunda holding cell to be strip searched. (ECF No. 76, p. 32.) This does not raise a genuine dispute. Plaintiff's contention contains an inherent admission that he refused to submit to an unclothed body search
14. In addition to Plaintiff, 74 other inmates refused to submit to the required strip search as a protest to the change in the search policy and its purported inconsistent enforcement and implementation. (Defs' Ex. B ¶ 8.)
15. Lieutenant Hubach ordered staff to counsel the inmates and persuade them to comply with the lawful orders to submit to the required search. (Defs' Ex. B ¶ 8.)
16. Hubach also notified his supervisors of the inmates' disruption to the yard program and schedule. (Defs' Ex. B ¶ 8.)
17. By the late evening on March 15, 2008, 67 inmates, including Plaintiff, still refused to comply with staff's orders to submit to the required search. (Defs' Ex. B ¶ 9.)
Plaintiff again attempts to raise a dispute by contending that he agreed to submit to an unclothed body search. (ECF No. 76, p. 32.) However, as noted above, Plaintiff did not agree to submit to such a search
18. At approximately 10:40 p.m., Administrative Officer of the Day (AOD) Leon assembled two tactical teams to extract the inmates from the exercise modules, and he authorized the use of pepper spray to compel the inmates' compliance with lawful orders to submit to a strip search before exiting the exercise modules. (Defs' Ex. A-1, Bates No. 00023.)
19. Hubach was the team leader of Extraction Team 1, which included Sergeants LaTraille and Taber. (Defs' Ex. B ¶ 12; Defs' Ex, G, LaTraille Declaration, ¶¶ 1-3; Defs' Ex. H, Taber Declaration. ¶¶ 1-3.)
20. At approximately 2:28 a.m. on March 16, 2008, Hubach approached Plaintiff's exercise module and read Plaintiff an admonishment to submit to an unclothed body search or he would be forcefully removed from the module. (Defs' Ex. B ¶ 20; Defs' Ex. I, Extraction Video.)
21. Hubach ordered Plaintiff to submit to the required search. Plaintiff refused to comply with Hubach's order. (Defs' Ex. B ¶ 20; Defs' Ex. I.)
22. Hubach ordered LaTraille and Taber to use force to compel Plaintiff's compliance with his order. (Defs' Ex. B ¶ 20; Defs' Ex. G ¶ 7; Defs' Ex. H ¶ 8; Defs' Ex. I.)
Plaintiff attempts to raise a dispute by contending that Defendants LaTraille and Taber used excessive force. (ECF No. 76, p. 33.) This does not raise a genuine dispute of material fact regarding the substance of Hubach's order to Defendants LaTraille and Taber.
23. Plaintiff was wearing a tee shirt pulled up over his head, and boxer shorts, and was in a tucked position on the ground with his arms over his head. (Defs' Ex. I.)
24. LaTraille and Taber used multiple bursts of pepper spray from an MK-9, MK-46, Z-505, or a combination of these types of spray on Plaintiff. (Defs' Ex. G ¶ 8; Defs' Ex. H ¶ 9; Defs' Ex. I.)
Plaintiff attempts to raise a dispute by complaining about the number of bursts of spray and the types of spray used. (ECF No. 76, pp. 33-34.) However, Defendants admit that multiple bursts of different sprays were used from different canisters.
25. Due to Plaintiff being so covered up, LaTraille and Taber aimed for Plaintiff's body generally, and the spray landed on his arms, legs, sides, and back. Plaintiff covered the majority of his upper body and head with the jumpsuit. (Defs' Ex. G ¶ 9; Defs' Ex. H ¶ 10; Defs' Ex. I.)
26. On at least one occasion, Defendants Taber and LaTraille stopped spraying to give the pepper spray a chance to work. (Defs' Ex. G ¶ 10; Defs' Ex. H ¶ 11; Defs' Ex. I.)
27. LaTraille and Taber did not kick, hit, punch, or strike Plaintiff or use their batons on him. (Defs' Ex. I.)
28. LaTraille and Taber conducted the unclothed body search of Plaintiff, and Plaintiff was escorted to an area outside the housing unit for decontamination and medical evaluation. (Defs' Ex. G ¶ 12; Defs' Ex. H ¶ 13; Defs' Ex. I.)
Plaintiff attempts to raise a dispute by contending that Defendants did not conduct a search. However, Plaintiff admits that Defendants "got Plaintiff naked." (ECF No. 76, p. 35.) This is not a genuine dispute of material fact. Furthermore, it is not relevant to Plaintiff's claims of excessive force, retaliation or assault and battery.
29. Departmental policy required that an inmate be provided with copious amounts of running water or fresh air after exposure to pepper spray, and COR's customary practice was to provide an inmate with a shower depending on the level of exposure to pepper spray. (Defs' Ex. J, Leon Declaration ¶ 13.)
Plaintiff contends that he was denied proper decontamination. (ECF No. 76, p. 39.) Plaintiff's factual assertions do not raise a genuine dispute concerning the requirements of departmental policy.
30. Inmates were escorted to their cells where they had access to running water to further decontaminate. (Defs' Ex. J ¶¶ 12-14.)
31. Plaintiff was taken to his cell after his medical evaluation, where he had water from the sink to further decontaminate. (FAC ¶ 38.)
32. Plaintiff felt "hot" for three days after being peppers sprayed. (FAC 38; Defs' Ex. A-1, p. 41.)
33. At no time when Plaintiff was in the exercise module did he call out to any Defendant and request food, clothing, blankets, or water. (Defs' Ex. B ¶ 22; Defs' Ex. J ¶¶ 18-19.)
Defendants argue that summary judgment should be granted because: (1) Plaintiff cannot prove retaliation because Defendants' actions were not based on protected conduct, but rather were based on Plaintiff's refusal to comply with a valid order—the strip-search policy that was reasonable and advanced a legitimate correctional purpose; (2) Defendants' use of force to compel Plaintiff's compliance with the strip-search policy was reasonable, minimal and necessary; (3) Plaintiff did not inform either defendant that he needed further decontamination, blankets, or food; (4) Plaintiff's claims for assault and battery fail because the force used by Defendants was reasonable, and (5) Defendants are entitled to qualified immunity since they did not violate Plaintiff's constitutional rights and their conduct was objectively reasonable. (ECF No. 56-1, p. 7.)
To the extent Defendants argue that the Court should grant summary judgment on Plaintiff's Eighth Amendment conditions of confinement claim (ECF No. 56-1, pp. 22-25), the Court finds it unnecessary to reach this issue. On January 18, 2012, the Court limited the scope of this action and allowed Plaintiff to proceed against Defendants LaTraille and Taber for "excessive force in violation of the Eighth Amendment, retaliation in violation of the First Amendment, and assault and battery under state law." (ECF No. 17, p. 15.) The Court dismissed Plaintiff's remaining claims under the Eighth Amendment, including Plaintiff's conditions of confinement claim, with prejudice, for failure to state a claim. (ECF No. 17, pp. 5-6, 15.)
Accordingly, the Court confines it consideration of Defendants' motion for summary judgment to the following claims: (1) Plaintiff's claim of excessive force in violation of the Eighth Amendment; (2) Plaintiff's claim of retaliation in violation of the First Amendment; and (3) Plaintiff's state law claims for assault and battery. The Court also will consider Defendants' assertion that they are entitled to qualified immunity.
Plaintiff claims that Defendants LaTraille and Taber used excessive force in violation of the Eighth Amendment on March 16, 2008. The relevant inquiry for this claim is "whether force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm."
However, "not every malevolent touch by a prison guard gives rise to a federal cause of action."
In this case, Plaintiff asserts that there was no need for the use of force because he agreed to submit to an unclothed body search indoors, he was not physically or verbally threatening and there was no reasonable suspicion that he had weapons or contraband on his person. (ECF No. 76, p. 17.) However, it is undisputed that correctional officers were faced with 67 inmates, including Plaintiff, who refused to submit to an unclothed body search before exiting the exercise module despite counseling and repeated orders to comply. (UMF 12-17; ECF No. 76, Pl's Opp'n p. 7.) As is evidenced by the undisputed facts, some measure of force was necessary based on the prisoners' concerted lack of compliance. Correctional officials are not required to concede to the demands of inmates or wait them out in order to avoid the use of force.
Although some measure of force was needed to gain the inmates' compliance, the Court finds a genuine dispute of material fact regarding the relationship between the need for force and the amount of force used on Plaintiff. It is undisputed that Plaintiff and multiple other prisoners refused to comply with orders to submit to an unclothed body search in the exercise module. However, in Defendants' version of the facts, they administered no more pepper spray than was necessary to compel Plaintiff's compliance and they did not use pepper spray excessively. (Defs' Ex. G ¶¶ 14-15; Defs' Ex. H, ¶¶ 15-16.) In Plaintiff's version of events, Defendants used 53 to 63 bursts of different chemical sprays from approximately four canisters to completely saturate him (ECF No. 76, pp. 16, 34, 37; Pl's Ex. A, p. 48, ¶ 14), and Defendants sprayed him after he was complying with orders. (ECF No. 76, Pl's Ex. N, p. 202 ¶¶ 4-6.) These alternative versions create a triable issue of material fact. Further, the extraction video appears to show Defendants utilizing multiple canisters of spray to saturate Plaintiff while he remained on the ground in a tucked position and then administering bursts of spray after Plaintiff stood up. (Defs' Ex. 1.) The extraction video creates a triable issue of fact regarding whether or not the use of multiple canisters of pepper spray to saturate Plaintiff was necessary to gain his compliance with the order to submit to an unclothed body search and whether or not Defendants continued to spray Plaintiff after he attempted to comply with orders. The Court cannot conclude that the amount of force was de minimis and equivalent to a single push or shove. Wilkins, 559 U.S. at 38. A reasonable jury could conclude that Defendants LaTraille and Taber used an excessive amount of force in the circumstances by saturating him with chemical spray and continuing to spray him after his attempt to comply. Thus, Plaintiff has established a genuine issue for trial.
Furthermore, the Court does not make credibility determinations or weigh conflicting evidence at this stage of the proceedings.
As there is a genuine dispute as to whether excessive force was used, as explained above, the Court will recommend that Defendants' motion for summary judgment on Plaintiff's state law assault and battery claim be denied.
Within the prison context "a viable claim of First Amendment retaliation entails five basic elements: (1) An assertion that a state actor took some adverse action against an inmate (2) because of (3) that prisoner's protected conduct, and that such action (4) chilled the inmate's exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate correctional goal."
The First Amendment protects the right of a prisoner to file a prison grievance against prison officials. Bruce v. Ylst, 351 F.3d 1283, 1288 (9th Cir. 2003). However, protests that involve direct confrontation with prison officials enjoy limited constitutional protection due to the danger of a prison disturbance.
Here, it is undisputed that the protest was a direct, face-to-face confrontation with prison officials and resulted in the refusal of 67 inmates, including Plaintiff, to comply with repeated orders to submit to an unclothed body search before exiting an exercise module.
Assuming arguendo that the protest at issue was considered protected conduct, Plaintiff has not raised a genuine dispute of fact that the use of force failed to reasonably advance a legitimate penological purpose. The California Department of Corrections and Rehabilitation's regulations prohibit conduct that disrupts the operation of the institution. Specifically, the regulations provide as follows: "Inmates . . . will not openly display disrespect or contempt for others in a manner intended to or reasonably likely to disrupt orderly operations within the institutions or to incite or provide violence." Cal. Code Regs., tit. 15 § 3004(b). Defendants have established that the use of force to gain the compliance of more than 60 inmates advanced the valid penological goal of maintaining institutional order and security. Institutional security is a legitimate correctional goal.
For these reasons, the Court will recommend that Defendants' motion for summary judgment be granted on Plaintiff's claim of retaliation in violation of the First Amendment.
As a final argument, Defendants argue that they are entitled to qualified immunity. In light of the above findings, the Court addresses this argument only with respect to Plaintiff' excessive force claim.
The doctrine of qualified immunity protects government officials from civil liability where "their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
Having determined that Plaintiff has raised a genuine issue of material fact as to whether there was a constitutional violation, the Court must determine whether the right was clearly established. "For a constitutional right to be clearly established, its contours `must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.'"
By 2008, the prohibition against the use of excessive force was clearly established.
For the reasons discussed above, IT IS HEREBY RECOMMENDED that Defendants' motion for summary judgment, filed on June 7, 2013, be GRANTED IN PART and DENIED IN PART as follows:
2. Defendants' motion for summary judgment on Plaintiff's claim of retaliation in violation of the First Amendment be granted;
3. Defendants' motion for qualified immunity on Plaintiff's claim of excessive force be denied; and
4. This matter be set for jury trial on Plaintiff's claims of excessive force in violation of the Eighth Amendment and assault and battery under state law against Defendants LaTraille and Taber.
These Findings and Recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within thirty (30) days after being served with these Findings and Recommendations, the parties may file written objections with the Court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.