JOHN E. McDERMOTT, Magistrate Judge.
On January 3, 2019, Guadalupe Andrade ("Plaintiff" or "Claimant") filed a complaint seeking review of the decision by the Commissioner of Social Security ("Commissioner") denying Plaintiff's application for Social Security Disability Insurance benefits. (Dkt. 1.) The Commissioner filed an Answer on April 18, 2019. (Dkt. 14.) On June 19, 2019, the parties filed a Joint Stipulation ("JS"). (Dkt. 16.) The matter is now ready for decision.
Pursuant to 28 U.S.C. § 636(c), both parties consented to proceed before this Magistrate Judge. After reviewing the pleadings, transcripts, and administrative record ("AR"), the Court concludes that the Commissioner's decision must be reversed and this case remanded for further proceedings in accordance with this Memorandum Opinion and Order and law.
Plaintiff is a 57 year-old female who applied for Social Security Disability Insurance benefits on June 11, 2015, alleging disability beginning August 27, 2012. (AR 33.) The ALJ determined that Plaintiff did not engage in substantial gainful activity during the period from her alleged onset date of August 27, 2012, through her date last insured of March 31, 2016. (AR 35.)
Plaintiff's claim was denied initially on January 7, 2016, and on reconsideration on April 6, 2016. (AR 33.) Plaintiff filed a timely request for hearing, which was held before Administrative Law Judge ("ALJ") Joseph P. Lisiecki III on January 18, 2018, in Orange, California. (AR 33.) Plaintiff appeared and testified at the hearing with the assistance of a Spanish interpreter and was represented by counsel. (AR 33.) Vocational expert ("VE") Luis O. Mas also appeared and testified at the hearing. (AR 33.)
The ALJ issued an unfavorable decision on March 21, 2018. (AR 33-41.) The Appeals Council denied review on October 25, 2018. (AR 13-15.)
As reflected in the Joint Stipulation, Plaintiff only raises the following disputed issue as ground for reversal and remand:
Under 42 U.S.C. § 405(g), this Court reviews the ALJ's decision to determine whether the ALJ's findings are supported by substantial evidence and free of legal error.
Substantial evidence means "`more than a mere scintilla,' but less than a preponderance."
This Court must review the record as a whole and consider adverse as well as supporting evidence.
The Social Security Act defines disability as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or . . . can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Commissioner has established a five-step sequential process to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520, 416.920.
The first step is to determine whether the claimant is presently engaging in substantial gainful activity.
If the claimant cannot perform his or her past relevant work or has no past relevant work, the ALJ proceeds to the fifth step and must determine whether the impairment prevents the claimant from performing any other substantial gainful activity.
In this case, the ALJ determined at step one of the sequential process that Plaintiff did not engage in substantial gainful activity during the period from her alleged onset date of August 27, 2012, through her date last insured of March 31, 2016. (AR 35.)
At step two, the ALJ determined that Plaintiff through the date last insured had the following medically determinable severe impairments: lumbar degenerative disc disease, sciatica, and depressive disorder. (AR 36.)
At step three, the ALJ determined that through the date last insured Plaintiff did not have an impairment or combination of impairments that met or medically equaled the severity of one of the listed impairments. (AR 36-37.)
The ALJ then found that through the date last insured Plaintiff had the RFC to perform less than the full range of light work, as defined in 20 CFR § 404.1567(b), with the following limitations:
(AR 37-41.) In determining the above RFC, the ALJ made a determination that Plaintiff's subjective symptom allegations were "not entirely consistent" with the medical evidence and other evidence of record. (AR 38.) Plaintiff does not challenge this finding.
At step four, the ALJ found that through the date last insured Plaintiff was able to perform past relevant work as a packer. (AR 41.)
Consequently, the ALJ found that Claimant was not disabled within the meaning of the Social Security Act at any time from August 27, 2012, the alleged onset date, through March 31, 2016, the date last insured. (AR 41.)
The ALJ decision should be reversed. The ALJ's determination at step four of the sequential process that Plaintiff can perform her past relevant work as a packer is not supported by substantial evidence.
Plaintiff alleges she cannot work due to herniated discs, numbness in the right leg, high blood pressure, cholesterol, depression, constant pain, ringing in the ears, and paranoia. (AR 38.) The ALJ found that Plaintiff has the medically severe impairments of lumbar degenerative disc disease, sciatica, and depressive disorder. (AR 36.) Notwithstanding these impairments, the ALJ assessed Plaintiff with a reduced range of light work RFC limited to unskilled work. (AR 37.) Plaintiff does not contest the ALJ's RFC.
At step four of the sequential process, the VE testified at the hearing that Plaintiff had past relevant work as a prep cook (medium in exertion), housekeeper (medium), and packer (light). (AR 41, 54.) With the light work RFC assessed by the ALJ, the VE testified that Plaintiff could perform only her past relevant work as a packer. (AR 41, 54.) The ALJ mistakenly referred to the packer job as a "substance abuse counselor." (AR 41.)
The ALJ made a bigger mistake. The ALJ identified the packer job as DOT 902.687-202, which is a worm packer:
Both sides agree that the ALJ assigned the wrong job classification, as there is no evidence in the record that Plaintiff ever worked as a worm packer. The only evidence in the record regarding Plaintiff's past work is a brief note that Plaintiff's previous job was "packaging" . . . "bottles." (AR 232), and another note stating "I would check quality of finished plastic product[s] such as milk and juice containers." (AR 246.)
Thus, the VE's and ALJ's reliance on the worm packer job was erroneous. The ALJ's step four finding that Plaintiff can perform her prior work as a packer is erroneous and not supported by substantial evidence. The ALJ's decision, then, is incomplete and without any step four finding.
The Commissioner attempts to correct the ALJ's error by proffering three alternative DOT packer jobs: inspector and hand packager (DOT 559.687-074), bottling line attendant (DOT 687-042), and machine packer assembler (DOT 920.687-122). All of these jobs involve light unskilled work consistent with Plaintiff's RFC. On the basis of these alternate jobs, the Commissioner asserts that any step four error was harmless.
The Commissioner, however, is not a VE. The Commissioner, moreover, does not cite to any case holding that the Commissioner can supply new evidence or findings to overcome an erroneous finding in an ALJ decision. Proffering alternate job titles, moreover, does not cure the inadequate description of Plaintiff's past work, without which any finding about the packer job would be speculation. The more appropriate authority lies in the ALJ's duty to fully and fairly develop the record.
Although the burden of proof lies with the claimant at step four, the ALJ still has the duty to make the requisite factual findings to support his conclusion. See SSR 82-62;
There are two sources of information that may be utilized in determining a claimant's past relevant work: a properly completed VE report (SSR 82-61) and the claimant's own testimony (SSR 82-4).
The ALJ failed to fully and fairly develop the record on the nature, and the physical and mental demands, of Plaintiff's prior work. Thus, remand to create an adequate record is the appropriate outcome.
IT IS HEREBY ORDERED that Judgment be entered reversing the decision of the Commissioner of Social Security and remanding this case for further proceedings in accordance with this Memorandum Opinion and Order and with law.