VICTOR B. KENTON, Magistrate Judge.
This matter is before the Court for review of the Decision by the Commissioner of Social Security denying Plaintiff's application for disability benefits. Pursuant to 28 U.S.C. §636(c), the parties have consented that the case may be handled by the Magistrate Judge. The action arises under 42 U.S.C. §405(g), which authorizes the Court to enter judgment upon the pleadings and transcript of the record before the Commissioner. The parties have filed the Joint Stipulation ("JS"), and the Commissioner has filed the certified Administrative Record ("AR").
Plaintiff raises the following issues:
1. Whether the Administrative Law Judge ("ALJ") gave proper consideration to Ralph Steiger, M.D.; and
(JS at 4.)
This Memorandum Opinion will constitute the Court's findings of fact and conclusions of law. After reviewing the matter, the Court concludes that the decision of the Commissioner must be affirmed.
After administrative denials and a hearing before an ALJ (AR 31-50), an unfavorable Decision was issued. (AR 12-28.) The ALJ utilized the five-step sequential evaluation process described in 20 C.F.R. §§ 404.1520, 416.920, and after determining that Plaintiff had certain severe impairments which did not meet or equal any Listings, he assessed a residual functional capacity ("RFC") which permitted Plaintiff to perform her past relevant work ("PRW"). Thus, the Step Four finding resulted in a conclusion of non-disability.
Dr. Steiger completed an orthopedic evaluation and a Multiple Impairment Questionnaire.
The ALJ rejected Dr. Bovetas' opinion in the same portion of the Decision in which he addressed Dr. Steiger's opinion. (AR 21.) The ALJ indicated that he considered an April 5, 2011 letter and the Multiple Impairment Questionnaire referenced above, which he determined to have been completed more as an accommodation to Plaintiff and to provide conclusions regarding functional limitations without any rationale being provided. As the ALJ noted,
(AR 21.)
If the ALJ had rejected Dr. Steiger's conclusions based upon a generic statement that they were inconsistent with the medical record as a whole, that would not constitute substantial evidence in that such a conclusory finding would hinder effective judicial review. But here, the ALJ did review the medical evidence of record, including Dr. Steiger's own records. If the ALJ was correct in concluding that Dr. Steiger's opinion contained functional limitations inconsistent with his overall physical examination findings, this would be a supportable conclusion.
The ALJ's further observation that Plaintiff had only received conservative treatment in the form of medication for her complaints of musculoskeletal pain is also an acceptable basis upon which to discount or reject the opinion of an examining physician. (
Further, the ALJ did properly rely upon the opinion of medical expert ("ME") Dr. Plotz, who had examined all of the medical evidence of record and did not assess any of the functional limitations found by Dr. Steiger. Indeed, Dr. Plotz testified there was nothing in the record which would explain Plaintiff's back or neck pain. (AR 40.) He found there were no physical abnormalities relating to the neck, back, knees, hip or anything else. (
As noted, the Court will also address the ALJ's assessment of treating physician Dr. Bovetas. Dr. Bovetas concluded that Plaintiff was disabled, but that is the province of the Commissioner, not a physician. (
As with Dr. Steiger's opinion, the ALJ determined to reject Dr. Bovetas' opinion because it so sharply contrasted with other evidence of record, which included Dr. Bovetas' own treatment records. (
For the foregoing reasons, the Court concludes that the ALJ did not improperly discount or reject the opinions of Drs. Steiger and Bovetas.
Plaintiff herself did not appear at the hearing before the ALJ. (AR 49.) The ALJ found that she had waived her right to testify by not attending. (AR 15.) Plaintiff notes that the ALJ failed to mention that Plaintiff's representative objected and requested a Notice to Show Cause, which the ALJ rejected. (AR 49.) Plaintiff's counsel points out that subsequent correspondence from Plaintiff's husband and cousin revealed that she had experienced multiple seizures resulting in injuries to her face due to falls, which prevented her from attending the hearing, and that these events were corroborated by letters from a nurse and Dr. Bovetas. (
With regard to Plaintiff's failure to appear at the hearing, the ALJ is under certain administrative and regulatory requirements which he must follow when this happens. Here, the requirements outlined in 20 C.F.R. § 404.938 were followed. Plaintiff's representative was unable to locate her at the hearing. The Notice of Hearing had been mailed to Plaintiff at her last known address. Finally, an Acknowledgment of Notice of Hearing was on record indicating Plaintiff actually received and returned the Acknowledgment form. Consequently, the ALJ had the discretion to proceed with the hearing, to accept testimony of other witnesses, and to allow questioning of those witnesses and argument from Plaintiff's representative. At the hearing, the ALJ took testimony from an ME and Vocational Expert ("VE"). (AR 37-42, 44-46. Further, Plaintiff's representative made arguments on her behalf and did cross-examine the testifying witnesses. Thus, the Court finds that the ALJ properly found that Plaintiff had constructively waived her right to attend the hearing.
As to Plaintiff's credibility, the ALJ evaluated this based upon statements from her disability application and seizure questionnaire. (AR 19, 174, 182-184.)
In evaluating Plaintiff's credibility, the ALJ set forth a number of reasons. First, he determined that her complaints were not supported by the objective evidence. (AR 19-22.) A lack of medical evidence cannot form the sole basis for discounting a statement of alleged symptoms, but it is one factor to be considered in the credibility analysis.
The ALJ also relied upon routine and conservative treatment which contrasted with the extreme limitations which Plaintiff claimed. (AR 19-20.) Again, this is a permissible factor if supported by the evidence.
The ALJ also relied upon Dr. Plotz's (ME) testimony as to Plaintiff's functional abilities. (AR 20.)
All in all, the Court determines that the reasons cited by the ALJ are supported by substantial evidence, and are adequate to assess credibility.
For the foregoing reasons, the Court finds no error in the ALJ's credibility analysis.
The decision of the ALJ will be affirmed. The Complaint will be dismissed with prejudice.