RAYE, P. J. —
Defendant Drake Nicholas Noyan was sentenced to state prison for various drug-related charges pursuant to a negotiated plea. In his appeal, we consider two claims, one personal to Noyan, that the court abused its discretion in declining to reinstate him on probation, and another with
In case No. CRF121135, defendant was charged with felony possession of heroin (count 1) and misdemeanor possession of an opium pipe or other device or paraphernalia used for injecting or smoking a controlled substance (count 2). Defendant pleaded no contest to count 1 and was granted a deferred entry of judgment for an enumerated period, released on his own recognizance, and ordered to report to probation. During the diversion period, defendant violated probation; the court ordered the judgment entered and placed him back on probation. Defendant violated probation again, and the court revoked his probation.
While on bail in that case, defendant was charged in case No. CRF121518 with felony failure to appear at a court hearing. Defendant pleaded no contest; the trial court suspended imposition of sentence and placed him on three years' probation. Defendant violated probation, after which probation was revoked and reinstated. Defendant again violated probation and the court again revoked his probation.
In case No. CRF122071, defendant was charged with first degree felony burglary (count 1); possession of heroin (counts 2 & 3); knowingly bringing alcohol, a noncontrolled substance, or paraphernalia intended to be used in the consumption of a noncontrolled substance into county jail (count 4); misdemeanor possession of an opium pipe or other device or paraphernalia used for injecting or smoking a controlled substance (count 5); and misdemeanor graffiti (count 6). Defendant pleaded no contest to counts 2 and 4, and all other counts were dismissed. He did not wish the trial court to consider drug court. The trial court suspended imposition of sentence and
Finally, defendant was charged in case No. CRF130029 with knowingly bringing a controlled substance or paraphernalia intended for consuming a controlled substance into a county jail (count 1) and misdemeanor possession of an opium pipe or device for injecting or smoking a controlled substance (count 2). Defendant pleaded no contest to count 1 and admitted various probation violations.
Pursuant to his plea bargain, the court sentenced defendant to an aggregate term of five years four months in state prison: the upper term of three years for possession of heroin (Health & Saf. Code, § 11350, subd. (a); count 2, case No. CRF122071); a concurrent upper term of three years for bringing paraphernalia for consumption of drugs other than controlled substances into jail (§ 4573.5; count 4, case No. CRF122071); one year (one-third the middle term) for bringing a controlled substance into county jail (§ 4573; count 1, case No. CRF130029); eight months (one-third the middle term) for failure to appear on bail (§ 1320.5; count 1, case No. CRF121518); and eight months (one-third the middle term) for possession of heroin (Health & Saf. Code, § 11350, subd. (a); count 1, case No. CRF121135). The sentence was imposed but execution was suspended, and defendant was placed on three years' probation in each case and ordered to attend the drug court program. Defendant was advised and understood that if he failed drug court or violated any other condition of his suspended sentence, he would be sentenced to state prison.
Defendant violated probation. The court revoked defendant's probation on all matters. Defendant was again advised, and he acknowledged, that if the court determined he should not be reinstated on probation he would be sentenced to five years four months in state prison. Defendant admitted violating his probation by possessing a controlled substance and drug paraphernalia, and by failing to participate in and complete the drug court program.
At a hearing to determine whether to reinstate defendant on probation, defendant testified on his own behalf and also presented the testimony of Joseph Wayne Cassady, D.O., and Donald R. Siggins, Ph.D. Cassady was a treating physician who prescribed defendant Suboxone, which is a medication approved for the treatment of opiate dependency. Cassady explained that if taken as prescribed, Suboxone would reduce an addict's craving, allowing him to feel normal and to avoid symptoms of withdrawal; however, Suboxone is not useful in preventing someone from using opiates if he so chooses. Siggins's evaluation of defendant led him to opine that defendant was a drug
Defendant's counsel argued defendant should be reinstated on probation so he could get the help he "wants" and "needs." The prosecutor argued the stay of execution should be lifted and the previous state prison sentence imposed because defendant had failed to comply with probation, and that he had been given "one last chance with a suspended sentence, and he failed to take advantage of that last chance." The court found defendant had a 19-year criminal track record, was fortunate to have been given an opportunity earlier in the year to avoid a prison commitment, and essentially "blew off" the suspended sentence. The court found nothing to justify reinstating probation, and further found that instead of doing what he was supposed to have done while on probation, defendant immediately had gone back to using drugs. Therefore, the court lifted the suspension of defendant's prison sentence and ordered the sentence be executed in each matter. The court clarified, and counsel agreed, that defendant's conviction for a violation of section 4573.5 was not eligible for sentencing to county jail instead of state prison under section 1170(h). Therefore, the court remanded defendant to the custody of the sheriff for delivery to the Department of Corrections and Rehabilitation.
Defendant timely appealed but did not obtain a certificate of probable cause.
Defendant contends the trial court abused its discretion in declining to reinstate probation because all of his crimes and probation violations were a result of his chemical dependency. We reject the contention.
Appellant contends the court should have reinstated probation based on the recommendation of Siggins that defendant should be placed in long-term residential treatment because he was "`bottoming out'" and would not receive proper drug treatment in prison. The court reviewed defendant's lengthy criminal history, his repeated probation violations, the recommendations of the probation report, the reports and recommendations of Cassady and Siggins, defendant's own testimony, and the arguments of counsel and found that defendant had four separate criminal proceedings initiated against him in the course of one year, and except for the initial case, all involved independent criminal charges that also amounted to violations of defendant's probation in the pending actions. Defendant's repeated failure to comply with the terms of his probation supports the court's conclusion that defendant was no longer a suitable candidate for probation. (People v. Jones (1990) 224 Cal.App.3d 1309, 1316 [274 Cal.Rptr. 527].) Therefore, the court's refusal to reinstate probation as recommended by Siggins was not an abuse of discretion.
Defendant contends the disparate treatment under section 1170(h) of those convicted under section 4573 (knowingly bringing a controlled substance or paraphernalia for consuming a controlled substance into a custodial facility) and section 4573.5 (knowingly bringing alcohol or noncontrolled substances and paraphernalia for consuming such substances into a custodial facility) violates the equal protection clauses of the United States and California Constitutions because a person convicted of violating section 4573 is eligible to be sentenced to county jail whereas a person convicted of violating section 4573.5 is sentenced to state prison.
We find no rational basis to support the exclusion of section 4573.5 from punishment pursuant to section 1170(h) (i.e., incarceration in county jail instead of state prison) when similarly situated violators of section 4573 are punished pursuant to section 1170(h). Therefore, we find the sentencing scheme for section 4573.5 violates the equal protection clause of the
The Legislature enacted the 2011 realignment legislation addressing public safety (Realignment Legislation) to address a fiscal emergency and public safety by "[r]ealigning low-level felony offenders who do not have prior convictions for serious, violent, or sex offenses to locally run community-based corrections programs ...." (§ 17.5, as added by Stats. 2011, ch. 15, § 229; see Stats. 2011, ch. 15, § 638; see also People v. Guillen (2013) 212 Cal.App.4th 992, 995 [151 Cal.Rptr.3d 514].) "Realignment `shifted responsibility for housing and supervising certain felons from the state to the individual counties.' [Citation.] Felons eligible to be sentenced under realignment now serve their terms of imprisonment in local custody rather than state prison. [Citations.]" (People v. Montrose (2013) 220 Cal.App.4th 1242, 1246 [163 Cal.Rptr.3d 732].)
In conjunction with the Realignment Legislation, the Legislature added section 1170(h). (Stats. 2011, ch. 361, §§ 6, 7, 18.) This newly added subdivision provides in pertinent part that "a felony punishable pursuant to this subdivision where the term is not specified in the underlying offense shall be punishable by a term of imprisonment in a county jail for 16 months, or two or three years" (§ 1170(h)(1)) and "a felony punishable pursuant to this subdivision shall be punishable by imprisonment in a county jail for the term described in the underlying offense" (§ 1170(h)(2)). The Legislature simultaneously amended the default sentencing provision, section 18, so that criminal punishment, where not otherwise provided, is in state prison for 16 months, two years, or three years "unless the offense is punishable pursuant to subdivision (h) of Section 1170," in which case, imprisonment is in county jail. (Stats. 2011, ch. 15, § 230.)
As amended by the Realignment Legislation, section 4573 provides that "any person, who knowingly brings ... into ... any county ... jail ... any controlled substance, ... any device, contrivance, instrument, or paraphernalia intended to be used for unlawfully injecting or consuming a controlled substance, is guilty of a felony punishable by imprisonment pursuant to subdivision (h) of Section 1170 for two, three, or four years."
In contrast, section 4573.5 was not amended by the Realignment Legislation; this section continues to provide that "[a]ny person who knowingly brings into any ... county ... jail ... any alcoholic beverage, any drugs, other than controlled substances, in any manner, shape, form, dispenser, or container, or any device, contrivance, instrument, or paraphernalia intended to be used for unlawfully injecting or consuming any drug other than controlled substances ... is guilty of a felony."
In sum, prior to the Realignment Legislation, violations of section 4573.5 were punished less severely than violations of section 4573: 16 months, two years, or three years in state prison as opposed to two years, three years, or four years in state prison. Since the enactment of the Realignment Legislation, violations of section 4573.5 are punished more severely than violations of section 4573: 16 months, two years, or three years in state prison as opposed to two years, three years, or four years in county jail.
"`The first prerequisite to a meritorious claim under the equal protection clause is a showing that the state has adopted a classification that affects two or more similarly situated groups in an unequal manner.' [Citations.]" (People v. Hofsheier (2006) 37 Cal.4th 1185, 1199 [39 Cal.Rptr.3d 821, 129 P.3d 29] (Hofsheier).) This concept "`"compels recognition of the proposition that persons similarly situated with respect to the legitimate purpose of the law receive like treatment."' [Citation.]" (In re Eric J. (1979) 25 Cal.3d 522, 531 [159 Cal.Rptr. 317, 601 P.2d 549].)
Defendant contends that persons convicted of violating section 4573.5 are similarly situated to those convicted of violating section 4573 because both crimes involve bringing contraband into a custodial facility. The Attorney General argues violators of the two sections are not similarly situated because the statutes codify two "different crimes" that involve different elements: one involves controlled substances, and the other expressly excludes controlled substances. The California Supreme Court rejected a similar argument in Hofsheier.
Hofsheier involved a claim that the lifetime sex offender registration requirement mandatorily imposed on those convicted of oral copulation with
Here, the two offenses involve knowingly bringing contraband into a custodial facility, and the only distinction between the two offenses is the nature of the contraband brought into the facility, i.e., controlled and noncontrolled substances. We conclude the persons convicted of committing these two crimes are similarly situated and we must determine whether that distinction justifies unequal punishments.
"`"`[A] statutory classification that neither proceeds along suspect lines nor infringes fundamental constitutional rights must be upheld against equal protection challenge if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.'"'" (Hofsheier, supra, 37 Cal.4th at pp. 1200-1201.) "The rationale must be `plausible' [citation] and the factual basis for that rationale must be reasonably conceivable
We now inquire whether there is a rational basis for imposing a state prison sentence on someone, such as defendant, convicted of violating section 4573.5 but imposing a county jail sentence on someone convicted of violating section 4573. In asserting such a rational basis exists, the Attorney General poses two potential grounds for the distinction: (1) penal institutions are under a greater threat from uncontrolled substances because they are "more readily available, easily concealable, and vastly obtainable" and can come into institutions in "greater quantities and more frequently," and (2) possession of the controlled substances is already punishable as a crime, so the threat of a state prison term would not be as effective a deterrent as a further jail term, while possession of noncontrolled substances is not otherwise criminal and therefore a prison sentence presents a stronger deterrent factor for those criminals. We find neither posed rationale reasonably conceivable.
The legislative scheme in place prior to the Realignment Legislation, which punished bringing controlled substances into a correctional facility more severely than uncontrolled substances, lends support to our analysis. (See Stats. 1990, ch. 1580, § 2, pp. 7554-7555 [amending former § 4573 to make a violation of that section "punishable by imprisonment in the state prison for two, three, or four years" instead of the 16-month, two-year, or three-year term that previously applied].)
Further, there is nothing to indicate the Legislature reassessed the comparative threat these two violations imposed when it enacted the Realignment Legislation. Rather, it appears the intent of the Legislature in enacting the Realignment Legislation was to make all felony offenses subject to section 1170(h) unless the offense otherwise specifies imprisonment, which section 4573.5 does not. (See Sen. Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Assem. Bill No. 109 (2011-2012 Reg. Sess.) March 17, 2011, p. 2, ¶ 1 ["[T]his bill amends Penal Code section 18 to provide that every offense declared to be a felony where the punishment does not specify imprisonment, as enumerated, shall be punishable pursuant to [subdivision (h)] in Penal Code section 1170, concerning determinate sentencing."].)
The Attorney General's second proposed rationale is that a county jail term is a more effective deterrent than state prison to prevent someone from bringing controlled substances into a custodial facility (§ 4573) because possession of those substances is already a criminal offense (see Health & Saf. Code, §§ 11350, 11364), whereas a prison sentence poses a stronger deterrent against bringing otherwise lawfully possessed substances into a custodial setting (§ 4573.5).
We are not persuaded. At the outset, the Attorney General's contention belies logic: How can county jail be a greater deterrent than state prison for some criminal activity (that would be criminal regardless of the setting) but not for other criminal activity (that is only criminal when it happens in a custodial setting)? Further, a comprehensive review of title 5 of the Penal Code demonstrates that violent felonies committed in a custodial setting are generally subject to state prison sentences (§§ 4500-4501.1, 4503, 4530,
Contrary to the Attorney General's analysis, some of the nonviolent felonies punishable in county jail do punish conduct that would be lawful outside a custodial setting, e.g., possession, sale, or furnishing of weapons (§§ 4502, 4574), and state prison is a punishment for some conduct that is illegal in any setting (§ 4573.8 [possession of drugs]). Therefore, the Attorney General's proffered rationale that the Legislature uses state prison as a deterrent for crimes not punishable in noncustodial settings and county jail sentences as a deterrent for crimes that are only punishable in custodial settings does not withstand scrutiny.
Based on our analysis, it appears the differences in language between sections 4571, 4573.5, and 4573.8 and the other nonviolent felony offense statutes in title 5 of the Penal Code do not reflect a thoughtful effort to distinguish between different offenses but are simply a legislative oversight. Prior to the Realignment Legislation, the other nonviolent felony statutes included the phrase "in the state prison" while sections 4571, 4573.5, and 4573.8 did not include that phrase. The Realignment Legislation amended sections 4502, 4550, 4573, 4573.6, 4573.9, 4574, and 4600 to replace "in the state prison" with "pursuant to subdivision (h) of Section 1170." Rather than signaling a distinction between these two categories of nonviolent felonies, this was simply a failure of the Legislature in the drafting of the Realignment Legislation to identify sections 4571, 4573.5, and 4573.8 as similar statutes in need of amendment. Such an oversight cannot be supported on any rational basis. (See Newland, supra, 19 Cal.3d at pp. 712-713 [statutory classification lacking rational relationship to legitimate state purpose violates equal protection even when it results from legislative oversight].)
The judgment is modified to reflect that defendant's sentence of five years four months is to be served in county jail instead of state prison. The trial court is ordered to prepare an amended abstract of judgment and to forward a certified copy thereof to the Department of Corrections and Rehabilitation. As modified, the judgment is affirmed.
Nicholson, J., and Robie, J., concurred.