EDMUND F. BRENNAN, Magistrate Judge.
Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security ("Commissioner") denying his application for Supplemental Security Income ("SSI") under Title XVI of the Social Security Act. The parties have filed cross-motions for summary judgment. ECF Nos. 17 & 21. For the reasons discussed below, the Commissioner's motion is denied and plaintiff's motion is granted. The matter is remanded for additional administrative proceedings.
On March 19, 2014,
On June 20, 2016, the ALJ issued a decision finding that plaintiff was not disabled under section 1614(a)(3)(A) of the Act.
AR at 15-24.
Plaintiff's request for Appeals Council review was denied on August 15, 2017 leaving the ALJ's decision as Commissioner's final decision. Id. at 1-3.
The Commissioner's decision that a claimant is not disabled will be upheld if the findings of fact are supported by substantial evidence in the record and the proper legal standards were applied. Schneider v. Comm'r of the Soc. Sec. Admin., 223 F.3d 968, 973 (9th Cir. 2000); Morgan v. Comm'r of the Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999); Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999).
The findings of the Commissioner as to any fact, if supported by substantial evidence, are conclusive. See Miller v. Heckler, 770 F.2d 845, 847 (9th Cir. 1985). Substantial evidence is more than a mere scintilla, but less than a preponderance. Saelee v. Chater, 94 F.3d 520, 521 (9th Cir. 1996). "`It means such evidence as a reasonable mind might accept as adequate to support a conclusion.'" Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. N.L.R.B., 305 U.S. 197, 229 (1938)).
"The ALJ is responsible for determining credibility, resolving conflicts in medical testimony, and resolving ambiguities." Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001) (citations omitted). "Where the evidence is susceptible to more than one rational interpretation, one of which supports the ALJ's decision, the ALJ's conclusion must be upheld." Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002).
Plaintiff argues that the ALJ erred in evaluating the opinion of Dr. John Onate. The ALJ purported to give Dr. Onate's opinion significant weight, but failed to factor his recommendations that plaintiff needed a cane
The RFC is the "maximum degree to which the individual retains the capacity for sustained performance of the physical-mental requirements of jobs." 20 C.F.R. Part 404, Subpt. P, App. 2, § 200.00(c). An ALJ's RFC assessment must be supported by substantial evidence. Bayliss v. Barnhart, 427 F.3d 1211, 1217 (9th Cir. 2005). As noted supra, the ALJ crafted an RFC indicating that plaintiff was capable of medium work subject to various limitations. AR at 17-18. None of the articulated limitations, however, mentioned a need for supervision. And, in Dr. Onate's assessment, he indicated that plaintiff's ability to work without supervision was "poor." Id. at 728. The form defines "poor" to mean "[t]he evidence supports the conclusion that the individual cannot usefully perform or sustain the activity." Id. Thus, in effect, Dr. Onate indicated that plaintiff could not usefully work without supervision.
The Commissioner raises several arguments argues as to the propriety of the RFC. First, she notes that giving an expert opinion "significant weight" does not obligate the ALJ to adopt it verbatim. That may be, but it behooved the ALJ — to the extent that he did not agree with Dr. Onate's recommendation regarding supervision — to offer explicit reasons for discounting it. See Lester v. Chater, 81 F.3d 821, 830-31 (9th Cir. 1995) ("[T]he opinion of an examining doctor, even if contradicted by another doctor, can only be rejected for specific and legitimate reasons that are supported by substantial evidence in the record."). The only reservation the ALJ articulated as to Dr. Onate's opinion, however, was a finding that "aspects of Dr. Onate's medical source statement are too vague, insofar as no specific explanations regarding the claimant's `fair' mental abilities are provided. . . ." Id. at 22. The supervision requirement was not one of the "fair" mental abilities; it was rated as "poor." Id. at 728.
Second, the Commissioner argues that Dr. Onate did not actually find that plaintiff needed to work with a supervisor; rather he determined only that plaintiff "had a poor ability in working without supervision." ECF No. 21 at 7. But, as noted supra, the definition of "poor" employed by Onate effectively precluded the possibility of useful work performance without supervision.
Third, the Commissioner argues that plaintiff fails to show how Dr. Onate's supervision requirement was inconsistent with either the RFC or the jobs which the ALJ determined plaintiff could perform, "all of which would ostensibly include some form of supervision." Id. The supervision requirement is plainly inconsistent with the RFC insofar as the latter makes no mention of a supervision limitation. And the argument that the relevant jobs "would ostensibly" include supervision is insufficient to relieve the ALJ of the burden of considering all of plaintiff's impairments in determining the RFC. See SSR 96-8p, 1996 SSR LEXIS 5, *20, 1996 WL 374184, at *7 (Jul. 2, 1996) ("If the RFC assessment conflicts with an opinion from a medical source, the adjudicator must explain why the opinion was not adopted.")
Fourth, the Commissioner argues that plaintiff has failed to show that the "extremely restrictive RFC would not address all of his limitations with record support." ECF No. 21 at 7. She then goes on to cite the various limitations that were included, none of which explicitly mentioned a need for supervision. Id. It may be that the RFC took most of Dr. Onate's recommendations into account, but that does not excuse the failure at issue. The ALJ was required to either explicitly discount the finding that plaintiff required supervision or to incorporate it into the RFC. He did neither.
Based on the foregoing, the court concludes that the ALJ erred in failing to incorporate the supervision limitation into his RFC (or to offer sufficient reasons for rejecting it). The only question that remains is whether to award benefits or to remand for additional proceedings. "The decision whether to remand a case for additional evidence, or simply to award benefits is within the discretion of the court." Sprague v. Bowen, 812 F.2d 1226, 1232 (9th Cir. 1987). A court should remand for further administrative proceedings, however, unless it concludes that such proceedings would not serve a useful purpose. Dominguez v. Colvin, 808 F.3d 403, 407 (9th Cir. 2016). Under the foregoing standard, a remand for additional proceedings is proper. That the ALJ failed — in this instance — to account for a limitation advanced in Dr. Onate's assessment does not compel a finding that he is categorically unable to do so.
Accordingly, it is hereby ORDERED that:
Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995).
The claimant bears the burden of proof in the first four steps of the sequential evaluation process. Yuckert, 482 U.S. at 146 n.5. The Commissioner bears the burden if the sequential evaluation process proceeds to step five. Id.