Filed: Sep. 22, 2009
Latest Update: Feb. 22, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT Sept. 22, 2009 No. 09-12657 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket No. 08-22585-CV-UU MARIO MENA, and all others similarly situated under 29 USC 216(B), Plaintiff-Appellant, versus MCARTHUR DAIRY, LLC, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (September 22, 2009) Before BIRCH, HULL and KR
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT Sept. 22, 2009 No. 09-12657 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket No. 08-22585-CV-UU MARIO MENA, and all others similarly situated under 29 USC 216(B), Plaintiff-Appellant, versus MCARTHUR DAIRY, LLC, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (September 22, 2009) Before BIRCH, HULL and KRA..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
Sept. 22, 2009
No. 09-12657 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 08-22585-CV-UU
MARIO MENA,
and all others similarly situated under 29 USC
216(B),
Plaintiff-Appellant,
versus
MCARTHUR DAIRY, LLC,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(September 22, 2009)
Before BIRCH, HULL and KRAVITCH, Circuit Judges.
PER CURIAM:
This appeal stems from a suit brought by Plaintiff-Appellant Mario Mena,
on behalf of himself and others similarly situated, against Defendant-Appellee
McArthur Dairy, LLC (“McArthur”) for alleged violations of the overtime pay
provision of the Fair Labor Standards Act (“FLSA”), found in 29 U.S.C.
§ 207(a)(1).
I. Facts
McArthur is a Florida-based subsidiary of Dean Foods Company (“Dean
Foods”) that produces and distributes dairy products. Many of the products that
McArthur distributes are produced or manufactured by Dean Foods’ plants in other
states. These products are delivered to McArthur’s facility in Miami, Florida,
where they arrive pre-packaged and ready for delivery. They then are loaded onto
McArthur’s delivery trucks and delivered to customers.
McArthur is registered with the Federal Motor Carrier Safety Administration
of the United States Department of Transportation (DOT) and operates under an
assigned DOT Number.1 McArthur is registered as a private motor carrier
authorized to haul refrigerated food and dairy products. The company requires that
its route and delivery drivers comply with the Federal Motor Carrier Safety
Regulations (“FMCSR”). McArthur maintains all required DOT records and a
1
McArthur claims that it operates under DOT Number 85840, but the “Company
Snapshot” provided by McArthur indicates that its DOT Number is 822871. In any event, this is
irrelevant as Mena does not dispute that McArthur is registered with the DOT.
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“driver qualification” file for each driver as required by the FMCSR. In the two
years prior to March 2009, McArthur’s trucks were subjected to 22 DOT
inspections and its drivers were inspected 39 times.
Mena was employed by McArthur as a “swing driver” from approximately
March 7, 2007, to September 11, 2008, at which time McArthur terminated his
employment. Mena’s primary responsibilities included substituting for absent
route drivers and delivering products to McArthur’s customers in Florida, such as
Wal-Mart, Publix, and Target. One of the customers to whom Mena delivered
products was Sky Chefs, a catering company that supplies food and beverages for
airlines operating out of the Fort Lauderdale-Hollywood and Miami International
Airports. In performing these duties, Mena regularly drove his truck on public
streets and interstate highways, including I-95. In compliance with DOT
regulations, Mena conducted a safety pre-inspection before driving any of
McArthur’s trucks. Moreover, Mena kept a notebook containing an inspection
checklist “in case [he was] stopped by the DOT.”
After being terminated by McArthur, Mena brought the instant case. In his
complaint, Mena alleged that during his employment with McArthur he earned
twenty-two dollars per hour. Mena claimed that he worked an average of seventy-
two hours per week, but was only paid for forty per week. He alleged that under
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the FLSA, he was entitled to compensation at one-and-one-half times his regular
hourly rate for all hours worked in excess of forty per week. Moreover, Mena
alleged that his “paystubs reflect that he was not paid any amount of wages for
hours worked in excess of forty hours weekly which would constitute a minimum
wage violation.”
McArthur filed a motion for summary judgment, in which it argued that
Mena was exempted from the FLSA’s overtime pay provision by virtue of the
“motor carrier exemption” found in 29 U.S.C. § 213(b)(1). The district court
agreed, finding that Mena met the two requirements needed to trigger the motor
carrier exemption: (1) Mena was employed by a carrier whose transportation is
subject to the Secretary of Transportation’s jurisdiction under the Motor Carrier
Act; and (2) Mena engaged in activities directly affecting the safety of operation of
motor vehicles while moving property in interstate commerce. Additionally, the
court determined that any reference to a minimum wage claim was accidentally
included in Mena’s complaint or, alternatively, was meritless. This appeal
followed.
II. Discussion
4
A. Standard of Review
“We review the district court’s grant of summary judgment de novo,
applying the same legal standards that bound the district court, and viewing all
facts and reasonable inferences in the light most favorable to the nonmoving
party.” Cruz v. Publix Super Markets, Inc.,
428 F.3d 1379, 1382 (11th Cir. 2005)
(citation and quotation omitted). Summary judgment is appropriate where “there is
no genuine issue as to any material fact and . . . the movant is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(c).
Exemptions to the FLSA are construed narrowly and against the employer.
Alvarez Perez v. Sanford-Orlando Kennel Club, Inc.,
515 F.3d 1150, 1156 (11th
Cir. 2008). The burden is on the employer to establish entitlement to an
exemption.
Id.
B. Overtime Claim and the Motor Carrier Exemption
The FLSA requires employers to pay employees time-and-a-half for any
hours worked in excess of forty hours per week. 29 U.S.C. § 207(a)(1). This
provision, however, “shall not apply with respect to any employee with respect to
whom the Secretary of Transportation has power to establish qualifications and
maximum hours of service pursuant to the provisions of section 31502 of Title 49.”
29 U.S.C. § 213(b)(1). The Secretary of Transportation is deemed to have such
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power, and thereby the motor carrier exemption is triggered, if two requirements
are met: (1) the employee is employed by a carrier “whose transportation of
passengers or property by motor vehicle is subject to his jurisdiction under section
204 of the Motor Carrier Act”; and (2) the employee “engage[s] in activities of a
character directly affecting the safety of operation of motor vehicles in the
transportation on the public highways of passengers or property in interstate or
foreign commerce within the meaning of the Motor Carrier Act.” 29 C.F.R.
§ 782.2(a). “[T]he Secretary of Transportation need not actually exercise his
power to regulate under the Motor Carrier Act; an exemption under section
13(b)(1) is created so long as the Secretary has the authority to regulate over a
particular category of employees.” Spires v. Ben Hill County,
980 F.2d 683, 686
(11th Cir. 1993).
Mena does not appear to dispute that the first prong of the exemption was
satisfied because the Secretary not only has power to exercise jurisdiction over
McArthur, but has in fact exercised such jurisdiction. McArthur is registered with
the DOT and has an assigned DOT registration number. McArthur’s trucks and
drivers have been the subject of DOT inspections and the company maintains
records as required by DOT regulations. Mena, therefore, clearly was employed
by a carrier that is subject to the jurisdiction of the Secretary of Transportation.
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Turning to the second prong, we must determine whether Mena personally
engaged in activities directly affecting the safety of operation of motor vehicles in
transportation on public highways of property in interstate commerce. Mena
concedes that he drove on public highways and that this affected the safety of
operation of motor vehicles. Thus, we need only address whether he transported
property in interstate commerce.
It is undisputed that Mena’s job activities took place wholly within the state
of Florida. Nonetheless, for the purposes of the Motor Carrier Act, “purely
intrastate transportation can constitute part of interstate commerce if it is part of a
‘continuous stream of interstate travel.’ For this to be the case, there must be a
‘practical continuity of movement’ between the intrastate segment and the overall
interstate flow.” Walters v. American Coach Lines of Miami, Inc.,
575 F.3d
1221, __ (11th Cir. 2009) (citations omitted). A critical factor in determining the
shipment’s essential character is the shipper’s “fixed and persisting intent” at the
time of the shipment. 29 C.F.R. § 782.7(b)(2); see also Bilyou v. Dutchess Beer
Distribs., Inc.,
300 F.3d 217, 223-24 (2d Cir. 2002).2
2
The Interstate Commerce Commission has held that there is not fixed and persisting
intent to engage in interstate commerce where: (1) “[a]t the time of shipment there is no specific
order being filled for a specific quantity of a given product to be moved through to a specific
destination beyond the terminal storage”; (2) “the terminal storage is a distribution point or local
marketing facility from which specific amounts of the product are sold or allocated”; and
(3) “transportation in the furtherance of this distribution within the single State is specifically
arranged only after sale or allocation from storage.” 29 C.F.R. § 782.7(b)(2). Some courts have
7
In the instant case, we are persuaded that Mena transported property in
interstate commerce. Uncontroverted testimony establishes that much of the
property that Mena transported previously had been manufactured in other states
by McArthur’s parent company and delivered to McArthur’s Miami warehouse.
Because McArthur delivered dairy and other refrigerated products to customers,
the property transported was perishable and usually of a reasonably short shelf-life.
The property was pre-packaged and not modified once it reached McArthur’s
warehouse. Cf.
Roberts, 921 F.2d at 816 (finding that the fixed and persisting
intent test was not satisfied where shipper did not intend for the interstate shipment
of raw soybeans, but rather expected them to be processed intrastate into “a new
commodity, one that had been materially changed in ‘character, utility, and value’”
before leaving the state) (citation omitted). From there the products were
distributed to McArthur’s customers based on standing orders and customers’
concluded that they may only conclude that a fixed and persisting intent is absent if all three of
these factors are met. See, e.g., Baird v. Wagoner Transp. Co.,
425 F.2d 407, 411 (6th Cir.
1970). We are, however, in accord with other circuits that have held that this “standard has been
refined, if not phased out,” in favor of the more general consideration that draws a fixed and
persisting intent “from all of the facts and circumstances surrounding the transportation.”
International Bhd. of Teamsters, Chauffeurs, Warehousemen & Helpers of Am. v. Interstate
Commerce Comm’n,
921 F.2d 904, 908 (9th Cir. 1990) (citations omitted); see also Roberts v.
Levine,
921 F.2d 804, 812 (8th Cir. 1990); Central Freight Lines v. Interstate Commerce
Comm’n,
899 F.2d 413, 421 (5th Cir. 1990). It is also noteworthy that this circuit did not
discuss the above 3-factor test in its most recent motor carrier exemption case; instead, it merely
emphasized that we are “guided by practical considerations” when determining whether an
employee’s activities are part of interstate commerce for the purposes of the FLSA. See Walters,
575 F.3d 1221.
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projected needs, as calculated by customers’ past purchases.3 Under these
circumstances, McArthur’s warehouse was nothing more than a temporary storage
hub used to facilitate the orderly distribution of products through interstate
commerce. Additionally, some deliveries, such as those by Mena to Sky Chefs, a
company that then sold those products to airlines for passenger consumption on
domestic and international flights, were bound for destinations outside of Florida.
Thus, Mena’s transportation of these products was part of the “practical continuity
of movement” across state lines. See Walters,
575 F.3d 1221 (holding that
intrastate shuttle service for cruise passengers from an airport to a seaport was part
of the practical continuity of movement of interstate travel).
Because McArthur established both elements of the motor carrier exemption,
Mena cannot avail himself of the benefits of the overtime pay provision found in
29 U.S.C. § 207(a)(1). The district court did not err in granting summary judgment
as to this claim.
C. Minimum Wage and Straight Time Pay Claims
3
Mena argues that products were never destined for a particular customer. He contends
that he would go to the warehouse, pick up a variety of dairy and refrigerated products, and
“there was not a determination of what would be purchased by the customers until Appellant
showed up with the mix . . . .” Such a claim is belied by the record. The record reflects that
although there would be slight variations as to customers’ actual needs, Mena did not merely
stock his truck with a random variety of perishable refrigerated products and proceed from
customer to customer, inquiring as to which items they wished to purchase. Specific products
were earmarked for particular stores based on a formula that incorporated each customer’s past
usage and projected current needs.
9
Mena argues that even if he is exempted from the FLSA’s overtime
provision due to the motor carrier exemption, he is nonetheless entitled to straight
time pay of twenty-two dollars per hour, or at least minimum wage for his hours
worked in excess of forty hours per week. He argues that the district court
misconstrued his minimum wage claim and erroneously failed to consider his
straight time pay claim.
In its order, the district court noted that Mena’s complaint (1) referred to
“similarly situated security guards” even though Mena is a truck driver,
(2) referenced “Defendants” even though there is but one defendant in the instant
case, and (3) noted that the applicable minimum wage never exceeded $6.67 per
hour and that Mena “was paid at $22.00/hr,” but also alleged that McArthur
violated minimum wage laws. The court reasoned that in light of these puzzling
statements and the fact that Mena’s counsel “uses the same general form complaint
in each of the [FLSA] lawsuits his office brings,” “the Court is satisfied that
Plaintiff did not intend to allege minimum wage violations.” Alternatively, the
court held,
were the Court to conclude that Plaintiff meant to bring a claim for
minimum wage violations, Defendant would be entitled to judgment
on the pleadings, considering Plaintiff’s allegations that he worked an
average of 72 hours per week for Defendant and was compensated at a
rate of $22 per hour, far in excess of the minimum wage for the
applicable time period.
10
Although we do not endorse the district court’s conclusion that Mena
recycled a complaint from another case and thereby accidentally included the
minimum wage claim, nonetheless we conclude that summary judgment was
appropriate because Mena failed to state a claim for straight time pay or minimum
wage violations.4 Mena’s complaint and submissions to the district court never
used the term “straight time” or articulated an argument that should have put
McArthur on notice of this theory of liability. As to the minimum wage claim,
Mena’s complaint contained nothing more than a bare bones assertion that “he was
not paid any amount of wages for hours worked in excess of forty hours weekly
which would constitute a minimum wage violation.” This nondescript statement
was rendered further confusing by Mena’s statement that the relevant minimum
wage never exceeded $6.67 per hour, but that he received an hourly rate of $22.
Moreover, Mena had an opportunity to clarify his position on the minimum
wage claim, but again declined to go into any substantive detail. In his response to
McArthur’s motion for summary judgment, Mena discussed the motor carrier
exemption and then, without explanation, stated, “[e]ven if this Court was to
disagree with Plaintiff’s overtime arguments below and find that Defendants are
entitled to the Motor Carrier Exemption regarding Plaintiff’s overtime claim,
4
See McCabe v. Sharrett,
12 F.3d 1558, 1560 (11th Cir. 1994) (“[W]e may affirm on any
adequate ground, regardless of whether the district court relied on that ground.”).
11
Plaintiff points to the Complaint filed in this action wherein Plaintiff also seeks
unpaid minimum wages in addition to the overtime wages.”
McArthur then filed a reply brief in which it stated that “McArthur believed
Plaintiff had abandoned his minimum wage claim after it shared with Plaintiff and
his counsel weeks before his deposition payroll records that established, contrary
to his claim, that McArthur paid him at least minimum wage for the hours worked
in his final week of employment.” In its order, the district court addressed the
minimum wage issue in light of the limited information presented to it and, after
the court disposed of this issue, Mena did not file a motion to reconsider or provide
other documentation to clarify his position. It is only on appeal that Mena explains
his position and alleges that the straight time pay claim and minimum wage claim
are alternative theories of liability that were only intended to apply in the event that
the district court found that the motor carrier exemption prohibited Mena from
collecting FLSA overtime pay for time accrued in excess of forty hours per week.
“[A] complaint need not provide detailed factual allegations . . . .
Nonetheless, a complaint requires more than labels and conclusions . . . .”
Wilchombe v. TeeVee Toons, Inc.,
555 F.3d 949, 958 (11th Cir. 2009) (citations,
quotations, and editing marks omitted). Because Mena was represented by counsel
throughout the duration of this case, his pleadings and submissions are not entitled
12
to liberal construction. See GJR Inv., Inc. v. County of Escambia, Fla.,
132 F.3d
1359, 1369 (11th Cir. 1998) (“Courts do and should show a leniency to pro se
litigants not enjoyed by those with the benefit of a legal education.”). We conclude
that Mena failed to properly assert claims for straight time pay or minimum wages
because his complaint never mentioned straight time pay and only contained a
conclusory allegation as to the minimum wage violation. Even to the extent that
Mena’s complaint could be construed as asserting some theory of liability as to a
minimum wage violation, we decline to address any such claim because the
argument raised on appeal was not raised below and Mena has not presented any
evidence to warrant circumventing our general rule prohibiting review of
unpreserved arguments. See Denis v. Liberty Mut. Ins. Co.,
791 F.2d 846, 848-49
(11th Cir. 1986) (“Failure to raise an issue, objection or theory of relief in the first
instance to the trial court generally is fatal.”).
III. Conclusion
For the reasons set forth, we affirm the ruling of the district court.
AFFIRMED.
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