WILLIAM M. ACKER, JR., District Judge.
Before the court is the motion of defendant Bayer Healthcare Pharmaceuticals, Inc, to dismiss this action pursuant to Federal Rule of Civil Procedure 12(b)(6). For the reasons that follow, the motion will be granted as to plaintiff's implied warranty claim, but denied as to all other claims.
For purposes of this opinion, all facts alleged in the complaint are taken as true. Plaintiff is a 26-year-old woman seeking to recover damages for injuries she alleges were caused by Mirena, a birth control device manufactured by defendant. Mirena is a physical device placed in the uterus for up to five years. Compl. ¶ 19. It regularly releases "levonorgestrel," a prescription medication, directly into the uterus. Id. ¶¶ 13, 17. It is used for birth control, id. ¶ 17, and "for treatment of heavy menstrual bleeding in women who choose to use intrauterine contraception as their method of contraception," id. ¶ 15.
According to plaintiff, the levonorgestral released by Mirena has been linked to development of a condition called "pseudotumor cerebri," also known as "idiopathic intracranial hypertension," (hereinafter,
Plaintiff used the Mirena device, id. ¶ 70, and was subsequently diagnosed with PTC/IIH, id. ¶ 72. She brings this action seeking recovery for her injuries under nine state law causes of action. The court has diversity jurisdiction under 28 U.S.C. § 1332 because the amount in controversy exceeds $75,000, and because defendant is a citizen of New Jersey and plaintiff is a citizen of Alabama.
Defendant now moves the court, pursuant to Federal Rule of Civil Procedure 12(b)(6), for dismissal of this case for failure to state a claim.
Under the standard provided by Bell Atl. Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007), and Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009), a motion to dismiss under Rule 12(b)(6) is analyzed using a "two-pronged approach." Id. at 679, 129 S.Ct. 1937. First, the court sifts out and discards all of the legal conclusions from the complaint. See id. at 678, 129 S.Ct. 1937. Second, the court determines whether what is left states a "plausible" claim for relief. See id. at 679, 129 S.Ct. 1937. Defendant argues that under this standard, the complaint in this case is so glaringly deficient that it must be dismissed in its entirety. In the alternative, defendant argues that each of plaintiff's claims suffers some individual defect that requires its dismissal.
Defendant first argues that the complaint contains so few facts as to deprive defendant of fair notice of what it is being sued for. See Def.'s Mem. at 3-4; Def.'s Reply at 2-4 (arguing complaint is "so globally deficient" that it must be dismissed in its entirety, without analysis of any individual cause of action). As an initial matter, the court disagrees that there exists an abstract sufficiency hurdle, contained in the Federal Rule, that is entirely separate from any substantive law. So long as a plaintiff lists some cause of action in his complaint, the question is whether he has alleged
The only case from this district cited by defendant in support of its "global deficiency" theory, Weldon v. Washington Nat. Ins. Co., 2:13-CV-02209-RDP, 2014 WL 130486 (N.D.Ala. Jan. 14, 2014), is not to the contrary of this principle. There the court specifically couched its dismissal of the action in terms of the elements of
Even were such a "global deficiency" principle to exist, the court takes with healthy skepticism defendant's claim that it has no notice here as to why it is being sued. The opening sentence of the complaint spells out that plaintiff seeks redress for "personal injuries suffered as a proximate result of [p]laintiff being prescribed and properly using the defective and unreasonably dangerous product Mirena...." Compl. at 1. Later, plaintiff explains simply that she "had the Mirena IUS inserted into her body," Compl. ¶ 70; that she subsequently became ill and "was ultimately diagnosed with [PTC/IIH]," id. ¶ 73; and that there exists some evidence that the disease was caused by the Mirena, id. ¶ 74; see id. ¶¶ 46-60 (evidence of possible link between levonorgestrel and PTC/IIH). Finally, the complaint names and spells out eight causes of action, Compl. ¶¶ 76-189, so that defendant knows exactly where it needs to focus its attention as the case moves to the discovery phase. The complaint thus contains the "short and plain statement of the claim," Fed.R.Civ.P. 8(a)(2), and the "demand for the relief sought," 8(a)(3), required by the Federal Rules.
While the complaint has not earned any general dismissal for "global deficiency," it must still contain factual allegations sufficient to satisfy the elements of each individual claim. The court finds that plaintiff has failed to state a claim for breach of implied warranty, but that her other claims all survive defendant's motion to dismiss.
Defendant's sole winning argument is that plaintiff fails to state a claim for Breach of Implied Warranty (plaintiff's Count IV). Implied warranties are covered by the Alabama Commercial Code. Under § 7-2-314(1), "a warranty that the goods shall be merchantable is implied in a contract for their sale if the seller is a merchant with respect to goods of that kind." Under § 7-2-314(2)(c), "goods to
This question came before the Supreme Court of Alabama, on certification from the Eleventh Circuit, in Spain v. Brown & Williamson Tobacco Corp., 872 So.2d 101 (Ala.2003). There, the administrator of a deceased cigarette smoker's estate brought suit against a cigarette manufacturer, including an implied warranty claim with its wrongful death and design defect tort claims. Id. at 103. The Alabama Supreme Court was called on by the Eleventh Circuit to answer a number of questions, including whether the Circuit was correct "that that the sale of cigarettes does not violate the implied warranty of merchantability under Code of Alabama 1975, § 7-2-314." Id. at 103-04.
The Supreme Court's answer was lengthy and not totally clear. The Court began by citing its decision in Shell v. Union Oil Co., 489 So.2d 569 (Ala.1986), an implied warranty case against the manufacturer of a "naptha product" that "contained benzene, a cancer-causing agent." Spain, 872 So.2d at 106. In Shell, the court concluded that "[w]hether this product was unreasonably dangerous ... could properly be raised in an action brought under Alabama's Extended Manufacturer's Liability Doctrine (A.E.M.L.D.), but not in this U.C.C. action for breach of warranty." 489 So.2d at 571. The Court reasoned:
Id. at 572 (emphases in original).
This reasoning would seem to answer the question decisively: the commercial code creates only commercial warranties, not safety warranties. However, the Spain court next described a subsequent case, Allen v. Delchamps, Inc., 624 So.2d 1065 (Ala.1993), in which the court reached an apparently opposite result. Spain, 872 So.2d at 109. In Allen, the plaintiff brought an implied warranty claim, along with AMELD and other tort claims, after having a reaction to chemicals present on celery purchased from the defendant grocery store. 624 So.2d at 1066-67. The Allen court held, without acknowledging Shell, that AMELD and implied warranty claims were not mutually exclusive; indeed, "[t]hese two standards `go hand-in-hand,' at least as applied to food products, `for it is apparent that a food product is defective or unreasonably dangerous if it is unmerchantable or unfit for human consumption.'" Id. at 1068 (citations omitted).
Without clear explanation, the Spain court concluded from these cases that "a claim alleging breach of an implied warranty
The product at issue in this case, the Mirena device, has a clear function other than consumption. It is used "for treatment of heavy menstrual bleeding in women who choose to use intrauterine contraception as their method of contraception," Compl. ¶ 15, and "for birth control," id. ¶ 17. The Commercial Code implied warranty is therefore not breached unless the Mirena fails to achieve these functions, regardless of what other harms it causes. That does not mean, of course, that a birth control device manufacturer can produce a device with unlimited danger so long as the device actually prevents pregnancy. It simply means that these dangers must be addressed by claims under tort theories such as the AEMLD, rather than under the Commercial Code. Because the only Mirena defect that plaintiff alleges in this case is that it increases the risk of PTC/IIH, plaintiff has not stated a claim for breach of implied warranty, and the implied warranty count will be dismissed.
The remainder of defendant's criticisms are less successful. Defendant first argues that plaintiff fails to state a claim for negligent design (plaintiff's Count I). Def.'s Mem. at 5-6. As the parties agree, negligence has four elements: plaintiff must provide evidence "that defendant (1) breached (2) a duty, which (3) proximately caused (4) plaintiff's injury." E.R. Squibb & Sons, Inc. v. Cox, 477 So.2d 963, 969 (Ala.1985). Defendant argues that these elements are not met because the complaint contains only legal conclusions which, under the first prong of the Iqbal test, must be discarded by the court. See Def.'s Mem. at 6. For example, defendant points out, ¶ 80 of the complaint conclusorily states that "[Mirena] is more dangerous than a reasonably prudent consumer would expect," and ¶ 82 states that "[Mirena] was the proximate cause of the injuries sustained by the Plaintiff."
Defendant is correct that these statements are legal conclusions, and the court will not consider them for purposes of the motion to dismiss. But defendant fails to take into account the many other statements in the complaint that do allege factual details. With respect to the duty and breach elements, the complaint alleges, among other things, that Mirena had "forseeable risks associated with [its] design or formulation [including] the development of PTC/IIH, and rapid or sudden weight gain," Compl. ¶ 80; and that "[d]espite an increasing number of [reported health issues], Defendant has made no effort to warn physicians, the healthcare community, or patients of the risk of developing [PTC/IIH] with Mirena," Compl. ¶ 90. With respect to the causation and injury
Plaintiff meets the test of plausibility. It is, of course, true that one man's "plausibility" is another man's "implausibility." It is as slippery a word as the word "reasonable." Frankly, a jury is as qualified to determine what is or is not "plausible."
Defendant next argues that plaintiff fails to state a claim for strict liability under the Alabama Extended Manufacturer's Liability Doctrine ("AEMLD") (plaintiff's Count III). Under the AEMLD, a plaintiff can recover under strict liability if he can show that "he suffered injury or damages to himself or his property by one who sells a product in a defective condition unreasonably dangerous to the plaintiff as the ultimate user or consumer, if (a) the seller is engaged in the business of selling such a product, and (b) it is expected to and does reach the user or consumer without substantial change in the condition in which it is sold." Yamaha Motor Co., Ltd. v. Thornton, 579 So.2d 619, 621 (Ala.1991). It is undisputed here that defendant is engaged in the business of selling the Mirena device, and that the device was expected to and did reach plaintiff in the condition that it was sold. The only question is whether plaintiff has alleged facts that "plausibly" show that Mirena is a product "in a defective condition unreasonably dangerous to the plaintiff."
Defendant originally argued in its Rule 12(b)(6) motion that plaintiff "does not identify what aspect of the Mirena design is allegedly defective." Def.'s Mem. at 6. This argument is easily disposed of Plaintiff alleged that the crucial defect of the Mirena device is that it "releases levonorgestrel, a synthetic progestogen, directly into the uterus," Compl. ¶ 17, and that this increases the risk of developing PTC/IIH, Compl. ¶ 26. This must have occurred to defendant shortly after it filed its motion, because defendant's argument had changed considerably by the time it filed its reply brief. There, it argues that plaintiff has not alleged a design defect because a Mirena without levonorgestrel would be an entirely different product. Def.'s Reply at 4-6. According to defendant, "[a]n allegation that a defendant should have manufactured a different product does not state a plausible designdefect claim." Id. at 5.
Plaintiff has had no opportunity to respond to this new argument, and the motion to dismiss should be denied as to the AEMLD claim for that reason alone. See United States v. Krasnow, 484 Fed.Appx. 427, 429 (11th Cir.2012) ("Parties cannot raise new issues in reply briefs.") (citing Timson v. Sampson, 518 F.3d 870, 874 (11th Cir.2008)). However, because the result is the same, and to spare defendant the trouble of advancing the same argument at the summary judgment stage, the court will consider this argument in this opinion.
Despite the fact that plaintiff's claim is based specifically on a doctrine called the "
Defendant next argues the plaintiff has failed to state a claim for breach of express warranty (plaintiff's Count V). The Alabama Commercial Code provides that an express warranty is created by "[a]ny affirmation of fact or promise made by the seller to the buyer which relates to the goods and becomes part of the basis of the bargain," § 7-2-313(1)(a), or by "[a]ny description of the goods which is made part of the basis of the bargain," § 7-2-313(1)(b). Defendant argues that plaintiff has failed to allege that any such affirmation of fact, promise, or description was made about the Mirena device.
Plaintiff has alleged facts to support her express warranty claim, albeit by the skin of her teeth. As to the "affirmation of fact or promise" element, she has alleged that the "designing, manufacturing, marketing, formulating, testing, packaging, labeling, producing, creating, making, constructing, assembling, and distributing of Mirena were expressly warranted to be safe ... for [p]laintiff and members of the public generally." Compl. ¶ 153. As to the "part of the basis of the bargain" element, she has alleged that she "relied on [d]efendant's representations regarding Mirena in its package insert ... in deciding to use... Mirena." Id. ¶ 71. As to the breach element, she has alleged that "Mirena does not conform to these express warranties and representations because Mirena is not safe or effective and may produce serious side effects, including the development of [PTC/IIH]...." Id. ¶ 154. Taken as true, these allegations "plausibly," in the eyes of this court, state a claim for breach of express warranty.
Finally, defendant argues that plaintiff has failed to state claims based on fraud under the heightened pleading requirement of Federal Rule of Civil Procedure 9(b). These include plaintiff's claims for negligent misrepresentation (plaintiff's Count VI), fraudulent misrepresentation (plaintiff's Count VII), and fraud by suppression and concealment (plaintiff's Count VIII). Rule 9(b) requires that, "[i]n alleging fraud or mistake, a party must state with particularity the circumstances constituting fraud or mistake." In the Eleventh Circuit, this means that "a plaintiff must allege: `(1) the precise statements, documents, or misrepresentations made; (2) the time, place, and person responsible for the statement; (3) the content and manner in which these statements misled the Plaintiffs; and (4) what the defendants gained by the alleged fraud.'" Am. Dental Ass'n v. Cigna Corp., 605 F.3d 1283, 1291 (11th Cir.2010) (citation omitted). Like the Iqbal standard, this is not a hard-and-fast test, but can vary based on the nature of the claim asserted. See Pirelli Armstrong Tire Corp. Retiree Med. Benefits Trust v. Walgreen Co., 631 F.3d 436, 442 (7th Cir.2011) ("[B]ecause courts and
The allegations in this particular complaint meet the 9(b) standard when viewed in the context of the state law under which they are brought. In Alabama, a drug manufacturer "may be held liable for fraud or misrepresentation (by misstatement or omission)" based on "information and warning deficiencies" on a drug's labelling. Wyeth, Inc. v. Weeks, No. 1101397, 2013 WL 135753, at *19 (Ala. Jan. 11, 2013).
Plaintiff has stated a claim of this kind with the "particularity" required by Rule 9. As to the "precise statements" requirement and the "time, place, person" requirement, she has alleged that Mirena comes with a package label that warns about certain dangers. Compl. ¶¶ 20-22. As to the "content and manner in which the statements misled" requirement, she has alleged that defendant "owed a duty to provide accurate and complete information regarding Mirena" on this labeling, id. ¶ 158, and that it breached this duty by failing to warn about "the increased risk of developing PTC/IIH, and the increased risk of suffering severe consequences due to not removing Mirena once a patient experiences symptoms of papilledema and/or [PTC/IIH]," id. ¶ 160. As to the "what defendants gained" requirement, she has alleged that this breach of duty induced plaintiff to use the Mirena device. Id. ¶¶ 162, 164. Defendant's motion to dismiss will therefore be denied as to plaintiff's fraud-based claims.
Defendant does not argue that plaintiff's final claim, the failure to warn claim, (plaintiff's Count II), is deficient. The motion to dismiss will therefore be denied as to this claim.
In a short, single paragraph at the end of her brief, plaintiff concludes with
For all the foregoing reasons, defendant's motion to dismiss will be granted as to plaintiff's breach of implied and express warranty claims, but denied as to all other claims. The court will contemporaneously issue an order consistent with this opinion.
For the reasons stated in the accompanying memorandum opinion, plaintiff has stated a claim upon which relief can be granted on all counts other than her breach of implied warranty count. Defendant's motion to dismiss is GRANTED as to that claim, but DENIED as to all other claims.
Defendant shall answer the complaint